-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRHJS+UOMLO0KErh16bJAzCBw77zykoqd+qgcLQnZ0I0T2U9iIXsNnT1YeXv6ynW IBFjl3RNVEwM45UFHZvh3w== 0000893838-08-000196.txt : 20080617 0000893838-08-000196.hdr.sgml : 20080617 20080617163547 ACCESSION NUMBER: 0000893838-08-000196 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080611 FILED AS OF DATE: 20080617 DATE AS OF CHANGE: 20080617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 6313423550 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Malley Christopher T CENTRAL INDEX KEY: 0001437753 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 08903526 BUSINESS ADDRESS: BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 2400 CABOT DRIVE CITY: LISLE STATE: IL ZIP: 60532 3 1 form3omalley_ex.xml X0202 3 2008-06-11 0 0000356028 CA, INC. CA 0001437753 O'Malley Christopher T ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP & GM, Mainframe Common Stock, $.10 par value 14831 D Common Stock, $.10 par value 166.942 I 401(k) Plan Employee Stock Option (right to buy) 36.5 2008-10-20 Common Stock, $.10 par value 3000 D Employee Stock Option (right to buy) 51.688 2009-07-21 Common Stock, $.10 par value 7500 D Employee Stock Option (right to buy) 74.688 2010-01-25 Common Stock, $.10 par value 5000 D Employee Stock Option (right to buy) 27 2010-07-20 Common Stock, $.10 par value 6000 D Employee Stock Option (right to buy) 27 2010-07-20 Common Stock, $.10 par value 11410 D Employee Stock Option (right to buy) 27 2010-07-20 Common Stock, $.10 par value 2590 D Employee Stock Option (right to buy) 27.32 2014-02-12 Common Stock, $.10 par value 35000 D Employee Stock Option (right to buy) 27.26 2015-04-01 Common Stock, $.10 par value 2981 D Employee Stock Option (right to buy) 21.88 2016-06-07 Common Stock, $.10 par value 6232 D Employee Stock Option (right to buy) 21.77 2016-08-02 Common Stock, $.10 par value 6527 D Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of June 11, 2008. This option vested over a five-year period as follows: 25% on October 20, 2000, 20% on October 20, 2001, 25% on October 20, 2002 and 30% on October 20, 2003. This option vested over a five-year period as follows: 10% on July 21, 2000, 15% on July 21, 2001, 20% on July 21, 2002, 25% on July 21, 2003 and 30% on July 21, 2004. This option vested over a three-year period as follows: 25% on January 25, 2001, 25% on January 25, 2002 and 50% on January 25, 2003. This option vested 100% over a six-month period ended on June 8, 2007. This option vested over a four-year period as follows: 1,630 shares on July 20, 2001, 2,445 shares on July 20, 2002, 3,260 shares on July 20, 2003 and 4,075 shares on July 20, 2004. This option vested over a four-year period as follows: 370 shares on July 20, 2001, 555 shares on July 20, 2002, 740 shares on July 20, 2003 and 925 shares on July 20, 2004. This option vested over a three-year period as follows: 34% on February 12, 2005, 33% on February 12, 2006 and 33% on February 12, 2007. This option vested over a three-year period as follows: 34% on April 1, 2006, 33% on April 1, 2007 and 33% on April 1, 2008. This option vests over a three-year period as follows: 34% on June 7, 2007, 33% on June 7, 2008 and 33% on June 7, 2009. This option vests over a three-year period as follows: 34% on August 2, 2007, 33% on August 2, 2008 and 33% on August 2, 2009. /s/ Christopher T. O'Malley by C.H.R. DuPree, as attorney-in-fact 2008-06-17 EX-24 2 form3omalleyex24.txt POWER OF ATTORNEY POWER OF ATTORNEY The undersigned, Christopher T. O'Malley, hereby constitutes and appoints Kenneth V. Handal, Amy Fliegelman Olli, C.H.R. DuPree, and Donald H. Kronenberg, signing singly, as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of CA, Inc. (the "Company"), Form ID and Forms 3, 4, and 5, and such other forms as may be required to be filed, in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder (each a "Section 16 Form"); (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Section 16 Form, complete and execute any amendment or amendments thereto, and file such forms with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any Section 16 Form with respect to the undersigned's holdings of and transactions in the securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Power of Attorney supersedes any Power of Attorney executed by the undersigned relating to the authority to execute and deliver Section 16 Forms in the undersigned's capacity as an officer and/or director of the Company. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed on June 13, 2008. /s/ Christopher T. O'Malley --------------------------- Christopher T. O'Malley -----END PRIVACY-ENHANCED MESSAGE-----