-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVvdmaFBKakuOjWbMWmZDjbuy0KtV+Zq7L3S/iB2j9PC9OYLhXxTRKdUq5Sz0CQP jlwUsoJLvVeJo2sBl9vYOQ== 0001082885-00-000001.txt : 20000316 0001082885-00-000001.hdr.sgml : 20000316 ACCESSION NUMBER: 0001082885-00-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000131 FILED AS OF DATE: 20000315 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCIENCE APPLICATIONS INTERNATIONAL CORP CENTRAL INDEX KEY: 0000353394 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 953630868 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-12771 FILM NUMBER: 570371 BUSINESS ADDRESS: STREET 1: 10260 CAMPUS POINT DR STREET 2: LEGAL DEPT CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8588266000 MAIL ADDRESS: STREET 1: LEGAL DEPT STREET 2: 10260 CAMPUS POINT DR CITY: SAN DIEGO STATE: CA ZIP: 92121 COMPANY DATA: COMPANY CONFORMED NAME: SMITH RICHARD C CENTRAL INDEX KEY: 0001082885 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O SAIC STREET 2: 10260 CAMPUS POINT DR M/SF3 CITY: SAN DIEGO STATE: CA ZIP: 92121 MAIL ADDRESS: STREET 1: C/O SAIC STREET 2: 10260 CAMPUS POINT DR M/SF3 CITY: SAN DIEGO STATE: CA ZIP: 92121 5 1 FORM 5 - YEAR ENDED 1/31/2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person SMITH, JR., RICHARD C. 445 SOUTH STREET MORRISTOWN, NJ 07960-6438 2. Issuer Name and Ticker or Trading Symbol SCIENCE APPLICATIONS INTERNATIONAL CORPORATION 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year YEAR ENDED 1/31/2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Class A Common Stock | | | | | |30,388 (1) |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock | | | | | |135 (1) |I |By 401(k) Plan | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Stock Unit (Phantom Stoc|1 for 1 |4/7/9|A |37,240 (3) |A |(4) |N/A |Class A Comm|37,240 |$17.455|209,756 (3) |D | | k) (2) | |9 | | | | | |on Stock |(3) | (3) | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Class A) (|$9.7825 | | | | |1/30/|1/29/|Class A Comm|160,000|N/A |160,000 (1) |D | | right to buy) |(1) | | | | |99 (5|03 |on Stock | (1) | | | | | | | | | | |) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Class A) (|$11.8050| | | | |4/29/|4/28/|Class A Comm|200 (1)|N/A |200 (1) |D | | right to buy) | (1) | | | | |99 (5|03 |on Stock | | | | | | | | | | | |) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Class A) (|$17.455 | | | | |3/22/|3/21/|Class A Comm|140,000|N/A |140, 000 (1)|D | | right to buy) |(1) | | | | |00 (5|04 |on Stock | (1) | | | | | | | | | | |) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Effective August 31, 1999, the Class A Common Stock of SAIC split 4-for-1. The end-of-year balances and stock option details are being reported herein to reflect the stock split. (2) Pursuant to the SAIC Key Executive Stock Deferral Plan. (3) This transaction and the end-of-year balance have been adjusted to reflect the stock split. (4) The units are settled in SAIC Class A Common Stock and are payable upon the reporting person's termination. (5) The option is exercisable according to the following annual vesting schedule: 20% in years 1, 2 and 3 and 40% in year 4. SIGNATURE OF REPORTING PERSON By: D. Garrett, attorney-in-fact, for R. Smith Jr. DATE March 14, 2000 -----END PRIVACY-ENHANCED MESSAGE-----