0000354707-21-000119.txt : 20211216 0000354707-21-000119.hdr.sgml : 20211216 20211216184254 ACCESSION NUMBER: 0000354707-21-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211214 FILED AS OF DATE: 20211216 DATE AS OF CHANGE: 20211216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAU CONSTANCE H CENTRAL INDEX KEY: 0001193241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08503 FILM NUMBER: 211499088 MAIL ADDRESS: STREET 1: C/O HAWAIIAN ELECTRIC INDUSTRIES, INC. STREET 2: P O BOX 730 CITY: HONOLULIU STATE: HI ZIP: 96808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWAIIAN ELECTRIC INDUSTRIES INC CENTRAL INDEX KEY: 0000354707 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 990208097 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 BISHOP STREET, SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085435662 MAIL ADDRESS: STREET 1: P.O. BOX 730 CITY: HONOLULU STATE: HI ZIP: 96808-0730 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-12-14 0 0000354707 HAWAIIAN ELECTRIC INDUSTRIES INC HE 0001193241 LAU CONSTANCE H C/O HAWAIIAN ELECTRIC INDUSTRIES, INC. P O BOX 730 HONOLULIU HI 96808 1 1 0 0 President & CEO Common Stock 2021-12-14 4 S 0 4000 41.53 D 52825 D Common Stock 2021-12-15 4 S 0 31000 42.15 D 21825 D Common Stock 494203.72 I By Constance Lau Trust Common Stock 125 I By 401K Average execution price on December 14, 2021. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Average execution price on December 15, 2021. Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends. Represents shares held in the form of stock units in the HEI Common Stock fund pursuant to the Hawaiian Electric Industries Retirement Savings Plan as of December 14, 2021. Sean K. Clark, Attorney-in-fact for Constance H. Lau 2021-12-16