-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UqL1DVcJnqOvE2Kbpzn3sUCKGNTAFPQUipbhCLh/4tzGHUQbihyVj9KbqSSd46RT yHvQr9lmEXb9mSy+c34/MA== 0000912057-97-013606.txt : 19970423 0000912057-97-013606.hdr.sgml : 19970423 ACCESSION NUMBER: 0000912057-97-013606 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970421 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROTECTIVE LIFE CORP CENTRAL INDEX KEY: 0000355429 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 952492236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12332 FILM NUMBER: 97584039 BUSINESS ADDRESS: STREET 1: 2801 HGWY 280 S CITY: BIRMINGHAM STATE: AL ZIP: 35223 BUSINESS PHONE: 2058799230 MAIL ADDRESS: STREET 1: PO BOX 2606 CITY: BIRMINGHAM STATE: AL ZIP: 35202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLC CAPITAL TRUST I CENTRAL INDEX KEY: 0001037557 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12332-01 FILM NUMBER: 97584040 BUSINESS ADDRESS: STREET 1: P.O. BOX 2606 CITY: BIRMINGHAM STATE: AL ZIP: 35202 BUSINESS PHONE: 2058799230 8-A12B 1 8-A12B
- ------------------------------------------------------------------------------------------------------------------ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 ------------------------------- PROTECTIVE LIFE CORPORATION PLC CAPITAL TRUST I - ----------------------------------------------------- ----------------------------------------------------------- (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in Trust Agreements) DELAWARE DELAWARE - ----------------------------------------------------- ----------------------------------------------------------- (State of incorporation or organization of registrant) (State of incorporation or organization of each registrant) 95-2492236 72-6178732 ----------------------------------- ----------------------------------- (I.R.S. Employer Identification No.) (I.R.S. Employer Identification No.) C/O DEBORAH J. LONG, ESQ. SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL PROTECTIVE LIFE CORPORATION 2801 HIGHWAY 280 SOUTH BIRMINGHAM, ALABAMA ----------------------------------------------------------- (Address of principal executive offices of each registrant) 35223 ---------- (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act: Title of each class to be registered Name of each exchange on which each class is to be registered - --------------------------------------- ------------------------------------- Trust Originated Preferred Securities New York Stock Exchange ("TOPrS-SM-"), to be issued by PLC Capital Trust I and the Preferred Securities Guarantee by Protective Life Corporation with respect thereto If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A.(c)(1), please check the following box. [ ] If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A.(c)(2), please check the following box. [ ] Securities to be registered pursuant to Section 12(g) of the Act: None Item 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The Trust Originated Preferred Securities (the "Preferred Securities") of PLC Capital Trust I ("PLC Capital"), guaranteed by Protective Life Corporation to the extent set forth in the form of Preferred Securities Guarantee (the "Preferred Securities Guarantee") of Protective Life Corporation (the "Company"), represent undivided beneficial interests in the assets of PLC Capital. Incorporated herein by reference are the descriptions of the Preferred Securities and the Preferred Securities Guarantee set forth under the captions "Description of Preferred Securities" and "Description of the Preferred Securities Guarantee" in the Company's and PLC Capital's Registration Statement on Form S-3 (Registration No. 333-25027), filed with the Securities and Exchange Commission on April 11, 1997, as amended. Item 2. EXHIBITS. 1.01 Registration Statement on Form S-3 (Registration No. 333-25027) filed with the Securities and Exchange Commission on April 11, 1997 by Protective Life Corporation and PLC Capital Trust I, as amended (the "Registration Statement"), is incorporated herein by reference. 4.01 Subordinated Indenture, dated as of June 1, 1994, between Protective Life Corporation and AmSouth Bank of Alabama (as successor by conversion of charter to AmSouth Bank N.A.), as Trustee (incorporated by reference to Exhibit 4(h) to Protective Life Corporation's Current Report on Form 8-K filed June 17, 1994). 4.02 Supplemental Indenture No. 1, dated as of June 9, 1994, to the Subordinated Indenture between Protective Life Corporation and AmSouth Bank of Alabama (as successor by conversion of charter to AmSouth Bank N.A.), as Trustee (incorporated by reference to Exhibit 4(h)(1) to Protective Life Corporation's Current Report on Form 8-K filed June 17, 1994). 4.03 Supplemental Indenture No. 2, dated as of August 1, 1994, to the Subordinated Indenture between Protective Life Corporation and AmSouth Bank of Alabama (as successor by conversion of charter to AmSouth Bank N.A.), as Trustee (incorporated by reference to Exhibit 4(l) to Protective Life Corporation's Registration Statement on Form S-3 (Registration No. 33-55063)). 4.04 Form of Supplemental Indenture No. 3 to the Subordinated Indenture between Protective Life Corporation and AmSouth Bank of Alabama as Trustee (incorporated herein by reference to Exhibit 4(g) to the Registration Statement). 4.05 Declaration of Trust of PLC Capital Trust I (incorporated herein by reference to Exhibit 4(b) to the Registration Statement). 4.06 Form of Amended and Restated Declaration of Trust of PLC Capital Trust I (incorporated herein by reference to Exhibit 4(c) to the Registration Statement). 2 4.07 Form of Guarantee, with respect to Preferred Securities issued by PLC Capital Trust I (incorporated herein by reference to Exhibit 4(i) to the Registration Statement). 4.08 Form of Preferred Security Certificate for PLC Capital Trust I (incorporated herein by reference to Exhibit 4(h) to the Registration Statement). 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrants have duly caused this Registration Statement to be signed on their behalf by the undersigned, thereto duly authorized. PROTECTIVE LIFE CORPORATION By: /s/ Deborah J. Long --------------------------- Deborah J. Long Senior Vice President, Secretary and General Counsel PLC CAPITAL TRUST I By: /s/ Jerry W. DeFoor ---------------------------- Jerry W. DeFoor Regular Trustee Dated: April 21, 1997 4 -----END PRIVACY-ENHANCED MESSAGE-----