-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MCmI8y+80Fx9wvapBA4NrREMwdhY0Wx3tonSiG7fHwOvcYpQV8KG6hgUxX1L2qTf MPsYSk0qdJkDaK0KLy4EBA== 0000950152-98-005288.txt : 19980615 0000950152-98-005288.hdr.sgml : 19980615 ACCESSION NUMBER: 0000950152-98-005288 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980612 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: OMNICARE INC CENTRAL INDEX KEY: 0000353230 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 311001351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-45825 FILM NUMBER: 98647230 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD STREET 2: STE 1530 CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 5137626666 MAIL ADDRESS: STREET 1: 2800 CHEMED CENTER STREET 2: 255 EAST FIFTH ST CITY: CINCINNATI STATE: OH ZIP: 45202-4728 424B3 1 OMNICARE, INC. 424(B)(3) 1 Filed Pursuant to Rule 424(b)(3) File Number 333-45825 PROSPECTUS SUPPLEMENT NO. 9 (To Prospectus dated February 13, 1998, as Supplemented) OMNICARE, INC. $345,000,000 PRINCIPAL AMOUNT OF 5% CONVERTIBLE SUBORDINATED DEBENTURES DUE 2007 (Interest payable June 1 and December 1) ------------------------------ 8,976,222 SHARES OF COMMON STOCK ------------------------------ This Prospectus Supplement supplements the Prospectus dated February 13, 1998 and the Prospectus Supplements Nos. 1, 2, 3, 4, 5, 6, 7 and 8 dated February 26, 1998, March 6, 1998, April 1, 1998, April 17, 1998, April 27, 1998, May 5, 1998, May 15, 1998 and May 27, 1998, respectively (together, the "Prospectus"), relating to (i) $345,000,000 aggregate principal amount of 5% Convertible Subordinated Debentures due 2007 (the "Debentures") of Omnicare, Inc., a Delaware corporation (the "Company"), (ii) 8,712,121 shares of common stock, par value $1.00 per share (the "Common Stock"), of the Company which are initially issuable upon conversion of the Debentures plus such additional indeterminate number of shares of Common Stock as may become issuable upon conversion of the Debentures as a result of adjustments to the conversion price (the "Conversion Shares") and (iii) 264,101 additional shares of Common Stock. The Debentures and the Conversion Shares are being offered for the account of the holders thereof or by their transferees, pledgees, donees or successors. The Debentures were initially acquired from the Company by Morgan Stanley & Co. Incorporated, Credit Suisse First Boston Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, NationsBanc Montgomery Securities, Inc., Smith Barney Inc. and William Blair & Company, L.L.C. in December 1997 in connection with a private offering. This Prospectus Supplement is not complete without, and may not be delivered or utilized except in connection with, the Prospectus. Capitalized terms used herein but not defined shall have the meaning assigned to such terms in the Prospectus. The Common Stock is traded on the NYSE under the symbol "OCR." On June 11, 1998 the closing price of the Common Stock on the NYSE Composite Tape was $39.562. The following table sets forth certain information concerning Indiana Lumbermens Mutual Insurance Company, Service Life and Casualty Insurance Company, Service Lloyd Insurance Company and The Class IC Company, Ltd. (the "Selling Securityholders") who have provided the Company with notice as of the date of this Prospectus Supplement pursuant to the Registration Rights Agreement of such Selling Securityholders' intent to sell or otherwise dispose of Debentures and/or Conversion Shares pursuant to the Registration Statement. This information supplements the information contained in the Prospectus under the caption "Selling Securityholders." Neither the Selling Securityholders nor any of their affiliates have held any position or office with, been employed by or otherwise have had any material relationship with, the Company or any of its affiliates during the three years prior to the date of this Prospectus Supplement. Because the Selling Securityholders may offer all or some portion of the Debentures and Conversion Shares, 2 no estimate can be given as to the percentage of Debentures or Common Stock that will be held by the Selling Securityholders upon termination of sales pursuant to this Prospectus Supplement.
Principal Amount Percentage of Debentures Percentage of Common of Debentures Outstanding Beneficially Conversion Shares Stock Beneficially Name that May be Sold Owned Before Offering That May Be Sold** Owned Before Offering ---- ---------------- ------------------------- ------------------ --------------------- Indiana Lumbermens Mutual $320,000 * 8,080 * Insurance Company Service Life and Casualty 20,000 * 505 * Insurance Company Service Lloyd Insurance 20,000 * 505 * Company The Class IC Company, Ltd. 500,000 * 12,626 *
- ---------------- * Less than 1%. ** Assumes conversion of full amount of Debentures held by such holder at the initial rate of $39.60 in principal amount of Debentures per share of Common Stock. The date of this Prospectus Supplement is June 12, 1998 2
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