0001620863-23-000056.txt : 20231024 0001620863-23-000056.hdr.sgml : 20231024 20231024165121 ACCESSION NUMBER: 0001620863-23-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231023 FILED AS OF DATE: 20231024 DATE AS OF CHANGE: 20231024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 231343216 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-10-23 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 CEO, President & Chairman 0 Common Stock 2023-10-23 4 M 0 3231 A 258812 D Common Stock 2023-10-23 4 F 0 1852 30.74 D 256960 D Common Stock 2023-10-23 4 J 0 0 0 A 38299.26 I By ESOP Common Stock 2023-10-23 4 J 0 0 0 A 256.06 I By spouse Common Stock 2023-10-23 4 J 0 0 0 A 1100478 I ESOP Trustee Restricted stock unit 2023-10-23 4 M 0 3231 0 D Common Stock 3231 6465 D 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74. Reflects shares withheld to pay tax liability. No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. /s/ Richard Smith by Janine Howard, Attorney-in-Fact 2023-10-24