-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2CimA9mr7c6RG2K9k2yFNoMrEFnxb9ciUag/guOBF0mRca5u+hBT/mmfgoXBpEW C0wS+JD5QPTuhMkwqVSrAg== 0000950129-02-004205.txt : 20020814 0000950129-02-004205.hdr.sgml : 20020814 20020814154329 ACCESSION NUMBER: 0000950129-02-004205 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICO INC CENTRAL INDEX KEY: 0000353567 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 760566682 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08327 FILM NUMBER: 02736097 BUSINESS ADDRESS: STREET 1: 5333 WESTHEIMER ROAD STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7133514100 MAIL ADDRESS: STREET 1: 5333 WESTHEIMER ROAD STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77056 8-K 1 h99203e8vk.txt ICO, INC. - DATED AUGUST 14, 2002 ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2002 -------------------- ICO, INC. (Exact name of registrant as specified in its charter) TEXAS 0-10068 76-0566682 (State or other jurisdiction (Commission File (I.R.S. Employer of incorporation) Number) Identification No.)
5333 WESTHEIMER ROAD SUITE 600 HOUSTON, TEXAS 77056 (Address of principal executive offices and zip code) (713) 351-4100 (Registrant's telephone number, including area code) ================================================================================ ITEM 9. REGULATION FD DISCLOSURE On August 14, 2002, ICO, Inc. (the "Company") submitted to the Securities and Exchange Commission the certifications by its chief executive officer and chief financial officer of the Company's quarterly report on Form 10-Q for the quarter ended June 30, 2002 as required pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, copies of which are attached hereto as Exhibits 99.1 and 99.2. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ICO, INC. Date: August 14, 2002 By: /s/ Jon C. Biro ------------------------------------- Name: Jon C. Biro Title: Chief Financial Officer and Treasurer EXHIBIT INDEX Exhibit 99.1 Certificate of Chief Executive Officer of ICO, Inc. pursuant to 18 U.S.C. Section 1350. Exhibit 99.2 Certificate of Chief Financial Officer of ICO, Inc. pursuant to 18 U.S.C. Section 1350.
EX-99.1 3 h99203exv99w1.txt CERTIFICATE OF CHIEF EXECUTIVE OFFICER EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER OF ICO, INC. PURSUANT TO 18 U.S.C. Section 1350 In connection with the accompanying report on Form 10-Q for the period ending June 30, 2002 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Timothy J. Gollin, the Chief Executive Officer of ICO, Inc. (the "Company"), hereby certify, to my knowledge, that: 1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company in respect of those items required to be described or presented in such Report under Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934. /s/ Timothy J. Gollin ---------------------------------------- Name: Timothy J. Gollin Date: August 14, 2002 This certification is furnished solely pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed to be a part of the Report or "filed" for any purpose whatsoever. EX-99.2 4 h99203exv99w2.txt CERTIFICATE OF CHIEF FINANCIAL OFFICER EXHIBIT 99.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER OF ICO, INC. PURSUANT TO 18 U.S.C. Section 1350 In connection with the accompanying report on Form 10-Q for the period ending June 30, 2002 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Jon C. Biro, the Chief Financial Officer of ICO, Inc. (the "Company"), hereby certify, to my knowledge, that: 1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company in respect of those items required to be described or presented in such Report under Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934. /s/ Jon C. Biro ---------------------------------------- Name: Jon C. Biro Date: August 14, 2002 This certification is furnished solely pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed to be a part of the Report or "filed" for any purpose whatsoever. -----END PRIVACY-ENHANCED MESSAGE-----