0001620863-24-000013.txt : 20240411 0001620863-24-000013.hdr.sgml : 20240411 20240411181719 ACCESSION NUMBER: 0001620863-24-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240409 FILED AS OF DATE: 20240411 DATE AS OF CHANGE: 20240411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 24839617 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-04-09 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 CEO & President 0 Common Stock 2024-04-09 4 M 0 8851 0 A 265811 D Common Stock 2024-04-09 4 F 0 5173 34.49 D 260638 D Common Stock 2024-04-09 4 J 0 0 0 A 38299.26 I By ESOP Common Stock 2024-04-09 4 J 0 0 0 A 260.23 I By spouse Common Stock 2024-04-09 4 J 0 0 0 A 1146327 I ESOP Trustee Performance Stock Unit 2024-04-09 4 M 0 8424 0 D Common Stock 8424 35473 D Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 8424 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%. Reflects shares withheld to pay tax liability. No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. /s/ Richard Smith by Janine Howard, Attorney-in-Fact 2024-04-11