0001620863-23-000048.txt : 20230627 0001620863-23-000048.hdr.sgml : 20230627 20230627121812 ACCESSION NUMBER: 0001620863-23-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230626 FILED AS OF DATE: 20230627 DATE AS OF CHANGE: 20230627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 231045198 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-06-26 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 CEO, President & Chairman 0 Common Stock 2023-06-26 4 M 0 2030 A 256745 D Common Stock 2023-06-26 4 F 0 1164 33.03 D 255581 D Common Stock 2023-06-26 4 J 0 0 0 A 38299.26 I By ESOP Common Stock 2023-06-26 4 J 0 0 0 A 253.65 I By spouse Common Stock 2023-06-26 4 J 0 0 0 A 1163292 I ESOP Trustee Restricted stock unit 2023-06-26 4 M 0 2030 0 D Common Stock 2030 0 D 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03. Reflects shares withheld to pay tax liability. No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. /s/ Richard Smith by Janine Howard, Attorney-in-Fact 2023-06-27