0001560207-18-000023.txt : 20180608
0001560207-18-000023.hdr.sgml : 20180608
20180608160133
ACCESSION NUMBER: 0001560207-18-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180606
FILED AS OF DATE: 20180608
DATE AS OF CHANGE: 20180608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Legion Partners Asset Management, LLC
CENTRAL INDEX KEY: 0001560207
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10436
FILM NUMBER: 18889388
BUSINESS ADDRESS:
STREET 1: 9401 WILSHIRE BLVD., SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
BUSINESS PHONE: 424-253-1774
MAIL ADDRESS:
STREET 1: 9401 WILSHIRE BLVD., SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Legion Partners, L.P. I
CENTRAL INDEX KEY: 0001595909
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10436
FILM NUMBER: 18889390
BUSINESS ADDRESS:
STREET 1: 9401 WILSHIRE BLVD.
STREET 2: SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
BUSINESS PHONE: 424.253.1774
MAIL ADDRESS:
STREET 1: 9401 WILSHIRE BLVD.
STREET 2: SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Legion Partners, L.P. II
CENTRAL INDEX KEY: 0001618783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10436
FILM NUMBER: 18889391
BUSINESS ADDRESS:
STREET 1: 9401 WILSHIRE BLVD.
STREET 2: SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
BUSINESS PHONE: 424.253.1774
MAIL ADDRESS:
STREET 1: 9401 WILSHIRE BLVD.
STREET 2: SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
FORMER NAME:
FORMER CONFORMED NAME: Legion Partners L.P. II
DATE OF NAME CHANGE: 20140905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Legion Partners Special Opportunities, L.P. II
CENTRAL INDEX KEY: 0001661189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10436
FILM NUMBER: 18889392
BUSINESS ADDRESS:
STREET 1: 9401 WILSHIRE BLVD.
STREET 2: SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
BUSINESS PHONE: 424.253.1774
MAIL ADDRESS:
STREET 1: 9401 WILSHIRE BLVD.
STREET 2: SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Legion Partners, LLC
CENTRAL INDEX KEY: 0001682390
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10436
FILM NUMBER: 18889394
BUSINESS ADDRESS:
STREET 1: 9401 WILSHIRE BLVD., SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
BUSINESS PHONE: 424-253-1774
MAIL ADDRESS:
STREET 1: 9401 WILSHIRE BLVD., SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Legion Partners Holdings, LLC
CENTRAL INDEX KEY: 0001682389
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10436
FILM NUMBER: 18889396
BUSINESS ADDRESS:
STREET 1: 9401 WILSHIRE BLVD., SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
BUSINESS PHONE: 424-253-1774
MAIL ADDRESS:
STREET 1: 9401 WILSHIRE BLVD., SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kiper Christopher S
CENTRAL INDEX KEY: 0001432744
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10436
FILM NUMBER: 18889397
MAIL ADDRESS:
STREET 1: 9401 WILSHIRE BLVD, SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: White Raymond T.
CENTRAL INDEX KEY: 0001682494
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10436
FILM NUMBER: 18889398
MAIL ADDRESS:
STREET 1: 9401 WILSHIRE BLVD.
STREET 2: SUITE 705
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOSTER L B CO
CENTRAL INDEX KEY: 0000352825
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051]
IRS NUMBER: 251324733
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 415 HOLIDAY DR
CITY: PITTSBURGH
STATE: PA
ZIP: 15220
BUSINESS PHONE: 4129283431
MAIL ADDRESS:
STREET 1: 415 HOLIDAY DR
CITY: PITTSBURGH
STATE: PA
ZIP: 15220
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-06
0
0000352825
FOSTER L B CO
FSTR
0001560207
Legion Partners Asset Management, LLC
9401 WILSHIRE BLVD., SUITE 705
BEVERLY HILLS
CA
90212
0
0
1
0
0001595909
Legion Partners, L.P. I
9401 WILSHIRE BLVD.
SUITE 705
BEVERLY HILLS
CA
90212
0
0
1
0
0001618783
Legion Partners, L.P. II
9401 WILSHIRE BLVD.
SUITE 705
BEVERLY HILLS
CA
90212
0
0
1
0
0001661189
Legion Partners Special Opportunities, L.P. II
9401 WILSHIRE BLVD.
SUITE 705
BEVERLY HILLS
CA
90212
0
0
1
0
0001682390
Legion Partners, LLC
9401 WILSHIRE BLVD., SUITE 705
BEVERLY HILLS
CA
90212
0
0
1
0
0001682389
Legion Partners Holdings, LLC
9401 WILSHIRE BLVD., SUITE 705
BEVERLY HILLS
CA
90212
0
0
1
0
0001432744
Kiper Christopher S
9401 WILSHIRE BLVD, SUITE 705
BEVERLY HILLS
CA
90212
0
0
1
0
0001682494
White Raymond T.
9401 WILSHIRE BLVD.
SUITE 705
BEVERLY HILLS
CA
90212
0
0
1
0
Call Option
25
2018-06-06
4
S
0
86
1.5605
D
2018-06-06
2018-08-17
Common Stock
8600
747
I
Legion Partners, L.P. I
Call Option
25
2018-06-06
4
S
0
8
1.5605
D
2018-06-06
2018-08-17
Common Stock
800
71
I
Legion Partners, L.P. II
Call Option
25
2018-06-06
4
S
0
26
1.5605
D
2018-06-06
2018-08-17
Common Stock
2600
218
I
Legion Partners Special Opportunities L.P. II
This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Legion Partners I sold short these call options which create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.
Legion Partners II sold short these call options which create the obligation to sell shares of common stock of LB Foster Company subject to the option. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships,General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II.
Legion Partners Special II sold short these call options which create the obligation to sell shares of common stock of LB Foster Company subject to the option. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II.
Represents an obligation to sell the equity securities subject to the option.
Legion Partners Asset Management, LLC
2018-06-08
Legion Partners, L.P. I
2018-06-08
Legion Partners, L.P. II
2018-06-08
Legion Partners Special Opportunities, L.P. II
2018-06-08
Legion Partners, LLC
2018-06-08
Legion Partners Holdings, LLC
2018-06-08
/s/ Christopher S. Kiper
2018-06-08
/s/ Raymond T. White
2018-06-08