0001628280-19-010861.txt : 20190816 0001628280-19-010861.hdr.sgml : 20190816 20190816103605 ACCESSION NUMBER: 0001628280-19-010861 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190816 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20190816 DATE AS OF CHANGE: 20190816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIR T INC CENTRAL INDEX KEY: 0000353184 STANDARD INDUSTRIAL CLASSIFICATION: AIR COURIER SERVICES [4513] IRS NUMBER: 521206400 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35476 FILM NUMBER: 191031833 BUSINESS ADDRESS: STREET 1: 5930 BALSOM RIDGE ROAD CITY: DENVER STATE: NC ZIP: 28037 BUSINESS PHONE: 7043772109 MAIL ADDRESS: STREET 1: P O BOX 488 CITY: DENVER STATE: NC ZIP: 28037 FORMER COMPANY: FORMER CONFORMED NAME: AIR TRANSPORTATION HOLDING CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ATLANTA EXPRESS AIRLINE CORP DATE OF NAME CHANGE: 19840321 8-K 1 form8-kxitem507x2019annual.htm AIR T 2019 ANNUAL MEETING RESULTS Document

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549 
 
FORM 8-K 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): August 16, 2019
 
Air T, Inc.
(Exact Name of Registrant as Specified in Charter) 
 
  
 
 
 
 
Delaware
 
001-35476
 
52-1206400
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
 
 

5930 Balsom Ridge Road
Denver, North Carolina 28037__________
(Address of Principal Executive Offices, and Zip Code)

________________(828) 464-8741__________________
Registrant’s Telephone Number, Including Area Code

Not applicable            
(Former Name or Former Address, if Changed Since Last Report)

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
AIRT
NASDAQ Global Market
Alpha Income Preferred Securities (also referred to as 8% Cumulative Capital Securities) (“AIP”)
AIRTP
NASDAQ Global Market
Warrant to purchase AIP
AIRTW
NASDAQ Global Market

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 
¨
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 



 
¨
Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
¨
Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07.  Submission of Matters to a Vote of Security Holders.
 
(a)   On August 14, 2019, the Company held its 2019 Annual Meeting of Stockholders. Of the 3,036,497 shares of the Company’s common stock outstanding and entitled to vote, 2,997,907 shares, or 98.73%, were represented at the meeting.
 
(b)   During the annual meeting, the Company's stockholders voted on the following matters:

 
Proposal 1. Election of Directors
 
 
 
 
Votes For
 
Votes Withheld
 
Broker Non-Votes
 
Seth G. Barkett
2,288,894
 
46,281
 
662,732
 
Raymond E. Cabillot
2,309,245
 
25,930
 
662,732
 
William R. Foudray
2,309,245
 
25,930
 
662,732
 
Gary S. Kohler
2,302,436
 
32,739
 
662,732
 
Peter McClung
2,120,561
 
214,614
 
662,732
 
Andrew J. Stumpf
2,020,879
 
314,296
 
662,732
 
Nicholas J. Swenson
2,309,984
 
25,191
 
662,732
 
Travis Swenson
2,119,779
 
215,396
 
662,732
 
 
Proposal 2. Advisory vote to approve the compensation of the Company's named executive officers.
 
 
 
 
 
 
 
 
 
 
 
Votes For
 
Votes Against
 
Abstain
 
Broker Non-Votes
 
 
 
2,323,094
 
11,010
 
1,070
 
662,733
 
 
 
 
Proposal 3. Advisory vote on how frequently stockholders should vote on the compensation of the Company's named executive officers.
 
 
 
 
 
 
 
 
 
 
 
Every Year
 
2 Years
 
3 Years
 
Abstain
 
 
 
2,304,096
 
480
 
23,518
 
7,081
 
 
 
 
Proposal 4. Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019.
 
 
 
 
 
 
 
 
 
 
 
Votes For
 
Votes Against
 
Abstain
 
 
 
 
 
2,997,557
 
298
 
52
 
 
 
 

  


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: August 16, 2019

AIR T, INC.


By: /s/ Brian Ochocki          
Brian Ochocki, Chief Financial Officer









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