8-K 1 d8k.htm UNIGENE LABORATORIES, INC. FORM 8-K Unigene Laboratories, Inc. Form 8-K

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED)                 May 16, 2003

 

UNIGENE LABORATORIES, INC.

(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)

 

DELAWARE

  

0-16005

  

22-2328609

(STATE OR OTHER JURISDICTION

  

(COMMISSION

  

(I.R.S. EMPLOYER

OF INCORPORATION)

  

FILE NUMBER)

  

IDENTIFICATION NO.)

 

110 LITTLE FALLS ROAD

FAIRFIELD, NEW JERSEY 07004

(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)

 

REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE                 (973) 882-0860

 



 

Item 7.    Financial Statements, Pro Forma Financial Information and Exhibits

 

  (c)   Exhibits.

 

  99.1   Certification by Warren P. Levy, Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
  99.2   Certification by Jay Levy, Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

Item 9.    Regulation FD Disclosure

 

On May 15, 2003, Warren P. Levy, Chief Executive Officer, and Jay Levy, Chief Financial Officer, of Unigene Laboratories, Inc. each delivered to the Securities and Exchange Commission (“SEC”) a sworn statement pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

Copies of the sworn statements and certifications of Messrs. Levy and Levy are filed herewith as Exhibits 99.1 and 99.2, respectively.

 

Limitation of Incorporation by Reference

 

In acccordance with general instruction B.2 of form 8-K, the information in this report is furnished pursuant to Item 9 and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section.


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

    

UNIGENE LABORATORIES, INC.

    

/s/  Warren P. Levy


Date: May 16, 2003

  

By: Warren P. Levy

    

President

    

(Chief Executive Officer)


 

Section 1.    EXHIBIT INDEX

 

Exhibit Number


  

Description


99.1

  

Certification by Warren P. Levy, Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

99.2

  

Certification by Jay Levy, Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002