0000003545-16-000137.txt : 20160328
0000003545-16-000137.hdr.sgml : 20160328
20160328171212
ACCESSION NUMBER: 0000003545-16-000137
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160324
FILED AS OF DATE: 20160328
DATE AS OF CHANGE: 20160328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALICO INC
CENTRAL INDEX KEY: 0000003545
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 590906081
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100
CITY: FT. MYERS,
STATE: FL
ZIP: 33913
BUSINESS PHONE: 239-226-2000
MAIL ADDRESS:
STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100
CITY: FT. MYERS,
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO
DATE OF NAME CHANGE: 19740219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brokaw George R
CENTRAL INDEX KEY: 0001589074
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00261
FILM NUMBER: 161532923
MAIL ADDRESS:
STREET 1: DISH NETWORK CORPORATION
STREET 2: 9601 S MERIDIAN BLVD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-03-24
0
0000003545
ALICO INC
alco
0001589074
Brokaw George R
410 PARK AVENUE 17TH FLOOR
NEW YORK
NY
10022
1
0
1
0
Alico, Inc., Common Stock, Par Value $1.00
2016-03-24
2016-03-24
4
P
0
5400
27.1157
A
270382
I
By Delta Offshore Master II, LTD
Alico, Inc., Common Stock, Par Value $1.00
127768
D
Alico, Inc., Common Stock, Par Value $1.00
3705457
I
BY 734 Investors, LLC
Alico, Inc., Common Stock, Par Value $1.00
2016-03-28
2016-03-28
4
P
0
500
27.7164
A
270882
I
By Delta Offshore Master II, LTD
On March 24, 2016, Delta Offshore Master II, LTD (the "Fund") purchased 5,400 shares of the Company's Common Stock and on March 28, 2016, Delta Offshore Master II, LTD purchased 500 shares of the Company's Common Stock Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Trafelet & Company, LLC ("TC") serves as the general partner of TBCM. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein.
On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Brokaw and Remy W. Trafelet are the members of 734 Agriculture, LLC. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.
George R. Brokaw
2016-03-28