-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D8h3Xt8Snb0fJ3pdlp5Q111ylpzbZwY4Z1iQeAN755L5R9q+h+MnT6Enet8JMYMS Z9b6d1XchQumMCkLb/HSnw== 0001017951-03-000003.txt : 20030103 0001017951-03-000003.hdr.sgml : 20030103 20030103125542 ACCESSION NUMBER: 0001017951-03-000003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030103 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RYAN JOHN J III CENTRAL INDEX KEY: 0001032680 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 1401 17TH STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032988100 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN RESOURCES INC CENTRAL INDEX KEY: 0000353943 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840834147 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13171 FILM NUMBER: 03502258 BUSINESS ADDRESS: STREET 1: 1401 17TH ST SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032988100 MAIL ADDRESS: STREET 1: 1401 17TH STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 4/A 1 f4ajr02.txt AMENDMENT NO. 1 TO FORM 4 FOR JOHN J. RYAN III DATED DECEMBER 31, 2002 OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response . . .0.5 FORM 4/A U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. SEE Instruction 1(b). 1. Name and Address of Reporting Person: RYAN III JOHN J. -------------------------------------------------------------------- (Last) (First) (Middle) 13 AVENUE DE BUDE -------------------------------------------------------------------- (Street) 1202 GENEVA SWITZERLAND -------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol: EVERGREEN RESOURCES, INC. ("EVG") -------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary): -------------------------------------------------------------------- 4. Statement for Month/Day/Year: 12/31/02 -------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year): 12/31/02 -------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable): Director ( X ) Officer (give title below) ( ) 10% Owner ( ) Other (specify below) ( ) -------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person ( X ) Form filed by More than One Reporting Person ( )
TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - -------------------------------------------------------------------------------------------------------------------- 2.Trans- 2A. 3. 4. 5. 6. 7. action Deemed Transaction Securities Acquired (A) or Amount of Ownership Nature Date Execution Code Disposed of (D) Securities Form: of Date, if (Instr. 8) (Instr. 3, 4 and 5) Beneficially Direct (D) Indirect (Month/ any ----------- -------------------------- Owned at End or Beneficial 1. Day/ (Month/ (A) of Month Indirect (I) Ownership Title of Security Year) Day/ Amount Or Price (Instr. 3 (Instr. 4) (Inst. 4) (Instr. 3): Year) Code V (D) & 4 - ------------------------------------------------------------------------------------------------------------------------- COMMON STOCK, NO PAR 12/31/02 N/A G(1) V 276,000 D N/A - ------------------------------------------------------------------------------------------------------------------------- 580,240 D - ------------------------------------------------------------------------------------------------------------------------- 87,800 ------- I(2) TRUSTEE - ------------------------------------------------------------------------------------------------------------------------- TOTAL 668,040(3) - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- (1) Mr. Ryan has resigned as Trustee for his childrens' family trust as of December 31, 2002, terminated the trust, and the 276,000 shares held in trust are being distributed to Mr. Ryan's children, the beneficiaries of the trust. (2) As Trustee of Mr. Ryan's Pension and Insurance Trusts. (3) On December 31, 2002, a Form 4 was filed which incorrectly indicated the reporting person's total shares owned beneficially as 688,040. The correct total ownership is 668,040 shares.
*If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (over) FORM 4/A (continued)(JOHN J. RYAN III)
TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) - -------------------------------------------------------------------------------------------------------------------------- 9. 10. 11. Number Owner- Nature of ship of 2. 3.. 3A. Deriv- Form In- Conver- Trans- Deemed 5. 7. ative of direct sion action Execution Number of Title and Amount Secur- Deriv- Bene- or Date Date, Derivative 6. of Underlying 8. ities ative Ficial Exer- (Month/ if Securities Date Securities Price Bene- Secu- Owner- cise Day/ any 4. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially rity: ship Price Year) (Month Trans- or Disposed Expiration Date ---------------- Deriv- Owned Direct (Instr. 1. of /Day action of (D) (Month/Day/Year) Amount ative at End (D) or 4) Title of Deriv- /Year) Code (Instr.3, ---------------- or Secur- of Indirect) Derivative ative (Instr. 4 and 5) Date Expira- Number ity Month (I) Security Secur- 8) . ---------- Exer- tion of (Instr. (Instr. Instr. (Instr. 3) ity Code V (A) (D) cisable Date Title Shares 5) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses:
/S/ John J. Ryan III January 3, 2003 - ---------------------------------- ------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----