FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/16/2017 |
3. Issuer Name and Ticker or Trading Symbol
QUIDEL CORP /DE/ [ QDEL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 10/18/2017 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Options (Right to Buy) | 01/18/2014 | 01/18/2020 | Common Stock | 3,169 | $15.28 | D | |
Non-Qualified Stock Options (Right to Buy) | 03/02/2015 | 03/02/2021 | Common Stock | 9,000 | $12.63 | D | |
Non-Qualified Stock Options (Right to Buy) | 03/02/2016 | 03/02/2022 | Common Stock | 25,223 | $15.19 | D | |
Non-Qualified Stock Options (Right to Buy) | 02/25/2017 | 02/25/2023 | Common Stock | 17,269 | $22.21 | D | |
Non-Qualified Stock Options (Right to Buy) | (1) | 02/24/2024 | Common Stock | 21,068 | $27.57 | D | |
Non-Qualified Stock Options (Right to Buy) | (2) | 02/05/2025 | Common Stock | 21,506 | $23.41 | D | |
Non-Qualified Stock Options (Right to Buy) | (3) | 02/10/2026 | Common Stock | 21,506 | $15.4 | D | |
Non-Qualified Stock Options (Right to Buy) | (4) | 02/15/2027 | Common Stock | 7,593 | $21.08 | D | |
Restricted Stock Units | 02/24/2018 | (5) | Common Stock | 240 | $0.00(6) | D | |
Restricted Stock Units (Converted) | 02/28/2014 | (7) | Common Stock | 1,963 | $0.00(6) | D | |
Restricted Stock Units (Premium) | 02/28/2015 | (8) | Common Stock | 589 | $0.00(6) | D | |
Restricted Stock Units | (9) | (9) | Common Stock | 1,468 | $0.00(6) | D | |
Restricted Stock Units (Converted) | 02/11/2015 | (7) | Common Stock | 1,995 | $0.00(6) | D | |
Restricted Stock Units (Premium) | 02/11/2016 | (10) | Common Stock | 598 | $0.00(6) | D | |
Restricted Stock Units | (11) | (11) | Common Stock | 2,938 | $0.00(6) | D | |
Restricted Stock Units (Converted) | 02/16/2016 | (7) | Common Stock | 3,168 | $0.00(6) | D | |
Restricted Stock Units (Premium) | 02/16/2017 | (10) | Common Stock | 950 | $0.00(6) | D | |
Restricted Stock Units | 09/19/2020 | (12) | Common Stock | 2,500 | $0.00(6) | D | |
Restricted Stock Units | 02/15/2021 | (13) | Common Stock | 3,797 | $0.00(6) | D | |
Restricted Stock Units (Converted) | 02/17/2017 | (7) | Common Stock | 4,674 | $0.00(6) | D | |
Restricted Stock Units (Premium) | 02/17/2018 | (14) | Common Stock | 1,471 | $0.00(6) | D |
Explanation of Responses: |
1. 10,534 shares vested on 02/24/2016; 10,534 shares will vest on 02/24/2018. |
2. 10,754 shares vested on 02/05/2017; 5,376 shares will vest on 02/05/2018; and 5,376 shares will vest on 02/05/2019. |
3. 10,754 shares will vest on 02/10/2018; 5,376 shares will vest on 02/10/2019; and 5,376 shares will vest on 02/10/2020. |
4. 3,797 shares will vest on 02/15/2019; 1,898 shares will vest on 02/15/2020; and 1,898 shares will vest on 02/15/2021. |
5. Each restricted stock unit will vest on the fourth anniversary date of the grant date, 02/24/2018. |
6. Each restricted stock unit represents the right to receive one share of Quidel Corporation common stock. |
7. The restricted stock units were received in lieu of a percentage of the reporting person's annual cash bonus pursuant to the company's deferred bonus compensation plan. |
8. The restricted stock units vested on the first anniversary date of the grant date, 02/28/2015. |
9. 734 shares will vest on 02/15/2018; 734 shares will vest on 02/05/2019. |
10. The restricted stock units vested on the first anniversary date of the grant date, 02/16/2016. |
11. 1,469 restricted stock units will vest on 02/10/2018; 734 restricted stock units will vest on 02/10/2019; and 735 restricted stock units will vest on 02/10/2020. |
12. The restricted stock units will vest on the fourth anniversary date of the grant date, 09/19/2020. |
13. The restricted stock units will vest on the fourth anniversary date of the grant date, 02/17/2021. |
14. The restricted stock units will vest on the first anniversary date of the grant date, 02/17/2018. |
Remarks: |
This Form 3/A is being filed to include items on Table II that were inadvertently omitted from the reporting person's original Form 3. |
Robert J. Bujarski, attorney-in-fact for Ratan S. Borkar | 11/13/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |