0001181431-14-031047.txt : 20140904
0001181431-14-031047.hdr.sgml : 20140904
20140904155202
ACCESSION NUMBER: 0001181431-14-031047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140902
FILED AS OF DATE: 20140904
DATE AS OF CHANGE: 20140904
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IGI LABORATORIES, INC
CENTRAL INDEX KEY: 0000352998
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 010355758
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 105 LINCOLN AVENUE
CITY: BUENA
STATE: NJ
ZIP: 08310
BUSINESS PHONE: 6096971441
MAIL ADDRESS:
STREET 1: 105 LINCOLN AVENUE
CITY: BUENA
STATE: NJ
ZIP: 08310
FORMER COMPANY:
FORMER CONFORMED NAME: IGI INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: IMMUNOGENETICS INC
DATE OF NAME CHANGE: 19870814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORRIS BENJAMIN T
CENTRAL INDEX KEY: 0001214494
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08568
FILM NUMBER: 141083194
MAIL ADDRESS:
STREET 1: C/O SANDERS HARRIS MORRIS INC
STREET 2: 600 TRAVIS #3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SANDERS DON A
CENTRAL INDEX KEY: 0000904778
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08568
FILM NUMBER: 141083195
MAIL ADDRESS:
STREET 1: 3100 TEXAS COMMERCE TOWER
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOF PARTNERS LLC
CENTRAL INDEX KEY: 0001280952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08568
FILM NUMBER: 141083196
MAIL ADDRESS:
STREET 1: 126 E 56TH ST 28TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALE JAMES C
CENTRAL INDEX KEY: 0001184312
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08568
FILM NUMBER: 141083197
MAIL ADDRESS:
STREET 1: C/O SANDERS MORRIS HARRIS INC
STREET 2: 126 E. 56TH ST 24TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP
CENTRAL INDEX KEY: 0001269417
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08568
FILM NUMBER: 141083198
BUSINESS ADDRESS:
STREET 1: 126 EAST 56TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-419-3900
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIFE SCIENCES OPPORTUNITIES FUND II LP
CENTRAL INDEX KEY: 0001269415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08568
FILM NUMBER: 141083199
BUSINESS ADDRESS:
STREET 1: 126 EAST 56TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-419-3900
MAIL ADDRESS:
STREET 1: 126 E 56TH STREET
STREET 2: 28TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
rrd415493.xml
X0306
4
2014-09-02
0
0000352998
IGI LABORATORIES, INC
IG
0001269415
LIFE SCIENCES OPPORTUNITIES FUND II LP
CARNEGIE HALL TOWER
152 WEST 57TH STREET, 19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001269417
LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP
CARNEGIE HALL TOWERS
152 WEST 57TH STREET, 19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001184312
GALE JAMES C
152 WEST 57TH STREET, 19TH FLOOR
NEW YORK
NY
10022
1
0
0
0
0001280952
LOF PARTNERS LLC
126 EAST 56TH STREET, 24TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Remarks
0000904778
SANDERS DON A
600 TRAVIS, SUITE 5800
HOUSTON
TX
77002
0
0
0
1
See Remarks
0001214494
MORRIS BENJAMIN T
600 TRAVIS, SUITE 5800
HOUSTON
TX
77002
0
0
0
1
See Remarks
Common Stock
2014-09-02
4
S
0
303500
6.45
D
1798553
D
Common Stock
2014-09-02
4
S
0
1696500
6.45
D
10053308
D
These securities are owned directly by Life Sciences Opportunities Fund II, L.P. and indirectly by Signet Healthcare Partners, LLC ("General Partner"), the general partner of Life Sciences Opportunities Fund II, L.P., James C. Gale, the chief investment officer, a manager, and a member of the General Partner, SMW Investments I, LLC ("SMW"), the controlling member of the General Partner, and Don A. Sanders, Ben T. Morris, and Donald V. Weir, the managing members of SMW. The General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any.
These securities are owned directly by Life Sciences Opportunities Fund (Institutional) II, L.P. and indirectly by the General Partner, Mr. Gale, the chief investment officer, a manager, and a member of the General Partner, SMW, the controlling member of the General Partner, and Mr. Sanders, Mr. Morris, and Mr. Weir, the managing members of SMW. The General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any.
This is a joint filing by Life Sciences Opportunities Fund (Institutional) II, L.P., Life Sciences Opportunities Fund II, L.P., the General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir. Life Sciences Opportunities Fund II, L.P. is the designated filer for Life Sciences Opportunities Fund (Institutional) II, L.P., the General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir. The address of each filer is the same as the designated filer except SMW, Mr. Sanders, Mr. Morris, and Mr. Weir, which is 600 Travis, Suite 5900, Houston, Texas 77002. Mr. Gale currently serves on the IGI Laboratories, Inc. board of directors.
Life Sciences Opportunities Fund II, L.P., By: Signet Healthcare Partners, LLC, By: /s/ James C. Gale, Manager
2014-09-04
Life Sciences Opportunities Fund (Institutional) II, L.P., By. Signet Healthcare Partners, LLC, By: /s/ James C. Gale, Manager
2014-09-04
Signet Healthcare Partners, LLC, By: /s/ James C. Gale, Manager
2014-09-04
SMW Investments I, LLC, By: Ben T. Morris, Managing Member
2014-09-04
James C. Gale
2014-09-04
Don A. Sanders
2014-09-04
Ben T. Morris
2014-09-04
Donald V. Weir
2014-09-04