0000003545-19-000009.txt : 20190115 0000003545-19-000009.hdr.sgml : 20190115 20190115172523 ACCESSION NUMBER: 0000003545-19-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190115 FILED AS OF DATE: 20190115 DATE AS OF CHANGE: 20190115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brokaw George R CENTRAL INDEX KEY: 0001589074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00261 FILM NUMBER: 19527715 MAIL ADDRESS: STREET 1: DISH NETWORK CORPORATION STREET 2: 9601 S MERIDIAN BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALICO INC CENTRAL INDEX KEY: 0000003545 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 590906081 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 BUSINESS PHONE: 239-226-2000 MAIL ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO DATE OF NAME CHANGE: 19740219 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-01-15 0 0000003545 ALICO INC alco 0001589074 Brokaw George R 33 EAST 70TH STREET NEW YORK NY 10021 1 1 0 0 Executive Vice Chairman Alico, Inc., Common Stock, Par Value $1.00 2019-01-15 4 A 0 1009 29.75 A 139993 D Alico, Inc., Common Stock, Par Value $1.00 3180405 I By 734 Investors, LLC Option to Purchase Common Stock 27.15 2016-12-31 4 A 0 37500 0 A 2026-12-31 Alico, Inc., Common Stock, Par Value $1.00 37500 37500 D These shares were granted under the Stock Incentive Plan of 2015. Represents shares owned by 734 Investors, LLC ("734 Investors"). 734 Agriculture, LLC ("734 Agriculture") is the managing member of 734 Investors. Pursuant to a stipulated status quo order agreed to by the parties to a lawsuit in the Delaware Court of Chancery captioned In re 734 Investors, LLC Litigation, Consol. C.A. No. 2018-0844-JTL, 734 Agriculture may not take any actions outside of the ordinary course of business of 734 Investors without the consent of two-thirds of the membership interests of 734 Investors, including exercising any voting rights with respect to any shares of the Issuer's Common Stock beneficially owned by 734 Investors. The Reporting person and Remy W. Trafelet are members of 734 Agriculture. The Reporting Person disclaims beneficial ownership of the Issuer's Common Stock held by 734 Investors except to the extent of his pecuniary interest therein. The option grant will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $60.00. George R. Brokaw 2019-01-15