0001127602-20-011057.txt : 20200317 0001127602-20-011057.hdr.sgml : 20200317 20200317160800 ACCESSION NUMBER: 0001127602-20-011057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLAGHER THOMAS JOSEPH CENTRAL INDEX KEY: 0001589933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09761 FILM NUMBER: 20720998 MAIL ADDRESS: STREET 1: TWO PIERCE PLACE CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arthur J. Gallagher & Co. CENTRAL INDEX KEY: 0000354190 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362151613 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2850 GOLF ROAD CITY: ROLLING MEADOWS STATE: IL ZIP: 60008-4050 BUSINESS PHONE: 630-773-3800 MAIL ADDRESS: STREET 1: 2850 GOLF ROAD CITY: ROLLING MEADOWS STATE: IL ZIP: 60008-4050 FORMER COMPANY: FORMER CONFORMED NAME: ARTHUR J. GALLAGHER & CO. DATE OF NAME CHANGE: 20190819 FORMER COMPANY: FORMER CONFORMED NAME: GALLAGHER ARTHUR J & CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-13 0000354190 Arthur J. Gallagher & Co. AJG 0001589933 GALLAGHER THOMAS JOSEPH 2850 GOLF ROAD ROLLING MEADOWS IL 60008-4002 1 VICE PRESIDENT Common Stock (restricted) 2020-03-16 4 A 0 17974 0 A 17974 D Common Stock (restricted) 2020-03-16 4 M 0 17974 0 D 0 D Common Stock 2020-03-16 4 M 0 17974 0 A 192049 D Common Stock 2020-03-16 4 F 0 7604 79.85 D 184445 D Common Stock 96007 I By grantor retained annuity trust Common Stock 66709 I By Irrevocable Trust Common Stock 31671 I By wife Common Stock 55280 I By wife as trustee Phantom Stock 2020-03-13 4 I 0 5795.1 86.28 A Common Stock 5795.1 154872 D Performance share units (awarded on March 16, 2017) earned and vested as of March 16, 2020. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. These shares are held in trusts, for the benefit of the reporting person's children, of which his wife is a trustee. Each share of phantom stock represents a right to receive one share of Gallagher common stock. These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. /s/ April Hanes-Dowd, by power of attorney 2020-03-17