0001127602-21-011461.txt : 20210318 0001127602-21-011461.hdr.sgml : 20210318 20210318182030 ACCESSION NUMBER: 0001127602-21-011461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210318 DATE AS OF CHANGE: 20210318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWELL DOUGLAS K CENTRAL INDEX KEY: 0001222374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09761 FILM NUMBER: 21755779 MAIL ADDRESS: STREET 1: ARTHUR J. GALLAGHER & CO. STREET 2: TWO PIERCE PLACE CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arthur J. Gallagher & Co. CENTRAL INDEX KEY: 0000354190 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362151613 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2850 GOLF ROAD CITY: ROLLING MEADOWS STATE: IL ZIP: 60008-4050 BUSINESS PHONE: 630-773-3800 MAIL ADDRESS: STREET 1: 2850 GOLF ROAD CITY: ROLLING MEADOWS STATE: IL ZIP: 60008-4050 FORMER COMPANY: FORMER CONFORMED NAME: ARTHUR J. GALLAGHER & CO. DATE OF NAME CHANGE: 20190819 FORMER COMPANY: FORMER CONFORMED NAME: GALLAGHER ARTHUR J & CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-16 0000354190 Arthur J. Gallagher & Co. AJG 0001222374 HOWELL DOUGLAS K 2850 GOLF ROAD ROLLING MEADOWS IL 60008-4002 1 VP & Chief Financial Officer Common Stock (restricted) 2021-03-17 4 M 0 5350 128.43 D 12625 D Non-qualified Stock Option 127.90 2021-03-16 4 A 0 31265 0 A 2028-03-16 Common Stock 31265 31265 D Notional Stock Units 0 2021-03-17 4 M 0 5350 0 A Common Stock 5350 198401.1 D Phantom Stock 2021-03-17 4 I 0 4708.8 127.42 A Common Stock 4708.8 179631.8 D One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Each notional stock unit represents a right to receive one share of Gallagher common stock. Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2021, 2022, 2023, 2025 and 2026 and following the reporting person's separation from service. Each share of phantom stock represents a right to receive one share of Gallagher common stock. These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. /s/ April Hanes-Dowd, by power of attorney 2021-03-18