N-PX 1 sector.htm

 

United States
Securities and Exchange Commission
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-03175

Prudential Sector Funds, Inc.
(Exact name of registrant as specified in charter)

655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)

Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)

Registrant’s telephone number, including area code: 973-802-6469

Date of fiscal year end: November 30

Date of reporting period: 7/1/2016 through 6/30/2017

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

Item 1. Proxy Voting Record.

In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.

 

 

 

 

 

FORM N-PX



ICA File Number:  811-03175

Registrant Name:  Prudential Sector Funds, Inc.

Reporting Period:  07/01/2016 - 06/30/2017


Prudential Financial Services Fund - Sub-Adviser: Wellington

 
AGEAS NV
Meeting Date:  MAY 17, 2017
Record Date:  MAY 03, 2017
Meeting Type:  MIX
Ticker:  AGS
Security ID:  B0148L138
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 Accounts and Reports Management For For
8 Non-Voting Agenda Item Management N/A N/A
9 Allocation of Profits/Dividends Management For For
10 Ratification of Board Acts Management For For
11 Ratification of Auditor's Acts Management For For
12 Remuneration Report Management For For
13 Elect Katleen Vandeweyer to the Board of Directors Management For For
14 Elect Bart De Smet to the Board of Directors Management For For
15 Authority to Cancel Shares and Reduce Share Capital Management For For
16 Non-Voting Agenda Item Management N/A N/A
17 Increase in Authorised Capital Management For For
18 Amendments to Article 10 Management For For
19 Amendments to Article 12 Management For For
20 Authority to Repurchase Shares Management For For
21 Non-Voting Agenda Item Management N/A N/A
 
AIA GROUP LIMITED
Meeting Date:  MAY 12, 2017
Record Date:  MAY 09, 2017
Meeting Type:  ANNUAL
Ticker:  1299
Security ID:  Y002A1105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Accounts and Reports Management For For
4 Allocation of Profits/Dividends Management For For
5 Elect Mohamed Azman Yahya Management For For
6 Elect Edmund TSE Sze Wing Management For For
7 Elect Jack SO Chak Kwong Management For For
8 Appointment of Auditor and Authority to Set Fees Management For For
9 Authority to Issue Shares w/o Preemptive Rights Management For For
10 Authority to Repurchase Shares Management For For
11 Authority to Issue Shares under Restricted Share Unit Scheme Management For For
 
AMUNDI SA
Meeting Date:  JAN 30, 2017
Record Date:  JAN 25, 2017
Meeting Type:  SPECIAL
Ticker:  AMUN
Security ID:  F8233H108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Meeting Note Management N/A N/A
5 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights Management For For
6 Employee Stock Purchase Plan Management For For
7 Authorisation of Legal Formalities Management For For
 
AMUNDI SA
Meeting Date:  MAY 18, 2017
Record Date:  MAY 15, 2017
Meeting Type:  MIX
Ticker:  AMUN
Security ID:  F8233H108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Meeting Note Management N/A N/A
5 Accounts and Reports Management For For
6 Consolidated Accounts and Reports Management For For
7 Allocation of Profits/Dividends Management For For
8 Related Party Transactions Management For For
9 Remuneration of Jean-Paul Chifflet, Chair (until April 28, 2016) Management For For
10 Remuneration of Yves Perrier, CEO Management For For
11 Remuneration Policy (CEO) Management For For
12 Advisory vote on the remuneration of senior management, responsible officers and regulated risk-takers Management For For
13 Ratification of the Co-optation of Michel Mathieu Management For For
14 Elect Laurence Danon Arnaud Management For For
15 Elect Helene Molinari Management For For
16 Elect Christian Rouchon Management For For
17 Elect Andree Samat Management For For
18 Authority to Repurchase and Reissue Shares Management For For
19 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For For
20 Authority to Issue Shares w/o Preemptive Rights Management For For
21 Authority to Issue Shares Through Private Placement Management For For
22 Authority to Increase Capital in Consideration for Contributions in Kind Management For For
23 Authority to Set Offering Price of Shares Management For For
24 Authority to Increase Capital Through Capitalisations Management For For
25 Greenshoe Management For For
26 Employee Stock Purchase Plan Management For For
27 Authority to Issue Performance Shares Management For For
28 Authority to Cancel Shares and Reduce Capital Management For For
29 Authorisation of Legal Formalities Management For For
 
ATLAS MARA LIMITED
Meeting Date:  MAY 31, 2017
Record Date:  
Meeting Type:  ANNUAL
Ticker:  ATMA
Security ID:  G0697K106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Elect Rachel Robbins Management For For
3 Elect Tonye Cole Management For For
4 Elect Funke Opeke Management For For
5 Elect Amadou Raimi Management For For
6 Elect Eduardo Mondlane, Jr. Management For For
7 Elect Robert E. Diamond, Jr. Management For For
8 Elect Ashish J. Thakker Management For For
9 Retirement of John Vitalo as a Director Management For For
10 Appointment of Auditor and Authority to Set Fees Management For For
 
BANCA GENERALI S.P.A.
Meeting Date:  APR 20, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL
Ticker:  BGN
Security ID:  T3000G115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports; Allocation of Profits/Dividends Management For For
3 Remuneration Policy Management For For
4 Maximum Variable Pay Ratio Management For For
5 Adoption of 2017 Loyalty Plan Management For For
6 2017 Short-Term Incentive Plan Management For For
7 Authority to Repurchase and Reissue Shares Management For For
8 Ratification of Co-Option of Directors Management For For
 
BANK OF AMERICA CORPORATION
Meeting Date:  APR 26, 2017
Record Date:  MAR 02, 2017
Meeting Type:  ANNUAL
Ticker:  BAC
Security ID:  060505104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sharon L. Allen Management For For
2 Elect Susan S. Bies Management For For
3 Elect Jack O. Bovender, Jr. Management For For
4 Elect Frank P. Bramble, Sr. Management For For
5 Elect Pierre J. P. de Weck Management For For
6 Elect Arnold W. Donald Management For For
7 Elect Linda P. Hudson Management For For
8 Elect Monica C. Lozano Management For For
9 Elect Thomas J. May Management For For
10 Elect Brian T. Moynihan Management For For
11 Elect Lionel L. Nowell, III Management For For
12 Elect Michael D. White Management For For
13 Elect Thomas D. Woods Management For For
14 Elect R. David Yost Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
17 Ratification of Auditor Management For For
18 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Against
19 Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets Shareholder Against Against
20 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
21 Shareholder Proposal Regarding Gender Pay Equity Report Shareholder Against Against
 
BANK OF BARODA
Meeting Date:  JUN 30, 2017
Record Date:  JUN 23, 2017
Meeting Type:  ANNUAL
Ticker:  BANKBARODA
Security ID:  Y0643L141
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Management For For
 
BNP PARIBAS
Meeting Date:  MAY 23, 2017
Record Date:  MAY 18, 2017
Meeting Type:  MIX
Ticker:  BNP
Security ID:  F1058Q238
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Meeting Note Management N/A N/A
5 Accounts and Reports Management For For
6 Consolidated Accounts and Reports Management For For
7 Allocation of Profits/Dividends Management For For
8 Related Party Transactions Management For For
9 Authority to Repurchase and Reissue Shares Management For For
10 Elect Jean Lemierre Management For For
11 Elect Monique Cohen Management For For
12 Elect Daniela Schwarzer Management For For
13 Elect Fields Wicker-Miurin Management For For
14 Elect Jacques Aschenbroich Management For For
15 Remuneration Policy (Chair) Management For For
16 Remuneration policy (CEO and deputy CEO) Management For For
17 Remuneration of Jean Lemierre, Chair Management For For
18 Remuneration of Jean-Laurent Bonnafe, CEO Management For For
19 Remuneration of Pilippe Bordenave, Deputy CEO Management For For
20 Approval of Remuneration of Identified Staff Management For For
21 Cancellation of Shares/Authority to Reduce (Authorized) Share Capital Management For For
22 Authorization of Legal Formalities Management For For
 
CANADIAN IMPERIAL BANK OF COMMERCE
Meeting Date:  APR 06, 2017
Record Date:  FEB 13, 2017
Meeting Type:  ANNUAL
Ticker:  CM
Security ID:  136069101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Brent S. Belzberg Management For For
3 Elect Nanci E. Caldwell Management For For
4 Elect Gary F. Colter Management For For
5 Elect Patrick D. Daniel Management For For
6 Elect Luc Desjardins Management For For
7 Elect Victor G. Dodig Management For For
8 Elect Linda S. Hasenfratz Management For For
9 Elect Kevin J. Kelly Management For For
10 Elect Christine E. Larsen Management For For
11 Elect Nicholas D. Le Pan Management For For
12 Elect John P. Manley Management For For
13 Elect Jane L. Peverett Management For For
14 Elect Katharine B. Stevenson Management For For
15 Elect Martine Turcotte Management For For
16 Elect Ronald W. Tysoe Management For For
17 Elect Barry L. Zubrow Management For For
18 Appointment of Auditor Management For For
19 Advisory Vote on Executive Compensation Management For For
20 Shareholder Proposal Regarding Withdrawing from Tax Havens Shareholder Against Against
 
CAPITAL ONE FINANCIAL CORPORATION
Meeting Date:  MAY 04, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  COF
Security ID:  14040H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard D. Fairbank Management For For
2 Elect Ann Fritz Hackett Management For For
3 Elect Lewis Hay, III Management For For
4 Elect Benjamin P. Jenkins, III Management For For
5 Elect Peter Thomas Killalea Management For For
6 Elect Pierre E. Leroy Management For For
7 Elect Peter E. Raskind Management For For
8 Elect Mayo A. Shattuck III Management For For
9 Elect Bradford H. Warner Management For For
10 Elect Catherine G. West Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
14 Amendment of the 2002 Associate Stock Purchase Plan Management For For
15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
CITIGROUP INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael L. Corbat Management For For
2 Elect Ellen M. Costello Management For For
3 Elect Duncan P. Hennes Management For For
4 Elect Peter B. Henry Management For For
5 Elect Franz B. Humer Management For For
6 Elect Renee J. James Management For For
7 Elect Eugene M. McQuade Management For For
8 Elect Michael E. O'Neill Management For For
9 Elect Gary M. Reiner Management For For
10 Elect Anthony M. Santomero Management For For
11 Elect Diana L. Taylor Management For For
12 Elect William S. Thompson, Jr. Management For For
13 Elect James S. Turley Management For For
14 Elect Deborah C. Wright Management For For
15 Elect Ernesto Zedillo Ponce de Leon Management For For
16 Ratification of Auditor Management For For
17 Advisory Vote on Executive Compensation Management For For
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
19 Shareholder Proposal Regarding Gender Pay Equity Report Shareholder Against Against
20 Shareholder Proposal Regarding Formation of Shareholder Value Committee Shareholder Against Against
21 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
22 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Against
23 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
 
FINECOBANK SPA
Meeting Date:  APR 11, 2017
Record Date:  MAR 31, 2017
Meeting Type:  MIX
Ticker:  FBK
Security ID:  T4R999104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Board Size Management For For
4 Board Term Length Management For For
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 List of Directors Presented by Unicredit S.p.A. Management For N/A
8 List of Directors Presented by Group of Institutional Investors Representing 2.6901% of Share Capital Management For For
9 Directors' Fees Management For For
10 Non-Voting Agenda Item Management N/A N/A
11 Non-Voting Agenda Item Management N/A N/A
12 List of Statutory Auditors Presented by Unicredit S.p.A. Management N/A Abstain
13 List of Statutory Auditors Presented by Group of Institutional Investors Representing 2.6901% of Share Capital Management N/A For
14 Statutory Auditors' Fees Management For For
15 Remuneration Policy Management For For
16 Severance-related Provisions Management For For
17 2017 INCENTIVE SYSTEM Management For For
18 2017 Incentive System for Personal Financial Advisors Management For For
19 Authority to Repurchase and Reissue Shares (2017 Incentive System for Personal Financial Advisors) Management For For
20 Authority to Repurchase and Reissue Shares (2015-2017 PFA PLAN) Management For For
21 Authority to Issue Shares w/o Preemptive Rights (2016 Incentive System) Management For For
22 Authority to Issue Shares w/o Preemptive Rights (2017 Incentive System) Management For For
 
GENWORTH MORTGAGE INSURANCE AUSTRALIA LIMITED
Meeting Date:  MAY 11, 2017
Record Date:  MAY 09, 2017
Meeting Type:  ANNUAL
Ticker:  GMA
Security ID:  Q3983N148
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 REMUNERATION REPORT Management For For
3 Equity Grant (MD/CEO Georgette Nicholas) Management For For
4 Approve Increase in NEDs' Fee Cap Management For For
5 Approve Share Buy-back Management For For
6 Re-elect Gayle Tollifson Management For For
7 Elect David Foster Management For For
8 Elect Gai M. McGrath Management For For
 
GRONLANDSBANKEN A/S
Meeting Date:  MAR 28, 2017
Record Date:  MAR 21, 2017
Meeting Type:  ANNUAL
Ticker:  GRLA
Security ID:  K4033J117
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Meeting Note Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Accounts and Reports Management For For
7 Ratification of Board and Management Acts Management For For
8 Allocation of Profits/Dividends Management For For
9 Directors' Fees Management For For
10 Remuneration Guidelines Management For For
11 Amendments to Articles Regarding Proxies Management For For
12 Authority to Repurchase Shares Management For For
13 Elect Gunnar i Lida Management For For
14 Elect Christina Bustrup Management For For
15 Elect Lars Holst Management For For
16 Appointment of Auditor Management For For
17 Non-Voting Agenda Item Management N/A N/A
 
ING GROEP N.V.
Meeting Date:  MAY 08, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  INGA
Security ID:  N4578E595
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Agenda Item Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Accounts and Reports Management For For
7 Non-Voting Agenda Item Management N/A N/A
8 Allocation of Dividends Management For For
9 Ratification of Management Acts Management For For
10 Ratification of Supervisory Board Acts Management For For
11 Non-Voting Agenda Item Management N/A N/A
12 Maximum Variable Pay Cap Management For For
13 Election of Ralph Hamers to the Management Board Management For For
14 Election of Steven van Rijswijk to the Management Board Management For For
15 Election of Koos Timmermans to the Management Board Management For For
16 Elect Hermann-Josef Lamberti Management For For
17 Elect Robert Reibestein Management For For
18 Elect Jeroen Van der Veer Management For For
19 Elect Jan Peter Balkenende Management For For
20 Elect Margarete Haase Management For For
21 Elect Hans Wijers Management For For
22 Authority to Issue Shares w/ Preemptive Rights Management For For
23 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
24 Authority to Repurchase Shares Management For For
25 Non-Voting Agenda Item Management N/A N/A
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Linda B. Bammann Management For For
2 Elect James A. Bell Management For For
3 Elect Crandall C. Bowles Management For For
4 Elect Stephen B. Burke Management For For
5 Elect Todd A. Combs Management For For
6 Elect James S. Crown Management For For
7 Elect James Dimon Management For For
8 Elect Timothy P. Flynn Management For For
9 Elect Laban P. Jackson, Jr. Management For For
10 Elect Michael A. Neal Management For For
11 Elect Lee R. Raymond Management For For
12 Elect William C. Weldon Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
16 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
17 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
18 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Against
19 Shareholder Proposal Regarding Gender Pay Equity Report Shareholder Against Against
20 Shareholder Proposal Regarding Counting Abstentions Shareholder Against Against
21 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
 
JULIUS BAER GROUP LTD.
Meeting Date:  APR 12, 2017
Record Date:  APR 04, 2017
Meeting Type:  ANNUAL
Ticker:  BAER
Security ID:  H4414N103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Compensation Report Management For TNA
4 Allocation of Profits; Dividends from Reserves Management For TNA
5 Ratification of Board and Management Acts Management For TNA
6 Board Compensation Management For TNA
7 Executive Compensation (Variable Cash-Based) Management For TNA
8 Executive Compensation (Variable Share-Based) Management For TNA
9 Executive Compensation (Fixed) Management For TNA
10 Elect Daniel J. Sauter Management For TNA
11 Elect Gilbert Achermann Management For TNA
12 Elect Ann Almeida Management For TNA
13 Elect Andreas Amschwand Management For TNA
14 Elect Heinrich Baumann Management For TNA
15 Elect Paul Man Yiu Chow Management For TNA
16 Elect Claire Giraut Management For TNA
17 Elect Gareth Penny Management For TNA
18 Elect Charles Stonehill Management For TNA
19 Elect Ivo Furrer Management For TNA
20 Appoint Daniel J. Sauter as Board Chair Management For TNA
21 Elect Ann Almeida as Compensation Committee Member Management For TNA
22 Elect Gilbert Achermann as Compensation Committee Member Management For TNA
23 Elect Heinrich Baumann as Compensation Committee Member Management For TNA
24 Elect Gareth Penny as Compensation Committee Member Management For TNA
25 Appointment of Auditor Management For TNA
26 Appointment of Independent Proxy Management For TNA
27 Non-Voting Meeting Note Management N/A TNA
 
M&T BANK CORPORATION
Meeting Date:  APR 18, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  MTB
Security ID:  55261F104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Brent D. Baird Management For For
1.2 Elect C. Angela Bontempo Management For For
1.3 Elect Robert T. Brady Management For For
1.4 Elect T. Jefferson Cunningham, III Management For For
1.5 Elect Gary N. Geisel Management For For
1.6 Elect Richard A. Grossi Management For For
1.7 Elect John D. Hawke Jr. Management For For
1.8 Elect Newton P.S. Merrill Management For For
1.9 Elect Melinda R. Rich Management For For
1.10 Elect Robert E. Sadler, Jr. Management For For
1.11 Elect Denis J. Salamone Management For For
1.12 Elect David S. Scharfstein Management For For
1.13 Elect Herbert L. Washington Management For For
1.14 Elect Robert G. Wilmers Management For For
2 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
NETS A/S
Meeting Date:  MAR 22, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  NETS
Security ID:  K7010W100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Meeting Note Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Report of the Board of Directors Management For For
7 Accounts and Reports Management For For
8 Allocation of Profits/Dividends Management For For
9 Ratification of Board and Management Acts Management For For
10 Directors' Fees Management For For
11 Elect Inge K. Hansen Management For For
12 Elect Jeff Gravenhorst Management For For
13 Elect James Brocklebank Management For For
14 Elect Monica Caneman Management For For
15 Elect Per-Kristian Halvorsen Management For For
16 Elect Robin Marshall Management For For
17 Appointment of Auditor Management For For
18 Non-Voting Agenda Item Management N/A N/A
19 Amendments to Articles Regarding Establishment of Employee Representation Management For For
 
PERMANENT TSB GROUP HOLDINGS PLC
Meeting Date:  MAY 10, 2017
Record Date:  MAY 08, 2017
Meeting Type:  ANNUAL
Ticker:  IL0A
Security ID:  G7015D110
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Elect Eamonn Crowley Management For For
4 Elect Emer Daly Management For For
5 Elect Robert Elliott Management For For
6 Elect Stephen Groarke Management For For
7 Elect Jeremy Masding Management For For
8 Elect Julie O'Neill Management For For
9 Elect Ronan O'Neill Management For For
10 Elect Richard Pike Management For For
11 Elect Andrew Power Management For For
12 Elect Ken Slattery Management For For
13 Authority to Set Auditor's Fees Management For For
14 Authority to Issue Shares w/ Preemptive Rights Management For For
15 Authority to Issue Shares w/o Preemptive Rights Management For For
16 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
17 Authority to Repurchase Shares Management For For
18 Authority to Set Price Range for Reissue of Treasury Shares Management For For
19 Reduction in Share Premium Account Management For For
20 Cancellation of Deferred Shares Management For For
21 Cancellation of Authorised but Unissued Deferred Shares Management For For
22 Amendments to Memorandum and Articles Management For For
 
PRUDENTIAL PLC
Meeting Date:  MAY 18, 2017
Record Date:  
Meeting Type:  ANNUAL
Ticker:  PRU
Security ID:  G72899100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Report (Binding) Management For For
4 Elect Ann Helen Richards Management For For
5 Elect Howard J. Davies Management For For
6 Elect John Foley Management For For
7 Elect Penelope James Management For For
8 Elect David Law Management For For
9 Elect Paul Manduca Management For For
10 Elect Kaikhushru Nargolwala Management For For
11 Elect Nic Nicandrou Management For For
12 Elect Anthony Nightingale Management For For
13 Elect Philip Remnant Management For For
14 Elect Alice Schroeder Management For For
15 Elect Barry Stowe Management For For
16 Elect Lord Turner Management For For
17 Elect Michael A. Wells Management For For
18 Elect Tony Wilkey Management For For
19 Appointment of Auditor Management For For
20 Authority to Set Auditor's Fees Management For For
21 Authorisation of Political Donations Management For For
22 Authority to Issue Shares w/ Preemptive Rights Management For For
23 Authority to Issue Repurchased Shares w/ Preemptive Rights Management For For
24 Authority to Issue Shares w/o Preemptive Rights Management For For
25 Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights Management For For
26 Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights Management For For
27 Authority to Repurchase Shares Management For For
28 Authority to Set General Meeting Notice Period at 14 Days Management For Against
 
PT BANK TABUNGAN PENSIUNAN NASIONAL TBK
Meeting Date:  MAR 24, 2017
Record Date:  MAR 01, 2017
Meeting Type:  ANNUAL
Ticker:  BTPN
Security ID:  Y71177128
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Annual Report Management For For
2 Accounts and Reports Management For For
3 Allocation of Profits/Dividends Management For For
4 Election of Commissioners (Slate) Management For For
5 Directors' and Commissioners' Fees Management For For
6 Appointment of Auditor and Authority to Set Fees Management For For
7 Use of Proceeds from Bonds Issue Management For For
8 Reaffirm Management and Employees Stock Option Program Management For For
9 Reaffirm Employees Stock Option Program Management For For
 
ROYAL BANK OF CANADA
Meeting Date:  APR 06, 2017
Record Date:  FEB 08, 2017
Meeting Type:  ANNUAL
Ticker:  RY
Security ID:  780087102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Andrew A. Chisholm Management For For
3 Elect Jacynthe Cote Management For For
4 Elect Toos N. Daruvala Management For For
5 Elect David F. Denison Management For For
6 Elect Richard L. George Management For For
7 Elect Alice D. Laberge Management For For
8 Elect Michael H. McCain Management For For
9 Elect David I. McKay Management For For
10 Elect Heather E.L. Munroe-Blum Management For For
11 Elect Thomas A. Renyi Management For For
12 Elect Kathleen P. Taylor Management For For
13 Elect Bridget A. van Kralingen Management For For
14 Elect Thierry Vandal Management For For
15 Appointment of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Shareholder Proposal Regarding Withdrawing From Tax Havens Shareholder Against Against
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
19 Shareholder Proposal Regarding Compensation Disclosure and Binding Say on Pay Vote Shareholder Against Against
20 Shareholder Proposal Regarding Size of Board Shareholder Against Against
21 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
22 Shareholder Proposal Regarding Shareholder Approval of Retirement or Severance Agreements Shareholder Against Against
23 Shareholder Proposal Regarding Placement of Shareholder Proposals in Proxy Statement Shareholder Against Against
 
SIGNATURE BANK
Meeting Date:  APR 20, 2017
Record Date:  MAR 01, 2017
Meeting Type:  ANNUAL
Ticker:  SBNY
Security ID:  82669G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Scott A. Shay Management For For
1.2 Elect Joseph J. DePaolo Management For For
1.3 Elect Barney Frank Management For For
2 Ratification of Auditor Management For For
3 Adoption of Majority Vote for Election of Directors Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
5 Advisory Vote on Executive Compensation Management For Against
6 Approval of the amendment to the 2004 Long Term Incentive Plan Management For For
 
SINGAPORE EXCHANGE LIMITED
Meeting Date:  SEP 22, 2016
Record Date:  
Meeting Type:  ANNUAL
Ticker:  S68
Security ID:  Y79946102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Elect Jane Diplock AO Management For For
4 Elect CHEW Gek Khim Management For For
5 Elect LIM Sok Hui @ CHNG Sok Hui Management For For
6 Chairman's Fees Management For For
7 Directors' Fees Management For For
8 Appointment of Auditor and Authority to Set Fees Management For For
9 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
10 Authority to Repurchase Shares Management For For
11 Adoption of New Constitution Management For For
 
SS&C TECHNOLOGIES HOLDINGS, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  SSNC
Security ID:  78467J100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Normand A. Boulanger Management For For
1.2 Elect David A. Varsano Management For For
1.3 Elect Michael J. Zamkow Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years 1 Year
4 Ratification of Auditor Management For For
 
SYNCHRONY FINANCIAL
Meeting Date:  MAY 18, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL
Ticker:  SYF
Security ID:  87165B103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Margaret M. Keane Management For For
2 Elect Paget L. Alves Management For For
3 Elect Arthur W. Coviello, Jr. Management For For
4 Elect William W. Graylin Management For For
5 Elect Roy A. Guthrie Management For For
6 Elect Richard C. Hartnack Management For For
7 Elect Jeffrey G. Naylor Management For For
8 Elect Laurel J. Richie Management For For
9 Elect Olympia J. Snowe Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Amendment to the 2014 Long-Term Incentive Plan Management For For
12 Ratification of Auditor Management For For
 
TCF FINANCIAL CORPORATION
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  TCB
Security ID:  872275102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Peter Bell Management For For
1.2 Elect William F. Bieber Management For For
1.3 Elect Theodore J. Bigos Management For For
1.4 Elect Craig R. Dahl Management For For
1.5 Elect Karen L. Grandstrand Management For For
1.6 Elect Thomas F. Jasper Management For For
1.7 Elect George G. Johnson Management For For
1.8 Elect Richard H. King Management For For
1.9 Elect Vance K. Opperman Management For For
1.10 Elect James M. Ramstad Management For For
1.11 Elect Roger J. Sit Management For For
1.12 Elect Julie H. Sullivan Management For For
1.13 Elect Barry N. Winslow Management For For
1.14 Elect Richard A. Zona Management For For
2 Permit Removal of Directors Without Cause Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
5 Ratification of Auditor Management For For
 
THE BANK OF N.T. BUTTERFIELD & SON LIMITED
Meeting Date:  APR 28, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL
Ticker:  NTB
Security ID:  G0772R208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Appointment of Auditor and Authority to Set Fees Management For For
3 Board Size Management For For
4 Elect E. Barclay Simmons Management For For
5 Elect Michael Collins Management For For
6 Elect Alastair W.S. Barbour Management For For
7 Elect James Burr Management For For
8 Elect Caroline Foulger Management For For
9 Elect Conor O'Dea Management For For
10 Elect Wolfgang Schoellkopf Management For For
11 Elect John R. Wright Management For For
12 Elect David K. Zwiener Management For For
13 Authority to Fill Vacancies Management For For
14 Authority to Issue Treasury Shares and Unissued Authorized Capital Management For For
 
THE BANK OF NOVA SCOTIA
Meeting Date:  APR 04, 2017
Record Date:  FEB 07, 2017
Meeting Type:  ANNUAL
Ticker:  BNS
Security ID:  064149107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Nora. A. Aufreiter Management For For
3 Elect Guillermo E. Babatz Management For For
4 Elect Scott B. Bonham Management For For
5 Elect Charles H. Dallara Management For For
6 Elect William R. Fatt Management For For
7 Elect Tiff Macklem Management For For
8 Elect Thomas C. O'Neill Management For For
9 Elect Eduardo Pacheco Management For For
10 Elect Brian J. Porter Management For For
11 Elect Una M. Power Management For For
12 Elect Aaron W. Regent Management For For
13 Elect Indira V. Samarasekera Management For For
14 Elect Susan L. Segal Management For For
15 Elect Barbara S. Thomas Management For For
16 Elect L. Scott Thomson Management For For
17 Appointment of Auditor Management For For
18 Advisory Vote on Executive Compensation Management For For
19 Shareholder Proposal Regarding Withdrawing from Tax Havens Shareholder Against Against
 
THE PNC FINANCIAL SERVICES GROUP, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 03, 2017
Meeting Type:  ANNUAL
Ticker:  PNC
Security ID:  693475105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charles E. Bunch Management For For
2 Elect Marjorie Rodgers Cheshire Management For For
3 Elect William S. Demchak Management For For
4 Elect Andrew T. Feldstein Management For For
5 Elect Daniel R. Hesse Management For For
6 Elect Kay Coles James Management For For
7 Elect Richard B. Kelson Management For For
8 Elect Jane G. Pepper Management For For
9 Elect Donald J. Shepard Management For For
10 Elect Lorene K. Steffes Management For For
11 Elect Dennis F. Strigl Management For For
12 Elect Michael J. Ward Management For For
13 Elect Gregory D. Wasson Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
17 Shareholder Proposal Regarding Employment Diversity Report Shareholder Against Against
 
TOKIO MARINE HOLDINGS, INC.
Meeting Date:  JUN 26, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  8766
Security ID:  J86298106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Allocation of Profits/Dividends Management For For
3 Elect Shuzoh Sumi Management For For
4 Elect Tsuyoshi Nagano Management For For
5 Elect Kunihiko Fujii Management For For
6 Elect Ichiroh Ishii Management For For
7 Elect Hirokazu Fujita Management For For
8 Elect Takayuki Yuasa Management For For
9 Elect Toshifumi Kitazawa Management For For
10 Elect Akio Mimura Management For For
11 Elect Mikio Sasaki Management For For
12 Elect Masako Egawa Management For For
13 Elect Kenji Iwasaki Management For For
14 Elect Takashi Mitachi Management For For
15 Elect Katsumi Nakazato Management For For
 
TURKIYE SINAI KALKINMA BANKASI A.S.
Meeting Date:  MAR 23, 2017
Record Date:  MAR 22, 2017
Meeting Type:  ANNUAL
Ticker:  TSKB
Security ID:  M8973M103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Meeting Note Management N/A TNA
4 Opening; Election of Presiding Chair; Minutes Management For TNA
5 Presentation of Directors' and Auditors' Reports Management For TNA
6 Financial Statements Management For TNA
7 Ratification of Co-Option of Directors Management For TNA
8 Ratification of Board Acts Management For TNA
9 Allocation of Profits/Dividends Management For TNA
10 Directors' Fees Management For TNA
11 Appointment of Auditor Management For TNA
12 Amendments to Article 5 Regarding Authorised Capital Management For TNA
13 Charitable Donations Management For TNA
14 Authority to Carry out Competing Activities or Related Party Transactions Management For TNA
15 Presentation of Report on Competing Activities Management For TNA
 
UBS GROUP AG
Meeting Date:  MAY 04, 2017
Record Date:  APR 28, 2017
Meeting Type:  ANNUAL
Ticker:  UBSG
Security ID:  H892U1882
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Compensation Report Management For TNA
4 Allocation of Profits/Dividends Management For TNA
5 Ratification of Board and Management Acts Management For TNA
6 Executive Compensation (Variable) Management For TNA
7 Executive Compensation (Fixed) Management For TNA
8 Elect Axel A. Weber as Board Chair Management For TNA
9 Elect Michel Demare Management For TNA
10 Elect David H. Sidwell Management For TNA
11 Elect Reto Francioni Management For TNA
12 Elect Ann F. Godbehere Management For TNA
13 Elect William G. Parrett Management For TNA
14 Elect Isabelle Romy Management For TNA
15 Elect Robert W. Scully Management For TNA
16 Elect Beatrice Weder di Mauro Management For TNA
17 Elect Dieter Wemmer Management For TNA
18 Elect Julie G. Richardson Management For TNA
19 Elect Ann F. Godbehere as Compensation Committee Member Management For TNA
20 Elect Michel Demare as Compensation Committee Member Management For TNA
21 Elect Reto Francioni as Compensation Committee Member Management For TNA
22 Elect William G. Parrett as Compensation Committee Member Management For TNA
23 Board Compensation Management For TNA
24 Appointment of Independent Proxy Management For TNA
25 Appointment of Auditor Management For TNA
 
VAN LANSCHOT NV
Meeting Date:  JAN 30, 2017
Record Date:  JAN 02, 2017
Meeting Type:  SPECIAL
Ticker:  LANS
Security ID:  N9145V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Agenda Item Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Elect Alexander van Overmeire to the Supervisory Board Management For For
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Meeting Note Management N/A N/A
 
VAN LANSCHOT NV
Meeting Date:  MAY 18, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL
Ticker:  LANS
Security ID:  N9145V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Agenda Item Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Accounts and Reports Management For For
6 Non-Voting Agenda Item Management N/A N/A
7 Allocation of Profits/Dividends Management For For
8 Ratification of Management Acts Management For For
9 Ratification of Board Acts Management For For
10 Amendments to Articles Management For For
11 Non-Voting Agenda Item Management N/A N/A
12 Appointment of Auditor Management For For
13 Non-Voting Agenda Item Management N/A N/A
14 Elect Jeanine Helthuis to the Supervisory Board Management For For
15 Elect Manfred Schepers to the Supervisory Board Management For For
16 Non-Voting Agenda Item Management N/A N/A
17 Authority to Repurchase Shares Management For For
18 Authority to Issue Shares w/ Preemptive Rights Management For For
19 Authority to Suppress Preemptive Rights Management For For
20 Non-Voting Agenda Item Management N/A N/A
 
XL GROUP LTD
Meeting Date:  MAY 19, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL
Ticker:  XL
Security ID:  G98294104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ramani Ayer Management For For
2 Elect Dale R. Comey Management For For
3 Elect Claus-Michael Dill Management For For
4 Elect Robert R. Glauber Management For For
5 Elect Edward J. Kelly, III Management For For
6 Elect Joseph Mauriello Management For For
7 Elect Michael S. McGavick Management For For
8 Elect Eugene M. McQuade Management For For
9 Elect Clayton S. Rose Management For For
10 Elect Anne Stevens Management For For
11 Elect John M. Vereker Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
14 Appointment of Auditor and Authority to Set Fees Management For For

Prudential Jennison Health Sciences Fund - Sub-Adviser: Jennison

 
AEGLEA BIOTHERAPEUTICS INC
Meeting Date:  JUN 07, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  AGLE
Security ID:  00773J103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Sandesh Mahatme Management For For
1.2 Elect George Georgiou Management For For
1.3 Elect Suzanne L. Bruhn Management For For
2 Ratification of Auditor Management For For
3 Approval of Material Terms under the 2016 Equity Incentive Plan Management For Against
 
AERIE PHARMACEUTICALS, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL
Ticker:  AERI
Security ID:  00771V108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Vicente Anido, Jr. Management For For
1.2 Elect Benjamin F. McGraw, III Management For For
1.3 Elect Julie H. McHugh Management For Withhold
2 Ratification of Auditor Management For For
 
AETNA INC.
Meeting Date:  MAY 19, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  AET
Security ID:  00817Y108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Fernando Aguirre Management For For
2 Elect Mark T. Bertolini Management For For
3 Elect Frank M. Clark, Jr. Management For For
4 Elect Betsy Z. Cohen Management For For
5 Elect Molly J. Coye Management For For
6 Elect Roger N. Farah Management For For
7 Elect Jeffrey E. Garten Management For For
8 Elect Ellen M. Hancock Management For For
9 Elect Richard J. Harrington Management For For
10 Elect Edward J. Ludwig Management For For
11 Elect Joseph P. Newhouse Management For For
12 Elect Olympia J. Snowe Management For For
13 Ratification of Auditor Management For For
14 Amendment to the 2010 Stock Incentive Plan Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management For 1 Year
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
18 Shareholder Proposal Regarding Gender Pay Equity Report Shareholder Against For
 
AGIOS PHARMACEUTICALS INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL
Ticker:  AGIO
Security ID:  00847X104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Lewis C. Cantley Management For For
1.2 Elect Paul J. Clancy Management For For
1.3 Elect Ian T. Clark Management For For
2 Advisory Vote on Executive Compensation Management For Against
 
ALERE INC.
Meeting Date:  OCT 21, 2016
Record Date:  AUG 24, 2016
Meeting Type:  SPECIAL
Ticker:  ALR
Security ID:  01449J105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Right to Adjourn Meeting Management For For
 
ALERE INC.
Meeting Date:  DEC 08, 2016
Record Date:  NOV 04, 2016
Meeting Type:  ANNUAL
Ticker:  ALR
Security ID:  01449J105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Geoffrey S. Ginsburg Management For For
2 Elect Carol R. Goldberg Management For For
3 Elect John F. Levy Management For For
4 Elect Brian A. Markison Management For For
5 Elect Namal Nawana Management For For
6 Elect Gregg J. Powers Management For For
7 Elect John Quelch Management For For
8 Elect James Roosevelt, Jr. Management For For
9 Elect Tom F. McKillop Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For Against
 
ALEXION PHARMACEUTICALS, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL
Ticker:  ALXN
Security ID:  015351109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Felix Baker Management For For
2 Elect David R. Brennan Management For For
3 Elect M. Michele Burns Management For For
4 Elect Christopher J. Coughlin Management For For
5 Elect Ludwig N. Hantson Management For For
6 Elect John T. Mollen Management For For
7 Elect R. Douglas Norby Management For For
8 Elect Alvin S. Parven Management For For
9 Elect Andreas Rummelt Management For For
10 Elect Ann M. Veneman Management For For
11 Approval of the 2017 Incentive Plan Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
15 Shareholder Proposal Regarding Voting Disclosure Shareholder Against Against
 
ALKERMES PLC
Meeting Date:  MAY 24, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  ALKS
Security ID:  G01767105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Paul J. Mitchell Management For For
2 Elect Richard F. Pops Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Appointment of Auditor and Authority to Set Fees Management For For
5 Amendment to the 2011 Stock Option and Incentive Plan Management For Against
6 Authority to Issue Shares with Preemptive Rights Management For For
7 Right to Adjourn Meeting Management For For
8 Authority to Issue Shares without Preemptive Rights Management For Against
 
ALLERGAN PLC
Meeting Date:  MAY 04, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL
Ticker:  AGN
Security ID:  G0177J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nesli Basgoz Management For For
2 Elect Paul M. Bisaro Management For For
3 Elect James H. Bloem Management For For
4 Elect Christopher W. Bodine Management For For
5 Elect Adriane M. Brown Management For For
6 Elect Christopher J. Coughlin Management For For
7 Elect Catherine M. Klema Management For For
8 Elect Peter J. McDonnell Management For For
9 Elect Patrick J. O'Sullivan Management For For
10 Elect Brenton L. Saunders Management For For
11 Elect Ronald R. Taylor Management For For
12 Elect Fred G. Weiss Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
15 Ratification of Auditor Management For For
16 Approval of performance goals under the 2017 Annual Incentive Compensation Plan Management For For
17 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
 
AMICUS THERAPEUTICS, INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL
Ticker:  FOLD
Security ID:  03152W109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Ted W. Love Management For For
1.2 Elect Robert Essner Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
ASSEMBLY BIOSCIENCES, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL
Ticker:  ASMB
Security ID:  045396108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Anthony E. Altig Management For For
1.2 Elect Mark Auerbach Management For For
1.3 Elect Richard DiMarchi Management For For
1.4 Elect Myron Z. Holubiak Management For For
1.5 Elect William Ringo Management For For
1.6 Elect Alan J. Lewis Management For For
1.7 Elect Derek Small Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ASTRAZENECA PLC
Meeting Date:  APR 27, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL
Ticker:  AZN
Security ID:  046353108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Appointment of Auditor Management For For
4 Authority to Set Auditor's Fees Management For For
5 Elect Leif Johansson Management For For
6 Elect Pascal Soriot Management For For
7 Elect Marc Dunoyer Management For For
8 Elect Genevieve B. Berger Management For For
9 Elect Philip Broadley Management For For
10 Elect Bruce Burlington Management For For
11 Elect Graham Chipchase Management For For
12 Elect Rudy H.P. Markham Management For For
13 Elect Shriti Vadera Management For For
14 Elect Marcus Wallenberg Management For For
15 Remuneration Report (Advisory) Management For For
16 Remuneration Policy (Binding) Management For For
17 Authorisation of Political Donations Management For For
18 Authority to Issue Shares w/ Preemptive Rights Management For For
19 Authority to Issue Shares w/o Preemptive Rights Management For Against
20 Authority to Repurchase Shares Management For For
21 Authority to Set General Meeting Notice Period at 14 Days Management For For
 
AUDENTES THERAPEUTICS INC
Meeting Date:  JUN 07, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL
Ticker:  BOLD
Security ID:  05070R104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jonathan T. Silverstein Management For For
1.2 Elect Thomas J. Schuetz Management For For
1.3 Elect Thomas Woiwode Management For For
2 Ratification of Auditor Management For For
 
AVEXIS INC
Meeting Date:  MAY 30, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL
Ticker:  AVXS
Security ID:  05366U100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Paul Manning Management For For
1.2 Elect Sean Nolan Management For For
2 Ratification of Auditor Management For For
 
BIOCRYST PHARMACEUTICALS, INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 28, 2017
Meeting Type:  ANNUAL
Ticker:  BCRX
Security ID:  09058V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect George B. Abercrombie Management For For
1.2 Elect Stanley C. Erck Management For For
1.3 Elect Jon P. Stonehouse Management For For
2 Ratification of Auditor Management For For
3 Amendment to the Stock Incentive Plan Management For Against
4 Advisory Vote on Executive Compensation Management For For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
BIOMARIN PHARMACEUTICAL INC.
Meeting Date:  JUN 06, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  BMRN
Security ID:  09061G101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jean-Jacques Bienaime Management For For
1.2 Elect Willard H. Dere Management For For
1.3 Elect Michael Grey Management For For
1.4 Elect Elaine J. Heron Management For For
1.5 Elect V. Bryan Lawlis, Jr. Management For For
1.6 Elect Alan J. Lewis Management For For
1.7 Elect Richard A. Meier Management For For
1.8 Elect David Pyott Management For For
1.9 Elect Dennis J. Slamon Management For For
2 Ratification of Auditor Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Advisory Vote on Executive Compensation Management For For
5 Approve 2017 Equity Incentive Plan Management For For
6 Increase of Authorized Common Stock and Technical Amendments to Certificate of Incorporation Management For Against
 
BLUEBIRD BIO, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL
Ticker:  BLUE
Security ID:  09609G100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nick Leschly Management For For
2 Elect Mark Vachon Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
BLUEPRINT MEDICINES CORPORATION
Meeting Date:  JUN 20, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL
Ticker:  BPMC
Security ID:  09627Y109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Alexis Borisy Management For For
1.2 Elect Lonnel Coats Management For For
1.3 Elect Charles A. Rowland, Jr. Management For For
2 Ratification of Auditor Management For For
 
BOSTON SCIENTIFIC CORPORATION
Meeting Date:  MAY 09, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  BSX
Security ID:  101137107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nelda J. Connors Management For For
2 Elect Charles J. Dockendorff Management For For
3 Elect Yoshiaki Fujimori Management For For
4 Elect Donna A. James Management For For
5 Elect Edward J. Ludwig Management For For
6 Elect Stephen P. MacMillan Management For For
7 Elect Michael F. Mahoney Management For For
8 Elect David J. Roux Management For For
9 Elect John E. Sununu Management For For
10 Elect Ellen M. Zane Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
13 Ratification of Auditor Management For For
 
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 02, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter J. Arduini Management For For
2 Elect Robert J. Bertolini Management For For
3 Elect Giovanni Caforio Management For For
4 Elect Matthew W. Emmens Management For For
5 Elect Laurie H. Glimcher Management For For
6 Elect Michael Grobstein Management For For
7 Elect Alan J. Lacy Management For For
8 Elect Dinesh Paliwal Management For For
9 Elect Theodore R. Samuels Management For For
10 Elect Gerald Storch Management For For
11 Elect Vicki L. Sato Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
14 Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) Management For For
15 Amendment to the 2012 Stock Award and Incentive Plan Management For For
16 Ratification of Auditor Management For For
17 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
 
CARA THERAPEUTICS INC
Meeting Date:  JUN 21, 2017
Record Date:  MAY 01, 2017
Meeting Type:  ANNUAL
Ticker:  CARA
Security ID:  140755109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Derek Chalmers Management For For
1.2 Elect Martin Vogelbaum Management For For
2 Ratification of Auditor Management For For
 
CASSIOPEA SPA
Meeting Date:  APR 05, 2017
Record Date:  APR 03, 2017
Meeting Type:  ORDINARY
Ticker:  SKIN
Security ID:  T2R0CU106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports; Allocation of Losses Management For TNA
 
CELGENE CORPORATION
Meeting Date:  JUN 14, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL
Ticker:  CELG
Security ID:  151020104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert J. Hugin Management For For
1.2 Elect Mark J. Alles Management For For
1.3 Elect Richard W. Barker Management For For
1.4 Elect Michael W. Bonney Management For For
1.5 Elect Michael D. Casey Management For For
1.6 Elect Carrie S. Cox Management For For
1.7 Elect Michael A. Friedman Management For For
1.8 Elect Julia A. Haller Management For For
1.9 Elect Gilla S. Kaplan Management For For
1.10 Elect James J. Loughlin Management For For
1.11 Elect Ernest Mario Management For For
2 Ratification of Auditor Management For For
3 Amendment to the 2008 Stock Incentive Plan Management For Against
4 Advisory Vote on Executive Compensation Management For For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
6 Shareholder Proposal Regarding Voting Disclosure Shareholder Against Against
 
CENTENE CORPORATION
Meeting Date:  APR 25, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL
Ticker:  CNC
Security ID:  15135B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael F. Neidorff Management For For
2 Elect Robert K. Ditmore Management For For
3 Elect Richard A. Gephardt Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Amendment to the 2012 Stock Incentive Plan Management For For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
7 Ratification of Auditor Management For For
 
CIGNA CORPORATION
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  CI
Security ID:  125509109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David M. Cordani Management For For
2 Elect Eric J. Foss Management For For
3 Elect Isaiah Harris, Jr. Management For For
4 Elect Jane E. Henney Management For For
5 Elect Roman Martinez IV Management For For
6 Elect Donna F. Zarcone Management For For
7 Elect William D. Zollars Management For For
8 Advisory Vote on Executive Compensation Management For For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
10 Amendment to the Cigna Long-Term Incentive Plan Management For For
11 Ratification of Auditor Management For For
12 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
CLOVIS ONCOLOGY, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  CLVS
Security ID:  189464100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Keith Flaherty Management For For
1.2 Elect Ginger Graham Management For For
1.3 Elect Edward J. McKinley Management For For
2 Ratification of Auditor Management For For
 
CORVUS PHARMACEUTICALS INC
Meeting Date:  JUN 08, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL
Ticker:  CRVS
Security ID:  221015100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Richard A. Miller Management For For
1.2 Elect Peter Moldt Management For For
2 Ratification of Auditor Management For For
3 Ratification of the Company's Certificate of Incorporation Management For For
4 Ratification of the Company's Bylaws Management For For
 
DBV TECHNOLOGIES
Meeting Date:  JUN 15, 2017
Record Date:  MAY 31, 2017
Meeting Type:  ANNUAL
Ticker:  DBV
Security ID:  23306J101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Consolidated Accounts and Reports Management For For
3 Allocation of Loss Management For For
4 Related Party Transactions Management For Against
5 Appointment of Auditor Management For For
6 Non-Renewal of Alternate Auditor Management For For
7 Elect Julie O'Neill Management For For
8 Directors' Fees Management For For
9 Remuneration Policy (Chair and CEO) Management For For
10 Remuneration Policy (CFO/COO) Management For For
11 Remuneration Policy (Executive Vice President) Management For For
12 Authority to Repurchase and Reissue Shares Management For For
13 Authority to Cancel Shares and Reduce Capital Management For For
14 Authority to Grant Stock Options Management For For
15 Authority to Issue Restricted Shares Management For For
16 Authority to Grant Warrants Management For For
17 Employee Stock Purchase Plan Management For For
18 Amendments to Articles Regarding Alternate Auditors Management For For
19 Authorisation of Legal Formalities Management For For
 
DERMIRA INC
Meeting Date:  JUN 13, 2017
Record Date:  APR 19, 2017
Meeting Type:  ANNUAL
Ticker:  DERM
Security ID:  24983L104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mark D. McDade Management For For
1.2 Elect Jake R. Nunn Management For For
1.3 Elect Thomas G. Wiggans Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Ratification of Auditor Management For For
 
DEXCOM, INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL
Ticker:  DXCM
Security ID:  252131107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard A. Collins Management For For
2 Elect Mark G. Foletta Management For For
3 Elect Eric Topol Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
7 Amendment to the 2015 Equity Incentive Plan Management For For
8 Increase of Authorized Common Stock Management For For
 
EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 11, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  EW
Security ID:  28176E108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael A. Mussallem Management For For
2 Elect Kieran T. Gallahue Management For For
3 Elect Leslie Stone Heisz Management For For
4 Elect William J. Link Management For For
5 Elect Steven R. Loranger Management For For
6 Elect Martha H. Marsh Management For For
7 Elect Wesley W. von Schack Management For For
8 Elect Nicholas J. Valeriani Management For For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
10 Advisory Vote on Executive Compensation Management For For
11 Amendment to the Long-Term Incentive Compensation Program Management For For
12 Amendment to the 2001 Employee Stock Purchase Plan Management For For
13 Ratification of Auditor Management For For
 
ELI LILLY AND COMPANY
Meeting Date:  MAY 01, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL
Ticker:  LLY
Security ID:  532457108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael L. Eskew Management For For
2 Elect William G. Kaelin, Jr. Management For For
3 Elect John C. Lechleiter Management For For
4 Elect David A. Ricks Management For For
5 Elect Marschall S. Runge Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
8 Ratification of Auditor Management For For
9 Amendment to the Directors' Deferral Plan Management For For
10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
EPIZYME INC
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL
Ticker:  EPZM
Security ID:  29428V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Andrew R. Allen Management For Withhold
1.2 Elect Kenneth M. Bate Management For For
1.3 Elect Robert B. Bazemore Management For For
2 Ratification of Auditor Management For For
 
EXELIXIS, INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  EXEL
Security ID:  30161Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael M. Morrissey Management For For
2 Elect Stelios Papadopoulos Management For For
3 Elect George A. Scangos Management For For
4 Elect Lance Willsey Management For For
5 Ratification of Auditor Management For For
6 Approval of the 2017 Equity Incentive Plan Management For Against
7 Advisory Vote on Executive Compensation Management For For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
GENMARK DIAGNOSTICS INC.
Meeting Date:  MAY 25, 2017
Record Date:  MAR 29, 2017
Meeting Type:  ANNUAL
Ticker:  GNMK
Security ID:  372309104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Daryl J. Faulkner Management For For
1.2 Elect James Fox Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
GW PHARMACEUTICALS PLC
Meeting Date:  MAR 14, 2017
Record Date:  FEB 07, 2017
Meeting Type:  ANNUAL
Ticker:  GWPH
Security ID:  36197T103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Elect Geoffrey W. Guy Management For For
4 Elect Thomas Lynch Management For For
5 Elect Cabot Brown Management For For
6 Appointment of Auditor Management For For
7 Authority to Set Auditor's Fees Management For For
8 Approval of the 2017 Long-Term Incentive Plan Management For For
9 Authority to Issue Shares w/ Preemptive Rights Management For For
10 Authority to Issue Shares w/o Preemptive Rights Management For Against
 
HUMANA INC.
Meeting Date:  APR 20, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  HUM
Security ID:  444859102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kurt J. Hilzinger Management For For
2 Elect Bruce D. Broussard Management For For
3 Elect Frank A. D'Amelio Management For For
4 Elect W. Roy Dunbar Management For For
5 Elect David A. Jones Jr. Management For For
6 Elect William J. McDonald Management For For
7 Elect William E. Mitchell Management For For
8 Elect David B. Nash Management For For
9 Elect James J. O'Brien Management For For
10 Elect Marissa T. Peterson Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
14 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
ILLUMINA, INC.
Meeting Date:  MAY 30, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL
Ticker:  ILMN
Security ID:  452327109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Caroline Dorsa Management For For
2 Elect Robert S. Epstein Management For For
3 Elect Philip W. Schiller Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
7 Elimination of Supermajority Voting Requirements Management For For
 
INCYTE CORPORATION
Meeting Date:  MAY 26, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL
Ticker:  INCY
Security ID:  45337C102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Julian C. Baker Management For For
1.2 Elect Jean-Jacques Bienaime Management For For
1.3 Elect Paul A. Brooke Management For For
1.4 Elect Paul J. Clancy Management For For
1.5 Elect Wendy L. Dixon Management For For
1.6 Elect Paul A. Friedman Management For For
1.7 Elect Herve Hoppenot Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Ratification of Auditor Management For For
 
INSMED INCORPORATED
Meeting Date:  MAY 18, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL
Ticker:  INSM
Security ID:  457669307
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Donald J. Hayden, Jr. Management For For
1.2 Elect David W.J. McGirr Management For For
1.3 Elect Myrtle S. Potter Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years 1 Year
4 Ratification of Auditor Management For For
5 Approval of the 2017 Incentive Plan Management For Against
 
IRHYTHM TECHNOLOGIES INC
Meeting Date:  JUN 14, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL
Ticker:  IRTC
Security ID:  450056106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kevin M. King Management For For
2 Elect Raymond W. Scott Management For For
3 Ratification of Auditor Management For For
 
JAZZ PHARMACEUTICALS PLC
Meeting Date:  AUG 04, 2016
Record Date:  JUN 07, 2016
Meeting Type:  ANNUAL
Ticker:  JAZZ
Security ID:  G50871105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Paul L. Berns Management For For
2 Elect Patrick G. Enright Management For For
3 Elect Seamus C. Mulligan Management For For
4 Elect Norbert G. Riedel Management For For
5 Appointment of Auditor and Authority to Set Fees Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Amendments to Memorandum of Association Management For For
8 Amendments to Articles of Association Management For For
9 Authority to Repurchase Shares Management For For
10 Authority to Issue Shares w/ Preemptive Rights Management For For
11 Authority to Issue Shares w/o Preemptive Rights Management For Against
12 Right to Adjourn Meeting Management For For
13 Amendment to the 2011 Equity Incentive Plan Management For Against
14 Amendment to the 2007 Director Stock Option Plan Management For Against
 
KITE PHARMA, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL
Ticker:  KITE
Security ID:  49803L109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Franz B. Humer Management For For
1.2 Elect Joshua A. Kazam Management For For
1.3 Elect Steven B. Ruchefsky Management For For
2 Ratification of Auditor Management For For
3 Shareholder Proposal Regarding Declassification of Board Shareholder Against For
4 Advisory Vote on Executive Compensation Management For Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
MACROGENICS INC
Meeting Date:  MAY 18, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL
Ticker:  MGNX
Security ID:  556099109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Matthew K. Fust Management For For
1.2 Elect Scott Koenig Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Approval of the 2016 Employee Stock Purchase Plan Management For For
 
MEDTRONIC PLC
Meeting Date:  DEC 09, 2016
Record Date:  OCT 11, 2016
Meeting Type:  ANNUAL
Ticker:  MDT
Security ID:  G5960L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard H. Anderson Management For For
2 Elect Craig Arnold Management For For
3 Elect Scott C. Donnelly Management For For
4 Elect Randall J. Hogan III Management For For
5 Elect Omar Ishrak Management For For
6 Elect Shirley Ann Jackson Management For For
7 Elect Michael O. Leavitt Management For For
8 Elect James T. Lenehan Management For For
9 Elect Elizabeth G. Nabel Management For For
10 Elect Denise M. O'Leary Management For For
11 Elect Kendall J. Powell Management For For
12 Elect Robert C. Pozen Management For For
13 Elect Preetha Reddy Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Adoption of Proxy Access Management For For
17 Amendments to Articles (Irish Companies Act 2014) Management For For
18 Technical Amendments to Memorandum of Association Management For For
19 Approve Board's Sole Authority to Determine Board Size Management For For
 
NANOSTRING TECHNOLOGIES, INC.
Meeting Date:  JUN 21, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL
Ticker:  NSTG
Security ID:  63009R109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect R. Bradley Gray Management For For
1.2 Elect Robert M. Hershberg Management For For
1.3 Elect Kirk Malloy Management For For
2 Ratification of Auditor Management For For
 
NATERA INC
Meeting Date:  MAY 23, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  NTRA
Security ID:  632307104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Herm Rosenman Management For For
1.2 Elect John Steuart Management For For
1.3 Elect Jonathan Sheena Management For For
2 Ratification of Auditor Management For For
 
NEUROCRINE BIOSCIENCES, INC.
Meeting Date:  MAY 22, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  NBIX
Security ID:  64125C109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kevin C. Gorman Management For For
1.2 Elect Gary A. Lyons Management For For
1.3 Elect Alfred W. Sandrock, Jr. Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Amendment to the 2011 Equity Incentive Plan Management For Against
5 Ratification of Auditor Management For For
 
OCULAR THERAPEUTIX INC
Meeting Date:  JUN 01, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL
Ticker:  OCUL
Security ID:  67576A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jeffrey S. Heier Management For For
1.2 Elect Bruce A. Peacock Management For For
1.3 Elect Amarpreet Sawhney Management For For
2 Ratification of Auditor Management For For
 
OTONOMY, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 26, 2017
Meeting Type:  ANNUAL
Ticker:  OTIC
Security ID:  68906L105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Vickie L. Capps Management For For
1.2 Elect Iain McGill Management For For
1.3 Elect Heather Preston Management For For
2 Ratification of Auditor Management For For
 
OVASCIENCE, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  OVAS
Security ID:  69014Q101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Richard Aldrich Management For For
1.2 Elect Mary M. Fisher Management For For
1.3 Elect John Sexton Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
PROQR THERAPEUTICS NV
Meeting Date:  MAY 10, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL
Ticker:  PRQR
Security ID:  N71542109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Ratification of Management Board Acts Management For For
3 Ratification of Supervisory Board Acts Management For For
4 Elect Antoine Papiernik to the Supervisory Board Management For For
5 Appointment of Auditor Management For For
6 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
7 Authority to Repurchase Shares Management For For
 
PROTEOSTASIS THERAPEUTICS, INC
Meeting Date:  JUL 14, 2016
Record Date:  MAY 27, 2016
Meeting Type:  ANNUAL
Ticker:  PTI
Security ID:  74373B109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect M. James Barrett Management For For
1.2 Elect Franklin M. Berger Management For For
2 Ratification of Auditor Management For For
 
PROTHENA CORPORATION PLC
Meeting Date:  MAY 17, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  PRTA
Security ID:  G72800108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lars G. Ekman Management For For
2 Elect Gene G. Kinney Management For For
3 Elect Dr. Dennis J. Selkoe Management For For
4 Appointment of Auditor and Authority to Set Fees Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Amendment to the 2012 Long Term Incentive Plan Management For Against
7 Authority to Issue Shares with Preemptive Rights Management For For
8 Authority to Issue Shares w/o Preemptive Rights Management For For
9 Right to Adjourn Meeting Management For For
 
RA PHARMACEUTICALS INC
Meeting Date:  JUN 20, 2017
Record Date:  APR 25, 2017
Meeting Type:  ANNUAL
Ticker:  RARX
Security ID:  74933V108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Douglas A. Treco Management For For
1.2 Elect Edward T. Mathers Management For For
2 Ratification of Auditor Management For For
 
REGENERON PHARMACEUTICALS, INC.
Meeting Date:  JUN 09, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL
Ticker:  REGN
Security ID:  75886F107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Bonnie L. Bassler Management For For
2 Elect N. Anthony Coles Management For For
3 Elect Joseph L. Goldstein Management For For
4 Elect Christine A. Poon Management For For
5 Elect P. Roy Vagelos Management For For
6 Elect Huda Y. Zoghbi Management For For
7 Ratification of Auditor Management For For
8 Amendment to the 2014 Long-Term Incentive Plan Management For Against
9 Advisory Vote on Executive Compensation Management For Against
10 Frequency of Advisory Vote on Executive Compensation Management 3 Years 1 Year
 
RETROPHIN INC
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  RTRX
Security ID:  761299106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Stephen Aselage Management For For
1.2 Elect Tim Coughlin Management For For
1.3 Elect Roy D. Baynes Management For For
1.4 Elect John Kozarich Management For For
1.5 Elect Gary Lyons Management For For
1.6 Elect Jeffrey Meckler Management For For
1.7 Elect John A. Orwin Management For For
1.8 Elect Ron Squarer Management For For
2 Amendment to the 2015 Equity Incentive Plan Management For For
3 2017 Employee Stock Purchase Plan Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
SAGE THERAPEUTICS INC
Meeting Date:  JUN 07, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  SAGE
Security ID:  78667J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael F. Cola Management For For
2 Elect Jeffrey J. Jonas Management For For
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
 
SAREPTA THERAPEUTICS, INC.
Meeting Date:  JUN 06, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL
Ticker:  SRPT
Security ID:  803607100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard J. Barry Management For For
2 Elect M. Kathleen Behrens Management For For
3 Elect Claude Nicaise Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
6 Ratification of Auditor Management For For
 
SHIRE PLC
Meeting Date:  APR 25, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  SHP
Security ID:  82481R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Elect Dominic Blakemore Management For For
4 Elect Olivier Bohuon Management For For
5 Elect William M. Burns Management For For
6 Elect Ian T. Clark Management For For
7 Elect Gail D. Fosler Management For For
8 Elect Steven Gillis Management For For
9 Elect David Ginsburg Management For For
10 Elect Susan Kilsby Management For For
11 Elect Sara Mathew Management For For
12 Elect Anne E. Minto Management For For
13 Elect Flemming Ornskov Management For For
14 Elect Jeffrey Poulton Management For For
15 Elect Albert P.L. Stroucken Management For For
16 Appointment of Auditor Management For Against
17 Authority to Set Auditor's Fees Management For Against
18 Authority to Issue Shares w/ Preemptive Rights Management For For
19 Authority to Issue Shares w/o Preemptive Rights Management For Against
20 Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) Management For Against
21 Authority to Repurchase Shares Management For For
22 Amendments to Articles Management For For
23 Authority to Set General Meeting Notice Period at 14 Days Management For For
 
STEADYMED LTD
Meeting Date:  OCT 05, 2016
Record Date:  AUG 29, 2016
Meeting Type:  ANNUAL
Ticker:  STDY
Security ID:  M84920103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amendments to Articles Regarding External Directors Management For For
2 Amendment to Classified Board Management For Against
3 Elect Keith Bank Management For For
4 Elect Stephen J. Farr Management For For
5 Compensation Policy Management For For
6 Declaration of Material Interest Management N/A For
7 Ratification of Auditor Management For For
8 Amendment to the Stock Option Plan Management For Against
9 Options Grant to President and CEO Management For For
10 Declaration of Material Interest Management N/A For
 
TABULA RASA HEALTHCARE INC
Meeting Date:  JUN 16, 2017
Record Date:  APR 25, 2017
Meeting Type:  ANNUAL
Ticker:  TRHC
Security ID:  873379101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Glen R. Bressner Management For For
1.2 Elect Daniel C. Lubin Management For For
1.3 Elect Bruce H. Luehrs Management For For
2 Ratification of Auditor Management For For
 
TESARO INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL
Ticker:  TSRO
Security ID:  881569107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Leon O. Moulder, Jr. Management For For
1.2 Elect Mary Lynne Hedley Management For For
1.3 Elect David Mott Management For For
1.4 Elect Lawrence M. Alleva Management For For
1.5 Elect James O. Armitage Management For For
1.6 Elect Earl M. Collier, Jr. Management For For
1.7 Elect Gary A. Nicholson Management For For
1.8 Elect Arnold L. Oronsky Management For For
1.9 Elect Kavita Patel Management For For
1.10 Elect Beth Seidenberg Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
TG THERAPEUTICS, INC
Meeting Date:  JUN 16, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL
Ticker:  TGTX
Security ID:  88322Q108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Laurence N. Charney Management For For
1.2 Elect Yann Echelard Management For For
1.3 Elect William J. Kennedy Management For For
1.4 Elect Kenneth Hoberman Management For For
1.5 Elect Daniel Hume Management For For
1.6 Elect Mark Schoenebaum Management For Withhold
1.7 Elect Michael S. Weiss Management For For
2 Ratification of Auditor Management For For
 
ULTRAGENYX PHARMACEUTICAL INC
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL
Ticker:  RARE
Security ID:  90400D108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Emil D. Kakkis Management For For
2 Elect Daniel Welch Management For For
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 05, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William C. Ballard, Jr. Management For For
2 Elect Richard T. Burke Management For For
3 Elect Timothy P. Flynn Management For For
4 Elect Stephen J. Hemsley Management For For
5 Elect Michele J. Hooper Management For For
6 Elect Rodger A. Lawson Management For For
7 Elect Glenn M. Renwick Management For For
8 Elect Kenneth I. Shine Management For For
9 Elect Gail R. Wilensky Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
12 Ratification of Auditor Management For For
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date:  JUN 08, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL
Ticker:  VRTX
Security ID:  92532F100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Alan M. Garber Management For For
1.2 Elect Margaret G. McGlynn Management For For
1.3 Elect William D. Young Management For For
2 Repeal of Classified Board Management For For
3 Amendment to the 2013 Stock and Option Plan Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
7 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
8 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against

Prudential Jennison Utility Fund - Sub-Adviser: Jennison

 
ALLIANT ENERGY CORPORATION
Meeting Date:  MAY 23, 2017
Record Date:  MAR 29, 2017
Meeting Type:  ANNUAL
Ticker:  LNT
Security ID:  018802108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Patrick E. Allen Management For For
1.2 Elect Patricia L. Kampling Management For For
1.3 Elect Singleton B. McAllister Management For For
1.4 Elect Susan D. Whiting Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Ratification of Auditor Management For For
5 Shareholder Proposal Regarding Political Spending Report Shareholder Against Against
 
ALUPAR INVESTIMENTOS S.A.
Meeting Date:  DEC 07, 2016
Record Date:  DEC 05, 2016
Meeting Type:  SPECIAL
Ticker:  ALUP11
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Elect Rogerio Paulo Calderon Peres Management For For
4 Elect Silvani Alves Pereira Management For For
5 Amendments to Article 5 (Reconciliation of Share Capital) Management For For
 
ALUPAR INVESTIMENTOS S.A.
Meeting Date:  APR 25, 2017
Record Date:  APR 21, 2017
Meeting Type:  SPECIAL
Ticker:  ALUP11
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Remuneration Policy Management For For
 
ALUPAR INVESTIMENTOS S.A.
Meeting Date:  APR 25, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL
Ticker:  ALUP11
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports Management For For
5 Allocation of Profits/Dividends Management For For
6 Board Size Management For For
7 Non-Voting Agenda Item Management N/A N/A
8 Non-Voting Agenda Item Management N/A N/A
9 Election of Directors Management For For
10 Election of Board Member Representative of Minority Shareholders Management N/A Abstain
11 Election of Board Member Representative of Preferred Shareholders Management N/A Abstain
12 Non-Voting Meeting Note Management N/A N/A
 
AMEREN CORPORATION
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  AEE
Security ID:  023608102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Warner L. Baxter Management For For
2 Elect Catherine S. Brune Management For For
3 Elect J. Edward Coleman Management For For
4 Elect Ellen M. Fitzsimmons Management For For
5 Elect Rafael Flores Management For For
6 Elect Walter J. Galvin Management For For
7 Elect Richard J. Harshman Management For For
8 Elect Gayle P.W. Jackson Management For For
9 Elect James C. Johnson Management For For
10 Elect Steven H. Lipstein Management For For
11 Elect Stephen R. Wilson Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Renewable Energy Report Shareholder Against Against
16 Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances Shareholder Against Against
17 Shareholder Proposal Regarding Coal Combustion Waste Shareholder Against Against
 
AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  AEP
Security ID:  025537101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nicholas K. Akins Management For For
2 Elect David J. Anderson Management For For
3 Elect J. Barnie Beasley, Jr. Management For For
4 Elect Ralph D. Crosby, Jr. Management For For
5 Elect Linda A. Goodspeed Management For For
6 Elect Thomas E. Hoaglin Management For For
7 Elect Sandra Beach Lin Management For For
8 Elect Richard C. Notebaert Management For For
9 Elect Lionel L. Nowell, III Management For For
10 Elect Stephen S. Rasmussen Management For For
11 Elect Oliver G. Richard, III Management For For
12 Elect Sara Martinez Tucker Management For For
13 Reapprove the Material Terms of the Senior Officer Incentive Plan Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
AMERICAN TOWER CORPORATION
Meeting Date:  MAY 31, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL
Ticker:  AMT
Security ID:  03027X100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gustavo Lara Cantu Management For For
2 Elect Raymond P. Dolan Management For For
3 Elect Robert D. Hormats Management For For
4 Elect Craig Macnab Management For For
5 Elect JoAnn A. Reed Management For For
6 Elect Pamela D.A. Reeve Management For For
7 Elect David E. Sharbutt Management For For
8 Elect James D. Taiclet, Jr. Management For For
9 Elect Samme L. Thompson Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
AMERICAN WATER WORKS COMPANY, INC.
Meeting Date:  MAY 12, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL
Ticker:  AWK
Security ID:  030420103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Julie A. Dobson Management For For
2 Elect Paul J. Evanson Management For For
3 Elect Martha Clark Goss Management For For
4 Elect Veronica M. Hagen Management For For
5 Elect Julia L. Johnson Management For For
6 Elect Karl F. Kurz Management For For
7 Elect George MacKenzie Management For For
8 Elect Susan N. Story Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
11 Approval of the 2017 Omnibus Equity Plan Management For For
12 Approval of the 2017 Non-qualified Employee Stock Option Plan Management For For
13 Ratification of Auditor Management For For
 
ATLANTICA YIELD PLC
Meeting Date:  JUN 23, 2017
Record Date:  MAY 05, 2017
Meeting Type:  ANNUAL
Ticker:  ABY
Security ID:  G0751N103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Policy (Binding) Management For For
4 Appointment of Auditor Management For For
5 Authority to Set Auditor's Fees Management For For
6 Elect Joaquin Fernandez de Pierola Marin Management For For
7 Elect Maria Jose Esteruelas Management For For
8 Elect Santiago Seage Management For For
9 Elect Daniel Villalba Management For For
10 Elect Jackson Robinson Management For For
11 Elect Robert Dove Management For For
12 Elect Andrea Brentan Management For For
13 Elect Francisco Jose Martinez Management For For
 
ATMOS ENERGY CORPORATION
Meeting Date:  FEB 08, 2017
Record Date:  DEC 15, 2016
Meeting Type:  ANNUAL
Ticker:  ATO
Security ID:  049560105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert W. Best Management For For
2 Elect Kim R. Cocklin Management For For
3 Elect Kelly H. Compton Management For For
4 Elect Richard W. Douglas Management For For
5 Elect Ruben E. Esquivel Management For For
6 Elect Rafael G. Garza Management For For
7 Elect Richard K. Gordon Management For For
8 Elect Robert C. Grable Management For For
9 Elect Michael E. Haefner Management For For
10 Elect Nancy K. Quinn Management For For
11 Elect Richard A. Sampson Management For For
12 Elect Stephen R. Springer Management For For
13 Elect Richard Ware II Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
 
CHARTER COMMUNICATIONS, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  CHTR
Security ID:  16119P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect W. Lance Conn Management For For
2 Elect Kim C. Goodman Management For For
3 Elect Craig A. Jacobson Management For For
4 Elect Gregory B. Maffei Management For For
5 Elect John C. Malone Management For For
6 Elect John D. Markley, Jr. Management For For
7 Elect David C. Merritt Management For For
8 Elect Steven A. Miron Management For For
9 Elect Balan Nair Management For For
10 Elect Michael A. Newhouse Management For For
11 Elect Mauricio Ramos Management For For
12 Elect Thomas M. Rutledge Management For For
13 Elect Eric L. Zinterhofer Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Frequency of Advisory Vote on Executive Compensation Management 3 Years 1 Year
16 Ratification of Auditor Management For For
17 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
CHENIERE ENERGY, INC.
Meeting Date:  JAN 31, 2017
Record Date:  DEC 14, 2016
Meeting Type:  SPECIAL
Ticker:  LNG
Security ID:  16411R208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approval of the 2011 Incentive Plan Management For For
 
CHENIERE ENERGY, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 30, 2017
Meeting Type:  ANNUAL
Ticker:  LNG
Security ID:  16411R208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect G. Andrea Botta Management For For
2 Elect Jack A. Fusco Management For For
3 Elect Vicky A. Bailey Management For For
4 Elect Nuno Brandolini Management For For
5 Elect Jonathan Christodoro Management For For
6 Elect David I. Foley Management For For
7 Elect David B. Kilpatrick Management For For
8 Elect Samuel J. Merksamer Management For For
9 Elect Donald F. Robillard, Jr. Management For For
10 Elect Neal A. Shear Management For For
11 Elect Heather R. Zichal Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
14 Ratification of Auditor Management For For
15 Amendment to the 2011 Incentive Plan Management For For
 
CMS ENERGY CORPORATION
Meeting Date:  MAY 05, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL
Ticker:  CMS
Security ID:  125896100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jon E. Barfield Management For For
2 Elect Deborah H. Butler Management For For
3 Elect Kurt L. Darrow Management For For
4 Elect Stephen E. Ewing Management For For
5 Elect William D. Harvey Management For For
6 Elect Philip R. Lochner, Jr. Management For For
7 Elect Patricia K. Poppe Management For For
8 Elect John G. Russell Management For For
9 Elect Myrna M. Soto Management For For
10 Elect John G. Sznewajs Management For For
11 Elect Laura H. Wright Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
14 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
15 Ratification of Auditor Management For For
 
COMCAST CORPORATION
Meeting Date:  JUN 08, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kenneth J. Bacon Management For For
1.2 Elect Madeline S. Bell Management For For
1.3 Elect Sheldon M. Bonovitz Management For For
1.4 Elect Edward D. Breen Management For For
1.5 Elect Gerald L. Hassell Management For For
1.6 Elect Jeffrey A. Honickman Management For For
1.7 Elect Asuka Nakahara Management For For
1.8 Elect David C. Novak Management For For
1.9 Elect Brian L. Roberts Management For For
1.10 Elect Johnathan A. Rodgers Management For For
2 Ratification of Auditor Management For For
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
5 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
6 Shareholder Proposal Regarding Recapitalization Shareholder Against Against
 
CYRUSONE INC.
Meeting Date:  APR 28, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL
Ticker:  CONE
Security ID:  23283R100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Gary J. Wojtaszek Management For For
1.2 Elect David H. Ferdman Management For For
1.3 Elect John W. Gamble, Jr Management For For
1.4 Elect Michael A. Klayko Management For For
1.5 Elect T. Tod Nielsen Management For For
1.6 Elect Alex Shumate Management For For
1.7 Elect William E. Sullivan Management For For
1.8 Elect Lynn A. Wentworth Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
 
DOMINION RESOURCES, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL
Ticker:  D
Security ID:  25746U109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William P. Barr Management For For
2 Elect Helen E. Dragas Management For For
3 Elect James O. Ellis, Jr. Management For For
4 Elect Thomas F. Farrell II Management For For
5 Elect John W. Harris Management For For
6 Elect Ronald W. Jibson Management For For
7 Elect Mark J. Kington Management For For
8 Elect Joseph M. Rigby Management For For
9 Elect Pamela L. Royal Management For For
10 Elect Robert H. Spilman, Jr. Management For For
11 Elect Susan N. Story Management For For
12 Elect Michael E. Szymanczyk Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
16 Company Name Change Management For For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
18 Shareholder Proposal Regarding Climate Change Expertise on Board Shareholder Against Against
19 Shareholder Proposal Regarding Climate Change Reporting Shareholder Against Against
20 Shareholder Proposal Regarding Methane Emissions Report Shareholder Against Against
 
DTE ENERGY COMPANY
Meeting Date:  MAY 04, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL
Ticker:  DTE
Security ID:  233331107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Gerard M. Anderson Management For For
1.2 Elect David A. Brandon Management For For
1.3 Elect W. Frank Fountain, Jr. Management For For
1.4 Elect Charles G. McClure Management For For
1.5 Elect Gail J. McGovern Management For For
1.6 Elect Mark A. Murray Management For For
1.7 Elect James B. Nicholson Management For For
1.8 Elect Charles W. Pryor, Jr. Management For For
1.9 Elect Josue Robles, Jr. Management For For
1.10 Elect Ruth G. Shaw Management For For
1.11 Elect David A. Thomas Management For For
1.12 Elect James H. Vandenberghe Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
5 Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances Shareholder Against Against
 
EDISON INTERNATIONAL
Meeting Date:  APR 27, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL
Ticker:  EIX
Security ID:  281020107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Vanessa C.L. Chang Management For For
2 Elect Louis Hernandez, Jr. Management For For
3 Elect James T. Morris Management For For
4 Elect Pedro J. Pizarro Management For For
5 Elect Linda G. Stuntz Management For For
6 Elect William P. Sullivan Management For For
7 Elect Ellen O. Tauscher Management For For
8 Elect Peter J. Taylor Management For For
9 Elect Brett White Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
13 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw Shareholder Against Against
 
EL PASO ELECTRIC COMPANY
Meeting Date:  MAY 25, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  EE
Security ID:  283677854
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Catherine A. Allen Management For For
1.2 Elect Edward Escudero Management For For
1.3 Elect Eric B. Siegel Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
ENBRIDGE INC.
Meeting Date:  DEC 15, 2016
Record Date:  NOV 07, 2016
Meeting Type:  SPECIAL
Ticker:  ENB
Security ID:  29250N105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Amendments to By-Law No. 1 Pursuant to Merger Management For For
 
ENBRIDGE INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL
Ticker:  ENB
Security ID:  29250N105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Pamela L. Carter Management For For
3 Elect Clarence P. Cazalot, Jr. Management For For
4 Elect Marcel R. Coutu Management For For
5 Elect Gregory L. Ebel Management For For
6 Elect J. Herb England Management For For
7 Elect Charles W. Fischer Management For For
8 Elect V. Maureen Kempston Darkes Management For For
9 Elect Michael McShane Management For For
10 Elect Al Monaco Management For For
11 Elect Michael E.J. Phelps Management For For
12 Elect Rebecca B. Roberts Management For For
13 Elect Dan C. Tutcher Management For For
14 Elect Catherine L. Williams Management For For
15 Appointment of Auditor Management For For
16 Amendment to Shareholder Rights Plan Management For For
17 Advisory Vote on Executive Compensation Management For For
18 Shareholder Proposal Regarding Indigenous Peoples Rights Risks Report Shareholder Against Against
 
ENEL S.P.A.
Meeting Date:  MAY 04, 2017
Record Date:  APR 24, 2017
Meeting Type:  ORDINARY
Ticker:  ENEL
Security ID:  T3679P115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports Management For For
3 Allocation of Profits/Dividends Management For For
4 Authority to Repurchase and Reissue Shares Management For For
5 Board Size Management For For
6 Board Term Length Management For For
7 Non-Voting Agenda Item Management N/A N/A
8 Non-Voting Agenda Item Management N/A N/A
9 List Presented by Ministry of Economy and Finance Management For For
10 List Presented by Group of Institutional Investors Representing 1.879% of Share Capital Management For N/A
11 Elect Patrizia Grieco as Board Chair Management For For
12 Directors' Fees Management For For
13 Long-Term Incentive Plan 2017 Management For For
14 Remuneration Policy Management For For
 
ENERGY TRANSFER PARTNERS, L.P.
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  SPECIAL
Ticker:  ETP
Security ID:  29273R109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Right to Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachutes Management For For
 
EXELON CORPORATION
Meeting Date:  APR 25, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL
Ticker:  EXC
Security ID:  30161N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Anthony K. Anderson Management For For
2 Elect Ann C. Berzin Management For For
3 Elect Christopher M. Crane Management For For
4 Elect Yves C. de Balmann Management For For
5 Elect Nicholas DeBenedictis Management For For
6 Elect Nancy L. Gioia Management For For
7 Elect Linda P. Jojo Management For For
8 Elect Paul L. Joskow Management For For
9 Elect Robert J. Lawless Management For For
10 Elect Richard W. Mies Management For For
11 Elect John W. Rogers, Jr. Management For For
12 Elect Mayo A. Shattuck III Management For For
13 Elect Stephen D. Steinour Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
FORTIS INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 17, 2017
Meeting Type:  MIX
Ticker:  FTS
Security ID:  349553107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Tracey C. Ball Management For For
3 Elect Pierre J. Blouin Management For For
4 Elect Lawrence T. Bogard Management For For
5 Elect Maura J. Clark Management For For
6 Elect Margarita K. Dilley Management For For
7 Elect Ida J. Goodreau Management For For
8 Elect Douglas J. Haughey Management For For
9 Elect Harry McWatters Management For For
10 Elect Ronald D. Munkley Management For For
11 Elect Barry V. Perry Management For For
12 Elect Joseph L. Welch Management For For
13 Elect Jo Mark Zurel Management For For
14 Appointment of Auditor and Authority to Set Fees Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Amendment to the 2012 Employee Share Purchase Plan Management For For
17 Non-Voting Meeting Note Management N/A N/A
 
FRONTIER COMMUNICATIONS CORPORATION
Meeting Date:  MAY 10, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  FTR
Security ID:  35906A108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Leroy T. Barnes, Jr. Management For For
2 Elect Peter C. B. Bynoe Management For Against
3 Elect Diana S. Ferguson Management For For
4 Elect Edward Fraioli Management For For
5 Elect Daniel J. McCarthy Management For For
6 Elect Pamela D.A. Reeve Management For For
7 Elect Virginia P. Ruesterholz Management For Against
8 Elect Howard L. Schrott Management For For
9 Elect Mark S. Shapiro Management For For
10 Elect Myron A. Wick, III Management For Against
11 Advisory Vote on Executive Compensation Management For Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
13 Approval of the 2017 Equity Incentive Plan Management For Against
14 Reverse Stock Split Management For For
15 Ratification of Auditor Management For For
 
IBERDROLA S.A.
Meeting Date:  MAR 31, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ORDINARY
Ticker:  IBE
Security ID:  E6165F166
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts Management For For
2 Management Reports Management For For
3 Ratification of Board Acts Management For For
4 Appointment of Auditor Management For For
5 Amendments to Articles (Preamble) Management For For
6 Amendments to Articles 7 and 8 Management For For
7 Amendments to General Meeting Regulation Article 14 Management For For
8 Amendments to General Meeting Regulation Articles 19 and 39 Management For For
9 Elect Juan Manuel Gonzalez Serna Management For For
10 Elect Francisco Martinez Corcoles Management For For
11 Allocation of Profits/Dividends Management For For
12 First Capitalisation of Reserves for Scrip Dividend Management For For
13 Second Capitalisation of Reserves for Scrip Dividend Management For For
14 Cancellation of Treasury Shares Management For For
15 2017-2019 Strategic Bonus Plan Management For For
16 Remuneration Report Management For For
17 Authority to Issue Debt Instruments Management For For
18 Authorisation of Legal Formalities Management For For
19 Non-Voting Meeting Note Management N/A N/A
20 Non-Voting Meeting Note Management N/A N/A
21 Non-Voting Meeting Note Management N/A N/A
22 Non-Voting Meeting Note Management N/A N/A
 
INFRAESTRUCTURA ENERGETICA NOVA S.A.B. DE C.V
Meeting Date:  APR 28, 2017
Record Date:  APR 17, 2017
Meeting Type:  ORDINARY
Ticker:  IENOVA
Security ID:  P5R19K107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports; Allocation of Profits/Dividends Management For For
2 Election of Directors; Election of Committee Chairs and Members Management For For
3 Directors'and Committee Members' Fees Management For For
4 Consolidation of Company's Articles of Association Management For For
5 Election of Meeting Delegates Management For For
 
ITALGAS S.P.A.
Meeting Date:  APR 28, 2017
Record Date:  APR 19, 2017
Meeting Type:  ORDINARY
Ticker:  IG
Security ID:  T6R89Z103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Appointment of Auditor and Authority to Set Fees Management For For
4 Adoption of LTI Plan Management For For
5 Remuneration Policy Management For For
6 Elect Barbara Cavalieri as Alternate Statutory Auditor Management For For
 
KINDER MORGAN, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  KMI
Security ID:  49456B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard D. Kinder Management For For
2 Elect Steven J. Kean Management For For
3 Elect Kimberly A. Dang Management For For
4 Elect Ted A. Gardner Management For For
5 Elect Anthony W. Hall, Jr. Management For For
6 Elect Gary L. Hultquist Management For For
7 Elect Ronald L. Kuehn, Jr. Management For For
8 Elect Deborah A. Macdonald Management For For
9 Elect Michael C. Morgan Management For For
10 Elect Arthur C. Reichstetter Management For For
11 Elect Fayez S. Sarofim Management For For
12 Elect C. Park Shaper Management For For
13 Elect William A. Smith Management For For
14 Elect Joel V. Staff Management For For
15 Elect Robert F. Vagt Management For For
16 Elect Perry M. Waughtal Management For For
17 Ratification of Auditor Management For For
18 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
19 Shareholder Proposal Regarding Methane Emissions Reporting Shareholder Against Against
20 Shareholder Proposal Regarding Sustainability Reporting Shareholder Against Against
21 Shareholder Proposal Regarding Climate Change Reporting Shareholder Against Against
 
NEXTERA ENERGY, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL
Ticker:  NEE
Security ID:  65339F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sherry S. Barrat Management For For
2 Elect James L. Camaren Management For For
3 Elect Kenneth B. Dunn Management For For
4 Elect Naren K. Gursahaney Management For For
5 Elect Kirk S. Hachigian Management For For
6 Elect Toni Jennings Management For For
7 Elect Amy B. Lane Management For For
8 Elect James L. Robo Management For For
9 Elect Rudy E. Schupp Management For For
10 Elect John L. Skolds Management For For
11 Elect William H. Swanson Management For For
12 Elect Hansel E. Tookes II Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
16 Approval of the 2017 Non-Employee Director Stock Plan Management For For
17 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
 
NISOURCE INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL
Ticker:  NI
Security ID:  65473P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard A. Abdoo Management For For
2 Elect Peter A. Altabef Management For For
3 Elect Aristides S. Candris Management For For
4 Elect Wayne S. DeVeydt Management For For
5 Elect Joseph Hamrock Management For For
6 Elect Deborah A. Henretta Management For For
7 Elect Michael E. Jesanis Management For For
8 Elect Kevin T. Kabat Management For For
9 Elect Richard L. Thompson Management For For
10 Elect Carolyn Y. Woo Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
NRG ENERGY, INC.
Meeting Date:  APR 27, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  NRG
Security ID:  629377508
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Spencer Abraham Management For For
2 Elect Kirbyjon H. Caldwell Management For For
3 Elect Lawrence S. Coben Management For For
4 Elect Terry G. Dallas Management For For
5 Elect Mauricio Gutierrez Management For For
6 Elect William E. Hantke Management For For
7 Elect Paul W. Hobby Management For For
8 Elect Anne C. Schaumburg Management For For
9 Elect Evan J. Silverstein Management For For
10 Elect Barry T Smitherman Management For For
11 Elect Thomas H. Weidemeyer Management For For
12 Elect C. John Wilder Management For For
13 Elect Walter R. Young Management For For
14 Approval of the Amended and Restated Long-Term Incentive Plan Management For For
15 Approval of the Amended and Restated Employee Stock Purchase Plan Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
18 Ratification of Auditor Management For For
19 Shareholder Proposal Regarding Political Spending Report Shareholder Against Against
 
NRG YIELD, INC.
Meeting Date:  APR 25, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL
Ticker:  NYLDA
Security ID:  62942X405
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mauricio Gutierrez Management For For
1.2 Elect John F. Chlebowski, Jr. Management For For
1.3 Elect Kirkland B. Andrews Management For For
1.4 Elect John Chillemi Management For For
1.5 Elect Brian R. Ford Management For For
1.6 Elect Ferrell P. McClean Management For For
1.7 Elect Christopher S. Sotos Management For For
2 Approval of the Annual Incentive Plan for Designated Corporate Officers Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
5 Ratification of Auditor Management For For
 
ONEOK, INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  OKE
Security ID:  682680103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Brian L. Derksen Management For For
2 Elect Julie H. Edwards Management For For
3 Elect John W. Gibson Management For For
4 Elect Randall J. Larson Management For For
5 Elect Steven J. Malcolm Management For For
6 Elect Kevin S. McCarthy Management For For
7 Elect Jim W. Mogg Management For For
8 Elect Pattye L. Moore Management For For
9 Elect Gary D. Parker Management For For
10 Elect Eduardo A. Rodriguez Management For For
11 Elect Terry K. Spencer Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
PG&E CORPORATION
Meeting Date:  MAY 30, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  PCG
Security ID:  69331C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lewis Chew Management For For
2 Elect Anthony F. Earley, Jr. Management For For
3 Elect Fred J. Fowler Management For For
4 Elect Jeh C. Johnson Management For For
5 Elect Richard C. Kelly Management For For
6 Elect Roger H. Kimmel Management For For
7 Elect Richard A. Meserve Management For For
8 Elect Forrest E. Miller Management For For
9 Elect Eric D. Mullins Management For For
10 Elect Rosendo G. Parra Management For For
11 Elect Barbara L. Rambo Management For For
12 Elect Anne Shen Smith Management For For
13 Elect Geisha J. Williams Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
17 Shareholder Proposal Regarding Charitable Contributions Shareholder Against Against
 
PINNACLE WEST CAPITAL CORPORATION
Meeting Date:  MAY 17, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL
Ticker:  PNW
Security ID:  723484101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Donald E. Brandt Management For For
1.2 Elect Denis A. Cortese Management For For
1.3 Elect Richard P. Fox Management For For
1.4 Elect Michael L. Gallagher Management For For
1.5 Elect Roy A. Herberger, Jr. Management For For
1.6 Elect Dale E. Klein Management For For
1.7 Elect Humberto S. Lopez Management For For
1.8 Elect Kathryn L. Munro Management For For
1.9 Elect Bruce J. Nordstrom Management For For
1.10 Elect Paula J. Sims Management For For
1.11 Elect David Wagener Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Amendment to the 2012 Long-Term Incentive Plan Management For For
5 Ratification of Auditor Management For For
 
PNM RESOURCES, INC.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  PNM
Security ID:  69349H107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Norman P. Becker Management For For
1.2 Elect Patricia K. Collawn Management For For
1.3 Elect E. Renae Conley Management For For
1.4 Elect Alan J. Fohrer Management For For
1.5 Elect Sidney M. Gutierrez Management For For
1.6 Elect Maureen T. Mullarkey Management For For
1.7 Elect Donald K. Schwanz Management For For
1.8 Elect Bruce W. Wilkinson Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
5 Shareholder Proposal Regarding Climate Change Reporting Shareholder Against Against
6 Shareholder Proposal Regarding Stranding of Coal Generation Facilities Shareholder Against Against
 
PORTLAND GENERAL ELECTRIC COMPANY
Meeting Date:  APR 26, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  POR
Security ID:  736508847
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John W. Ballantine Management For For
2 Elect Rodney L. Brown, Jr. Management For For
3 Elect Jack E. Davis Management For For
4 Elect David A. Dietzler Management For For
5 Elect Kirby A. Dyess Management For For
6 Elect Mark B. Ganz Management For For
7 Elect Kathryn J. Jackson Management For For
8 Elect Neil J. Nelson Management For For
9 Elect M. Lee Pelton Management For For
10 Elect James J. Piro Management For For
11 Elect Charles W. Shivery Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
PPL CORPORATION
Meeting Date:  MAY 17, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  PPL
Security ID:  69351T106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Rodney C. Adkins Management For For
2 Elect John W. Conway Management For For
3 Elect Steven G. Elliott Management For For
4 Elect Raja Rajamannar Management For For
5 Elect Craig A. Rogerson Management For For
6 Elect William H. Spence Management For For
7 Elect Natica von Althann Management For For
8 Elect Keith H. Williamson Management For For
9 Elect Armando Zagalo de Lima Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
12 Amendment to the 2012 Stock Incentive Plan Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Climate Change Reporting Shareholder Against Against
 
SEMGROUP CORPORATION
Meeting Date:  SEP 29, 2016
Record Date:  AUG 22, 2016
Meeting Type:  SPECIAL
Ticker:  SEMG
Security ID:  81663A105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Right to Adjourn Meeting Management For For
 
SEMGROUP CORPORATION
Meeting Date:  MAY 17, 2017
Record Date:  MAR 30, 2017
Meeting Type:  ANNUAL
Ticker:  SEMG
Security ID:  81663A105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Ronald A. Ballschmiede Management For For
1.2 Elect Sarah M. Barpoulis Management For For
1.3 Elect Carlin G. Conner Management For For
1.4 Elect Karl F. Kurz Management For For
1.5 Elect James H. Lytal Management For For
1.6 Elect William J. McAdam Management For For
1.7 Elect Thomas R. McDaniel Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Ratification of Auditor Management For For
5 Authorization of Preferred Stock Management For For
 
SEMPRA ENERGY
Meeting Date:  MAY 12, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  SRE
Security ID:  816851109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan L. Boeckmann Management For For
2 Elect Kathleen L. Brown Management For For
3 Elect Andres Conesa Management For For
4 Elect Maria Contreras-Sweet Management For For
5 Elect Pablo A. Ferrero Management For For
6 Elect William D. Jones Management For For
7 Elect Bethany J. Mayer Management For For
8 Elect William G. Ouchi Management For For
9 Elect Debra L. Reed Management For For
10 Elect William C. Rusnack Management For For
11 Elect Lynn Schenk Management For For
12 Elect Jack T. Taylor Management For For
13 Elect James C. Yardley Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
TARGA RESOURCES CORP.
Meeting Date:  MAY 22, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL
Ticker:  TRGP
Security ID:  87612G101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charles R. Crisp Management For For
2 Elect Laura C. Fulton Management For For
3 Elect Michael A. Heim Management For For
4 Elect James W. Whalen Management For For
5 Ratification of Auditor Management For For
6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
8 Amendment to the 2010 Stock Incentive Plan Management For For
9 Issuance of Common Stock Management For For
 
THE SOUTHERN COMPANY
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  SO
Security ID:  842587107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Juanita Powell Baranco Management For For
2 Elect Jon A. Boscia Management For For
3 Elect Henry A. Clark III Management For For
4 Elect Thomas A. Fanning Management For For
5 Elect David J. Grain Management For For
6 Elect Veronica M. Hagen Management For For
7 Elect Warren A. Hood, Jr. Management For For
8 Elect Linda P. Hudson Management For For
9 Elect Donald M. James Management For For
10 Elect John D. Johns Management For For
11 Elect Dale E. Klein Management For For
12 Elect William G. Smith, Jr. Management For For
13 Elect Steven R. Specker Management For For
14 Elect Larry D. Thompson Management For For
15 Elect E. Jenner Wood III Management For For
16 Elimination of Supermajority Requirement Management For For
17 Advisory Vote on Executive Compensation Management For Against
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
19 Ratification of Auditor Management For For
20 Shareholder Proposal Regarding Reporting on Company Climate Change Policies Shareholder Against Against
 
THE WILLIAMS COMPANIES, INC.
Meeting Date:  NOV 23, 2016
Record Date:  OCT 07, 2016
Meeting Type:  ANNUAL
Ticker:  WMB
Security ID:  969457100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan S. Armstrong Management For For
2 Elect Stephen W. Bergstrom Management For For
3 Elect Stephen I. Chazen Management For For
4 Elect Kathleen B. Cooper Management For For
5 Elect Peter A. Ragauss Management For For
6 Elect Scott D. Sheffield Management For For
7 Elect Murray D. Smith Management For For
8 Elect William H. Spence Management For For
9 Elect Janice D. Stoney Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
 
THE WILLIAMS COMPANIES, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 28, 2017
Meeting Type:  ANNUAL
Ticker:  WMB
Security ID:  969457100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan S. Armstrong Management For For
2 Elect Stephen W. Bergstrom Management For For
3 Elect Stephen I. Chazen Management For For
4 Elect Charles I. Cogut Management For For
5 Elect Kathleen B. Cooper Management For For
6 Elect Michael A. Creel Management For For
7 Elect Peter A. Ragauss Management For For
8 Elect Scott D. Sheffield Management For For
9 Elect Murray D. Smith Management For For
10 Elect William H. Spence Management For For
11 Elect Janice D. Stoney Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
TRANSCANADA CORPORATION
Meeting Date:  MAY 05, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  TRP
Security ID:  89353D107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Kevin E. Benson Management For For
3 Elect Derek H. Burney Management For For
4 Elect Stephan Cretier Management For For
5 Elect Russell K. Girling Management For For
6 Elect S. Barry Jackson Management For For
7 Elect John E. Lowe Management For For
8 Elect Paula Rosput Reynolds Management For For
9 Elect Mary Pat Salomone Management For For
10 Elect Indira V. Samarasekera Management For For
11 Elect D. Michael G. Stewart Management For For
12 Elect Siim A. Vanaselja Management For For
13 Elect Richard E. Waugh Management For For
14 Appointment of Auditor and Authority to Set Fees Management For For
15 Advisory Vote on Executive Compensation Management For For
 
WEC ENERGY GROUP, INC.
Meeting Date:  MAY 04, 2017
Record Date:  FEB 23, 2017
Meeting Type:  ANNUAL
Ticker:  WEC
Security ID:  92939U106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John F. Bergstrom Management For For
2 Elect Barbara L. Bowles Management For For
3 Elect William J. Brodsky Management For For
4 Elect Albert J. Budney, Jr. Management For For
5 Elect Patricia W. Chadwick Management For For
6 Elect Curt S. Culver Management For For
7 Elect Thomas J. Fischer Management For For
8 Elect Paul W. Jones Management For For
9 Elect Gale E. Klappa Management For For
10 Elect Henry W. Knueppel Management For For
11 Elect Allen L. Leverett Management For For
12 Elect Ulice Payne, Jr. Management For For
13 Elect Mary Ellen Stanek Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
XCEL ENERGY INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 21, 2017
Meeting Type:  ANNUAL
Ticker:  XEL
Security ID:  98389B100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gail K. Boudreaux Management For For
2 Elect Richard K. Davis Management For For
3 Elect Benjamin G.S. Fowke III Management For For
4 Elect Richard T. O'Brien Management For For
5 Elect Christopher J. Policinski Management For For
6 Elect James T. Prokopanko Management For For
7 Elect A. Patricia Sampson Management For For
8 Elect James J. Sheppard Management For For
9 Elect David A. Westerlund Management For For
10 Elect Kim Williams Management For For
11 Elect Timothy V. Wolf Management For For
12 Elect Daniel Yohannes Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against

END NPX REPORT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Prudential Sector Funds, Inc.

By: Stuart S. Parker*
       Stuart S. Parker, President


* By: /s/ Jonathan D. Shain
           Attorney-in-Fact

Date: August 29, 2017

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

POWER OF ATTORNEY

The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Keith F. Hartstein, Michael S. Hyland, Stuart S. Parker, Richard A. Redeker, Stephen Stoneburn and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, and M. Sadiq Peshimam, as treasurer and principal financial and accounting officer of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.

This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.

 

 

     

/s/ Ellen S. Alberding

Ellen S. Alberding

  

/s/ Stuart S. Parker

Stuart S. Parker

/s/ Kevin J. Bannon

Kevin J. Bannon

  

/s/ M. Sadiq Peshimam

M. Sadiq Peshimam

/s/ Scott E. Benjamin

Scott E. Benjamin

  

/s/ Richard A. Redeker

Richard A. Redeker

/s/ Linda W. Bynoe

Linda W. Bynoe

  

/s/ Stephen Stoneburn

Stephen Stoneburn

/s/ Keith F. Hartstein

Keith F. Hartstein

  

/s/ Grace C. Torres

Grace C. Torres

/s/ Michael S. Hyland

Michael S. Hyland

    
Dated: December 7, 2016    
     
     
     
     

 

 

 

 

 

 
 

APPENDIX A

 

Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10