EX-99.77C 4 proxytab.txt MAXIM SERIES FUND - PROXY TABULATION Maxim Series Fund, Inc. Special Meeting of Shareholders (UNAUDITED) A Special Meeting of Shareholders was held on April 4, 2002 at 8525 East Orchard Road, Greenwood Village, Colorado for the following purposes: 1. To approve of an amendment to the Profile Portfolios' fundamental investment policy concerning investments in liquid, non-investment company securities. 2. To approve of new sub-advisory agreement appointing Barclays Global Fund Advisors as sub-adviser. 3. To approve of a new "manager-of-managers" structure for Maxim Series Fund, Inc. 4. To approve of an amendment to the Investment Advisory Agreement regarding a new "manager-of-managers" structure for Maxim Series Fund, Inc. 5. To approve amendments to the fundamental investment policies of the Fund generally to standardize the language of those policies that are required to be fundamental concerning (5.a.) borrowing, (5.b.) commodities, (5.c.) industry concentration, (5.d.) loans, (5.e.) diversification, (5.f.) real estate, (5.g.) senior securities and (5.h.) underwriting. 6. To approve amendments to the fundamental investment policies of the Fund generally to delete policies that are no longer required to be fundamental due to changes in laws or which otherwise need not be fundamental concerning (6.a.) purchases of securities on margin, (6.b.) purchases of investments in other investment companies; (6.c.) investments in oil, gas and/or mineral exploration, (6.d.) exercise of control, (6.e.) purchases of restricted securities and (6.f.) purchases of foreign securities. The votes cast in these matters were: *All Abstain votes are treated as `present' for purposes of achieving a quorum and in determining the votes cast on the proposals, but not as having voted FOR the proposals (and therefore have the effect of a vote against). Aggressive Profile I PROPOSAL #1 For: 62,426.097.55 Against: 772,091.95 Abstain*: 2,055.587.97 PROPOSAL #3 For: 60,233.755.29 Against: 3,012,155.76 Abstain*: 2,007,866.42 PROPOSAL #4 For: 60,322,431.90 Against: 2,839,788.37 Abstain*: 2,091,557.20 PROPOSAL #5a For: 61,093,811.59 Against: 1,996,470.23 Abstain*: 2,163,495.65 PROPOSAL #5b For: 60,700,999.12 Against: 2,515,353.06 Abstain*: 2,037,425.29 PROPOSAL #5c For: 61,786,486.33 Against: 1,388, 910.79 Abstain*: 2,078,380.35 PROPOSAL #5d For: 61,135,478.91 Against: 2,089,420.41 Abstain*: 2,028,878.15 PROPOSAL #5e For: 62,922,188.00 Against: 329,777,28 Abstain*: 2,001,812.19 PROPOSAL #5f For: 61,802,512.22 Against: 1,449,453.06 Abstain*: 2,001,812.19 PROPOSAL #5g For: 61,599,517.57 Against: 1,620,752.05 Abstain*: 2,033,507.85 PROPOSAL #5h For: 60,868,380.68 Against: 2,346,190.84 Abstain*: 2,039,205.95 PROPOSAL #6a For: 59,734,815.80 Against: 3,085,518.74 Abstain*: 2,433,442.93 Conservative Profile I PROPOSAL #1 For: 28,763,247.24 Against: 25,311.83 Abstain*: 969,864.86 PROPOSAL #3 For: 28,586,697.25 Against: 72,982.44 Abstain*: 1,098,744.25 PROPOSAL #4 For: 28,583,111.40 Against: 77,833.87 Abstain*: 1,097,478.66 PROPOSAL #5a For: 28,536,284.52 Against: 274,211.47 Abstain*: 947,927.95 PROPOSAL #5b For: 28,284,431.84 Against: 62,8857.71 Abstain*: 1,411,134.39 PROPOSAL #5c For: 28,307,845.28 Against: 39,655.20 Abstain*: 1,410,923.46 PROPOSAL #5d For: 28,202,801.19 Against: 53,365.77 Abstain*: 1,502,256.97 PROPOSAL #5e For: 28,101,342.95 Against: 245,946.59 Abstain*: 1,411,134.39 PROPOSAL #5f For: 28,217,777.36 Against: 129,723.12 Abstain*: 1,410,923.46 PROPOSAL #5g For: 28,471,106.57 Against: 61,592.11 Abstain*: 1,225,725.25 PROPOSAL #5h For: 28,216,511.77 Against: 38,389.61 Abstain*: 1,503,522.56 PROPOSAL #6a For: 28,196,684.17 Against: 33,749.10 Abstain*: 1,527,990.66 Moderate Profile I PROPOSAL #1 For: 84,123,430.055 Against: 1,308.087.360 Abstain*: 3,297,337.284 PROPOSAL #3 For: 82,668.581.674 Against: 3,218,639.346 Abstain*: 2,841,633.680 PROPOSAL #4 For: 81,233,407.778 Against: 3,795,580.316 Abstain*: 3,699,866.606 PROPOSAL #5a For: 83,171,610.391 Against: 2,138,669.659 Abstain*: 3,418,574.650 PROPOSAL #5b For: 82,419,829.144 Against: 2,048,273.378 Abstain*: 4,250,752.177 PROPOSAL #5c For: 83,133,856.650 Against: 2,072,201.806 Abstain*: 3,522,796.244 PROPOSAL #5d For: 82,918,500.804 Against: 2,355,620.734 Abstain*: 3,454,733.162 PROPOSAL #5e For: 83,195,538.818 Against: 1,980,210.296 Abstain*: 3,553,105.585 PROPOSAL #5f For: 83,243,927.416 Against: 2,012,114.866 Abstain*: 3,491,955.180 PROPOSAL #5g For: 82,934,453.089 Against: 2,801,221.225 Abstain*: 2,993,180.386 PROPOSAL #5h For: 82,323,480.578 Against: 2,886,831.820 Abstain*: 3,518.542.301 PROPOSAL #6a For: 82,632,423.162 Against: 2,757,086.570 Abstain*: 3,339,344.968 Moderately Aggressive Profile I PROPOSAL #1 For: 100,452,200.201 Against: 2,585.406.703 Abstain*: 3,100,493.241 PROPOSAL #3 For: 95,912,599.343 Against: 6,458,885.967 Abstain*: 3,702,496.180 PROPOSAL #4 For: 95,325,557.424 Against: 7,055,189.469 Abstain*: 3,693,234.596 PROPOSAL #5a For: 98,808,625.314 Against: 4,400,677.103 Abstain*: 2,864,679.073 PROPOSAL #5b For: 99,257,455.908 Against: 3,697,509.174 Abstain*: 3,119,016.409 PROPOSAL #5c For: 100,126.619.914 Against: 2,850,430.482 Abstain*: 3,096,931.094 PROPOSAL #5d For: 99,263,155.344 Against: 3,726,718,784 Abstain*: 3,084,107.363 PROPOSAL #5e For: 100,706,537.538 Against: 2,287,611.167 Abstain*: 3,079,832.786 PROPOSAL #5f For: 100,125,907.484 Against: 2,981,517.513 Abstain*: 2,966,556.493 PROPOSAL #5g For: 100,608,934.694 Against: 2,479,967.135 Abstain*: 2,985,079.660 PROPOSAL #5h For: 100,029,729.500 Against: 3,074,133.349 Abstain*: 2,970,118.641 PROPOSAL #6a For: 97,207,083.769 Against: 5,611,094.846 Abstain*: 3,255,802.875 Moderately Conservative Profile I PROPOSAL #1 For: 29,676,060.406 Against: 853,990.739 Abstain*: 4,130,003.655 PROPOSAL #3 For: 29,882,264.538 Against: 790,085.320 Abstain*: 270,704.943 PROPOSAL #4 For: 29,866,387.415 Against: 805,962.442 Abstain*: 270,704.943 PROPOSAL #5a For: 29,979,848.575 Against: 581,896.548 Abstain*: 1,381,309.677 PROPOSAL #5b For: 29,034,624.648 Against: 522,754.266 Abstain*: 1,385,675.886 PROPOSAL #5c For: 29,062,211.149 Against: 495,167.765 Abstain*: 1,385,675.886 PROPOSAL #5d For: 29,045,738.634 Against: 511,640.280 Abstain*: 1,374,958.828 PROPOSAL #5e For: 29,559,165.090 Against: 409,828.230 Abstain*: 974,061.479 PROPOSAL #5f For: 29,542,295.647 Against: 426,697.673 Abstain*: 974,061.479 PROPOSAL #5g For: 29,465,886.994 Against: 503,106.326 Abstain*: 974,061.479 PROPOSAL #5h For: 29,476,207.124 Against: 492,786.197 Abstain*: 974,061.479 PROPOSAL #6a For: 29,311,680.440 Against: 1,146,129.797 Abstain*: 485,244.563 Aggressive Profile II PROPOSALS #1, #3, #4, #5a, #5b, #5c, #5d, #5e, #5f, #5g, #5h, #6a For: 7,957,887.923 Against: 3,419.099.187 Abstain*: - 0 - Conservative Profile II PROPOSALS #1, #3, #4, #5a, #5b, #5c, #5d, #5e, #5f, #5g, #5h, #6a For: 1,411,779.441 Against: 255,374.518 Abstain*: - 0 - Moderate Profile II PROPOSAL #1 For: 7,568,930.651 Against: 190,830.321 Abstain*: 437.628 PROPOSALS #3, #4, #5a, #5b, #5c, #5d, #5e, #5f, #5g, #5h, #6a For: 7,563,338.732 Against: 196,859.868 Abstain*: - 0 - Moderately Aggressive Profile II PROPOSAL #1 For: 7,605,088.237 Against: 2,084,462.651 Abstain*: 108,386.361 PROPOSAL #3 For: 7,590,016.248 Against: 2,095,805.351 Abstain*: 109,115.650 PROPOSAL #4 For: 7,590,189.888 Against: 2,095,805.351 Abstain*: 109,942.010 PROPOSAL #5a For: 7,605,983.342 Against: 2,189,223.907 Abstain*: - 0 - PROPOSAL #5b For: 7,605,539.702 Against: 2,189,223.907 Abstain*: 173.640 PROPOSAL #5c For: 7,605,713.342 Against: 2,189,223.907 Abstain*: - 0 - PROPOSAL #5d For: 7,542,751.320 Against: 2,252,185.929 Abstain*: - 0 - PROPOSALS #5e, 5f, 5h For: 7,713,300.958 Against: 2,081,462.651 Abstain*: 173.600 PROPOSAL #5g For: 7,713,474.598 Against: 2,081.462.651 Abstain*: - 0 - PROPOSAL #6a For: 7,513,749.183 Against: 2,173,526.811 Abstain*: 107,761.255 Moderately Conservative Profile II PROPOSALS #1, #5a, #5c, #5d, #5e, #5f, #5g, #5h, #6a For: 2,340,103.240 Against: 48,028.943 Abstain*: - 0 - PROPOSAL #3 For: 2,310,023.774 Against: 72,108.112 Abstain*: - 0 - PROPOSAL #4 For: 2,322,504.630 Against: 59,627.256 Abstain*: - 0 - PROPOSAL #5b For: 2,327,622.096 Against: 42,028.934 Abstain*: 12,480.856 Growth Index PROPOSAL #2 For: 162,298,984.39 Against: 804,035.87 Abstain*: 683,973.63 PROPOSAL #3 For: 161,972,720.01 Against: 1,128,775.65 Abstain*: 685,498.23 PROPOSAL #4 For: 162,148.620.72 Against: 941,821.59 Abstain*: 696,551.58 PROPOSAL #5a For: 162,069,150.95 Against: 867,878.49 Abstain*: 849,964.44 PROPOSAL #5b For: 162,074,105.90 Against: 879,694.14 Abstain*: 833,193.85 PROPOSAL #5c For: 162,614,385.99 Against: 453,187.32 Abstain*: 719,420.58 PROPOSAL #5d For: 162,105,360.20 Against: 848,439.84 Abstain*: 833,193.85 PROPOSAL #5e For: 162,621,818.42 Against: 447,851.22 Abstain*: 717,324.25 PROPOSAL #5f For: 162,556,451.20 Against: 497,972.44 Abstain*: 732,570.25 PROPOSAL #5g For: 162,439,057.00 Against: 512,837.29 Abstain*: 835,099.60 PROPOSAL #5h For: 162,374,070.93 Against: 561,052.76 Abstain*: 851,870.19 PROPOSAL #6a For: 162,013,312.48 Against: 1,016,717.56 Abstain*: 756,963.85 PROPOSAL #6c For: 162,496,038.92 Against: 614,032.61 Abstain*: 676,922.36 PROPOSAL #6d For: 162,570,553.74 Against: 477,009.19 Abstain*: 739,430.95 PROPOSAL #6e For: 162,376,738.98 Against: 492,445.77 Abstain*: 917,809.14 PROPOSAL #6f For: 162,414,091.68 Against: 458,142.27 Abstain*: 914,759.94 Index Pacific PROPOSALS #2, 3, 4, 5a, 5b, 5c, 5d, 5e, 5f, 5g, 5h, 6a, 6c, 6d, 6e For: 18,650,268.61 Against: - 0 - Abstain*: - 0 - Index 400 PROPOSALS #2, 3, 4, 5a, 5b, 5c, 5d, 5e, 5f, 5g, 5h, 6a, 6c, 6d, 6e, 6f For: 3,860,370.24 Against: - 0 - Abstain*: - 0 - Index European PROPOSALS #2, 3, 4, 5a, 5b, 5c, 5d, 5e, 5f, 5g, 5h, 6a, 6c, 6d, 6e For: 14,196,442.86 Against: - 0 - Abstain*: - 0 - Global Bond PROPOSALS #3, 4, 5a, 5b, 5c, 5d, 5e, 5f, 5g, 5h, 6a, 6c For: 11,053,716.40 Against: - 0 - Abstain*: - 0 - U.S. Government Mortgage Securities PROPOSALS #3, 4, 5c, 5d, 5e, 5f, 5g, 5h, 6d, 6e For: 182,561,092.29 Against: 770,551.63 Abstain*: 25,741.85 PROPOSALS #5a, 5b For: 182,551,436.81 Against: 770,551.63 Abstain*: 9,655.48 PROPOSALS #6a, 6b, 6c, 6f For: 182,559,974.67 Against: 771,669.25 Abstain*: 25,741.85 Value Index PROPOSAL #2 For: 226,468,159.32 Against: 2,167,507,.54 Abstain*: 193,813.03 PROPOSAL #3 For: 226,525,682.65 Against: 2,099,840.06 Abstain*: 203,957.18 PROPOSAL #4 For: 226,468,159.32 Against: 2,167,507.54 Abstain*: 193,813.03 PROPOSAL #5a For: 226,728,207.71 Against: 1,819,145.33 Abstain*: 282,126.85 PROPOSAL #5b For: 226,829,291.23 Against: 1,767,589.15 Abstain*: 232,599.50 PROPOSAL #5c For: 226,915,098.85 Against: 1,681,781.54 Abstain*: 232,599.50 PROPOSAL #5d For: 226,921,304.69 Against: 1,675,575.70 Abstain*: 232,599.50 PROPOSAL #5e For: 226,921,662.71 Against: 1,675,217.67 Abstain*: 232,599.50 PROPOSAL #5f For: 226,913,905.42 Against: 1,682,974.97 Abstain*: 232,599.50 PROPOSAL #5g For: 226,877,386.46 Against: 1,719,493.92 Abstain*: 232,599.50 PROPOSAL #5h For: 226,835,974.44 Against: 1,743,601.21 Abstain*: 249,904.24 PROPOSAL #6a For: 226,785,014.98 Against: 1,794,560.67 Abstain*: 249,04.24 PROPOSAL #6c For: 226,793,965.71 Against: 1,832,392.40 Abstain*: 203,121.78 PROPOSAL #6d For: 226,804,706.58 Against: 1,769,498.64 Abstain*: 255,274.67 PROPOSAL #6e For: 226,807,212.78 Against: 1,768,543.90 Abstain*: 253,723.22 PROPOSAL #6f For: 226,838.838.67 Against: 1,726,057.79 Abstain*: 264,583.43 Index 600 PROPOSAL #2 For: 40,549,449.59 Against: 658,306.86 Abstain*: 1,784,815.89 PROPOSAL #3 For: 39,846,768.15 Against: 1,360,988.30 Abstain*: 1,784,815.89 PROPOSAL #4 For: 40,080,238.91 Against: 1,127,517.54 Abstain*: 1,784,815.89 PROPOSAL #5a For: 39,890,638.47 Against: 1,181,472.98 Abstain*: 1,920,460.89 PROPOSAL #5b For: 39,862,147.97 Against: 1,218,787.97 Abstain*: 1,911,636.40 PROPOSAL #5c For: 40,150, 078.44 Against: 922,285.14 Abstain*: 1,920,208.76 PROPOSAL #5d For: 39,853,575.61 Against: 1,277,360.33 Abstain*: 1,911,636.40 PROPOSAL #5e For: 40,293,035.16 Against: 836,813.67 Abstain*: 1,862,723.52 PROPOSAL #5f For: 40,552,223.00 Against: 586,198.18 Abstain*: 1,854,151.16 PROPOSAL #5g For: 39,888,117.18 Against: 837,570.05 Abstain*: 2,266,885.11 PROPOSAL #5h For: 40,089,567.66 Against: 664,105.81 Abstain*: 2,238,898.87 PROPOSAL #6a For: 40,006,365.33 Against: 1,094,992.99 Abstain*: 1,891,214.01 PROPOSAL #6c For: 40,066,623.99 Against: 1,141,132.46 Abstain*: 1,784,815.89 PROPOSAL #6d For: 39,508,412.04 Against: 1,271,230.64 Abstain*: 2,212,929.66 PROPOSAL #6e For: 39,712,383.79 Against: 1,067,258.89 Abstain*: 2,212.929.66 PROPOSAL #6f For: 40,175,795.52 Against: 931,109.63 Abstain*: 1,885,667.19 Stock Index PROPOSAL #2 For: 308,815.637.68 Against: 972,180.00 Abstain*: 6,258,044.94 PROPOSAL #3 For: 308,683,685.10 Against: 1,104,132.58 Abstain*: 6,258,044.94 PROPOSAL #4 For: 308,654,577.92 Against: 1,133,239.77 Abstain*: 6,258,044.94 PROPOSAL #5a For: 307,860,921.99 Against: 1,754,193.06 Abstain*: 6,430,747.57 PROPOSAL #5b For: 308,262,601.15 Against: 1,525,216.53 Abstain*: 6,258,044.94 PROPOSAL #5c For: 308,233,493.96 Against: 1,278,775.69 Abstain*: 6,533,592.96 PROPOSAL #5d For: 307,996,755.52 Against: 1,249,668.51 Abstain*: 6,799,438.59 PROPOSAL #5e For: 308,392,613.25 Against: 1,228,323.24 Abstain*: 6,424.926.13 PROPOSAL #5f For: 308,392,613.25 Against: 1,119,656.41 Abstain*: 6,533,592.96 PROPOSAL #5g For: 308,557,553.97 Against: 954,715.69 Abstain*: 6,533,592.96 PROPOSAL #5h For: 307,990,934.08 Against: 1,249,668.51 Abstain*: 6,805,260.03 PROPOSAL #6a For: 307,895,850.61 Against: 1,690,157.25 Abstain*: 6,459,854.76 PROPOSAL #6c For: 308,363,506.06 Against: 1,395,204.44 Abstain*: 6,287,152.12 PROPOSAL #6d For: 308,097,660.43 Against: 1,525,216.53 Abstain*: 6,422,985.66 PROPOSAL #6e For: 308,126,767.62 Against: 1,525,216.53 Abstain*: 6,393,878.47 PROPOSAL #6f For: 307,824,052.88 Against: 1,185,632.70 Abstain*: 7,036,177.04 Short Term Maturity Bond PROPOSALS #3, 4, 5h, 6d For: 149,560,685.34 Against: 239,196.69 Abstain*: 11,654.06 PROPOSALS #5a, 5b, 5c, 5d, 5e, 5f, 5g For: 149,562,818.92 Against: 237,063.01 Abstain*: 11,654.06 PROPOSAL #6a For: 149,559,525.52 Against: 240,356.42 Abstain*: 11,654.06 PROPOSAL #6c For: 149,557,385.74 Against: 242,496.20 Abstain*: 11,654.06 T. Rowe Price Equity/Income PROPOSAL #3 For: 134,259,433.12 Against: 3,216,046.29 Abstain*: 2,019,715.82 PROPOSAL #4 For: 133,575.969.47 Against: 3,334,441.57 Abstain*: 2,584,784,19 PROPOSAL #5a For: 133,555,519.38 Against: 3,096,036.53 Abstain*: 2,843,639.32 PROPOSAL #5b For: 134,278,268.73 Against: 2,492,758.77 Abstain*: 2,724,167.72 PROPOSAL #5c For: 134,200,235.48 Against: 2,551,956.41 Abstain*: 2,743,003.34 PROPOSAL #5d For: 134,159,335.30 Against: 2,646,672,63 Abstain*: 2,689,187.30 PROPOSAL #5e For: 134,540,890.99 Against: 2,267,807.74 Abstain*: 2,686,496.50 PROPOSAL #5f For: 134,383,748.16 Against: 2,433,022.97 Abstain*: 2,678,424.09 PROPOSAL #5g For: 133,488,787.49 Against: 3,041,682.33 Abstain*: 2,964,725.40 PROPOSAL #5h For: 133,724,501.73 Against: 3,027,690.17 Abstain*: 2,743,003.34 PROPOSAL #6c For: 133,602,877.49 Against: 3,334,441.57 Abstain*: 2,557,876.17 T. Rowe MidCap Growth PROPOSAL #3 For: 170,620,487.06 Against: 1,234,218.95 Abstain*: 1,069,689.77 PROPOSAL #4 For: 170,574,478.90 Against: 1,250,971.93 Abstain*: 1,098,944.96 PROPOSAL #5a For: 170,649,742.25 Against: 787,389.69 Abstain*: 1,487,263.84 PROPOSAL #5b For: 170,618,986.79 Against: 856,401.93 Abstain*: 1,449,007.06 PROPOSAL #5c For: 170,906,787,85 Against: 557,848.96 Abstain*: 1,459,758.97 PROPOSAL #5d For: 170,592,482.09 Against: 780,388.44 Abstain*: 1,551,525.25 PROPOSAL #5e For: 170,937,293.26 Against: 540,345.86 Abstain*: 1,446,756.66 PROPOSAL #5f For: 170,804,269.66 Against: 675,369.81 Abstain*: 1,444,756.30 PROPOSAL #5g For: 170,723,005.25 Against: 752,383.48 Abstain*: 1,449,007.06 PROPOSAL #5h For: 170,567,727.70 Against: 732,129.88 Abstain*: 1,624,538.20 PROPOSAL #6c For: 171,037,811.09 Against: 627,611.34 Abstain*: 1,258,973.35 U.S. Government Securities PROPOSAL #3 For: 78,346,887.96 Against: 4,208,298.49 Abstain*: 2,546,398.72 PROPOSAL #4 For: 77,701.480.86 Against: 4,208,298.49 Abstain*: 3,191,805.81 PROPOSAL #5a For: 81,026,388.97 Against: 2,033,924.82 Abstain*: 2,017,954.05 PROPOSAL #5b For: 80,961,397.32 Against: 2,018,893.50 Abstain*: 2,121,294.34 PROPOSAL #5c For: 81,413,276.23 Against: 921,607.50 Abstain*: 2,766,701.43 PROPOSAL #5d For: 81,042,660.37 Against: 2,036,743.19 Abstain*: 2,022,181.60 PROPOSAL #5e For: 82,255,969.33 Against: 839,405.00 Abstain*: 2,006,210.83 PROPOSAL #5f For: 82,485,196.88 Against: 594,676.40 Abstain*: 2,021,711.88 PROPOSAL #5g For: 81,760,875.39 Against: 1,334,498.94 Abstain*: 2,006,210.83 PROPOSAL #5h For: 81,651,898.35 Against: 1,328.392.47 Abstain*: 2,121,294.34 PROPOSAL #6a For: 76,659,153.11 Against: 4,872,964.45 Abstain*: 3,569,467/.60 PROPOSAL #6b For: 77,105,395.28 Against: 4,596,764.04 Abstain*: 3,399,425.85 PROPOSAL #6c For: 77,803,411.97 Against: 3,898.747.34 Abstain*: 3,399,425.85 PROPOSAL #6d For: 80,301,428.64 Against: 1,333,089.75 Abstain*: 3,467,066.76 PROPOSAL #6e For: 80,291,094.61 Against: 1,351,878.90 Abstain*: 3,543,162.80 PROPOSAL #6f For: 79,819,956.83 Against: 2,733,350.70 Abstain*: 2,548,277.63 Loomis Sayles Corporate Bond PROPOSALS #3, 4 For: 202,375,917.02 Against: 962,893.86 Abstain*: 422,040.70 PROPOSAL #5a For: 202,516,526.02 Against: 745,142.23 Abstain*: 499,183.32 PROPOSAL #5b For: 202,464,598.98 Against: 748,347.60 Abstain*: 547,904.98 PROPOSAL #5c For: 202,531,270,73 Against: 729,115.37 Abstain*: 500,465.47 PROPOSAL #5d For: 202,536,826.71 Against: 721,849.86 Abstain*: 502,175.00 PROPOSAL #5e For: 202,656,066.56 Against: 607,311.22 Abstain*: 497,473.79 PROPOSAL #5f For: 202,546,442.83 Against: 668,213.29 Abstain*: 546,195.45 PROPOSAL #5g For: 202,597,515.09 Against: 615,858.88 Abstain*: 547,477.60 PROPOSAL #5h For: 202,455,196.56 Against: 775,272.73 Abstain*: 530,382.28 PROPOSAL #6a For: 202,011,145.64 Against: 1,264,839.94 Abstain*: 484,865.99 PROPOSAL #6b For: 202,169,704.73 Against: 1,139,830.41 Abstain*: 451,316.43 PROPOSAL #6c For: 202,585.975.75 Against: 719,499.25 Abstain*: 455,376.57 PROPOSAL #6d For: 202,617,602.09 Against: 691,933.05 Abstain*: 451,316.43 PROPOSAL #6e For: 202,317.365.55 Against: 988,750.53 Abstain*: 454,735.49 Templeton International Equity PROPOSALS #3, 4 For: 84,613,540.51 Against: 3,492,251.53 Abstain*: 1,603,692.55 PROPOSAL #5a For: 85,198,439.89 Against: 2,928,123.66 Abstain*: 1,582,921.03 PROPOSAL #5b For: 85,225,146.12 Against: 2,922,188.95 Abstain*: 1,558,522.75 PROPOSAL #5c For: 85,999,626.75 Against: 2,141,773.60 Abstain*: 1,568,084.24 PROPOSAL #5d For: 85,471.436.90 Against: 2,655,126.66 Abstain*: 1,582,921.03 PROPOSAL #5e For: 85,947,862.83 Against: 2,199,472.24 Abstain*: 1,562,149.52 PROPOSAL #5f For: 85,943,576.64 Against: 2,203,758.42 Abstain*: 1,562,149.52 PROPOSAL #5g For: 85,584,526.23 Against: 2,556,874.11 Abstain*: 1,568,084.24 PROPOSAL #5h For: 85,614,529.53 Against: 2,422,683.56 Abstain*: 1,672,271.50 PROPOSAL #6a For: 85,324,058.08 Against: 2,956,148.72 Abstain*: 1,429,277.79 PROPOSAL #6b For: 85,665,634.04 Against: 2,573,689.15 Abstain*: 1,470,161.40 PROPOSAL #6c For: 85,610,902.76 Against: 2,634,355.15 Abstain*: 1,464,226.69 PROPOSAL #6d For: 85,703,220.58 Against: 2,469,831.59 Abstain*: 1,536,432.41 PROPOSAL #6e For: 85,403,187.64 Against: 2,695,350.86 Abstain*: 1,610,946.09 Loomis Sayles Small-Cap Value PROPOSALS #3, 4 For: 131,905,251.58 Against; 358,256.51 Abstain*: 120,441.84 PROPOSAL #5a For: 132,181,258.46 Against; 33,895.58 Abstain*: 168,795.90 PROPOSALS #5b, 5c For: 132,194,966.73 Against: 33,895.58 Abstain*: 155,087.63 PROPOSAL #5d For: 132,213,517.23 Against: 1,432.21 Abstain*: 168,795.90 PROPOSALS #5e, 5f For: 132,227,975.71 Against: 886.60 Abstain*: 155,087.63 PROPOSAL #5g For: 132,227,702.90 Against: 1,159.41 Abstain*: 155,087.63 PROPOSAL #5h For: 132,181.394.86 Against: 33,759.18 Abstain*: 168,795.90 PROPOSAL #6a For: 132,224,770.29 Against: 954.81 Abstain*: 158,224.85 PROPOSAL #6b For: 132,191,556,71 Against: 34,168.38 Abstain*: 158,224.85 PROPOSAL #6c For: 132,222,928.88 Against: 37,373.80 Abstain*: 123,647.26 PROPOSAL #6d For: 132,105,146.85 Against: 109,529.79 Abstain*: 169,273.30 PROPOSAL #6e For: 132,180,917.45 Against: 33,759.18 Abstain*: 169,273.30 Bond PROPOSAL #3 For: 49,564,079.05 Against: 1,672,429.01 Abstain*: 2,417,230.57 PROPOSAL #4 For: 49,620,508.20 Against: 1,672,429.01 Abstain*: 2,359,801.42 PROPOSAL #5a For: 49,564,079.05 Against: 1,672,429.01 Abstain*: 2,416,230.57 PROPOSAL #5b For: 49,929,232.87 Against: 1,501,914.85 Abstain*: 2,221,590.91 PROPOSAL #5c For: 50,035,957.56 Against: 1,395,190.17 Abstain*: 2,221,590.91 PROPOSAL #5d For: 49,850,722.75 Against: 1,563,250.88 Abstain*: 2,238,764.99 PROPOSAL #5e For: 50,146,771.31 Against: 1,279,060.62 Abstain*: 2,226,906.70 PROPOSAL #5f For: 50,277,621.50 Against: 1,153,526.22 Abstain*: 2,221,590.91 PROPOSAL #5g For: 49,932,913.03 Against: 1,457,752.91 Abstain*: 2,262,072.69 PROPOSAL #5h For: 50,065,807.76 Against: 1,323,259.00 Abstain*: 2,243,671.88 PROPOSAL #6a For: 49,511.330.07 Against: 1,891,194.17 Abstain*: 2,250,214.39 PROPOSAL #6b For: 49,701,062.85 Against: 1,541,169.91 Abstain*: 2,410.505.87 PROPOSAL #6c For: 49,307,285.55 Against: 1,939,445.18 Abstain*: 2,406.007.90 PROPOSAL #6d For: 49,830,686.32 Against: 1,557,117.28 Abstain*: 2,264,935.03 PROPOSAL #6e For: 49,680,617.50 Against: 1,660,161.80 Abstain*: 2,311,959.32 INVESCO ADR PROPOSALS #3, 4 For: 83,201,945.28 Against: 809,026.69 Abstain*: 914,837.65 PROPOSAL #5a For: 83,781,358.89 Against: 344,707.15 Abstain*: 799,743.58 PROPOSAL #5b For: 83,645,398.37 Against: 492,661.76 Abstain*: 787,749.48 PROPOSAL #5c For: 83,696,578.68 Against: 431,458.99 Abstain*: 797,771.95 PROPOSAL #5d For: 83,546,734,58 Against: 579,331.46 Abstain*: 797,771.95 PROPOSAL #5e For: 83,691,485.29 Against: 431,458.99 Abstain*: 802,865.34 PROPOSAL #5f For: 83,543,612,83 Against: 579,331.46 Abstain*: 802,865.34 PROPOSAL #5g For: 83,524,225.10 Against: 603,812.57 Abstain*: 797,771.95 PROPOSAL #5h For: 83,506,891.16 Against: 580,399.43 Abstain*: 838,519.03 PROPOSAL #6a For: 83,439,116.28 Against: 640,780.68 Abstain*: 845,912.65 PROPOSAL #6b For: 83,738,065.12 Against: 371,324.19 Abstain*: 816,420.31 PROPOSAL #6c For: 83,576,309.07 Against: 531,190.76 Abstain*: 818,309.79 PROPOSAL #6d For: 83,460,968.55 Against: 624,021.80 Abstain*: 840,819.27 PROPOSAL #6e For: 83,451,356.84 Against: 626,568.50 Abstain*: 847,884.29 Ariel Small-Cap Value PROPOSAL #3 For: 183,063,848.17 Against: 11,870,783.31 Abstain*: 293,705.16 PROPOSAL #4 For: 182,909,919.67 Against: 12,018.397.91 Abstain*: 300,019.06 PROPOSAL #5a For: 182,795,398.60 Against: 12,079,359.69 Abstain*: 357,497.32 PROPOSAL #5b For: 183,321.411.71 Against: 11,577,949.02 Abstain*: 328,975.91 PROPOSAL #5c For: 183,358,641.94 Against: 11,520,688.49 Abstain*: 349,006.21 PROPOSAL #5d For: 183,124,809.95 Against: 11,761,269.82 Abstain*: 342,256.87 PROPOSAL #5e For: 183,374,970.99 Against: 11,467,346.93 Abstain*: 386,018.72 PROPOSAL #5f For: 183,071,032.95 Against: 11,793,274.75 Abstain*: 364,028.94 PROPOSAL #5g For: 183,369,963.41 Against: 11,516,116.36 Abstain*: 342,256.87 PROPOSAL #5h For: 183,234,758.88 Against: 11,575,336.38 Abstain*: 418,241.38 PROPOSAL #6a For: 182,391,091.34 Against: 12,410,948.25 Abstain*: 426,297.04 PROPOSAL #6b For: 183,160,516.14 Against: 11,822,231.60 Abstain*: 245,588.90 PROPOSAL #6c For: 183,128,075.76 Against: 11,854,671.98 Abstain*: 245,588.90 PROPOSAL #6d For: 183,334,474.95 Against: 11,632,596.91 Abstain*: 261,264.79 PROPOSAL #6e For: 183,226,267.78 Against: 11,668,085.37 Abstain*: 333,983.49 Ariel MidCap Value PROPOSAL #3 For: 40,095,028.59 Against: 2,519,272.31 Abstain*: 1,740,392.07 PROPOSAL #4 For: 40,145,121.82 Against: 2,469,179.07 Abstain*: 1,740,392.07 PROPOSAL #5a For: 40,145,121.82 Against: 2,197,840.71 Abstain*: 2,011,730.43 PROPOSAL #5b For: 40,124,597.51 Against: 2,218,365.02 Abstain*: 2,011,730.43 PROPOSAL #5c For: 40,391,671.43 Against: 1,951,201.10 Abstain*: 2,011,730.43 PROPOSAL #5d For: 40,387,239.13 Against: 1,955,723.41 Abstain*: 2,011,730.43 PROPOSAL #5e For: 40,854,080.25 Against: 1,488,882.28 Abstain*: 2,011,730.43 PROPOSAL #5f For: 40,854,775.99 Against: 1,488,186.54 Abstain*: 2,011,730.43 PROPOSAL #5g For: 40,612,310.82 Against: 2,078,521.41 Abstain*: 2,011,730.43 PROPOSAL #5h For: 41,031,493,80 Against: 1,291,292.29 Abstain*: 2,031,906.87 PROPOSAL #6a For: 40,230,002.03 Against: 2,112,960.51 Abstain*: 2,011,730.43 PROPOSAL #6b For: 40,668,317.84 Against: 1,827,011.62 Abstain*: 1,859,363.50 PROPOSAL #6c For: 40,669,709.32 Against: 1,777,614.12 Abstain*: 1,907,369.52 PROPOSAL #6d For: 40,426,200.53 Against: 2,069,128.93 Abstain*: 1,859,363.50 PROPOSAL #6e For: 40,818,597.55 Against: 1,566,457.22 Abstain*: 1,969,638.19 Founders Growth & Income PROPOSALS #3, 4 For: 130,771,182.45 Against: 472,122.48 Abstain*: 227,160.70 PROPOSAL #5a For: 131,156,268.67 Against: 29,773.49 Abstain*: 284,423.47 PROPOSAL #5b For: 131,175,645.07 Against: 27,095.45 Abstain*: 267,725.11 PROPOSAL #5c For: 131,173,439.63 Against: 26,544.09 Abstain*: 270,481.91 PROPOSAL #5d For: 131,176,117.66 Against: 26,622.86 Abstain*: 267,725.11 PROPOSAL #5e For: 131,173,439.63 Against: 26,544.09 Abstain*: 270,581.91 PROPOSAL #5f For: 131,172,888.26 Against: 29,852.26 Abstain*: 267,725.11 PROPOSAL #5g For: 131,173,045.80 Against: 29,694.72 Abstain*: 267,725.11 PROPOSAL #5h For: 131,156,426.20 Against: 29,615.96 Abstain*: 284,423.47 INVESCO Small-Cap Value PROPOSAL #3 For: 88,485,177.48 Against: 1,842,015.81 Abstain*: 1,876,917.87 PROPOSAL #4 For: 88,472,639.85 Against: 1,830,833.59 Abstain*: 1,900,637.72 PROPOSAL #5a For: 88,344,213.80 Against: 1,661,744.94 Abstain*: 2,198,152.41 PROPOSAL #5b For: 88,347,263.60 Against: 1,630,231.43 Abstain*: 2,226,616.24 PROPOSAL #5c For: 88,771,509.96 Against: 1,223,266.57 Abstain*: 2,209,334.63 PROPOSAL #5d For: 88,211,721.50 Against: 1,788,476.71 Abstain*: 2,203,912.95 PROPOSAL #5e For: 88,959,913.35 Against: 1,069,426.39 Abstain*: 2,174,771.42 PROPOSAL #5f For: 88,893,497.77 Against: 1,135,841.98 Abstain*: 2,174,771.42 PROPOSAL #5g For: 88,798,975.22 Against: 1,230,382.52 Abstain*: 2,174,771.42 PROPOSAL #5h For: 88,708,821.79 Against: 1,303,575.20 Abstain*: 2,191,714,17 PROPOSAL #6a For: 88,432,316.10 Against: 1,464,531.33 Abstain*: 2,307,263.73 PROPOSAL #6b For: 89,092,066.80 Against: 1,081,725.17 Abstain*: 2,015,170.71 PROPOSAL #6c For: 89,059,197.86 Against: 1,140,924.80 Abstain*: 2,003,988.50 PROPOSAL #6d For: 88,573,618.64 Against: 1,272,061.69 Abstain*: 2,358,430.83 PROPOSAL #6e For: 88,501,442.52 Against: 1,351,692.61 Abstain*: 2,350,976.02 INVESCO Balanced PROPOSAL #3 For: 138,321,014.99 Against: 3,929,650.39 Abstain*: 5,671,781.79 PROPOSAL #4 For: 137,899,067.72 Against: 4,478,394.96 Abstain*: 5,544,983.91 PROPOSAL #5a For: 135,941,701.18 Against: 6,383,550.84 Abstain*: 5,597,194.55 PROPOSAL #5b For: 136,729,122.99 Against: 5,697,353.76 Abstain*: 5,495,969.83 PROPOSAL #5c For: 137,855,381.25 Against: 4,882,228.34 Abstain*: 5,184,836.99 PROPOSAL #5d For: 136,860,182.38 Against: 5,901,934.25 Abstain*: 5,160,329.95 PROPOSAL #5e For: 140,767,456.78 Against: 2,023,428.99 Abstain*: 5,131,560.82 PROPOSAL #5f For: 140,341,247.41 Against: 2,360,134.39 Abstain*: 5,221.064.79 PROPOSAL #5g For: 138,504,285.02 Against: 3,438,444.09 Abstain*: 5,979,717.46 PROPOSAL #5h For: 137,589.000.40 Against: 5,103,857.21 Abstain*: 5,229,588.97 Bond Index PROPOSAL #3 For: 136,233,659.75 Against: 1,422,773.84 Abstain*: 5,054.61 PROPOSAL #4 For: 136,233,463.83 Against: 1,422,773.84 Abstain*: 5,250.52 PROPOSAL #5a For: 136,232,993,64 Against: 1,421,128.15 Abstain*: 7,366.40 PROPOSALS #5b, 5d, 5e, 6d For: 136,235,109.52 Against: 1,421,128.15 Abstain*: 5,250.52 PROPOSAL #5c For: 136,235,540.53 Against: 1,420,893.05 Abstain*: 5,054.61 PROPOSAL #5f For: 136,235,344,62 Against: 1,420,893.05 Abstain*: 5,250.52 PROPOSAL #5g For: 136,232.993.64 Against: 1,421,128.15 Abstain*: 7,366.40 PROPOSAL #5h For: 136,232,053.24 Against: 1,422,068.54 Abstain*: 7,366.40 PROPOSAL #6a For: 136,231,661.41 Against: 1,422,460.37 Abstain*: 7,366.40 PROPOSAL #6b For: 136,230,584.92 Against: 1,423,635.86 Abstain*: 7,366.40 PROPOSAL #6c For: 136,232,562.62 Against: 1,423,675.05 Abstain*: 5,250.52 PROPOSAL #6e For: 136,233,894.84 Against: 1,422,342.82 Abstain*: 5,250.52 PROPOSAL #6f For: 136,230,721.02 Against: 1,423,400.76 Abstain*: 7,366.40 Money Market PROPOSALS #3, 4 For: 843,906,001.48 Against: 6,876,007.63 Abstain*: 10,592,999.19 PROPOSAL #5a For: 836,413.340.26 Against: 8,383,510.62 Abstain*: 16,578,166.42 PROPOSAL #5b For: 836,375,999,64 Against: 14,435,881.96 Abstain*: 10,563,126.70 PROPOSAL #5c For: 836,302,385.28 Against: 14,446,550.71 Abstain*: 10,626.072.30 PROPOSAL #5d For: 836,388,802.14 Against: 8,411.240.37 Abstain*: 16,574,965.80 PROPOSAL #5e For: 844,494,916.33 Against: 6,320,165.90 Abstain*: 10,559,926.07 PROPOSAL #5f For: 844,471,445.09 Against: 6,344,704.02 Abstain*: 10,558.859.20 PROPOSAL #5g For: 844,369,025.11 Against: 6,434,321.49 Abstain*: 10,571.661.69 PROPOSAL #5h For: 836,229,837.80 Against: 8,539,265.33 Abstain*: 16,605,905.16 PROPOSAL #6a For: 835,903.374,14 Against: 14,976,787.45 Abstain*: 10,494.846.71 PROPOSAL #6b For: 838,267,568.54 Against: 6,495,352.70 Abstain*: 16,513,087.06 PROPOSAL #6c For: 836,430,410.25 Against: 14,466,821.33 Abstain*: 10,477.776.72 PROPOSAL #6d For: 838,151,279.19 Against: 6,667,967.06 Abstain*: 16,555,762.05 PROPOSAL #6e For: 838,123.540.45 Against: 6,695,705.80 Abstain*: 16,555,762.05 PROPOSAL #6f For: 836,047.402.22 Against: 8,664,089.68 Abstain*: 16,663,516.40