0001620863-20-000050.txt : 20200609
0001620863-20-000050.hdr.sgml : 20200609
20200609174241
ACCESSION NUMBER: 0001620863-20-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200605
FILED AS OF DATE: 20200609
DATE AS OF CHANGE: 20200609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleshood John
CENTRAL INDEX KEY: 0001336439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 20952916
MAIL ADDRESS:
STREET 1: 1217 W. SACRAMENTO AVE #208
CITY: CHICO
STATE: CA
ZIP: 95973
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-06-05
0
0000356171
TRICO BANCSHARES /
TCBK
0001336439
Fleshood John
1217 W. SACRAMENTO AVE #208
CHICO
CA
95973
0
1
0
0
EVP - Chief Operating Officer
Common Stock
2020-06-05
4
M
0
3194
A
13439.93
D
Common Stock
2020-06-05
4
J
0
0
0
A
647.58
I
By ESOP
Performance Stock Unit
2020-06-05
4
M
0
3194
0
D
Common Stock
3194
4744
D
Performance Stock Unit
2020-06-05
4
A
0
5732
0
A
Common Stock
5732
10476
D
Restricted Stock Unit
2020-06-05
4
A
0
5732
0
A
Common Stock
5732
13310
D
Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2,272 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.
No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.
Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.
Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.
/s/ John Fleshood by Jason Cove, Attorney-In-Fact
2020-06-09