0001493152-19-018432.txt : 20191126
0001493152-19-018432.hdr.sgml : 20191126
20191126150809
ACCESSION NUMBER: 0001493152-19-018432
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191125
FILED AS OF DATE: 20191126
DATE AS OF CHANGE: 20191126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRAFELET REMY W
CENTRAL INDEX KEY: 0001297619
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00261
FILM NUMBER: 191250152
MAIL ADDRESS:
STREET 1: C/O TRAFELET BROKAW CAPITAL MANAGEMENT,
STREET 2: 410 PARK AVENUE, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALICO INC
CENTRAL INDEX KEY: 0000003545
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 590906081
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100
CITY: FT. MYERS,
STATE: FL
ZIP: 33913
BUSINESS PHONE: 239-226-2000
MAIL ADDRESS:
STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100
CITY: FT. MYERS,
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO
DATE OF NAME CHANGE: 19740219
4
1
ownership.xml
X0306
4
2019-11-25
0
0000003545
ALICO INC
ALCO
0001297619
TRAFELET REMY W
C/O TRAFELET & COMPANY, LLC
NEW YORK
NY
10022
0
0
1
0
Alico, Inc., Common Stock, Par Value $1.00
2019-11-25
4
S
0
1412
33.04
D
911106
D
106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.
162,785 of these shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.
Remy W. Trafelet By: /s/ Remy W. Trafelet
2019-11-26