EX-99.H1 5 ex-99_h1.txt EXHIBIT 99.H1 EXHIBIT NO. EX-99.h.1 DFA INVESTMENT DIMENSIONS GROUP INC. TRANSFER AGENCY AGREEMENT ADDENDUM NUMBER THREE THIS ADDENDUM is made as of this ___ day of July, 2000 by and between DFA INVESTMENT DIMENSIONS GROUP INC., a Maryland corporation (the "Fund"), and PFPC INC., formerly known as "Provident Financial Processing Corporation," a Delaware corporation the ("Transfer Agent" or "PFPC"). W I T N E S S E T H : WHEREAS, the Fund is registered as an open-end, management investment company under the Investment Company Act of 1940, as amended, and its shares are registered under the Securities Act of 1933, as amended; and WHEREAS, the Fund has retained PFPC to serve as the Fund's transfer agent, registrar and dividend disbursing agent, pursuant to a Transfer Agency Agreement dated June 19, 1989 (the "Agreement"), which, as of the date hereof, remains in full force and effect; and WHEREAS, Paragraph 1 of the Agreement provides that PFPC shall provide such services to any class of shares created by the Fund after the date of the Agreement upon the mutual agreement of the Fund and the Transfer Agent; and WHEREAS, PFPC presently provides such services to the existing portfolios of shares of the Fund and, has agreed to provide such services to four (4) new portfolios of the Fund, designated as the LD U.S. Large Company Portfolio, HD U.S. Large Company Portfolio, LD U.S. Marketwide Value Portfolio and HD U.S. Marketwide Value Portfolio, which are listed on Schedule A, attached hereto; and NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, and intending to be legally bound thereby, the parties hereby agree that: 1. The Agreement hereby is amended to provide that all those series set forth on "Schedule A, Portfolios of DFA Investment Dimensions Group Inc., Amended and Restated as of July ___, 2000," which is attached hereto, shall be "Shares" under the Agreement. 2. The fee schedules of PFPC applicable to the series shall be as agreed to in writing, from time to time, by the Fund and the Transfer Agent. 3. In all other respects, the Agreement shall remain unchanged and in full force and effect. 4. This Addendum may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. IN WITNESS WHEREOF, the parties hereto have caused this Addendum Number Three to the Agreement to be executed by their duly authorized officers designated below on the day and year first above written. DFA INVESTMENT DIMENSIONS GROUP INC. By: -------------------------------- Catherine L. Newell Vice President PFPC INC. By: -------------------------------- Joseph Gramlich Senior Vice President AMENDED AND RESTATED JULY __, 2000 SCHEDULE A SERIES OF DFA INVESTMENT DIMENSIONS GROUP INC. U.S. 6-10 SMALL COMPANY PORTFOLIO U.S. LARGE COMPANY PORTFOLIO U.S. 6-10 VALUE PORTFOLIO U.S. LARGE CAP VALUE PORTFOLIO ENHANCED U.S. LARGE COMPANY PORTFOLIO U.S. 9-10 SMALL COMPANY PORTFOLIO U.S. 4-10 VALUE PORTFOLIO RWB/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO EMERGING MARKETS PORTFOLIO JAPANESE SMALL COMPANY PORTFOLIO UNITED KINGDOM SMALL COMPANY PORTFOLIO CONTINENTAL SMALL COMPANY PORTFOLIO PACIFIC RIM SMALL COMPANY PORTFOLIO DFA ONE YEAR FIXED INCOME PORTFOLIO DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO EMERGING MARKETS VALUE PORTFOLIO DFA REAL ESTATE SECURITIES PORTFOLIO DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO LARGE CAP INTERNATIONAL PORTFOLIO DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO DFA INTERMEDIATE GOVERNMENT FIXED INCOME PORTFOLIO DFA FIVE-YEAR GOVERNMENT PORTFOLIO VA SMALL VALUE PORTFOLIO VA LARGE VALUE PORTFOLIO VA INTERNATIONAL VALUE PORTFOLIO VA INTERNATIONAL SMALL PORTFOLIO VA SHORT-TERM FIXED PORTFOLIO VA GLOBAL BOND PORTFOLIO INTERNATIONAL SMALL COMPANY PORTFOLIO EMERGING MARKETS SMALL CAP PORTFOLIO TAX-MANAGED U.S. 5-10 VALUE PORTFOLIO TAX-MANAGED U.S. 6-10 SMALL COMPANY PORTFOLIO TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO TAX-MANAGED U.S. MARKETWIDE VALUE PORTFOLIO LD U.S. LARGE COMPANY PORTFOLIO (7/00) HD U.S. LARGE COMPANY PORTFOLIO (7/00) LD U.S. MARKETWIDE VALUE PORTFOLIO (7/00) HD U.S. MARKETWIDE VALUE PORTFOLIO (7/00)