0000003545-16-000111.txt : 20160106 0000003545-16-000111.hdr.sgml : 20160106 20160106163702 ACCESSION NUMBER: 0000003545-16-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160106 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALICO INC CENTRAL INDEX KEY: 0000003545 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 590906081 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 BUSINESS PHONE: 239-226-2000 MAIL ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO DATE OF NAME CHANGE: 19740219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brokaw George R CENTRAL INDEX KEY: 0001589074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00261 FILM NUMBER: 161327302 MAIL ADDRESS: STREET 1: DISH NETWORK CORPORATION STREET 2: 9601 S MERIDIAN BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-01-06 0 0000003545 ALICO INC alco 0001589074 Brokaw George R 410 PARK AVENUE 17TH FLOOR NEW YORK NY 10022 1 0 1 0 Alico, Inc., Common Stock, Par Value $1.00 2016-01-06 2016-01-06 4 A 0 796 37.67 A 127768 D Alico, Inc., Common Stock, Par Value $1.00 258547 I By Delta Offshore Master II, LTD Alico, Inc., Common Stock, Par Value $1.00 3705457 I By 734 Investors, LLC Delta Offshore Master II, LTD (the "Fund") owns 258,547 shares of the Company's Common Stock. Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Trafelet & Company, LLC ("TC") serves as the general partner of TBCM. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein. On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Brokaw and Remy W. Trafelet are the members of 734 Agriculture, LLC. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein. These shares were issued under the Stock Incentive Equity Plan of 2015 George R. Brokaw 2016-01-06