N-PX 1 sector.htm

 

United States
Securities and Exchange Commission
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-03175

Prudential Sector Funds, Inc.
(Exact name of registrant as specified in charter)

655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)

Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)

Registrant’s telephone number, including area code: 973-802-6469

Date of fiscal year end: November 30

Date of reporting period: 7/1/2015 through 6/30/2016

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

Item 1. Proxy Voting Record.

In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.

 

 

 

 

 

 

 

FORM N-PX



ICA File Number:  811-03175

Registrant Name:  Prudential Sector Funds, Inc.

Reporting Period:  07/01/2015 - 06/30/2016


Prudential Financial Services Fund - Sub-Adviser: Wellington

 
AMMB HOLDINGS BERHAD
Meeting Date:  AUG 20, 2015
Record Date:  AUG 13, 2015
Meeting Type:  SPECIAL
Ticker:  AMMB
Security ID:  Y0122P100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Related Party Transactions with Amcrop Group Berhad Group Management For For
2 Related Party Transactions with Australia and New Zealand Banking Group Limited Group Management For For
3 Related Party Transactions with Modular Corp (M) Sdn Bhd Group Management For For
 
AMMB HOLDINGS BERHAD
Meeting Date:  AUG 20, 2015
Record Date:  AUG 13, 2015
Meeting Type:  ANNUAL
Ticker:  AMMB
Security ID:  Y0122P100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Allocation of Profits/Dividends Management For For
2 Directors' Fees Management For For
3 Elect Rohana Mahmood Management For For
4 Elect Shayne C. Elliott Management For Against
5 Elect Ahmad Johan bin Mohammad Raslan Management For For
6 Elect CHIN Yuen Yin Management For For
7 Elect Suzette Margaret Corr Management For For
8 Elect VOON Seng Chuan Management For For
9 Elect Azman Hashim Management For For
10 Elect Mohammed Hanif bin Omar Management For Against
11 Appointment of Auditor and Authority to Set Fees Management For For
12 Renewal Of Authority to Grant Awards and Issue Shares under Executives' Share Scheme Management For For
13 Authority to Issue Shares under Dividend Reinvestment Plan Management For For
14 Authority to Issue Shares w/o Preemptive Rights Management For For
 
AMUNDI SA
Meeting Date:  MAY 12, 2016
Record Date:  MAY 09, 2016
Meeting Type:  MIX
Ticker:  AMUN
Security ID:  F8233H108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports Management For For
5 Consolidated Accounts and Reports Management For For
6 Allocation of Profits/Dividends Management For For
7 Related Party Transactions Management For For
8 Severance Agreement and Retirement Benefits (Yves Perrier) Management For For
9 Remuneration of Jean-Paul Chifflet, Chairman Management For For
10 Remuneration of Yves Perrier, CEO Management For For
11 Advisory Vote on the Remuneration of Senior Management, Responsible Officers and Regulated Risk-Takers Management For For
12 Fix Maximum Variable Compensation Ratio for Executives and Risk Takers Management For For
13 Authority to Repurchase Shares Management For For
14 Amendments to Articles Regarding Employee Representatives Management For For
15 Authorisation of Legal Formalities Management For For
 
ANIMA HOLDING SPA
Meeting Date:  APR 27, 2016
Record Date:  APR 18, 2016
Meeting Type:  ORDINARY
Ticker:  ANIM
Security ID:  T0409R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports; Allocation of Proftis/Dividends Management For For
3 Remuneration Report Management For For
4 Authority to Repurchase Shares Management For For
5 Election of a Director Management For Abstain
 
ANIMA HOLDING SPA
Meeting Date:  MAY 31, 2016
Record Date:  MAY 20, 2016
Meeting Type:  MIX
Ticker:  ANIM
Security ID:  T0409R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Antonio Nervi Management For For
2 Amendments to Article 13 Management For For
 
ATLAS MARA LIMITED
Meeting Date:  JUN 09, 2016
Record Date:  JUN 07, 2016
Meeting Type:  ANNUAL
Ticker:  ATMA
Security ID:  G0697K106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Elect Arnold Ekpe Management For For
3 Elect John F Vitalo Management For For
4 Elect Rachel Robbins Management For For
5 Elect Tonye Cole Management For For
6 Elect Funke Opeke Management For For
7 Elect Amadou Raimi Management For For
8 Elect Eduardo Mondlane, Jr. Management For For
9 Elect Robert E. Diamond, Jr. Management For For
10 Elect Ashish J. Thakker Management For For
11 Authority to Issue Shares w/o Preemptive Rights Management For For
12 Non-Voting Meeting Note Management N/A N/A
 
AVANZA AB
Meeting Date:  DEC 02, 2015
Record Date:  NOV 26, 2015
Meeting Type:  SPECIAL
Ticker:  AZA
Security ID:  W4218X136
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 Non-Voting Agenda Item Management N/A N/A
8 Non-Voting Agenda Item Management N/A N/A
9 Non-Voting Agenda Item Management N/A N/A
10 Election of Directors Management For For
11 Non-Voting Agenda Item Management N/A N/A
12 Non-Voting Meeting Note Management N/A N/A
 
BANCA POPOLARE DELL'EMILIA ROMAGNA S.C.A.R.L.
Meeting Date:  APR 15, 2016
Record Date:  
Meeting Type:  MIX
Ticker:  BPE
Security ID:  T1325T119
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Meeting Note Management N/A TNA
4 Amendments to Articles Management For TNA
5 Accounts and Reports; Allocation of Profits/Dividends Management For TNA
6 Non-Voting Agenda Item Management N/A TNA
7 List of Directors Presented by Alberto Marri, Fingas S.r.l. and Finenergie S.r.l. Representing 0.647% of Share Capital Management For TNA
8 List of Directors Presented by Group of 787 Shareholders Representing 0.138% of Share Capital Management For TNA
9 Directors' Fees Management For TNA
10 Remuneration Report Management For TNA
11 2016 Variable Pay Plan Management For TNA
12 Presentation of Report on Internal Control Policies and Conflicts of Interest Management For TNA
 
BANK OF AMERICA CORPORATION
Meeting Date:  SEP 22, 2015
Record Date:  AUG 10, 2015
Meeting Type:  SPECIAL
Ticker:  BAC
Security ID:  060505617
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman Management For For
 
BANK OF AMERICA CORPORATION
Meeting Date:  APR 27, 2016
Record Date:  MAR 02, 2016
Meeting Type:  ANNUAL
Ticker:  BAC
Security ID:  060505617
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sharon L. Allen Management For For
2 Elect Susan S. Bies Management For For
3 Elect Jack O. Bovender, Jr. Management For For
4 Elect Frank P. Bramble, Sr. Management For For
5 Elect Pierre J. P. de Weck Management For For
6 Elect Arnold W. Donald Management For For
7 Elect Linda P. Hudson Management For For
8 Elect Monica C. Lozano Management For For
9 Elect Thomas J. May Management For For
10 Elect Brian T. Moynihan Management For For
11 Elect Lionel L. Nowell III Management For For
12 Elect Thomas D. Woods Management For For
13 Elect R. David Yost Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Against
 
BANK OF BARODA
Meeting Date:  SEP 28, 2015
Record Date:  SEP 21, 2015
Meeting Type:  SPECIAL
Ticker:  BOB
Security ID:  Y0643L141
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authority to Issue Shares w/o Preemptive Rights Management For For
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
 
BANK OF BARODA
Meeting Date:  JUN 24, 2016
Record Date:  JUN 17, 2016
Meeting Type:  ANNUAL
Ticker:  BANKBARODA
Security ID:  Y0643L141
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
 
BANK OF IRELAND PLC
Meeting Date:  APR 28, 2016
Record Date:  APR 26, 2016
Meeting Type:  ANNUAL
Ticker:  BKIR
Security ID:  G49374146
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Elect Fiona Muldoon Management For For
4 Elect Kent Atkinson Management For For
5 Elect Richie Boucher Management For For
6 Elect Pat Butler Management For For
7 Elect Patrick Haren Management For For
8 Elect Archie G. Kane Management For For
9 Elect Andrew Keating Management For For
10 Elect Patrick Kennedy Management For For
11 Elect Davida Marston Management For For
12 Elect Brad Martin Management For For
13 Elect Patrick Mulvihill Management For For
14 Authority to Set Auditor's Fees Management For For
15 Authority to Repurchase Shares Management For For
16 Authority to Set Price Range for Re-Issuance of Treasury Shares Management For For
17 Authority to Issue Shares w/ Preemptive Rights Management For For
18 Authority to Issue Shares w/o Preemptive Rights Management For For
19 Authority to Issue Equity Convertible Notes w/ Preemptive RIghts Management For For
20 Authority to Issue Equity Convertible Notes w/o Preemptive Rights Management For For
21 Authority to Set General Court Notice Period at 14 Days Management For Against
22 Amendments to Bye-Laws Management For For
 
BANK OF MONTREAL
Meeting Date:  APR 05, 2016
Record Date:  FEB 08, 2016
Meeting Type:  ANNUAL
Ticker:  BMO
Security ID:  063671101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Janice M. Babiak Management For For
3 Elect Sophie Brochu Management For For
4 Elect George A. Cope Management For For
5 Elect William A. Downe Management For For
6 Elect Christine A. Edwards Management For For
7 Elect Martin S. Eichenbaum Management For For
8 Elect Ronald H. Farmer Management For For
9 Elect Eric R. La Fleche Management For For
10 Elect Lorraine Mitchelmore Management For For
11 Elect Philip S. Orsino Management For For
12 Elect J. Robert S. Prichard Management For For
13 Elect Don M. Wilson III Management For For
14 Appointment of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Simplifying Financial Statements Shareholder Against Against
 
BNP PARIBAS
Meeting Date:  MAY 26, 2016
Record Date:  MAY 23, 2016
Meeting Type:  MIX
Ticker:  BNP
Security ID:  F1058Q238
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports; Approval of Non-Tax Deductible Expenses Management For For
5 Consolidated Accounts and Reports Management For For
6 Allocation of Profits/Dividends Management For For
7 Non-Compete Agreement with Jean-Laurent Bonnafe, CEO Management For For
8 Authority to Repurchase Shares Management For For
9 Elect Jean-Laurent Bonnafe to the Board of Directors Management For For
10 Elect Marion Guillou to the Board of Directors Management For For
11 Elect Michel J. Tilmant to the Board of Directors Management For For
12 Elect Wouter de Ploey to the Board of Directors Management For For
13 Remuneration of Jean Lemierre, Chairman Management For For
14 Remuneration of Jean-Laurent Bonnafe, CEO Management For For
15 Remuneration of Philippe Bordenave, COO Management For For
16 Remuneration of Francois Villeroy de Galhau, Former COO (until April 2015) Management For For
17 Remuneration of Executives and Certain Categories of Employees Management For For
18 Directors' Fees Management For For
19 Authority to Issue Shares w/ Preemptive Rights Management For For
20 Authority to Issue Shares w/o Preemptive Rights Management For For
21 Authority to Increase Capital in Consideration for Contributions in Kind Management For For
22 Global Ceiling on Capital Increases w/o Preemptive Rights Management For For
23 Authority to Increase Capital Through Capitalisations Management For For
24 Global Ceiling on Capital Increases Management For For
25 Employee Stock Purchase Plan Management For For
26 Authority to Cancel Shares and Reduce Capital Management For For
27 Authorisation of Legal Formalities Management For For
 
CAIXABANK SA
Meeting Date:  APR 28, 2016
Record Date:  APR 21, 2016
Meeting Type:  ORDINARY
Ticker:  CABK
Security ID:  E2427M123
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports Management For For
3 Ratification of Board Acts Management For For
4 Allocation of Profits/Dividends Management For For
5 Appointment of Auditor Management For For
6 Board Size Management For For
7 Ratify Co-option and Elect Fundacion Cajasol (Guillermo Sierra Molina) Management For For
8 Ratify Co-option and Elect Maria Veronica Fisas Verges Management For For
9 Authority to Cancel Treasury Shares and Reduce Capital Management For For
10 Amendments to Articles 14 and 15 Management For For
11 Amendments to Articles 19, 21, 22 and 23 Management For For
12 Amendments to Article 40 Management For For
13 Amendments to General Meeting Regulation Articles 8 and 10 Management For For
14 Amendments to General Meeting Regulation Article 12 Management For For
15 Scrip Dividend Management For For
16 Authority to Transfer Shares Pursuant to Incentive Plan Management For For
17 Maximum Variable Remuneration Management For For
18 Authority to Issue Convertible Debt Instruments Management For For
19 Authority to Repurchase Shares Management For For
20 Authorisation of Legal Formalities Management For For
21 Remuneration Report Management For For
22 Authority to Set the General Meeting Notice Period at 15 Days Management For Against
23 Non-Voting Agenda Item Management N/A N/A
24 Non-Voting Agenda Item Management N/A N/A
25 Non-Voting Meeting Note Management N/A N/A
26 Non-Voting Meeting Note Management N/A N/A
 
CALLIDUS CAPITAL CORPORATION
Meeting Date:  MAY 17, 2016
Record Date:  APR 12, 2016
Meeting Type:  MIX
Ticker:  CBL
Security ID:  13124N103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Bradley W. Ashley Management For For
3 Elect Tibor Donath Management For For
4 Elect Newton Glassman Management For For
5 Elect Jim Riley Management For For
6 Elect David E. Sutin Management For For
7 Appointment of Auditor and Authority to Set Fees Management For For
8 Renewal of the Incentive Plan Management For For
 
CANADIAN IMPERIAL BANK OF COMMERCE
Meeting Date:  APR 05, 2016
Record Date:  FEB 08, 2016
Meeting Type:  MIX
Ticker:  CM
Security ID:  136069101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Brent S. Belzberg Management For For
3 Elect Nanci E. Caldwell Management For For
4 Elect Gary F. Colter Management For For
5 Elect Patrick D. Daniel Management For For
6 Elect Luc Desjardins Management For For
7 Elect Victor G. Dodig Management For For
8 Elect Gordon D. Giffin Management For For
9 Elect Linda S. Hasenfratz Management For For
10 Elect Kevin J. Kelly Management For For
11 Elect Christine E. Larsen Management For For
12 Elect Nicholas D. Le Pan Management For For
13 Elect John P. Manley Management For For
14 Elect Jane L. Peverett Management For For
15 Elect Katharine B. Stevenson Management For For
16 Elect Martine Turcotte Management For For
17 Elect Ronald W. Tysoe Management For For
18 Elect Barry L. Zubrow Management For For
19 Appointment of Auditor Management For For
20 Advisory Vote on Executive Compensation Management For For
21 Directors' Fees Management For For
22 Amendments to By-laws Regarding Quorum Management For For
23 Shareholder Proposal Regarding Simplifying Financial Statements Shareholder Against Against
24 Shareholder Proposal Regarding Optimizing Quebec's Public Finances Shareholder Against Against
 
CANARA BANK
Meeting Date:  SEP 29, 2015
Record Date:  SEP 22, 2015
Meeting Type:  SPECIAL
Ticker:  CANBK
Security ID:  Y1081F109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authority to Issue Shares w/o Preemptive Rights Management For For
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
 
CAPITAL ONE FINANCIAL CORPORATION
Meeting Date:  MAY 05, 2016
Record Date:  MAR 10, 2016
Meeting Type:  ANNUAL
Ticker:  COF
Security ID:  14040H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard D. Fairbank Management For For
2 Elect Patrick W. Gross Management For For
3 Elect Ann Fritz Hackett Management For For
4 Elect Lewis Hay, III Management For For
5 Elect Benjamin P. Jenkins, III Management For For
6 Elect Peter Thomas Killalea Management For For
7 Elect Pierre E. Leroy Management For For
8 Elect Peter E. Raskind Management For For
9 Elect Mayo A. Shattuck III Management For For
10 Elect Bradford H. Warner Management For For
11 Elect Catherine G. West Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
CITIGROUP INC.
Meeting Date:  APR 26, 2016
Record Date:  FEB 29, 2016
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael L. Corbat Management For For
2 Elect Ellen M. Costello Management For For
3 Elect Duncan P. Hennes Management For For
4 Elect Peter B. Henry Management For For
5 Elect Franz B. Humer Management For For
6 Elect Renee J. James Management For For
7 Elect Eugene M. McQuade Management For For
8 Elect Michael E. O'Neill Management For For
9 Elect Gary M. Reiner Management For For
10 Elect Judith Rodin Management For For
11 Elect Anthony M. Santomero Management For For
12 Elect Joan E. Spero Management For For
13 Elect Diana L. Taylor Management For For
14 Elect William S. Thompson, Jr. Management For For
15 Elect James S. Turley Management For For
16 Elect Ernesto Zedillo Ponce de Leon Management For For
17 Ratification of Auditor Management For For
18 Advisory Vote on Executive Compensation Management For For
19 Amendment to the 2014 Stock Incentive Plan Management For For
20 Amendment to the 2011 Executive Performance Plan Management For For
21 Shareholder Proposal Regarding Gender Pay Equity Report Shareholder Against Against
22 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
23 Shareholder Proposal Regarding Formation of Shareholder Value Committee Shareholder Against Against
24 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Against
25 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
 
COFACE SA
Meeting Date:  MAY 19, 2016
Record Date:  MAY 16, 2016
Meeting Type:  MIX
Ticker:  COFA
Security ID:  F22736106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports Management For For
5 Consolidated Accounts and Reports Management For For
6 Allocation of Profits/Dividend Management For For
7 Directors' Fees Management For For
8 Authority to Repurchase Shares Management For For
9 Ratification of the Co-Option of Martine Odillard Management For For
10 Ratification of the Co-Option of Linda Jackson Management For Against
11 Related Party Transactions Management For For
12 Severance Agreement of Jean-Marc Pillu, former CEO Management For For
13 Exceptional bonus of Jean-Marc Pillu, former CEO Management For For
14 Recruitment awards of Xavier Durand, CEO Management For For
15 Severance Agreement of Xavier Durand, CEO Management For For
16 Remuneration of Jean-Marc Pillu, former CEO Management For For
17 Authority to Cancel Shares and Reduce Capital Management For For
18 Authority to Amend Par Value Management For For
19 Authority to Increase Capital Through Capitalisations Management For For
20 Authority to Issue Shares w/ Preemptive Rights Management For For
21 Authority to Issue Shares w/o Preemptive Rights Management For For
22 Authority to Issue Shares w/o Preemptive Rights Through Private Placement Management For For
23 Authority to Set Offering Price of Shares Management For For
24 Greenshoe Management For For
25 Authority to Increase Capital in Consideration for Contributions in Kind Management For For
26 Employee Stock Purchase Plan Management For For
27 Employee Stock Purchase Plan for Overseas Employees Management For For
28 Authority to Issue Restricted Shares Management For For
29 Authorisation of Legal Formalities Management For For
 
COMERICA INCORPORATED
Meeting Date:  APR 26, 2016
Record Date:  FEB 26, 2016
Meeting Type:  ANNUAL
Ticker:  CMA
Security ID:  200340107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ralph W. Babb, Jr. Management For For
2 Elect Roger A. Cregg Management For For
3 Elect T. Kevin DeNicola Management For For
4 Elect Jacqueline P. Kane Management For For
5 Elect Richard G. Lindner Management For For
6 Elect Alfred A. Piergallini Management For For
7 Elect Robert S. Taubman Management For For
8 Elect Reginald M. Turner, Jr. Management For For
9 Elect Nina G. Vaca Management For For
10 Ratification of Auditor Management For For
11 Approval of the 2016 Management Incentive Plan Management For For
12 Advisory Vote on Executive Compensation Management For For
 
EFG INTERNATIONAL AG
Meeting Date:  OCT 07, 2015
Record Date:  SEP 22, 2015
Meeting Type:  SPECIAL
Ticker:  EFGN
Security ID:  H2078C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Elect Susanne Brandenberger to the Board of Directors Management For TNA
 
EUROBANK ERGASIAS S.A.
Meeting Date:  NOV 16, 2015
Record Date:  NOV 10, 2015
Meeting Type:  SPECIAL
Ticker:  EUROB
Security ID:  X1898P135
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Reverse Stock Split; Amendments to Par Value Management For For
2 Authority to Issue Shares w/o Preemptive Rights; Issuance of Contingent Convertible Bonds Management For For
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Meeting Note Management N/A N/A
 
FINECOBANK SPA
Meeting Date:  APR 12, 2016
Record Date:  APR 01, 2016
Meeting Type:  MIX
Ticker:  FBK
Security ID:  T4R999104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Remuneration Report Management For For
4 Incentive System 2016 Management For For
5 2016 Incentive System for Personal Financial Advisors Management For For
6 Authority to Repurchase and Dispose of Shares Management For For
7 Statutory Auditors' Fees Management For For
8 Authority to Issue Shares w/o Preemptive Rights (2015 Incentive System) Management For For
9 Authority to Issue Shares w/o Preemptive Rights (2016 Incentive System) Management For For
 
FIRST NATIONAL FINANCIAL CORPORATION
Meeting Date:  MAY 03, 2016
Record Date:  MAR 18, 2016
Meeting Type:  ANNUAL
Ticker:  FN
Security ID:  33564P103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Stephen Smith Management For For
2 Elect Moray Tawse Management For For
3 Elect John A. Brough Management For For
4 Elect Duncan N.R. Jackman Management For Against
5 Elect Robert Mitchell Management For For
6 Elect Peter Copestake Management For For
7 Elect Barbara Palk Management For For
8 Appointment of Auditor and Authority to Set the Fees Management For For
9 Transaction of Other Business Management For Against
10 Non-Voting Meeting Note Management N/A N/A
 
GRONLANDSBANKEN A/S
Meeting Date:  MAR 30, 2016
Record Date:  MAR 23, 2016
Meeting Type:  ANNUAL
Ticker:  GRLA
Security ID:  K4033J117
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Accounts and Reports Management For For
6 Ratification of Board and Management Acts Management For For
7 Allocation of Profits/Dividends Management For For
8 Directors' Fees Management For For
9 Remuneration Report Management For For
10 Authority to Repurchase Shares Management For For
11 Elect Kristian Lennert Management For For
12 Elect Frank Bagger Management For For
13 Elect Anders Brons Management For For
14 Appointment of Auditor Management For For
15 Non-Voting Agenda Item Management N/A N/A
16 Non-Voting Meeting Note Management N/A N/A
 
HARTFORD FINANCIAL SERVICES GROUP, INC.
Meeting Date:  MAY 18, 2016
Record Date:  MAR 21, 2016
Meeting Type:  ANNUAL
Ticker:  HIG
Security ID:  416515104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert B. Allardice, III Management For For
2 Elect Trevor Fetter Management For For
3 Elect Kathryn A. Mikells Management For For
4 Elect Michael G. Morris Management For For
5 Elect Thomas A. Renyi Management For For
6 Elect Julie G. Richardson Management For For
7 Elect Teresa W. Roseborough Management For For
8 Elect Virginia P. Ruesterholz Management For For
9 Elect Charles B. Strauss Management For For
10 Elect Christopher J. Swift Management For For
11 Elect H. Patrick Swygert Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
ING GROEP N.V.
Meeting Date:  APR 25, 2016
Record Date:  MAR 28, 2016
Meeting Type:  ANNUAL
Ticker:  INGA
Security ID:  N4578E413
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Agenda Item Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Accounts and Reports Management For For
7 Non-Voting Agenda Item Management N/A N/A
8 Allocation of Profits/Dividends Management For For
9 Ratification of Management Board Acts Management For For
10 Ratification of Supervisory Board Acts Management For For
11 Amendments to Articles Management For For
12 Amendments to Articles Management For Against
13 Non-Voting Agenda Item Management N/A N/A
14 Non-Voting Agenda Item Management N/A N/A
15 Supervisory Board Fees Management For For
16 Elect Wilfred Nagel to the Management Board Management For For
17 Elect Ann Sherry to the Supervisory Board Management For For
18 Authority to Issue Shares w/ Preemptive Rights Management For For
19 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
20 Authority to Repurchase Shares Management For For
21 Non-Voting Agenda Item Management N/A N/A
 
ISRAEL DISCOUNT BANK LTD.
Meeting Date:  DEC 02, 2015
Record Date:  NOV 03, 2015
Meeting Type:  ANNUAL
Ticker:  DSCT
Security ID:  465074201
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Dividend of Preference Shareholders Management For For
4 Appointment of Auditor and Authority to Set Fees Management For For
5 Non-Voting Agenda Item Management N/A N/A
6 Elect Joseph Bachar Management For For
7 Elect Eliezer Gonen Management For For
8 Elect Yodfat Harel Buchris Management For For
9 Elect Asher Elhayany Management For For
10 Elect Meir Sheetrit Management For N/A
11 Liability Insurance of Directors & Officers Management For For
12 Amendments to Indemnification of Directors & Officers Management For For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 17, 2016
Record Date:  MAR 18, 2016
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Linda B. Bammann Management For For
2 Elect James A. Bell Management For For
3 Elect Crandall C. Bowles Management For For
4 Elect Stephen B. Burke Management For For
5 Elect James S. Crown Management For For
6 Elect James Dimon Management For For
7 Elect Timothy P. Flynn Management For For
8 Elect Laban P. Jackson, Jr. Management For For
9 Elect Michael A. Neal Management For For
10 Elect Lee R. Raymond Management For For
11 Elect William C. Weldon Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
15 Shareholder Proposal Regarding Counting Abstentions Shareholder Against Against
16 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
17 Shareholder Proposal Regarding Formation of Shareholder Value Committee Shareholder Against Against
18 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Against
19 Shareholder Proposal Regarding Linking Executive Pay to Social Factors Shareholder Against Against
 
JULIUS BAER GROUP LTD.
Meeting Date:  APR 13, 2016
Record Date:  APR 06, 2016
Meeting Type:  ANNUAL
Ticker:  BAER
Security ID:  H4414N103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Compensation Report Management For TNA
4 Allocation of Profits; Dividends from Reserves Management For TNA
5 Ratification of Board and Management Acts Management For TNA
6 Board Compensation Management For TNA
7 Executive Compensation (Variable Cash-Based) Management For TNA
8 Executive Compensation (Variable Share-Based) Management For TNA
9 Executive Compensation (Fixed) Management For TNA
10 Elect Daniel J. Sauter Management For TNA
11 Elect Gilbert Achermann Management For TNA
12 Elect Andreas Amschwand Management For TNA
13 Elect Heinrich Baumann Management For TNA
14 Elect Paul CHOW Man Yiu Management For TNA
15 Elect Claire Giraut Management For TNA
16 Elect Gareth Penny Management For TNA
17 Elect Charles Stonehill Management For TNA
18 Elect Ann Almeida Management For TNA
19 Elect Daniel J. Sauter as Chairman Management For TNA
20 Elect Ann Almeida as Compensation Committee Member Management For TNA
21 Elect Gilbert Achermann as Compensation Committee Member Management For TNA
22 Elect Heinrich Baumann as Compensation Committee Member Management For TNA
23 Elect Gareth Penny as Compensation Committee Member Management For TNA
24 Appointment of Auditor Management For TNA
25 Appointment of Independent Proxy Management For TNA
 
NATIONAL BANK OF CANADA
Meeting Date:  APR 15, 2016
Record Date:  FEB 19, 2016
Meeting Type:  ANNUAL
Ticker:  NA
Security ID:  633067103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Raymond Bachand Management For For
3 Elect Maryse Bertrand Management For For
4 Elect Pierre Boivin Management For For
5 Elect Andre Caille Management For For
6 Elect Gillian H. Denham Management For For
7 Elect Richard Fortin Management For For
8 Elect Jean Houde Management For For
9 Elect Karen Kinsley Management For For
10 Elect Julie Payette Management For For
11 Elect Lino A. Saputo, Jr. Management For Against
12 Elect Andree Savoie Management For For
13 Elect Pierre Thabet Management For For
14 Elect Louis Vachon Management For For
15 Advisory Vote on Executive Compensaiton Management For For
16 Appointment of Auditor Management For For
 
OM ASSET MANAGEMENT PLC
Meeting Date:  MAR 15, 2016
Record Date:  FEB 26, 2016
Meeting Type:  SPECIAL
Ticker:  OMAM
Security ID:  G67506108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approval of Share Repurchase Contracts and Authority to Repurchase Shares Management For For
 
OM ASSET MANAGEMENT PLC
Meeting Date:  APR 29, 2016
Record Date:  MAR 29, 2016
Meeting Type:  ANNUAL
Ticker:  OMAM
Security ID:  G67506108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter L. Bain Management For For
2 Elect Ian D. Gladman Management For For
3 Elect Kyle Prechtl Legg Management For For
4 Elect James J. Ritchie Management For For
5 Elect John D. Rogers Management For For
6 Elect Donald J. Schneider Management For For
7 Elect Robert J. Chersi Management For For
8 Appointment of Auditor Management For For
9 Appointment of Statutory Auditor Management For For
10 Authority to Set Auditor's Fees Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Remuneration Policy (Binding) Management For For
13 Remuneration Report (Advisory) Management For For
14 Authority to Repurchase Shares Management For For
 
PERMANENT TSB GROUP HOLDINGS PLC
Meeting Date:  APR 20, 2016
Record Date:  APR 18, 2016
Meeting Type:  ANNUAL
Ticker:  IPM
Security ID:  G7015D110
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Elect Alan Cook Management For For
4 Elect Emer Daly Management For For
5 Elect Jeremy Masding Management For For
6 Elect Julie O'Neill Management For For
7 Elect Richard Pike Management For For
8 Elect Ken Slattery Management For For
9 Authority to Set Auditor's Fees Management For For
10 Approve Directors' Fee Cap Management For For
11 Authority to Issue Shares w/ Preemptive Rights Management For For
12 Authority to Issue Shares w/o Preemptive Rights Management For For
 
PIRAEUS BANK S.A.
Meeting Date:  NOV 15, 2015
Record Date:  NOV 09, 2015
Meeting Type:  SPECIAL
Ticker:  TPEIR
Security ID:  X06397156
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amendment to Par Value; Reverse Stock Split Management For For
2 Decrease of Par Value Management For For
3 Authority to Issue Shares w/o Preemptive Rights Management For For
4 Issuance of Contingent Convertible Bond Loan Management For For
5 Authority to Issue Convertible Bonds Management For For
6 Announcements Management For For
7 Non-Voting Meeting Note Management N/A N/A
 
PT BANK TABUNGAN PENSIUNAN NASIONAL TBK
Meeting Date:  APR 29, 2016
Record Date:  APR 06, 2016
Meeting Type:  SPECIAL
Ticker:  BTPN
Security ID:  Y71177128
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Reaffirm Management and Employees Stock Option Program 2015 ("MESOP 2015") Management For Against
2 Adoption of Employee Stock Option Program ("ESOP") Management For Against
 
PT BANK TABUNGAN PENSIUNAN NASIONAL TBK
Meeting Date:  APR 29, 2016
Record Date:  APR 06, 2016
Meeting Type:  ANNUAL
Ticker:  BTPN
Security ID:  Y71177128
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Annual Report Management For For
2 Accounts and Reports Management For For
3 Allocation of Profits/Dividends Management For For
4 Election of Directors and Commissioners (Slate) Management For Against
5 Directors' and Commissioners' Fees Management For For
6 Appointment of Auditor and Authority to Set Fees Management For For
 
SINGAPORE EXCHANGE LIMITED
Meeting Date:  SEP 23, 2015
Record Date:  
Meeting Type:  ANNUAL
Ticker:  S68
Security ID:  Y79946102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Elect Thaddeus T. Beczak Management For For
4 Elect Kevin KWOK Khien Management For For
5 Elect LIEW Mun Leong Management For For
6 Elect NG Kok Song Management For For
7 Elect LOH Boon Chye Management For For
8 Chairman's Fees Management For Against
9 Directors' Fees Management For For
10 Appointment of Auditor and Authority to Set Fees Management For For
11 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
12 Non-Voting Agenda Item Management N/A N/A
13 Non-Voting Agenda Item Management N/A N/A
14 Non-Voting Agenda Item Management N/A N/A
15 Authority to Repurchase Shares Management For For
16 Non-Voting Agenda Item Management N/A N/A
17 Non-Voting Agenda Item Management N/A N/A
18 Non-Voting Agenda Item Management N/A N/A
19 Non-Voting Agenda Item Management N/A N/A
20 Adoption of Performance Share Plan 2015 Management For For
21 Non-Voting Agenda Item Management N/A N/A
 
SOCIETE GENERALE S.A.
Meeting Date:  MAY 18, 2016
Record Date:  MAY 13, 2016
Meeting Type:  MIX
Ticker:  GLE
Security ID:  F43638141
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Consolidated Accounts and Reports Management For For
5 Accounts and Reports; Approval of Non Tax-Deductible Expenses Management For For
6 Allocation of Profits/Dividends Management For For
7 Related Party Transactions Management For For
8 Remuneration of Lorenzo Bini Smaghi, Non-Executive Chairman Management For For
9 Remuneration of Frederic Oudea, CEO Management For For
10 Remuneration of Severin Cabannes and Bernardo Sanchez Incera, Deputy CEOs Management For For
11 Remuneration of Key Risk Takers Management For For
12 Elect Nathalie Rachou to the Board of Directors Management For For
13 Elect Juan Maria Nin Genova to the Board of Directors Management For For
14 Elect Emmanuel Roman to the Board of Directors Management For For
15 Directors' Fees Management For For
16 Authority to Repurchase Shares Management For For
17 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights and Through Capitalisations Management For For
18 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Management For For
19 Authority to Increase Capital in Consideration for Contributions in Kind Management For For
20 Authority to Issue Shares and Convertible Securities Through Private Placement Management For For
21 Employee Stock Purchase Plan Management For For
22 Authority to Issue Performance Shares (Identified Staff) Management For For
23 Authority to Issue Performance Shares (Other Employees) Management For For
24 Authority to Cancel Shares and Reduce Capital Management For For
25 Authorisation of Legal Formalities Management For For
26 Non-Voting Meeting Note Management N/A N/A
 
STOREBRAND ASA
Meeting Date:  APR 13, 2016
Record Date:  APR 12, 2016
Meeting Type:  ANNUAL
Ticker:  STB
Security ID:  R85746106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Meeting Note Management N/A TNA
4 Non-Voting Meeting Note Management N/A TNA
5 Non-Voting Agenda Item Management N/A TNA
6 Non-Voting Agenda Item Management N/A TNA
7 Agenda Management For TNA
8 Non-Voting Agenda Item Management N/A TNA
9 Non-Voting Agenda Item Management N/A TNA
10 Accounts and Reports; Allocation of Profits/Dividends Management For TNA
11 Corporate Governance Report Management For TNA
12 Compensation Guidelines (Binding) Management For TNA
13 Compensation Guidelines (Advisory) Management For TNA
14 Authority to Repurchase Shares Management For TNA
15 Authority to Issue Shares w/ or w/o Preemptive Rights Management For TNA
16 Amendments to Articles Regarding Abolishment of Board of Representatives Management For TNA
17 Amendments to Articles Regarding Subordinated Loans and Editorial Changes Management For TNA
18 Elect Birger Magnus Management For TNA
19 Elect Laila S. Dahlen Management For TNA
20 Elect Hakon Reistad Fure Management For TNA
21 Elect Gyrid Skalleberg Ingero Management For TNA
22 Elect Nils Are Karstad Lyso Management For TNA
23 Elect Karin Bing Orgland Management For TNA
24 Elect Martin Skancke Management For TNA
25 Elect Birger Magnus as Chairman Management For TNA
26 Elect Terje R. Venold Management For TNA
27 Elect Odd Ivar Biller Management For TNA
28 Elect Per Otto Dyb Management For TNA
29 Elect Olaug Svarva Management For TNA
30 Elect Terje R. Venold as Chairman Management For TNA
31 Nomination Committee Guidelines Management For TNA
32 Directors' and Nomination Committee's Fees Management For TNA
33 Authority to Set Auditor's Fees Management For TNA
34 Non-Voting Agenda Item Management N/A TNA
35 Non-Voting Meeting Note Management N/A TNA
 
THE PNC FINANCIAL SERVICES GROUP INC.
Meeting Date:  APR 26, 2016
Record Date:  JAN 29, 2016
Meeting Type:  ANNUAL
Ticker:  PNC
Security ID:  693475105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charles E. Bunch Management For For
2 Elect Marjorie Rodgers Cheshire Management For For
3 Elect William S. Demchak Management For For
4 Elect Andrew T. Feldstein Management For For
5 Elect Daniel R. Hesse Management For For
6 Elect Kay Coles James Management For For
7 Elect Richard B. Kelson Management For For
8 Elect Jane G. Pepper Management For For
9 Elect Donald J. Shepard Management For For
10 Elect Lorene K. Steffes Management For For
11 Elect Dennis F. Strigl Management For For
12 Elect Michael J. Ward Management For For
13 Elect Gregory D. Wasson Management For For
14 Ratification of Auditor Management For For
15 2016 Incentive Award Plan Management For For
16 Advisory Vote on Executive Compensation Management For For
 
TURKIYE SINAI KALKINMA BANKASI A.S.
Meeting Date:  MAR 24, 2016
Record Date:  MAR 23, 2016
Meeting Type:  ORDINARY
Ticker:  TSKB
Security ID:  M8973M103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Meeting Note Management N/A TNA
4 Opening; Election of Presiding Chairman; Minutes Management For TNA
5 Presentation of Directors' and Auditors' Reports Management For TNA
6 Accounts and Reports Management For TNA
7 Ratification of Co-option of Zeynep Hansu Ucar Management For TNA
8 Ratification of Board Acts Management For TNA
9 Allocation of Profits/Dividends Management For TNA
10 Directors' Fees Management For TNA
11 Appointment of Auditor Management For TNA
12 Charitable Donations Management For TNA
13 Authority to Carry out Competing Activities and Related Party Transactions Management For TNA
14 Presentation of Report on Competing Activities Management For TNA
 
UBS GROUP AG
Meeting Date:  MAY 10, 2016
Record Date:  MAY 06, 2016
Meeting Type:  ANNUAL
Ticker:  UBSG
Security ID:  H892U1882
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Compensation Report Management For TNA
4 Allocation of Profits; Dividend from Reserves Management For TNA
5 Special Dividend from Reserves Management For TNA
6 Ratification of Board and Management Acts Management For TNA
7 Executive Compensation (Variable) Management For TNA
8 Executive Compensation (Fixed) Management For TNA
9 Elect Axel A. Weber as Chairman Management For TNA
10 Elect Michel Demare Management For TNA
11 Elect David H. Sidwell Management For TNA
12 Elect Reto Francioni Management For TNA
13 Elect Ann Godbehere Management For TNA
14 Elect William G. Parrett Management For TNA
15 Elect Isabelle Romy Management For TNA
16 Elect Beatrice Weder di Mauro Management For TNA
17 Elect Joseph YAM Chi Kwong Management For TNA
18 Elect Robert W. Scully Management For TNA
19 Elect Dieter Wemmer Management For TNA
20 Elect Ann Godbehere as Compensation Committee Member Management For TNA
21 Elect Michel Demare as Compensation Committee Member Management For TNA
22 Elect Reto Francioni as Compensation Committee Member Management For TNA
23 Elect William G. Parrett as Compensation Committee Member Management For TNA
24 Board Compensation Management For TNA
25 Appointment of Independent Proxy Management For TNA
26 Appointment of Auditor Management For TNA
 
UNITED OVERSEAS BANK LIMITED
Meeting Date:  APR 21, 2016
Record Date:  
Meeting Type:  ANNUAL
Ticker:  U11
Security ID:  Y9T10P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Directors' Fees Management For For
4 Fees to WEE Cho Yaw Management For Against
5 Appointment of Auditor and Authority to Set Fees Management For For
6 Elect WEE Cho Yaw Management For Against
7 Elect Franklin Leo Lavin Management For For
8 Elect James KOH Cher Siang Management For For
9 Elect ONG Yew Huat Management For For
10 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
11 UOB Scrip Dividend Scheme Management For For
12 Authority to Repurchase Shares Management For For
13 Amendment to the Equity Compensation Plan Management For For
14 Adoption of New Articles Management For For
 
VAN LANSCHOT NV
Meeting Date:  MAY 19, 2016
Record Date:  APR 21, 2016
Meeting Type:  ANNUAL
Ticker:  LANS
Security ID:  N9145V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Accounts and Reports Management For For
7 Allocation of Profits/Dividends Management For For
8 Ratification of Management Board Acts Management For For
9 Ratification of Supervisory Board Acts Management For For
10 Supervisory Board Fees Management For For
11 Non-Voting Agenda Item Management N/A N/A
12 Authority to Repurchase Shares Management For For
13 Authority to Issue Shares w/ Preemptive Rights Management For For
14 Authority to Suppress Preemptive Rights Management For For
15 Non-Voting Agenda Item Management N/A N/A

Prudential Jennison Health Sciences Fund - Sub-Adviser: Jennison

 
ACADIA HEALTHCARE COMPANY INC
Meeting Date:  MAY 19, 2016
Record Date:  MAR 24, 2016
Meeting Type:  ANNUAL
Ticker:  ACHC
Security ID:  00404A109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect William F. Grieco Management For For
1.2 Elect Joey A. Jacobs Management For For
1.3 Elect Reeve B. Waud Management For For
2 Amendment to the Incentive Compensation Plan Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
5 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against For
6 Shareholder Proposal Regarding Sustainability Report Shareholder Against Against
 
ACORDA THERAPEUTICS INC
Meeting Date:  JUN 08, 2016
Record Date:  APR 11, 2016
Meeting Type:  ANNUAL
Ticker:  ACOR
Security ID:  00484M106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Peder K. Jensen Management For For
1.2 Elect John P. Kelley Management For For
1.3 Elect Sandra Panem Management For For
2 Amendment to Stock Option Plan Management For Against
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
 
ADAPTIMMUNE THERAPEUTICS PLC
Meeting Date:  DEC 17, 2015
Record Date:  NOV 16, 2015
Meeting Type:  ANNUAL
Ticker:  ADAP
Security ID:  00653A107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Policy (Binding) Management For For
4 Appointment of Auditor Management For Against
5 Authority to Set Auditor's Fees Management For Against
6 Authority to Issue Shares w/ Preemptive Rights Management For For
7 Authority to Issue Shares w/o Preemptive Rights Management For Against
 
ADAPTIMMUNE THERAPEUTICS PLC
Meeting Date:  DEC 17, 2015
Record Date:  NOV 16, 2015
Meeting Type:  ANNUAL
Ticker:  ADAP
Security ID:  00653A107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Policy (Binding) Management For For
4 Appointment of Auditor Management For Against
5 Authority to Set Auditor's Fees Management For Against
6 Authority to Issue Shares w/ Preemptive Rights Management For For
7 Authority to Issue Shares w/o Preemptive Rights Management For Against
 
ADAPTIMMUNE THERAPEUTICS PLC
Meeting Date:  JUN 16, 2016
Record Date:  MAY 03, 2016
Meeting Type:  ANNUAL
Ticker:  ADAP
Security ID:  00653A107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Elect James Noble Management For For
4 Elect Elliott Sigal Management For For
5 Appointment of Auditor and Authority to Set Fees Management For For
6 Appointment of Auditor and Authority to Set Fees Management For For
7 Amendments to Articles Management For For
 
ADURO BIOTECH INC
Meeting Date:  JUN 09, 2016
Record Date:  APR 18, 2016
Meeting Type:  ANNUAL
Ticker:  ADRO
Security ID:  00739L101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Stephen T. Isaacs Management For For
1.2 Elect William M. Greenman Management For For
1.3 Elect Stephen A. Sherwin Management For For
2 Ratification of Auditor Management For For
 
AERIE PHARMACEUTICALS INC
Meeting Date:  JUN 08, 2016
Record Date:  APR 15, 2016
Meeting Type:  ANNUAL
Ticker:  AERI
Security ID:  00771V108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Gerald D. Cagle Management For For
1.2 Elect Richard Croarkin Management For For
2 Ratification of Auditor Management For For
 
AETNA INC.
Meeting Date:  OCT 19, 2015
Record Date:  AUG 25, 2015
Meeting Type:  SPECIAL
Ticker:  AET
Security ID:  00817Y108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
 
AETNA INC.
Meeting Date:  OCT 19, 2015
Record Date:  AUG 25, 2015
Meeting Type:  SPECIAL
Ticker:  AET
Security ID:  00817Y108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
 
AETNA INC.
Meeting Date:  MAY 20, 2016
Record Date:  MAR 18, 2016
Meeting Type:  ANNUAL
Ticker:  AET
Security ID:  00817Y108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Fernando Aguirre Management For For
2 Elect Mark T. Bertolini Management For For
3 Elect Frank M. Clark, Jr. Management For For
4 Elect Betsy Z. Cohen Management For For
5 Elect Molly J. Coye Management For For
6 Elect Roger N. Farah Management For For
7 Elect Jeffrey E. Garten Management For For
8 Elect Ellen M. Hancock Management For For
9 Elect Richard J. Harrington Management For For
10 Elect Edward J. Ludwig Management For For
11 Elect Joseph P. Newhouse Management For For
12 Elect Olympia J. Snowe Management For For
13 Ratification of Auditor Management For For
14 Approval of the 2016 Employee Stock Purchase Plan Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Report on Indirect Political Spending Shareholder Against Against
 
AGIOS PHARMACEUTICALS INC
Meeting Date:  JUN 21, 2016
Record Date:  APR 22, 2016
Meeting Type:  ANNUAL
Ticker:  AGIO
Security ID:  00847X104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David P. Schenkein Management For For
1.2 Elect Robert T. Nelsen Management For For
1.3 Elect Marc Tessier-Lavigne Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
4 Ratification of Auditor Management For For
 
ALEXION PHARMACEUTICALS INC.
Meeting Date:  MAY 11, 2016
Record Date:  MAR 15, 2016
Meeting Type:  ANNUAL
Ticker:  ALXN
Security ID:  015351109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Leonard Bell Management For For
2 Elect Felix Baker Management For For
3 Elect David R. Brennan Management For For
4 Elect M. Michele Burns Management For For
5 Elect Christopher J. Coughlin Management For For
6 Elect David Hallal Management For For
7 Elect John T. Mollen Management For For
8 Elect R. Douglas Norby Management For For
9 Elect Alvin S. Parven Management For For
10 Elect Andreas Rummelt Management For For
11 Elect Ann M. Veneman Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Right To Call A Special Meeting Shareholder Against Against
 
ALLERGAN PLC
Meeting Date:  MAY 05, 2016
Record Date:  MAR 07, 2016
Meeting Type:  ANNUAL
Ticker:  AGN
Security ID:  G0177J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.01 Elect Nesli Basgoz Management For For
1.02 Elect Paul M. Bisaro Management For For
1.03 Elect James H. Bloem Management For For
1.04 Elect Christopher W. Bodine Management For For
1.05 Elect Christopher J. Coughlin Management For For
1.06 Elect Michael R. Gallagher Management For For
1.07 Elect Catherine M. Klema Management For For
1.08 Elect Peter J. McDonnell Management For For
1.09 Elect Patrick J. O'Sullivan Management For For
1.10 Elect Brenton L. Saunders Management For For
1.11 Elect Ronald R. Taylor Management For For
1.12 Elect Fred G. Weiss Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor and Authority to Set Fees Management For For
4 Amendment to the Memorandum of Association to Make Certain Administrative Amendments Management For For
5 Amendment to the Articles of Association to make Certain Administrative Amendments Management For For
6 Provide for a Plurality Voting Standard in the Event of a Contested Election Management For For
7 Sole Authority of Board to Determine Board Size Management For For
8 Reduction of Company Capital Management For For
9 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
10 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
 
ALNYLAM PHARMACEUTICALS INC
Meeting Date:  MAY 03, 2016
Record Date:  MAR 11, 2016
Meeting Type:  ANNUAL
Ticker:  ALNY
Security ID:  02043Q107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Steven M. Paul Management For For
2 Elect Amy W. Schulman Management For For
3 Elect Kevin P. Starr Management For For
4 Advisory Vote on Executive Compensation Management For Against
5 Ratification of Auditor Management For For
 
AMICUS THERAPEUTICS INC
Meeting Date:  JUN 09, 2016
Record Date:  APR 15, 2016
Meeting Type:  ANNUAL
Ticker:  FOLD
Security ID:  03152W109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John F. Crowley Management For For
1.2 Elect Margaret G. McGlynn Management For For
1.3 Elect Michael Raab Management For For
1.4 Elect Glenn P. Sblendorio Management For For
2 Amendment to the 2007 Equity Incentive Plan Management For Against
3 Issuance of Common Stock Management For Against
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
 
ANACOR PHARMACEUTICALS INC
Meeting Date:  JUN 07, 2016
Record Date:  APR 12, 2016
Meeting Type:  ANNUAL
Ticker:  ANAC
Security ID:  032420101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Paul L. Berns Management For For
1.2 Elect Lucy Shapiro Management For For
1.3 Elect Wendell Wierenga Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Re-approval of the performance goals under the 2010 Equity Incentive Plan Management For Against
 
APPLIED GENETIC TECHNOLOGIES CORP
Meeting Date:  NOV 19, 2015
Record Date:  OCT 01, 2015
Meeting Type:  ANNUAL
Ticker:  AGTC
Security ID:  03820J100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Scott Koenig Management For For
1.2 Elect Ivana Magovcevic-Liebisch Management For For
2 Ratification of Auditor Management For For
 
APPLIED GENETIC TECHNOLOGIES CORP
Meeting Date:  NOV 19, 2015
Record Date:  OCT 01, 2015
Meeting Type:  ANNUAL
Ticker:  AGTC
Security ID:  03820J100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Scott Koenig Management For For
1.2 Elect Ivana Magovcevic-Liebisch Management For For
2 Ratification of Auditor Management For For
 
ARATANA THERAPEUTICS INC
Meeting Date:  JUN 24, 2016
Record Date:  APR 26, 2016
Meeting Type:  ANNUAL
Ticker:  PETX
Security ID:  03874P101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David L. Brinkley Management For For
1.2 Elect Robert P. Roche Management For For
1.3 Elect Steven St. Peter Management For For
2 Ratification of Auditor Management For For
 
ASSEMBLY BIOSCIENCES INC
Meeting Date:  JUN 02, 2016
Record Date:  APR 07, 2016
Meeting Type:  ANNUAL
Ticker:  ASMB
Security ID:  045396108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Anthony E. Altig Management For For
1.2 Elect Mark Auerbach Management For For
1.3 Elect Richard DiMarchi Management For For
1.4 Elect Myron Z. Holubiak Management For For
1.5 Elect William Ringo Management For For
1.6 Elect Alan J. Lewis Management For For
1.7 Elect Derek Small Management For For
2 Amendment to the Stock Incentive Plan Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
ASTRAZENECA PLC
Meeting Date:  APR 29, 2016
Record Date:  MAR 14, 2016
Meeting Type:  ANNUAL
Ticker:  AZN
Security ID:  046353108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Appointment of Auditor Management For For
4 Authority to Set Auditor's Fees Management For For
5 Elect Leif Johansson Management For For
6 Elect Pascal Soriot Management For For
7 Elect Marc Dunoyer Management For For
8 Elect Cornelia Bargmann Management For For
9 Elect Genevieve B. Berger Management For For
10 Elect Bruce Burlington Management For For
11 Elect Ann Cairns Management For For
12 Elect Graham Chipchase Management For For
13 Elect Jean-Philippe Courtois Management For For
14 Elect Rudy H.P. Markham Management For For
15 Elect Shriti Vadera Management For For
16 Elect Marcus Wallenberg Management For For
17 Remuneration Report (Advisory) Management For For
18 Authorisation of Political Donations Management For For
19 Authority to Issue Shares w/ Preemptive Rights Management For For
20 Authority to Issue Shares w/o Preemptive Rights Management For Against
21 Authority to Repurchase Shares Management For For
22 Authority to Set General Meeting Notice Period at 14 Days Management For Abstain
 
ATHENAHEALTH INC
Meeting Date:  JUN 14, 2016
Record Date:  APR 15, 2016
Meeting Type:  ANNUAL
Ticker:  ATHN
Security ID:  04685W103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Dev Ittycheria Management For For
1.2 Elect John A. Kane Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
BIOCRYST PHARMACEUTICALS INC.
Meeting Date:  MAY 23, 2016
Record Date:  MAR 28, 2016
Meeting Type:  ANNUAL
Ticker:  BCRX
Security ID:  09058V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Fred E. Cohen Management For For
1.2 Elect Kenneth B. Lee, Jr. Management For For
2 Ratification of Auditor Management For For
3 Amendment to the Stock Incentive Plan Management For Against
 
BIOGEN INC
Meeting Date:  JUN 08, 2016
Record Date:  APR 11, 2016
Meeting Type:  ANNUAL
Ticker:  BIIB
Security ID:  09062X103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alexander J. Denner Management For For
2 Elect Caroline Dorsa Management For For
3 Elect Nancy L. Leaming Management For For
4 Elect Richard C. Mulligan Management For For
5 Elect Robert W. Pangia Management For For
6 Elect Stelios Papadopoulos Management For For
7 Elect Brian S. Posner Management For For
8 Elect Eric K. Rowinsky Management For For
9 Elect George A. Scangos Management For For
10 Elect Lynn Schenk Management For For
11 Elect Stephen A. Sherwin Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
BIOMARIN PHARMACEUTICAL INC.
Meeting Date:  JUN 06, 2016
Record Date:  APR 11, 2016
Meeting Type:  ANNUAL
Ticker:  BMRN
Security ID:  09061G101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jean-Jacques Bienaime Management For For
1.2 Elect Michael Grey Management For For
1.3 Elect Elaine J. Heron Management For For
1.4 Elect V. Bryan Lawlis, Jr. Management For For
1.5 Elect Alan J. Lewis Management For For
1.6 Elect Richard A. Meier Management For For
1.7 Elect David Pyott Management For For
1.8 Elect Dennis J. Slamon Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Sustainability Report Shareholder Against Against
 
BLUEBIRD BIO INC
Meeting Date:  JUN 02, 2016
Record Date:  APR 08, 2016
Meeting Type:  ANNUAL
Ticker:  BLUE
Security ID:  09609G100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Wendy L. Dixon Management For For
1.2 Elect James Mandell Management For For
1.3 Elect David P. Schenkein Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
 
BRISTOL-MYERS SQUIBB CO.
Meeting Date:  MAY 03, 2016
Record Date:  MAR 11, 2016
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lamberto Andreotti Management For For
2 Elect Peter J. Arduini Management For For
3 Elect Giovanni Caforio Management For For
4 Elect Laurie H. Glimcher Management For For
5 Elect Michael Grobstein Management For For
6 Elect Alan J. Lacy Management For For
7 Elect Thomas J. Lynch Management For For
8 Elect Dinesh Paliwal Management For For
9 Elect Vicki L. Sato Management For For
10 Elect Gerald L. Storch Management For For
11 Elect Togo D. West, Jr. Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
 
CARA THERAPEUTICS INC
Meeting Date:  JUN 15, 2016
Record Date:  APR 18, 2016
Meeting Type:  ANNUAL
Ticker:  CARA
Security ID:  140755109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jeffrey L. Ives Management For For
1.2 Elect Dean Slagel Management For Withhold
2 Ratification of Auditor Management For For
 
CASSIOPEA S.P.A.
Meeting Date:  APR 04, 2016
Record Date:  MAR 31, 2016
Meeting Type:  ORDINARY
Ticker:  SKIN SW
Security ID:  BYRYG71
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For TNA
2 Non-Voting Meeting Note Management N/A N/A
 
CELGENE CORP.
Meeting Date:  JUN 15, 2016
Record Date:  APR 18, 2016
Meeting Type:  ANNUAL
Ticker:  CELG
Security ID:  151020104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.01 Elect Robert J. Hugin Management For For
1.02 Elect Mark J. Alles Management For For
1.03 Elect Richard W. Barker Management For For
1.04 Elect Michael W. Bonney Management For For
1.05 Elect Michael D. Casey Management For For
1.06 Elect Carrie S. Cox Management For For
1.07 Elect Jacqualyn A. Fouse Management For For
1.08 Elect Michael A. Friedman Management For For
1.09 Elect Julia A. Haller Management For For
1.10 Elect Gilla Kaplan Management For For
1.11 Elect James J. Loughlin Management For For
1.12 Elect Ernest Mario Management For For
2 Ratification of Auditor Management For For
3 Amendment to the 2008 Stock Incentive Plan Management For Against
4 Advisory Vote on Executive Compensation Management For For
5 Exclusive Forum Provision Management For For
6 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
7 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
CENTENE CORP.
Meeting Date:  OCT 23, 2015
Record Date:  SEP 22, 2015
Meeting Type:  SPECIAL
Ticker:  CNC
Security ID:  15135B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Right to Adjourn Meeting Management For For
3 Increase of Authorized Common Stock Management For For
 
CENTENE CORP.
Meeting Date:  OCT 23, 2015
Record Date:  SEP 22, 2015
Meeting Type:  SPECIAL
Ticker:  CNC
Security ID:  15135B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Right to Adjourn Meeting Management For For
3 Increase of Authorized Common Stock Management For For
 
CENTENE CORP.
Meeting Date:  APR 26, 2016
Record Date:  FEB 26, 2016
Meeting Type:  ANNUAL
Ticker:  CNC
Security ID:  15135B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Orlando Ayala Management For For
1.2 Elect John R. Roberts Management For For
1.3 Elect Tommy G. Thompson Management For For
2 Advisory Resolution to Approve Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
CHIMERIX INC
Meeting Date:  JUN 24, 2016
Record Date:  APR 27, 2016
Meeting Type:  ANNUAL
Ticker:  CMRX
Security ID:  16934W106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Catherine L. Gilliss Management For For
1.2 Elect C. Patrick Machado Management For For
1.3 Elect Ernest Mario Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
CIGNA CORP.
Meeting Date:  DEC 03, 2015
Record Date:  OCT 22, 2015
Meeting Type:  SPECIAL
Ticker:  CI
Security ID:  125509109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Right to Adjourn Meeting Management For For
 
CIGNA CORP.
Meeting Date:  DEC 03, 2015
Record Date:  OCT 22, 2015
Meeting Type:  SPECIAL
Ticker:  CI
Security ID:  125509109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Right to Adjourn Meeting Management For For
 
CIGNA CORP.
Meeting Date:  APR 27, 2016
Record Date:  FEB 29, 2016
Meeting Type:  ANNUAL
Ticker:  CI
Security ID:  125509109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David M. Cordani Management For For
2 Elect Isaiah Harris, Jr. Management For For
3 Elect Jane E. Henney Management For For
4 Elect Donna F. Zarcone Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Ratification of Auditor Management For For
 
CVS HEALTH CORP
Meeting Date:  MAY 19, 2016
Record Date:  MAR 24, 2016
Meeting Type:  ANNUAL
Ticker:  CVS
Security ID:  126650100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard M. Bracken Management For For
2 Elect C. David Brown II Management For For
3 Elect Alecia A. DeCoudreaux Management For For
4 Elect Nancy-Ann M. DeParle Management For For
5 Elect David W. Dorman Management For For
6 Elect Anne M. Finucane Management For For
7 Elect Larry J. Merlo Management For For
8 Elect Jean-Pierre Millon Management For For
9 Elect Richard J. Swift Management For For
10 Elect William C. Weldon Management For For
11 Elect Tony L. White Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Shareholder Proposal Regarding Incorporating Values in Political Spending Shareholder Against Against
15 Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay Shareholder Against Against
 
DBV TECHNOLOGIES
Meeting Date:  SEP 21, 2015
Record Date:  AUG 25, 2015
Meeting Type:  SPECIAL
Ticker:  DBVT
Security ID:  23306J101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authority to Issue Performance Shares Management For For
 
DBV TECHNOLOGIES
Meeting Date:  JUN 21, 2016
Record Date:  MAY 17, 2016
Meeting Type:  ANNUAL
Ticker:  DBVT
Security ID:  23306J101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Consolidated Accounts and Reports Management For For
3 Allocation of Losses Management For For
4 Related Party Transactions Management For For
5 Severance and Contract Agreement of Pierre-Henri Benhamou, Chairman and CEO Management For For
6 Elect Claire Giraut to the Board of Directors Management For For
7 Elect Mailys Ferrere to the Board of Directors Management For For
8 Elect Pierre-Henri Benhamou to the Board of Directors Management For For
9 Elect Torbjorn Bjerke to the Board of Directors Management For For
10 Elect George Horner to the Board of Directors Management For For
11 Elect Daniel Soland to the Board of Directors Management For For
12 Ratification of the Co-Option of Michael Goller to the Board of Directors Management For For
13 Elect Michael Goller to the Board of Directors Management For For
14 Relocation of Corporate Headquarters Management For For
15 Authority to Repurchase Shares Management For For
16 Authority to Increase Capital Through Capitalisations Management For For
17 Authority to Issue Shares w/ Preemptive Rights Management For For
18 Authority to Issue Shares w/o Preemptive Rights Management For Against
19 Authority to Issue Shares w/o Preemptive Rights Through Private Placement Management For Against
20 Authority to Set Offering Price of Shares Management For Against
21 Greenshoe Management For Against
22 Authority to Increase Capital in Consideration for Contributions in Kind Management For Against
23 Global Ceiling on Capital Increases Management For For
24 Employee Stock Purchase Plan Management For Against
25 Authority to Grant Warrants Management For For
26 Authorisation of Legal Formalities Management For For
1 Accounts and Reports Management For For
2 Consolidated Accounts and Reports Management For For
3 Allocation of Losses Management For For
4 Related Party Transactions Management For For
5 Severance and Contract Agreement of Pierre-Henri Benhamou, Chairman and CEO Management For For
6 Elect Claire Giraut to the Board of Directors Management For For
7 Elect Mailys Ferrere to the Board of Directors Management For For
8 Elect Pierre-Henri Benhamou to the Board of Directors Management For For
9 Elect Torbjorn Bjerke to the Board of Directors Management For For
10 Elect George Horner to the Board of Directors Management For For
11 Elect Daniel Soland to the Board of Directors Management For For
12 Ratification of the Co-Option of Michael Goller to the Board of Directors Management For For
13 Elect Michael Goller to the Board of Directors Management For For
14 Relocation of Corporate Headquarters Management For For
15 Authority to Repurchase Shares Management For For
16 Authority to Increase Capital Through Capitalisations Management For For
17 Authority to Issue Shares w/ Preemptive Rights Management For For
18 Authority to Issue Shares w/o Preemptive Rights Management For Against
19 Authority to Issue Shares w/o Preemptive Rights Through Private Placement Management For Against
20 Authority to Set Offering Price of Shares Management For Against
21 Greenshoe Management For Against
22 Authority to Increase Capital in Consideration for Contributions in Kind Management For Against
23 Global Ceiling on Capital Increases Management For For
24 Employee Stock Purchase Plan Management For Against
25 Authority to Grant Warrants Management For For
26 Authorisation of Legal Formalities Management For For
 
DERMA SCIENCES INC.
Meeting Date:  JUN 01, 2016
Record Date:  APR 12, 2016
Meeting Type:  ANNUAL
Ticker:  DSCI
Security ID:  249827502
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Stephen T. Wills Management For For
1.2 Elect Srini Conjeevaram Management For For
1.3 Elect Robert G. Moussa Management For For
1.4 Elect Brett D. Hewlett Management For For
1.5 Elect Samuel E. Navarro Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Transaction of Other Business Management For Against
 
DERMIRA INC
Meeting Date:  JUN 21, 2016
Record Date:  APR 25, 2016
Meeting Type:  ANNUAL
Ticker:  DERM
Security ID:  24983L104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Eugene A. Bauer Management For For
1.2 Elect David E. Cohen Management For For
1.3 Elect Fred B. Craves Management For For
2 Ratification of Auditor Management For For
 
DEXCOM INC
Meeting Date:  MAY 19, 2016
Record Date:  MAR 30, 2016
Meeting Type:  ANNUAL
Ticker:  DXCM
Security ID:  252131107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Steven R. Altman Management For For
2 Elect Barbara E. Kahn Management For For
3 Elect Jay S. Skyler Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For Against
 
DIMENSION THERAPEUTICS INC
Meeting Date:  MAY 19, 2016
Record Date:  MAR 21, 2016
Meeting Type:  ANNUAL
Ticker:  DMTX
Security ID:  25433V105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Alan B. Colowick Management For For
1.2 Elect Georges Gemayel Management For For
2 Ratification of Auditor Management For For
 
EPIZYME INC
Meeting Date:  MAY 19, 2016
Record Date:  APR 01, 2016
Meeting Type:  ANNUAL
Ticker:  EPZM
Security ID:  29428V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David Mott Management For For
1.2 Elect Richard F. Pops Management For For
2 Ratification of Auditor Management For For
 
FEDEX CORP
Meeting Date:  SEP 28, 2015
Record Date:  AUG 03, 2015
Meeting Type:  ANNUAL
Ticker:  FDX
Security ID:  31428X106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
2 Elect John A. Edwardson Management For For
3 Elect Marvin Ellison Management For Against
4 Elect Kimberly A. Jabal Management For For
5 Elect Shirley Ann Jackson Management For For
6 Elect Gary W. Loveman Management For For
7 Elect R. Brad Martin Management For For
8 Elect Joshua C. Ramo Management For For
9 Elect Susan C. Schwab Management For For
10 Elect Frederick W. Smith Management For For
11 Elect David P. Steiner Management For For
12 Elect Paul S. Walsh Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
16 Shareholder Proposal Regarding Tax Payments on Restricted Stock Awards Shareholder Against Against
17 Shareholder Proposal Regarding Recoupment of Unearned Bonuses Shareholder Against Against
18 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
19 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
20 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
21 Shareholder Proposal Regarding Report of Values in Political Spending Shareholder Against Against
 
FIBROCELL SCIENCE INC
Meeting Date:  JUN 22, 2016
Record Date:  APR 25, 2016
Meeting Type:  ANNUAL
Ticker:  FCSC
Security ID:  315721209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Marc Mazur Management For For
1.2 Elect Christine St.Clare Management For For
1.3 Elect Douglas J. Swirsky Management For For
2 Amendment to the 2009 Equity Incentive Plan Management For Against
3 Increase of Authorized Common Stock Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
 
FLEX PHARMA INC
Meeting Date:  JUN 07, 2016
Record Date:  APR 11, 2016
Meeting Type:  ANNUAL
Ticker:  FLKS
Security ID:  33938A105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Marc D. Kozin Management For For
1.2 Elect Roderick MacKinnon Management For For
1.3 Elect Michelle V. Stacy Management For For
2 Ratification of Auditor Management For For
 
FLUIDIGM CORPORATION
Meeting Date:  JUL 29, 2015
Record Date:  JUN 08, 2015
Meeting Type:  ANNUAL
Ticker:  FLDM
Security ID:  34385P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John A. Young Management For For
1.2 Elect Gerhard F. Burbach Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
GENMARK DIAGNOSTICS INC
Meeting Date:  MAY 26, 2016
Record Date:  MAR 30, 2016
Meeting Type:  ANNUAL
Ticker:  GNMK
Security ID:  372309104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Lisa M. Giles Management For For
1.2 Elect Michael S. Kagnoff Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
GLOBAL BLOOD THERAPEUTICS INC.
Meeting Date:  JUN 16, 2016
Record Date:  APR 22, 2016
Meeting Type:  ANNUAL
Ticker:  GBT
Security ID:  37890U108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Ted W. Love Management For For
1.2 Elect Charles Homcy Management For For
1.3 Elect Glenn F. Pierce Management For For
2 Ratification of Auditor Management For For
3 Ratification of the 2015 Stock Option and Incentive Plan Management For Against
 
HUMANA INC.
Meeting Date:  OCT 19, 2015
Record Date:  AUG 24, 2015
Meeting Type:  SPECIAL
Ticker:  HUM
Security ID:  444859102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachutes Management For For
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachutes Management For For
 
HUMANA INC.
Meeting Date:  OCT 19, 2015
Record Date:  AUG 24, 2015
Meeting Type:  SPECIAL
Ticker:  HUM
Security ID:  444859102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachutes Management For For
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachutes Management For For
 
HUMANA INC.
Meeting Date:  APR 21, 2016
Record Date:  FEB 29, 2016
Meeting Type:  ANNUAL
Ticker:  HUM
Security ID:  444859102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kurt J. Hilzinger Management For For
2 Elect Bruce D. Broussard Management For For
3 Elect Frank A. D'Amelio Management For For
4 Elect W. Roy Dunbar Management For For
5 Elect David A. Jones Jr. Management For For
6 Elect William J. McDonald Management For For
7 Elect William E. Mitchell Management For For
8 Elect David B. Nash Management For For
9 Elect James J. O'Brien Management For For
10 Elect Marissa T. Peterson Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
 
ILLUMINA INC
Meeting Date:  MAY 18, 2016
Record Date:  MAR 21, 2016
Meeting Type:  ANNUAL
Ticker:  ILMN
Security ID:  452327109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Frances Arnold Management For For
2 Elect Francis deSouza Management For For
3 Elect Karin Eastham Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Ratify the Retention of the Company's Supermajority Requirements Management For Against
 
IMMUNE DESIGN CORP
Meeting Date:  JUN 15, 2016
Record Date:  APR 18, 2016
Meeting Type:  ANNUAL
Ticker:  IMDZ
Security ID:  45252L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Franklin Berger Management For For
1.2 Elect Lewis Coleman Management For For
1.3 Elect Peter Svennilson Management For For
2 Ratification of Auditor Management For For
 
INCYTE CORP.
Meeting Date:  MAY 27, 2016
Record Date:  APR 08, 2016
Meeting Type:  ANNUAL
Ticker:  INCY
Security ID:  45337C102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Julian C. Baker Management For For
1.2 Elect Jean-Jacques Bienaime Management For For
1.3 Elect Paul A. Brooke Management For For
1.4 Elect Paul J. Clancy Management For For
1.5 Elect Wendy L. Dixon Management For For
1.6 Elect Paul A. Friedman Management For For
1.7 Elect Herve Hoppenot Management For For
2 Amendment to the Stock Incentive Plan Management For For
3 Amendment to the Stock Purchase Plan Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
INNOCOLL AG
Meeting Date:  AUG 24, 2015
Record Date:  JUL 13, 2015
Meeting Type:  ANNUAL
Ticker:  INNL
Security ID:  45780Q103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Ratification of Management Board Acts Management For For
2 Ratification of Supervisory Board Acts Management For For
3 Appointment of Auditor Management For For
4 Elect Shumeet Banerji Management For For
5 Elect James Culverwell Management For For
6 Elect David R. Brennan Management For For
7 Elect Rolf D. Schmidt Management For For
8 Elect Jonathan Symonds Management For For
9 Elect Joe Wiley Management For For
10 Supervisory Board Members' Fees Management For For
11 Amendments to Articles Management For Against
12 Increase in Authorized Capital Management For For
13 Authority to Issue Shares w/o Preemptive Rights Management For Against
 
INOTEK PHARMACEUTICALS CORP
Meeting Date:  JUN 23, 2016
Record Date:  APR 28, 2016
Meeting Type:  ANNUAL
Ticker:  ITEK
Security ID:  45780V102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Carsten Boess Management For For
1.2 Elect J. Martin Carroll Management For For
1.3 Elect Gary M. Phillips Management For For
2 Ratification of Auditor Management For For
 
INSMED INC
Meeting Date:  MAY 19, 2016
Record Date:  MAR 28, 2016
Meeting Type:  ANNUAL
Ticker:  INSM
Security ID:  457669307
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Alfred F. Altomari Management For For
1.2 Elect Steinar J. Engelsen Management For For
1.3 Elect William H. Lewis Management For For
2 Ratification of Auditor Management For For
 
INSPIREMD INC
Meeting Date:  SEP 09, 2015
Record Date:  JUL 27, 2015
Meeting Type:  ANNUAL
Ticker:  NSPR
Security ID:  45779A309
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Alan W. Milinazzo Management For For
1.2 Elect Sol J. Barer Management For For
1.3 Elect Paul Stuka Management For For
2 Amendment to the 2013 Long-Term Incentive Plan Management For Against
3 Reverse Stock Split Management For For
4 Advisory Vote on Executive Compensation Management For Against
5 Ratification of Auditor Management For For
 
INTERCEPT PHARMACEUTICALS INC
Meeting Date:  NOV 24, 2015
Record Date:  OCT 09, 2015
Meeting Type:  ANNUAL
Ticker:  ICPT
Security ID:  45845P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Srinivas Akkaraju Management For For
1.2 Elect Luca Benatti Management For For
1.3 Elect Paolo Fundaro Management For For
1.4 Elect Mark Pruzanski Management For For
1.5 Elect Gino Santini Management For For
1.6 Elect Glenn P. Sblendorio Management For For
1.7 Elect Jonathan T. Silverstein Management For For
1.8 Elect Klaus R. Veitinger Management For For
1.9 Elect Daniel G. Welch Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
4 Ratification of Auditor Management For For
 
INTERCEPT PHARMACEUTICALS INC
Meeting Date:  NOV 24, 2015
Record Date:  OCT 09, 2015
Meeting Type:  ANNUAL
Ticker:  ICPT
Security ID:  45845P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Srinivas Akkaraju Management For For
1.2 Elect Luca Benatti Management For For
1.3 Elect Paolo Fundaro Management For For
1.4 Elect Mark Pruzanski Management For For
1.5 Elect Gino Santini Management For For
1.6 Elect Glenn P. Sblendorio Management For For
1.7 Elect Jonathan T. Silverstein Management For For
1.8 Elect Klaus R. Veitinger Management For For
1.9 Elect Daniel G. Welch Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
4 Ratification of Auditor Management For For
 
INTRA-CELLULAR THERAPIES INC
Meeting Date:  JUN 14, 2016
Record Date:  APR 20, 2016
Meeting Type:  ANNUAL
Ticker:  ITCI
Security ID:  46116X101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Sharon Mates Management For For
1.2 Elect Rory B. Riggs Management For For
1.3 Elect Robert L. Van Nostrand Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
JAZZ PHARMACEUTICALS PLC
Meeting Date:  JUL 30, 2015
Record Date:  JUN 01, 2015
Meeting Type:  ANNUAL
Ticker:  JAZZ
Security ID:  G50871105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter Gray Management For For
2 Elect Kenneth W. O'Keefe Management For For
3 Elect Elmar Schnee Management For For
4 Elect Catherine A. Sohn Management For For
5 Ratification of Auditor Management For For
6 Authority to Repurchase Shares Management For For
 
LILLY(ELI) & CO
Meeting Date:  MAY 02, 2016
Record Date:  FEB 26, 2016
Meeting Type:  ANNUAL
Ticker:  LLY
Security ID:  532457108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ralph Alvarez Management For For
2 Elect R. David Hoover Management For For
3 Elect Juan R. Luciano Management For For
4 Elect Franklyn G. Prendergast Management For For
5 Elect Kathi P. Seifert Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Ratification of Auditor Management For For
8 Shareholder Proposal Regarding Country Selection Guidelines Shareholder Against Against
 
MACROGENICS INC
Meeting Date:  MAY 18, 2016
Record Date:  MAR 29, 2016
Meeting Type:  ANNUAL
Ticker:  MGNX
Security ID:  556099109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Paulo F. Costa Management For For
1.2 Elect Edward Hurwitz Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
MEDGENICS INC
Meeting Date:  APR 12, 2016
Record Date:  MAR 07, 2016
Meeting Type:  ANNUAL
Ticker:  MDGN
Security ID:  58436Q203
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Sol J. Barer Management For For
1.2 Elect Eugene A. Bauer Management For For
1.3 Elect Isaac Blech Management For For
1.4 Elect Alastair J. T. Clemow Management For For
1.5 Elect Michael F. Cola Management For For
1.6 Elect Barbara G. Duncan Management For For
1.7 Elect Wilbur H. Gantz Management For For
1.8 Elect Joseph Grano, Jr. Management For For
2 Stock Incentive Plan Management For Against
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
MEDICINES CO
Meeting Date:  MAY 26, 2016
Record Date:  APR 15, 2016
Meeting Type:  ANNUAL
Ticker:  MDCO
Security ID:  584688105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William W. Crouse Management For For
2 Elect John C. Kelly Management For For
3 Elect Hiroaki Shigeta Management For For
4 Repeal of Classified Board Management For For
5 Amendment to the 2013 Stock Incentive Plan Management For Against
6 Amendment to the 2010 Employee Stock Purchase Plan Management For For
7 Advisory Vote on Executive Compensation Management For For
8 Ratification of Auditor Management For For
 
MEDIVATION INC
Meeting Date:  JUN 22, 2016
Record Date:  APR 25, 2016
Meeting Type:  ANNUAL
Ticker:  MDVN
Security ID:  58501N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kim D. Blickenstaff Management For For
1.2 Elect Kathryn E. Falberg Management For For
1.3 Elect David T. Hung Management For For
1.4 Elect Michael L. King Management For For
1.5 Elect C. Patrick Machado Management For For
1.6 Elect Dawn Svoronos Management For For
1.7 Elect W. Anthony Vernon Management For For
1.8 Elect Wendy L. Yarno Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the 2004 Equity Incentive Award Plan Management For For
5 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
MEDTRONIC PLC
Meeting Date:  DEC 11, 2015
Record Date:  OCT 12, 2015
Meeting Type:  ANNUAL
Ticker:  MDT
Security ID:  G5960L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard H. Anderson Management For For
2 Elect Craig Arnold Management For For
3 Elect Scott C. Donnelly Management For For
4 Elect Randall J. Hogan Management For For
5 Elect Omar Ishrak Management For For
6 Elect Shirley Ann Jackson Management For For
7 Elect Michael O. Leavitt Management For For
8 Elect James T. Lenehan Management For For
9 Elect Elizabeth G. Nabel Management For For
10 Elect Denise M. O'Leary Management For For
11 Elect Kendall J. Powell Management For For
12 Elect Robert C. Pozen Management For For
13 Elect Preetha Reddy Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
MEDTRONIC PLC
Meeting Date:  DEC 11, 2015
Record Date:  OCT 12, 2015
Meeting Type:  ANNUAL
Ticker:  MDT
Security ID:  G5960L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard H. Anderson Management For For
2 Elect Craig Arnold Management For For
3 Elect Scott C. Donnelly Management For For
4 Elect Randall J. Hogan Management For For
5 Elect Omar Ishrak Management For For
6 Elect Shirley Ann Jackson Management For For
7 Elect Michael O. Leavitt Management For For
8 Elect James T. Lenehan Management For For
9 Elect Elizabeth G. Nabel Management For For
10 Elect Denise M. O'Leary Management For For
11 Elect Kendall J. Powell Management For For
12 Elect Robert C. Pozen Management For For
13 Elect Preetha Reddy Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
MIRATI THERAPEUTICS INC
Meeting Date:  MAY 18, 2016
Record Date:  MAR 24, 2016
Meeting Type:  ANNUAL
Ticker:  MRTX
Security ID:  60468T105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Charles M. Baum Management For For
1.2 Elect Henry J. Fuchs Management For For
1.3 Elect Michael Grey Management For For
1.4 Elect Craig Johnson Management For For
1.5 Elect Rodney W. Lappe Management For For
1.6 Elect William R. Ringo Management For For
2 Ratification of Auditor Management For For
 
MYLAN N.V.
Meeting Date:  AUG 28, 2015
Record Date:  JUL 31, 2015
Meeting Type:  SPECIAL
Ticker:  MYL
Security ID:  N59465109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For Against
 
NATERA INC
Meeting Date:  JUN 07, 2016
Record Date:  APR 19, 2016
Meeting Type:  ANNUAL
Ticker:  NTRA
Security ID:  632307104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect James I. Healy Management For For
1.2 Elect Edward C. Driscoll Management For For
2 Ratification of Auditor Management For For
 
NEUROCRINE BIOSCIENCES, INC.
Meeting Date:  MAY 20, 2016
Record Date:  APR 12, 2016
Meeting Type:  ANNUAL
Ticker:  NBIX
Security ID:  64125C109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Corinne H. Nevinny Management For For
1.2 Elect Richard F. Pops Management For For
1.3 Elect Stephen A. Sherwin Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Increase of Authorized Common Stock Management For For
4 Amendment to the 2011 Equity Incentive Plan Management For For
5 Ratification of Auditor Management For For
 
NEXVET BIOPHARMA PLC
Meeting Date:  NOV 19, 2015
Record Date:  OCT 15, 2015
Meeting Type:  ANNUAL
Ticker:  NVET
Security ID:  G6503X109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Chris Brown Management For For
1.2 Elect George Gunn Management For For
1.3 Elect Cormac Kilty Management For For
1.4 Elect John Payne Management For For
2 Ratification of Auditor Management For For
3 Amendments to Articles of Association Management For For
 
NEXVET BIOPHARMA PLC
Meeting Date:  NOV 19, 2015
Record Date:  OCT 15, 2015
Meeting Type:  ANNUAL
Ticker:  NVET
Security ID:  G6503X109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Chris Brown Management For For
1.2 Elect George Gunn Management For For
1.3 Elect Cormac Kilty Management For For
1.4 Elect John Payne Management For For
2 Ratification of Auditor Management For For
3 Amendments to Articles of Association Management For For
 
NIVALIS THERAPEUTICS INC.
Meeting Date:  APR 27, 2016
Record Date:  MAR 03, 2016
Meeting Type:  ANNUAL
Ticker:  NVLS
Security ID:  65481J109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Paul Sekhri Management For For
1.2 Elect John Moore Management For For
2 Ratification of Auditor Management For For
 
NOVADAQ TECHNOLOGIES INC.
Meeting Date:  MAY 18, 2016
Record Date:  APR 15, 2016
Meeting Type:  ANNUAL
Ticker:  NVDQ
Security ID:  66987G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Arun Menawat Management For For
1.2 Elect Anthony Griffiths Management For For
1.3 Elect Harold O. Koch Jr. Management For For
1.4 Elect William A. MacKinnon Management For For
1.5 Elect Thomas Wellner Management For For
1.6 Elect Robert White Management For For
1.7 Elect Patrice Merrin Management For For
2 Appointment of Auditor and Authority to Set Fees Management For For
 
OCULAR THERAPEUTIX INC
Meeting Date:  JUN 02, 2016
Record Date:  APR 07, 2016
Meeting Type:  ANNUAL
Ticker:  OCUL
Security ID:  67576A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jaswinder Chadha Management For For
1.2 Elect Richard L. Lindstrom Management For For
2 Ratification of Auditor Management For For
 
OTONOMY INC
Meeting Date:  JUN 21, 2016
Record Date:  APR 27, 2016
Meeting Type:  ANNUAL
Ticker:  OTIC
Security ID:  68906L105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Chau Q. Khuong Management For For
1.2 Elect Jay Lichter, Ph.D Management For For
1.3 Elect Theodore R. Schroeder Management For For
2 Ratification of Auditor Management For For
 
OVASCIENCE INC
Meeting Date:  JUN 02, 2016
Record Date:  APR 08, 2016
Meeting Type:  ANNUAL
Ticker:  OVAS
Security ID:  69014Q101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Harald F. Stock Management For For
1.2 Elect John P. Howe, III Management For For
1.3 Elect Marc D. Kozin Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
PACIRA PHARMACEUTICALS INC
Meeting Date:  JUN 14, 2016
Record Date:  APR 18, 2016
Meeting Type:  ANNUAL
Ticker:  PCRX
Security ID:  695127100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Paul Hastings Management For For
1.2 Elect John P. Longenecker Management For For
1.3 Elect Andreas Wicki Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the 2011 Stock Incentive Plan Management For Against
 
PREMIER INC
Meeting Date:  DEC 04, 2015
Record Date:  OCT 05, 2015
Meeting Type:  ANNUAL
Ticker:  PINC
Security ID:  74051N102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Barclay E. Berdan Management For For
1.2 Elect William E. Mayer Management For For
1.3 Elect Scott Reiner Management For For
1.4 Elect Terry D. Shaw Management For For
1.5 Elect Richard J. Statuto Management For For
1.6 Elect Ellen C. Wolf Management For For
2 Ratification of Auditor Management For For
3 Exclusive Forum Provision Management For Abstain
4 Amendment to the 2013 Equity Compensation Plan Management For Against
5 Advisory Vote on Executive Compensation Management For For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
PREMIER INC
Meeting Date:  DEC 04, 2015
Record Date:  OCT 05, 2015
Meeting Type:  ANNUAL
Ticker:  PINC
Security ID:  74051N102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Barclay E. Berdan Management For For
1.2 Elect William E. Mayer Management For For
1.3 Elect Scott Reiner Management For For
1.4 Elect Terry D. Shaw Management For For
1.5 Elect Richard J. Statuto Management For For
1.6 Elect Ellen C. Wolf Management For For
2 Ratification of Auditor Management For For
3 Exclusive Forum Provision Management For Abstain
4 Amendment to the 2013 Equity Compensation Plan Management For Against
5 Advisory Vote on Executive Compensation Management For For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
PROQR THERAPEUTICS N.V
Meeting Date:  JUN 21, 2016
Record Date:  MAY 24, 2016
Meeting Type:  ANNUAL
Ticker:  PRQR
Security ID:  N71542109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Ratification of Management Board Acts Management For For
3 Ratification of Supervisory Board Acts Management For For
4 Amendments to Compensation Policy Management For For
5 Elect James Shannon Management For For
6 Elect Dinko Valerio Management For For
7 Elect Henri A. Termeer Management For For
8 Elect Antoine Papiernik Management For For
9 Elect Alison Lawton Management For For
10 Elect Paul Baart Management For For
11 Amendments to Supervisory Board Compensation Principles Management For For
12 Amendments to Articles Management For For
13 Appointment of Auditor Management For For
14 Authority to Repurchase Shares Management For For
 
PROTHENA CORPORATION PLC
Meeting Date:  MAY 19, 2016
Record Date:  MAR 14, 2016
Meeting Type:  ANNUAL
Ticker:  PRTA
Security ID:  G72800108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard T. Collier Management For For
2 Elect K. Anders O. Harfstrand Management For For
3 Elect Christopher S. Henney Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
7 Amendment to the 2012 Long Term Incentive Plan Management For For
8 Amendments to Memorandum of Association Management For For
9 Amendments to Articles of Association Management For For
 
PTC THERAPEUTICS INC
Meeting Date:  JUN 10, 2016
Record Date:  APR 20, 2016
Meeting Type:  ANNUAL
Ticker:  PTCT
Security ID:  69366J200
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Allan Jacobson Management For For
1.2 Elect C. Geoffrey McDonough Management For Withhold
1.3 Elect David P. Southwell Management For For
1.4 Elect Dawn Svoronos Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
5 2016 Employee Stock Purchase Plan Management For For
6 Shareholder Proposal Regarding Proxy Access Shareholder For Against
 
RADIUS HEALTH INC.
Meeting Date:  MAY 24, 2016
Record Date:  MAR 29, 2016
Meeting Type:  ANNUAL
Ticker:  RDUS
Security ID:  750469207
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Alan H. Auerbach Management For Withhold
1.2 Elect Catherine J. Friedman Management For For
1.3 Elect Ansbert K. Gadicke Management For Withhold
1.4 Elect Jean-Pierre Garnier Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Amendment to the Equity Incentive Plan Management For Against
5 Employee Stock Purchase Plan Management For For
 
REGENERON PHARMACEUTICALS, INC.
Meeting Date:  JUN 10, 2016
Record Date:  APR 14, 2016
Meeting Type:  ANNUAL
Ticker:  REGN
Security ID:  75886F107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael S. Brown Management For For
2 Elect Leonard S. Schleifer Management For For
3 Elect George D. Yancopoulos Management For For
4 Ratification of Auditor Management For For
 
REGENXBIO INC
Meeting Date:  JUN 01, 2016
Record Date:  APR 07, 2016
Meeting Type:  ANNUAL
Ticker:  RGNX
Security ID:  75901B107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Allan M. Fox Management For For
1.2 Elect Camille Samuels Management For For
2 Ratification of Auditor Management For For
 
RETROPHIN INC
Meeting Date:  MAY 18, 2016
Record Date:  MAR 23, 2016
Meeting Type:  ANNUAL
Ticker:  RTRX
Security ID:  761299106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Stephen Aselage Management For For
1.2 Elect Tim Coughlin Management For For
1.3 Elect Cornelius E. Golding Management For For
1.4 Elect John Kozarich Management For For
1.5 Elect Gary Lyons Management For For
1.6 Elect Jeffrey Meckler Management For For
2 Amendment to the 2015 Equity Incentive Plan Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
RYLAND GROUP INC
Meeting Date:  SEP 28, 2015
Record Date:  AUG 12, 2015
Meeting Type:  SPECIAL
Ticker:  RYL
Security ID:  783764103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Adoption of Amended and Restated Certificate of Incorporation Management For For
3 Adoption of Amended and Restated Bylaws Management For For
4 Advisory Vote on Golden Parachutes Management For Against
5 Right to Adjourn Meeting Management For For
 
SAGE THERAPEUTICS INC
Meeting Date:  JUN 22, 2016
Record Date:  APR 25, 2016
Meeting Type:  ANNUAL
Ticker:  SAGE
Security ID:  78667J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kevin P. Starr Management For For
2 Elect James Frates Management For For
3 Ratification of Auditor Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
SCYNEXIS INC
Meeting Date:  JUN 02, 2016
Record Date:  APR 15, 2016
Meeting Type:  ANNUAL
Ticker:  SCYX
Security ID:  811292101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Steven C. Gilman Management For For
1.2 Elect Ann F. Hanham Management For For
1.3 Elect David Hastings Management For For
1.4 Elect Patrick J. Langlois Management For For
1.5 Elect Guy Macdonald Management For For
1.6 Elect C. Patrick Machado Management For For
1.7 Elect Marco Taglietti Management For For
2 Ratification of Auditor Management For For
 
SERES THERAPEUTICS INC
Meeting Date:  JUN 15, 2016
Record Date:  APR 22, 2016
Meeting Type:  ANNUAL
Ticker:  MCRB
Security ID:  81750R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Dennis A. Ausiello Management For For
1.2 Elect Roger J. Pomerantz Management For For
2 Ratification of Auditor Management For For
 
SHIRE PLC
Meeting Date:  APR 28, 2016
Record Date:  MAR 18, 2016
Meeting Type:  ANNUAL
Ticker:  SHPG
Security ID:  82481R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Elect Dominic Blakemore Management For For
4 Elect Olivier Bohuon Management For For
5 Elect William M. Burns Management For For
6 Elect Steven Gillis Management For For
7 Elect David Ginsburg Management For For
8 Elect Susan Kilsby Management For For
9 Elect Sara Mathew Management For For
10 Elect Anne Minto Management For For
11 Elect Flemming Ornskov Management For For
12 Elect Jeffrey Poulton Management For For
13 Appointment of Auditor Management For For
14 Authority to Set Auditor's Fees Management For For
15 Authority to Issue Shares w/ Preemptive Rights Management For For
16 Authority to Issue Shares w/o Preemptive Rights Management For Against
17 Authority to Repurchase Shares Management For For
18 Increase in Authorised Capital Management For For
19 Amendments to Articles Management For For
20 Authority to Set General Meeting Notice Period at 14 Days Management For For
 
SHIRE PLC
Meeting Date:  MAY 27, 2016
Record Date:  APR 21, 2016
Meeting Type:  ANNUAL
Ticker:  SHPG
Security ID:  82481R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Authority to Issue Shares w/ Preemptive Rights Management For For
3 Authority to Issue Shares w/o Preemptive Rights Management For Against
4 Authority to Repurchase Shares Management For For
 
SURGERY PARTNERS INC
Meeting Date:  MAY 03, 2016
Record Date:  MAR 14, 2016
Meeting Type:  ANNUAL
Ticker:  SGRY
Security ID:  86881A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Adam Feinstein Management For For
2 Ratification of Auditor Management For For
 
TESARO INC
Meeting Date:  MAY 11, 2016
Record Date:  MAR 14, 2016
Meeting Type:  ANNUAL
Ticker:  TSRO
Security ID:  881569107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.01 Elect Leon O. Moulder, Jr. Management For For
1.02 Elect Mary Lynne Hedley Management For For
1.03 Elect David Mott Management For For
1.04 Elect Lawrence M. Alleva Management For For
1.05 Elect James O. Armitage Management For For
1.06 Elect Earl M. Collier, Jr. Management For For
1.07 Elect Gary A. Nicholson Management For For
1.08 Elect Arnold L. Oronsky Management For For
1.09 Elect Kavita Patel Management For For
1.10 Elect Beth Seidenberg Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
4 Ratification of Auditor Management For For
5 2015 Director Stock Incentive Plan Management For For
 
TREVENA INC
Meeting Date:  MAY 18, 2016
Record Date:  MAR 21, 2016
Meeting Type:  ANNUAL
Ticker:  TRVN
Security ID:  89532E109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael R. Dougherty Management For For
1.2 Elect Leon O. Moulder, Jr. Management For For
2 Ratification of Auditor Management For For
 
ULTRAGENYX PHARMACEUTICAL INC.
Meeting Date:  JUN 09, 2016
Record Date:  APR 12, 2016
Meeting Type:  ANNUAL
Ticker:  RARE
Security ID:  90400D108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William Aliski Management For For
2 Elect Lars Ekman Management For For
3 Elect Matthew K. Fust Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
UNITEDHEALTH GROUP INC
Meeting Date:  JUN 06, 2016
Record Date:  APR 08, 2016
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William C. Ballard, Jr. Management For For
2 Elect Edson Bueno Management For For
3 Elect Richard T. Burke Management For For
4 Elect Robert J. Darretta Management For For
5 Elect Stephen J. Hemsley Management For For
6 Elect Michele J. Hooper Management For For
7 Elect Rodger A. Lawson Management For For
8 Elect Glenn M. Renwick Management For For
9 Elect Kenneth I. Shine Management For For
10 Elect Gail R. Wilensky Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date:  MAY 18, 2016
Record Date:  MAR 22, 2016
Meeting Type:  ANNUAL
Ticker:  UHS
Security ID:  913903100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert H. Hotz Management For For
2 Ratification of Auditor Management For For
3 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
VERTEX PHARMACEUTICALS, INC.
Meeting Date:  JUN 15, 2016
Record Date:  APR 20, 2016
Meeting Type:  ANNUAL
Ticker:  VRTX
Security ID:  92532F100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Joshua Boger Management For For
1.2 Elect Terrence C. Kearney Management For For
1.3 Elect Yuchun Lee Management For For
1.4 Elect Elaine S. Ullian Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Declassification of the Board Shareholder Against For
5 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Against
6 Shareholder Proposal Regarding Retention of Shares Until Retirement Shareholder Against Against
7 Shareholder Proposal Regarding Linking Executive Pay to Sustainability Shareholder Against Against
 
WUXI PHARMATECH INC
Meeting Date:  NOV 25, 2015
Record Date:  OCT 19, 2015
Meeting Type:  SPECIAL
Ticker:  WX
Security ID:  929352102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Right to Adjourn Meeting Management For For
2 Acquisition Management For For
3 Authorization of Legal Formalities Management For For
 
WUXI PHARMATECH INC
Meeting Date:  NOV 25, 2015
Record Date:  OCT 19, 2015
Meeting Type:  SPECIAL
Ticker:  WX
Security ID:  929352102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Right to Adjourn Meeting Management For For
2 Acquisition Management For For
3 Authorization of Legal Formalities Management For For

Prudential Jennison Utility Fund - Sub-Adviser: Jennison

 
ABENGOA YIELD PLC
Meeting Date:  MAY 11, 2016
Record Date:  MAR 29, 2016
Meeting Type:  ANNUAL
Ticker:  ABY
Security ID:  G00349103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Policy (Binding) Management For For
4 Appointment of Auditor Management For For
5 Remuneration of Auditors Management For For
6 Ratification of CEO Management For For
7 Company Name Change Management For For
8 Amendments to Articles Management For For
 
ALLIANT ENERGY CORP.
Meeting Date:  MAY 13, 2016
Record Date:  MAR 15, 2016
Meeting Type:  ANNUAL
Ticker:  LNT
Security ID:  018802108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael L. Bennett Management For For
1.2 Elect Deborah B. Dunie Management For For
1.3 Elect Darryl B. Hazel Management For For
1.4 Elect Thomas F. O'Toole Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ALUPAR INVESTIMENTO S.A.
Meeting Date:  APR 20, 2016
Record Date:  APR 18, 2016
Meeting Type:  SPECIAL
Ticker:  ALUP11 BZ
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Remuneration Policy Management For For
4 Capitalization of Reserves for Bonus Share Issuance Management For For
5 Amendments to Articles (Share Capital Reconciliation) Management For For
6 Consolidation of Articles Management For For
 
ALUPAR INVESTIMENTO S.A.
Meeting Date:  APR 20, 2016
Record Date:  APR 18, 2016
Meeting Type:  ANNUAL
Ticker:  ALUP11 BZ
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Accounts and Reports Management For For
4 Allocation of Profits/Dividends Management For For
 
ALUPAR INVESTIMENTO S.A.
Meeting Date:  MAY 19, 2016
Record Date:  MAY 17, 2016
Meeting Type:  SPECIAL
Ticker:  ALUP11 BZ
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Increase in Authorized Capital Management For For
 
AMEREN CORP.
Meeting Date:  APR 28, 2016
Record Date:  MAR 08, 2016
Meeting Type:  ANNUAL
Ticker:  AEE
Security ID:  023608102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Warner L. Baxter Management For For
2 Elect Catherine S. Brune Management For For
3 Elect J. Edward Coleman Management For For
4 Elect Ellen M. Fitzsimmons Management For For
5 Elect Rafael Flores Management For For
6 Elect Walter J. Galvin Management For For
7 Elect Richard J. Harshman Management For For
8 Elect Gayle P.W. Jackson Management For For
9 Elect James C. Johnson Management For For
10 Elect Steven H. Lipstein Management For For
11 Elect Stephen R. Wilson Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Renewable Energy Report Shareholder Against Against
15 Shareholder Proposal Regarding Retention of Shares After Retirement Shareholder Against Against
 
AMERICAN ELECTRIC POWER COMPANY INC.
Meeting Date:  APR 26, 2016
Record Date:  FEB 29, 2016
Meeting Type:  ANNUAL
Ticker:  AEP
Security ID:  025537101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nicholas K. Akins Management For For
2 Elect David J. Anderson Management For For
3 Elect J. Barnie Beasley, Jr. Management For For
4 Elect Ralph D. Crosby, Jr. Management For For
5 Elect Linda A. Goodspeed Management For For
6 Elect Thomas E. Hoaglin Management For For
7 Elect Sandra Beach Lin Management For For
8 Elect Richard C. Notebaert Management For For
9 Elect Lionel L. Nowell III Management For For
10 Elect Stephen S. Rasmussen Management For For
11 Elect Oliver G. Richard, III Management For For
12 Elect Sara Martinez Tucker Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
AMERICAN TOWER CORP.
Meeting Date:  JUN 01, 2016
Record Date:  APR 06, 2016
Meeting Type:  ANNUAL
Ticker:  AMT
Security ID:  03027X100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Raymond P. Dolan Management For For
2 Elect Robert D. Hormats Management For For
3 Elect Carolyn Katz Management For For
4 Elect Gustavo Lara Cantu Management For For
5 Elect Craig Macnab Management For For
6 Elect JoAnn A. Reed Management For For
7 Elect Pamela D.A. Reeve Management For For
8 Elect David E. Sharbutt Management For For
9 Elect James D. Taiclet, Jr. Management For For
10 Elect Samme L. Thompson Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
 
AMERICAN WATER WORKS CO. INC.
Meeting Date:  MAY 13, 2016
Record Date:  MAR 21, 2016
Meeting Type:  ANNUAL
Ticker:  AWK
Security ID:  030420103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Julie A. Dobson Management For For
2 Elect Paul J. Evanson Management For For
3 Elect Martha Clark Goss Management For For
4 Elect Richard R. Grigg Management For For
5 Elect Veronica M. Hagen Management For For
6 Elect Julia L. Johnson Management For For
7 Elect Karl F. Kurz Management For For
8 Elect George MacKenzie Management For For
9 Elect Susan N. Story Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
 
APA GROUP.
Meeting Date:  OCT 22, 2015
Record Date:  OCT 20, 2015
Meeting Type:  ANNUAL
Ticker:  APA AU
Security ID:  Q0437B100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Re-elect Len F. Bleasel Management For For
2 Re-elect Russell A. Higgins Management For For
3 Elect Michael Anthony Fraser Management For For
4 Elect Debra Lyn Goodin Management For For
5 Amendments to Constitution (Australian Pipeline Trust) Management For For
6 Amendments to Constitution (APT Investment Trust) Management For For
 
APA GROUP.
Meeting Date:  OCT 22, 2015
Record Date:  OCT 20, 2015
Meeting Type:  ANNUAL
Ticker:  APA AU
Security ID:  Q0437B100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Re-elect Len F. Bleasel Management For For
2 Re-elect Russell A. Higgins Management For For
3 Elect Michael Anthony Fraser Management For For
4 Elect Debra Lyn Goodin Management For For
5 Amendments to Constitution (Australian Pipeline Trust) Management For For
6 Amendments to Constitution (APT Investment Trust) Management For For
 
CALPINE CORP.
Meeting Date:  MAY 11, 2016
Record Date:  MAR 14, 2016
Meeting Type:  ANNUAL
Ticker:  CPNLQ
Security ID:  131347304
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Frank Cassidy Management For For
1.2 Elect Jack A. Fusco Management For For
1.3 Elect John B. (Thad) Hill Management For For
1.4 Elect Michael W. Hofmann Management For For
1.5 Elect David C. Merritt Management For For
1.6 Elect W. Benjamin Moreland Management For For
1.7 Elect Robert A. Mosbacher, Jr. Management For For
1.8 Elect Denise M. O'Leary Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
CELLNEX TELECOM S.A.
Meeting Date:  JUN 29, 2016
Record Date:  JUN 22, 2016
Meeting Type:  ANNUAL
Ticker:  CLNX SM
Security ID:  E2R41M104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports Management For For
3 Allocation of Profits/Dividends Management For For
4 Ratification of Board Acts Management For For
5 Amendments to Articles 3, 7, 8, 13, 14, 16, 20, 21, 23 and 28 Management For For
6 Amendments to Article 14 Management For For
7 Amendments to General Meeting Regulations Articles 2 and 12 Management For For
8 Amendments to General Meeting Regulations Article 10 Management For For
9 Elect Tobias Martinez Gimeno Management For For
10 Elect Francisco Reynes Massanet Management For For
11 Elect Francisco Jose Aljaro Navarro Management For For
12 Elect Jose Maria Coronas Guinart Management For For
13 Remuneration Policy (Binding) Management For For
14 Authorisation of Legal Formalities Management For For
15 Remuneration Report (Advisory) Management For For
16 Non-Voting Meeting Note Management N/A N/A
 
CMS ENERGY CORPORATION
Meeting Date:  MAY 06, 2016
Record Date:  MAR 08, 2016
Meeting Type:  ANNUAL
Ticker:  CMS
Security ID:  125896100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jon E. Barfield Management For For
2 Elect Deborah H. Butler Management For For
3 Elect Kurt L. Darrow Management For For
4 Elect Stephen E. Ewing Management For For
5 Elect Richard M. Gabrys Management For For
6 Elect William D. Harvey Management For For
7 Elect Philip R. Lochner, Jr. Management For For
8 Elect Patricia K. Poppe Management For For
9 Elect John G. Russell Management For For
10 Elect Myrna M. Soto Management For For
11 Elect John G. Sznewajs Management For For
12 Elect Laura H. Wright Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
 
COMCAST CORP.
Meeting Date:  DEC 10, 2015
Record Date:  OCT 20, 2015
Meeting Type:  SPECIAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Conversion of Class A Special Common Stock Into Class A Common Stock Management For For
 
COMCAST CORP.
Meeting Date:  DEC 10, 2015
Record Date:  OCT 20, 2015
Meeting Type:  SPECIAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Conversion of Class A Special Common Stock Into Class A Common Stock Management For For
 
COMCAST CORP.
Meeting Date:  MAY 19, 2016
Record Date:  MAR 10, 2016
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.01 Elect Kenneth J. Bacon Management For For
1.02 Elect Madeline S. Bell Management For For
1.03 Elect Sheldon M. Bonovitz Management For For
1.04 Elect Edward D. Breen Management For For
1.05 Elect Joseph J. Collins Management For For
1.06 Elect Gerald L. Hassell Management For For
1.07 Elect Jeffrey A. Honickman Management For For
1.08 Elect Eduardo G. Mestre Management For For
1.09 Elect Brian L. Roberts Management For For
1.10 Elect Johnathan A. Rodgers Management For For
1.11 Elect Judith Rodin Management For For
2 Ratification of Auditor Management For For
3 Amend 2002 Restricted Stock Plan Management For For
4 Amend 2003 Stock Option Plan Management For For
5 Amend 2002 Employee Stock Purchase Plan Management For For
6 Amend 2011 Employee Stock Purchase Plan Management For For
7 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
8 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Against
9 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
10 Shareholder Proposal Regarding Recapitalization Shareholder Against For
 
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date:  MAY 19, 2016
Record Date:  MAR 28, 2016
Meeting Type:  ANNUAL
Ticker:  CCI
Security ID:  22822V101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect P. Robert Bartolo Management For For
2 Elect Jay A. Brown Management For For
3 Elect Cindy Christy Management For For
4 Elect Ari Q. Fitzgerald Management For For
5 Elect Robert E. Garrison II Management For For
6 Elect Dale N. Hatfield Management For For
7 Elect Lee W. Hogan Management For For
8 Elect Edward C. Hutcheson, Jr. Management For For
9 Elect J. Landis Martin Management For For
10 Elect Robert F. McKenzie Management For For
11 Elect Anthony J. Melone Management For For
12 Elect W. Benjamin Moreland Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
CYRUSONE INC
Meeting Date:  MAY 02, 2016
Record Date:  MAR 03, 2016
Meeting Type:  ANNUAL
Ticker:  CONE
Security ID:  23283R100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Gary J. Wojtaszek Management For For
1.2 Elect David H. Ferdman Management For For
1.3 Elect John W. Gamble, Jr Management For For
1.4 Elect Michael A. Klayko Management For For
1.5 Elect T. Tod Nielsen Management For For
1.6 Elect Alex Shumate Management For For
1.7 Elect William E. Sullivan Management For For
1.8 Elect Lynn A. Wentworth Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Amendment to the 2012 Long Term Incentive Plan Management For For
 
DIGITAL REALTY TRUST INC
Meeting Date:  MAY 10, 2016
Record Date:  MAR 17, 2016
Meeting Type:  ANNUAL
Ticker:  DLR
Security ID:  253868103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Dennis E. Singleton Management For For
2 Elect Laurence A. Chapman Management For For
3 Elect Kathleen Earley Management For For
4 Elect Kevin J. Kennedy Management For For
5 Elect William G. LaPerch Management For For
6 Elect A. William Stein Management For For
7 Elect Robert H. Zerbst Management For For
8 Ratification of Auditor Management For For
9 Advisory Vote on Executive Compensation Management For For
 
DOMINION RESOURCES INC
Meeting Date:  MAY 11, 2016
Record Date:  MAR 04, 2016
Meeting Type:  ANNUAL
Ticker:  D
Security ID:  25746U109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William P. Barr Management For For
2 Elect Helen E. Dragas Management For For
3 Elect James O. Ellis, Jr. Management For For
4 Elect Thomas F. Farrell II Management For For
5 Elect John W. Harris Management For For
6 Elect Mark J. Kington Management For For
7 Elect Pamela L. Royal Management For For
8 Elect Robert H. Spilman, Jr. Management For For
9 Elect Michael E. Szymanczyk Management For For
10 Elect David A. Wollard Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
14 Shareholder Proposal Regarding Financial Analysis of North Ana 3 Construction Shareholder Against Against
15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
16 Shareholder Proposal Regarding Climate Change Expertise on Board Shareholder Against Against
17 Shareholder Proposal Regarding Financial Risks of Climate Change Shareholder Against Against
18 Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances Shareholder Against Against
 
DTE ENERGY CO.
Meeting Date:  MAY 05, 2016
Record Date:  MAR 08, 2016
Meeting Type:  ANNUAL
Ticker:  DTE
Security ID:  233331107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.01 Elect Gerard M. Anderson Management For For
1.02 Elect David A. Brandon Management For For
1.03 Elect W. Frank Fountain, Jr. Management For For
1.04 Elect Charles G. McClure Management For For
1.05 Elect Gail J. McGovern Management For For
1.06 Elect Mark A. Murray Management For For
1.07 Elect James B. Nicholson Management For For
1.08 Elect Charles W. Pryor, Jr. Management For For
1.09 Elect Josue Robles, Jr. Management For For
1.10 Elect Ruth G. Shaw Management For For
1.11 Elect David A. Thomas Management For For
1.12 Elect James H. Vandenberghe Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Corporate Political Spending Shareholder Against Against
5 Shareholder Proposal Regarding Distributed Generation Shareholder Against Against
 
EDISON INTERNATIONAL
Meeting Date:  APR 28, 2016
Record Date:  FEB 29, 2016
Meeting Type:  ANNUAL
Ticker:  EIX
Security ID:  281020107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jagjeet S. Bindra Management For For
2 Elect Vanessa C.L. Chang Management For For
3 Elect Theodore F. Craver, Jr. Management For For
4 Elect James T. Morris Management For For
5 Elect Richard T. Schlosberg, III Management For For
6 Elect Linda G. Stuntz Management For For
7 Elect William P. Sullivan Management For For
8 Elect Ellen O. Tauscher Management For For
9 Elect Peter J. Taylor Management For For
10 Elect Brett White Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Amendment to the 2007 Performance Incentive Plan Management For For
14 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
EDP RENOVAVEIS S.A.
Meeting Date:  APR 14, 2016
Record Date:  APR 07, 2016
Meeting Type:  ORDINARY
Ticker:  EDPR PL
Security ID:  E3847K101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts Management For For
2 Allocation of Profits/Dividends Management For For
3 Management and Corporate Governance Reports Management For For
4 Ratification of Board Acts Management For For
5 Ratify Co-Option of Miguel Dias Amaro Management For For
6 Elect Francisco Seixas da Costa Management For For
7 Remuneration Report Management For For
8 Appointment of Auditor Management For For
9 Authorisation of Legal Formalities Management For For
10 Non-Voting Meeting Note Management N/A N/A
11 Non-Voting Meeting Note Management N/A N/A
 
EL PASO ELECTRIC COMPANY
Meeting Date:  MAY 26, 2016
Record Date:  MAR 29, 2016
Meeting Type:  ANNUAL
Ticker:  ELPAQ
Security ID:  283677854
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John Robert Brown Management For For
1.2 Elect James W. Cicconi Management For For
1.3 Elect Mary E. Kipp Management For For
1.4 Elect Thomas V. Shockley, III Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
ENBRIDGE INC
Meeting Date:  MAY 12, 2016
Record Date:  MAR 17, 2016
Meeting Type:  ANNUAL
Ticker:  ENB CN
Security ID:  29250N105C
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect David A. Arledge Management For For
3 Elect James J. Blanchard Management For For
4 Elect Marcel R. Coutu Management For For
5 Elect J. Herb England Management For For
6 Elect Charles W. Fischer Management For For
7 Elect V. Maureen Kempston Darkes Management For For
8 Elect Al Monaco Management For For
9 Elect George K. Petty Management For For
10 Elect Rebecca B. Roberts Management For For
11 Elect Dan C. Tutcher Management For For
12 Elect Catherine L. Williams Management For For
13 Appointment of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Auditor Tendering Process Shareholder Against Against
 
ENEL SPA
Meeting Date:  MAY 26, 2016
Record Date:  MAY 17, 2016
Meeting Type:  MIX
Ticker:  ENEL IM
Security ID:  T3679P115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Accounts and Reports Management For For
4 Allocation of Profits/Dividends Management For For
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 List of Statutory Auditors Presented by Ministry of Economy and Finance Management N/A For
8 List of Statutory Auditors Presented by Group of Mutual Funds and Institutional Investors Representing 2.155% of Share Capital Management N/A TNA
9 Statutory Auditors' Fees Management For For
10 Long-Term Incentive Plan 2016 Management For For
11 Remuneration Report Management For For
12 Amendments to Article 14.3 Management For For
 
EXELON CORP.
Meeting Date:  APR 26, 2016
Record Date:  MAR 04, 2016
Meeting Type:  ANNUAL
Ticker:  EXC
Security ID:  30161N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Anthony K. Anderson Management For For
2 Elect Ann C. Berzin Management For For
3 Elect Christopher M. Crane Management For For
4 Elect Yves C. de Balmann Management For For
5 Elect Nicholas DeBenedictis Management For For
6 Elect Nancy L. Gioia Management For For
7 Elect Linda P. Jojo Management For For
8 Elect Paul L. Joskow Management For For
9 Elect Robert J. Lawless Management For For
10 Elect Richard W. Mies Management For For
11 Elect John W. Rogers, Jr. Management For For
12 Elect Mayo A. Shattuck III Management For For
13 Elect Stephen D. Steinour Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For Against
16 Adoption of Proxy Access Management For For
 
FIRSTENERGY CORP.
Meeting Date:  MAY 17, 2016
Record Date:  MAR 18, 2016
Meeting Type:  ANNUAL
Ticker:  FE
Security ID:  337932107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.01 Elect Paul T. Addison Management For For
1.02 Elect Michael J. Anderson Management For For
1.03 Elect William T. Cottle Management For For
1.04 Elect Robert B. Heisler, Jr. Management For For
1.05 Elect Julia L. Johnson Management For For
1.06 Elect Charles E. Jones Management For For
1.07 Elect Ted J. Kleisner Management For For
1.08 Elect Donald T. Misheff Management For For
1.09 Elect Thomas N. Mitchell Management For For
1.10 Elect Ernest J. Novak, Jr. Management For For
1.11 Elect Christopher D. Pappas Management For For
1.12 Elect Luis A. Reyes Management For For
1.13 Elect George M. Smart Management For For
1.14 Elect Jerry Sue Thornton Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Elimination of Supermajority Requirement Management For For
5 Adoption of Proxy Access Management For For
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
7 Shareholder Proposal Regarding Stranding of Coal Generation Facilities Shareholder Against Against
8 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against For
9 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
 
FRONTIER COMMUNICATIONS CORP
Meeting Date:  MAY 11, 2016
Record Date:  MAR 14, 2016
Meeting Type:  ANNUAL
Ticker:  FTR
Security ID:  35906A108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.01 Elect Leroy T. Barnes, Jr. Management For For
1.02 Elect Peter C. B. Bynoe Management For For
1.03 Elect Diana S. Ferguson Management For For
1.04 Elect Edward Fraioli Management For For
1.05 Elect Daniel J. McCarthy Management For For
1.06 Elect Pamela D.A. Reeve Management For For
1.07 Elect Virginia P. Ruesterholz Management For For
1.08 Elect Howard L. Schrott Management For For
1.09 Elect Larraine D. Segil Management For For
1.10 Elect Mark S. Shapiro Management For For
1.11 Elect Myron A. Wick, III Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
INDUSTRIA DE DISENO TEXTIL SA
Meeting Date:  JUL 14, 2015
Record Date:  JUL 07, 2015
Meeting Type:  ANNUAL
Ticker:  ITX SM
Security ID:  E6282J125
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports (Individual) Management For For
5 Accounts and Reports (Consolidated); Ratification of Board Acts Management For For
6 Allocation of Profits/Dividends Management For For
7 Elect Pablo Isla Alvarez de Tejera Management For For
8 Elect Amancio Ortega Gaona Management For For
9 Elect Emilio Saracho Rodriguez de Torres Management For For
10 Elect Jose Luis Duran Schulz Management For For
11 Amendments to Title I of Articles Management For For
12 Amendments to Title II of Articles Management For For
13 Amendments to Title III of Articles Management For For
14 Amendments to Titles IV, V and VI of Articles Management For For
15 Approval of Consolidated Text of Articles Management For For
16 Amendments to General Meeting Regulations Management For For
17 Appointment of Auditor Management For For
18 Directors' Fees Management For For
19 Remuneration Report Management For For
20 Non-Voting Agenda Item Management N/A N/A
21 Authorization of Legal Formalities Management For For
 
ITC HOLDINGS CORP
Meeting Date:  MAY 19, 2016
Record Date:  MAR 21, 2016
Meeting Type:  ANNUAL
Ticker:  ITC
Security ID:  465685105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Albert Ernst Management For For
1.2 Elect Christopher H. Franklin Management For For
1.3 Elect Edward G. Jepsen Management For For
1.4 Elect David R. Lopez Management For For
1.5 Elect Hazel R. O'Leary Management For For
1.6 Elect Thomas G. Stephens Management For For
1.7 Elect G.Bennett Stewart, III Management For For
1.8 Elect Lee C. Stewart Management For For
1.9 Elect Joseph L. Welch Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ITC HOLDINGS CORP
Meeting Date:  JUN 22, 2016
Record Date:  MAY 13, 2016
Meeting Type:  SPECIAL
Ticker:  ITC
Security ID:  465685105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Acquisition Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Right to Adjourn Meeting Management For For
 
MONSTER BEVERAGE CORP
Meeting Date:  AUG 07, 2015
Record Date:  JUN 17, 2015
Meeting Type:  ANNUAL
Ticker:  MNST
Security ID:  61174X109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Rodney C. Sacks Management For For
1.2 Elect Hilton H. Schlosberg Management For For
1.3 Elect Mark J. Hall Management For For
1.4 Elect Norman C. Epstein Management For For
 
NEXTERA ENERGY INC
Meeting Date:  MAY 19, 2016
Record Date:  MAR 23, 2016
Meeting Type:  ANNUAL
Ticker:  NEE
Security ID:  65339F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sherry S. Barrat Management For For
2 Elect James L. Camaren Management For For
3 Elect Kenneth B. Dunn Management For For
4 Elect Naren K. Gursahaney Management For For
5 Elect Kirk S. Hachigian Management For For
6 Elect Toni Jennings Management For For
7 Elect Amy B. Lane Management For For
8 Elect James L. Robo Management For For
9 Elect Rudy E. Schupp Management For For
10 Elect John L. Skolds Management For For
11 Elect William H. Swanson Management For For
12 Elect Hansel E. Tookes II Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Reapproval of material terms of the 2011 Long Term Incentive Plan Management For For
16 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
17 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
18 Shareholder Proposal on Sea Level Rise Risks Report Shareholder Against Against
 
NISOURCE INC. (HOLDING CO.)
Meeting Date:  MAY 11, 2016
Record Date:  MAR 15, 2016
Meeting Type:  ANNUAL
Ticker:  NI
Security ID:  65473P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard A. Abdoo Management For For
2 Elect Aristides S. Candris Management For For
3 Elect Wayne S. DeVeydt Management For For
4 Elect Joseph Hamrock Management For For
5 Elect Deborah A. Henretta Management For For
6 Elect Michael E. Jesanis Management For For
7 Elect Kevin T. Kabat Management For For
8 Elect Richard L. Thompson Management For For
9 Elect Carolyn Y. Woo Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
12 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
13 Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age Shareholder Against Against
14 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Against
 
NRG YIELD INC
Meeting Date:  APR 26, 2016
Record Date:  MAR 07, 2016
Meeting Type:  ANNUAL
Ticker:  NYLD
Security ID:  62942X405
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John F. Chlebowski, Jr. Management For For
1.2 Elect Mauricio Gutierrez Management For For
1.3 Elect Kirkland B. Andrews Management For For
1.4 Elect Brian R. Ford Management For For
1.5 Elect Ferrell P. McClean Management For For
1.6 Elect Christopher S. Sotos Management For For
2 Amendment to Certificate of Incorporation Permitting Removal of Directors Without Cause Management For For
3 Ratification of Auditor Management For For
 
PACIFIC GAS & ELECTRIC CO
Meeting Date:  MAY 23, 2016
Record Date:  MAR 24, 2016
Meeting Type:  ANNUAL
Ticker:  PCG
Security ID:  69331C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lewis Chew Management For For
2 Elect Anthony F. Earley, Jr. Management For For
3 Elect Fred J. Fowler Management For For
4 Elect Maryellen C. Herringer Management For For
5 Elect Richard C. Kelly Management For For
6 Elect Roger H. Kimmel Management For For
7 Elect Richard A. Meserve Management For For
8 Elect Forrest E. Miller Management For For
9 Elect Rosendo G. Parra Management For For
10 Elect Barbara L. Rambo Management For For
11 Elect Anne Shen Smith Management For For
12 Elect Barry Lawson Williams Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For Against
 
PORTLAND GENERAL ELECTRIC CO
Meeting Date:  APR 27, 2016
Record Date:  FEB 29, 2016
Meeting Type:  ANNUAL
Ticker:  POR
Security ID:  736508847
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John W. Ballantine Management For For
2 Elect Rodney L. Brown, Jr. Management For For
3 Elect Jack E. Davis Management For For
4 Elect David A. Dietzler Management For For
5 Elect Kirby A. Dyess Management For For
6 Elect Mark B. Ganz Management For For
7 Elect Kathryn J. Jackson Management For For
8 Elect Neil J. Nelson Management For For
9 Elect M. Lee Pelton Management For For
10 Elect James J. Piro Management For For
11 Elect Charles W. Shivery Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
PPL CORP
Meeting Date:  MAY 25, 2016
Record Date:  FEB 29, 2016
Meeting Type:  ANNUAL
Ticker:  PPL
Security ID:  69351T106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Rodney C. Adkins Management For For
2 Elect John W. Conway Management For For
3 Elect Steven G. Elliott Management For For
4 Elect Raja Rajamannar Management For For
5 Elect Craig A. Rogerson Management For For
6 Elect William H. Spence Management For For
7 Elect Natica von Althann Management For For
8 Elect Keith H. Williamson Management For For
9 Elect Armando Zagalo De Lima Management For For
10 Advisory Vote on Executive Compensation Management For For
11 2016 Short-Term Incentive Plan Management For For
12 Increase of Authorized Common Stock Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
15 Shareholder Proposal Regarding Distributed Generation Shareholder Against Against
 
SBA COMMUNICATIONS CORP.
Meeting Date:  MAY 13, 2016
Record Date:  MAR 07, 2016
Meeting Type:  ANNUAL
Ticker:  SBAC
Security ID:  78388J106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kevin L. Beebe Management For For
2 Elect Jack Langer Management For For
3 Elect Jeffrey A. Stoops Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Management Proposal Regarding Proxy Access Management For For
7 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
SEMPRA ENERGY
Meeting Date:  MAY 12, 2016
Record Date:  MAR 17, 2016
Meeting Type:  ANNUAL
Ticker:  SRE
Security ID:  816851109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan L. Boeckmann Management For For
2 Elect Kathleen L. Brown Management For For
3 Elect Pablo A. Ferrero Management For For
4 Elect William D. Jones Management For For
5 Elect William G. Ouchi Management For For
6 Elect Debra L. Reed Management For For
7 Elect William C. Rusnack Management For For
8 Elect William P. Rutledge Management For For
9 Elect Lynn Schenk Management For For
10 Elect Jack T. Taylor Management For For
11 Elect James C. Yardley Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
TECO ENERGY INC.
Meeting Date:  DEC 03, 2015
Record Date:  OCT 21, 2015
Meeting Type:  SPECIAL
Ticker:  TE
Security ID:  872375100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachutes Management For For
 
TECO ENERGY INC.
Meeting Date:  DEC 03, 2015
Record Date:  OCT 21, 2015
Meeting Type:  SPECIAL
Ticker:  TE
Security ID:  872375100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachutes Management For For
 
TELECOM ITALIA
Meeting Date:  DEC 15, 2015
Record Date:  DEC 04, 2015
Meeting Type:  MIX
Ticker:  TIT IM
Security ID:  T92778108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Conversion of Savings Shares into Ordinary Shares Management For For
3 Shareholder Proposal Regarding Increase in Board Size Shareholder N/A Against
4 Shareholder Proposal Regarding Election of Directors Shareholder N/A Against
5 Shareholder Proposal Regarding Directors' Fees Shareholder N/A Against
6 Shareholder Proposal Regarding Authorisation of Competing Activities Shareholder N/A Against
7 Non-Voting Meeting Note Management N/A N/A
 
TELECOM ITALIA
Meeting Date:  DEC 15, 2015
Record Date:  DEC 04, 2015
Meeting Type:  MIX
Ticker:  TIT IM
Security ID:  T92778108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Conversion of Savings Shares into Ordinary Shares Management For For
3 Shareholder Proposal Regarding Increase in Board Size Shareholder N/A Against
4 Shareholder Proposal Regarding Election of Directors Shareholder N/A Against
5 Shareholder Proposal Regarding Directors' Fees Shareholder N/A Against
6 Shareholder Proposal Regarding Authorisation of Competing Activities Shareholder N/A Against
7 Non-Voting Meeting Note Management N/A N/A
 
TIME WARNER CABLE INC
Meeting Date:  JUL 01, 2015
Record Date:  MAY 07, 2015
Meeting Type:  ANNUAL
Ticker:  TWC
Security ID:  88732J207
Proposal No Proposal Proposed By Management Recommendation Vote Cast
4 Elect James E. Copeland, Jr. Management For For
5 Elect Peter R. Haje Management For For
6 Elect Donna A. James Management For For
7 Elect Don Logan Management For For
8 Elect Robert D. Marcus Management For For
9 Elect N.J. Nicholas, Jr. Management For For
10 Elect Wayne H. Pace Management For For
11 Elect Edward D. Shirley Management For For
12 Elect John E. Sununu Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For Against
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
16 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Against
 
TIME WARNER CABLE INC
Meeting Date:  SEP 21, 2015
Record Date:  JUL 28, 2015
Meeting Type:  SPECIAL
Ticker:  TWC
Security ID:  88732J207
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Advisory Vote on Golden Parachutes Management For For
 
VEOLIA ENVIRONNEMENT
Meeting Date:  APR 21, 2016
Record Date:  APR 18, 2016
Meeting Type:  MIX
Ticker:  VIE FP
Security ID:  F9686M107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports Management For For
5 Consolidated Accounts and Reports Management For For
6 Approval of Non Tax-Deductible Expenses Management For For
7 Allocation of Dividends Management For For
8 Related Party Transactions Management For For
9 Elect Jacques Aschenbroich to the Board of Directors Management For For
10 Elect Nathalie Rachou to the Board of Directors Management For For
11 Elect Isabelle Courville to the Board of Directors Management For For
12 Elect Guillaume Texier to the Board of Directors Management For For
13 Remuneration of Antoine Frerot, Chairman and CEO Management For For
14 Authority to Repurchase Shares Management For For
15 Authority to Issue Shares w/ Preemptive Rights Management For For
16 Authority to Issue Shares w/o Preemptive Rights Management For Against
17 Authority to Issue Shares Through Private Placement Management For Against
18 Authority to Increase Capital in Consideration for Contributions in Kind Management For For
19 Greenshoe Management For For
20 Authority to Increase Capital Through Capitalisations Management For For
21 Employee Stock Purchase Plan Management For For
22 Employee Stock Purchase Plan for Overseas Employees Management For For
23 Authority to Issue Restricted and Performance Shares Management For For
24 Authority to Cancel Shares and Reduce Share Capital Management For For
25 Authorization of Legal Formalities Management For For
 
WEC ENERGY GROUP INC
Meeting Date:  MAY 05, 2016
Record Date:  FEB 25, 2016
Meeting Type:  ANNUAL
Ticker:  WEC
Security ID:  92939U106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John F. Bergstrom Management For For
2 Elect Barbara L. Bowles Management For For
3 Elect William J. Brodsky Management For For
4 Elect Albert J. Budney, Jr. Management For For
5 Elect Patricia W. Chadwick Management For For
6 Elect Curt S. Culver Management For For
7 Elect Thomas J. Fischer Management For For
8 Elect Paul W. Jones Management For For
9 Elect Gale E. Klappa Management For For
10 Elect Henry W. Knueppel Management For For
11 Elect Allen L. Leverett Management For For
12 Elect Ulice Payne, Jr. Management For For
13 Elect Mary Ellen Stanek Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For Against
16 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
WESTAR ENERGY, INC.
Meeting Date:  MAY 19, 2016
Record Date:  MAR 21, 2016
Meeting Type:  ANNUAL
Ticker:  WR
Security ID:  95709T100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Richard L. Hawley Management For For
1.2 Elect B. Anthony Isaac Management For For
1.3 Elect S. Carl Soderstrom, Jr. Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Long Term Incentive and Share Award Plan Management For For
5 Shareholder Proposal Regarding Distributed Generation Shareholder Against Against
 
XCEL ENERGY, INC.
Meeting Date:  MAY 18, 2016
Record Date:  MAR 22, 2016
Meeting Type:  ANNUAL
Ticker:  XEL
Security ID:  98389B100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gail K. Boudreaux Management For For
2 Elect Richard K. Davis Management For For
3 Elect Benjamin G.S. Fowke III Management For For
4 Elect Richard T. O'Brien Management For For
5 Elect Christopher J. Policinski Management For For
6 Elect James T. Prokopanko Management For For
7 Elect A. Patricia Sampson Management For For
8 Elect James J. Sheppard Management For For
9 Elect David A. Westerlund Management For For
10 Elect Kim Williams Management For For
11 Elect Timothy V. Wolf Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against

END NPX REPORT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Prudential Sector Funds, Inc.

By: Stuart S. Parker*
       Stuart S. Parker, President


* By: /s/ Jonathan D. Shain
           Attorney-in-Fact

Date: August 24, 2016

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

POWER OF ATTORNEY

The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories.  The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting.  The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.

 

     

/s/ Ellen S. Alberding

Ellen S. Alberding

 

/s/ Stuart S. Parker

Stuart S. Parker

/s/ Kevin J. Bannon

Kevin J. Bannon

 

/s/ M. Sadiq Peshimam

M. Sadiq Peshimam

/s/ Scott E. Benjamin

Scott E. Benjamin

 

/s/ Richard A. Redeker

Richard A. Redeker

/s/ Linda W. Bynoe

Linda W. Bynoe

 

/s/ Stephen Stoneburn

Stephen Stoneburn

/s/ Keith F. Hartstein

Keith F. Hartstein

 

/s/ Grace C. Torres

Grace C. Torres

/s/ Michael S. Hyland

Michael S. Hyland

   
Dated: September 16, 2015