0000003545-19-000131.txt : 20191204 0000003545-19-000131.hdr.sgml : 20191204 20191204160619 ACCESSION NUMBER: 0000003545-19-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191011 FILED AS OF DATE: 20191204 DATE AS OF CHANGE: 20191204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RALLO RICHARD CENTRAL INDEX KEY: 0001216998 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00261 FILM NUMBER: 191268252 MAIL ADDRESS: STREET 1: 3265 LARSON BLVD CITY: OCEANSIDE STATE: NY ZIP: 11572 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALICO, INC. CENTRAL INDEX KEY: 0000003545 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 590906081 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 BUSINESS PHONE: 239-226-2000 MAIL ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: ALICO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO DATE OF NAME CHANGE: 19740219 4 1 wf-form4_157549356240865.xml FORM 4 X0306 4 2019-10-11 0 0000003545 ALICO, INC. ALCO 0001216998 RALLO RICHARD 3 BAYFIELD PLACE MELVILLE NY 11747 0 1 0 0 CFO and CAO Option to Purchase Common Stock 33.96 2019-10-11 4 P 0 32000 0 A 2026-12-31 Alico, Inc., Common Stock, Par Value $1.00 32000.0 32000 D The Incentive Stock Options (right to buy) were granted under the Stock Incentive Plan of 2015. The options vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the reporting person executing the Company's incentive stock option agreement and (y) the reporting person's continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement. Any options not vested on or before December 31, 2022 shall be forfeited. Richard Rallo 2019-12-04