0000003545-20-000015.txt : 20200106 0000003545-20-000015.hdr.sgml : 20200106 20200106161941 ACCESSION NUMBER: 0000003545-20-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSEN W ANDREW JR CENTRAL INDEX KEY: 0001098536 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00261 FILM NUMBER: 20509955 MAIL ADDRESS: STREET 1: C/O FLORIDA BANKS INC STREET 2: 5210 BELFORD ROAD - SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32256 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALICO, INC. CENTRAL INDEX KEY: 0000003545 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 590906081 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 BUSINESS PHONE: 239-226-2000 MAIL ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: ALICO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO DATE OF NAME CHANGE: 19740219 4 1 wf-form4_157834556403500.xml FORM 4 X0306 4 2020-01-02 0 0000003545 ALICO, INC. ALCO 0001098536 KRUSEN W ANDREW JR 1414 W SWANN AVE, SUITE 100 TAMPA FL 33606 1 0 0 0 Alico, Inc., Common Stock, Par Value $1.00 2020-01-02 4 A 0 738 36.01 A 22972 D Alico, Inc., Common Stock, Par Value $1.00 113143 I By ARC Partners LLC Alico, Inc., Common Stock, Par Value $1.00 1000 I By WIT Ventures, LTD These shares were issued under the Stock Incentive Plan of 2015. Pro rata distribution from 734 Investors, LLC to ARC Partners, LLC. Mr. Krusen is the Managing Member of ARC Partners, LLC and has investment authority over shares held by ARC Partners, LLC. Mr. Krusen disclaims beneficial ownership of the shares held by ARC Partners, LLC except to the extent of his pecuniary interest therein. Dominion Financial Group, Inc. ("DFG") is the managing general partner of WIT Ventures, LTD ("WIT"). Mr. Krusen is the President of DFG and has investment authority over shares held by DFG pursuant to a Consulting Agreement between Mr. Krusen and DFG. Mr. Krusen disclaims beneficial ownership of the shares held by WIT except to the extent of his pecuniary interest therein. W. Andrew Krusen 2020-01-06