N-PX 1 sector.htm

 

United States
Securities and Exchange Commission
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-03175

Prudential Sector Funds, Inc.
(Exact name of registrant as specified in charter)

100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)

Jonathan D. Shain, Esquire
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Name and address of agent for service)

Registrant’s telephone number, including area code: 973-802-6469

Date of fiscal year end: November 30

Date of reporting period: 7/1/2014 through 6/30/2015

 

 

 

 

 

 

 

 

 

 

 

 

 
 

Item 1. Proxy Voting Record.

In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.

 

 

 

 

 

FORM N-PX



ICA File Number:  811-03175

Registrant Name:  Prudential Sector Funds, Inc.

Reporting Period:  07/01/2014 - 06/30/2015


Prudential Financial Services Fund - Sub-Adviser: Wellington

 
ASHMORE GROUP PLC
Meeting Date:  OCT 30, 2014
Record Date:  
Meeting Type:  ANNUAL
Ticker:  ASHM
Security ID:  G0609C101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Elect Michael Benson Management For For
4 Elect Mark Coombs Management For For
5 Elect Tom Shippey Management For For
6 Elect Nick Land Management For For
7 Elect Simon J. Fraser Management For For
8 Elect Charles Outhwaite Management For For
9 Elect Anne Pringle Management For For
10 Remuneration Policy (Binding) Management For Against
11 Remuneration Report (Advisory) Management For For
12 Appointment of Auditor Management For For
13 Authority to Set Auditor's Fees Management For For
14 Authorisation of Political Donations Management For For
15 Authority to Issue Shares w/ Preemptive Rights Management For For
16 Authority to Issue Shares w/o Preemptive Rights Management For For
17 Authority to Repurchase Shares Management For For
18 Waiver of Mandatory Takeover Requirement Management For Against
19 Authority to Set General Meeting Notice Period at 14 Days Management For Against
 
ASSICURAZIONI GENERALI S.P.A.
Meeting Date:  APR 28, 2015
Record Date:  APR 17, 2015
Meeting Type:  MIX
Ticker:  G
Security ID:  T05040109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports; Allocation of Profits/Dividends Management For For
3 Elect Flavio Cattaneo Management For For
4 Remuneration Report Management For For
5 Group LTIP 2015 Management For For
6 Authority to Repurchase Shares to Service Incentive Plan Management For For
7 Authority to Issue Shares w/o Preemptive Rights to Service Incentive Plan Management For For
 
ATLAS MARA LIMITED
Meeting Date:  MAY 12, 2015
Record Date:  
Meeting Type:  ANNUAL
Ticker:  ATMA
Security ID:  G0697K106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Elect Arnold Ekpe Management For For
3 Elect John F Vitalo Management For For
4 Elect Rachel Robbins Management For For
5 Elect Tonye Cole Management For For
6 Elect Funke Opeke Management For For
7 Elect Amadou Raimi Management For For
8 Elect Eduardo Mondlane, Jr. Management For For
9 Elect Robert E. Diamond, Jr. Management For For
10 Elect Ashish J Thakker Management For For
11 Authority to Issue Shares w/o Preemptive Rights Management For For
12 Non-Voting Meeting Note Management N/A N/A
 
AVANZA AB
Meeting Date:  MAR 18, 2015
Record Date:  MAR 12, 2015
Meeting Type:  ANNUAL
Ticker:  AZA
Security ID:  W4218X136
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 Non-Voting Agenda Item Management N/A N/A
8 Non-Voting Agenda Item Management N/A N/A
9 Non-Voting Agenda Item Management N/A N/A
10 Non-Voting Agenda Item Management N/A N/A
11 Non-Voting Agenda Item Management N/A N/A
12 Non-Voting Agenda Item Management N/A N/A
13 Accounts and Reports Management For For
14 Allocation of Profits/Dividends Management For For
15 Ratification of Management and Board Acts Management For For
16 Board Size Management For For
17 Directors' Fees Management For For
18 Authority to Set Auditor's Fees Management For For
19 Election of Directors Management For For
20 Elect Sven Hagstromer as Chairman Management For For
21 Appointment of Auditor Management For For
22 Authority to Repurchase Shares Management For For
23 Nomination Committee Management For For
24 Compensation Guidlines Management For For
25 Non-Voting Agenda Item Management N/A N/A
 
BANCA GENERALI S.P.A.
Meeting Date:  APR 23, 2015
Record Date:  APR 14, 2015
Meeting Type:  MIX
Ticker:  BGN
Security ID:  T3000G115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Accounts and Reports; Allocation of Profits/Dividends Management For For
4 Remuneration Report Management For For
5 Maximum Variable Pay Ratio Management For For
6 Non-Voting Agenda Item Management N/A N/A
7 List Presented by Assicurazioni Generali S.p.A. Management For N/A
8 List Presented by Group of Shareholders Representing 1.056% of Share Capital Management For For
9 Directors' Fees Management For For
10 Non-Voting Agenda Item Management N/A N/A
11 List Presented by Assicurazioni Generali S.p.A. Management N/A Abstain
12 List Presented by Group of Shareholders Representing 1.056% of Share Capital Management N/A For
13 Election of Chairman Management For For
14 Authority to Repurchase and Dispose of Shares Management For For
15 Amendments to Articles Management For For
16 Non-Voting Meeting Note Management N/A N/A
17 Non-Voting Meeting Note Management N/A N/A
 
BANCA POPOLARE DELL'EMILIA ROMAGNA S.C.A.R.L.
Meeting Date:  APR 17, 2015
Record Date:  
Meeting Type:  MIX
Ticker:  BPE
Security ID:  T1325T119
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Meeting Note Management N/A N/A
5 Accounts and Reports; Allocation of Profits/Dividends Management For For
6 Non-Voting Agenda Item Management N/A N/A
7 List presented by Group of Shareholders representing 1% of the Company's Share Capital Management For For
8 List presented by Group of Shareholders representing 0.54% of the Company's Share Capital Management For N/A
9 Non-Voting Agenda Item Management N/A N/A
10 List presented by Group of Shareholders representing 1% of the Company's Share Capital Management N/A For
11 List presented by Group of Shareholders representing 0.53% of the Company's Share Capital Management N/A Abstain
12 Election of Arbitration Committee Management For For
13 Election of Director Management For Abstain
14 Directors' Fees Management For For
15 Statutory Auditors' Fees Management For For
16 Remuneration Report Management For For
17 Equity Compensation Plan Management For For
18 Amendments to Articles Management For For
19 Non-Voting Meeting Note Management N/A N/A
 
BNK FINANCIAL GROUP INC
Meeting Date:  MAY 13, 2015
Record Date:  APR 16, 2015
Meeting Type:  SPECIAL
Ticker:  138930
Security ID:  Y0997Y103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Meeting Note Management N/A N/A
 
BNP PARIBAS
Meeting Date:  MAY 13, 2015
Record Date:  MAY 08, 2015
Meeting Type:  MIX
Ticker:  BNP
Security ID:  F1058Q238
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports; Approval of Non Tax-Deductible Expenses Management For For
5 Consolidated Accounts and Reports Management For For
6 Allocation of Profits/Dividends Management For For
7 Related Party Transactions Management For For
8 Authority to Repurchase Shares Management For For
9 Elect Pierre-Andre de Chalendar Management For For
10 Elect Denis Kessler Management For For
11 Elect Laurence Parisot Management For For
12 Ratification of the Co-Option of Jean Lemierre, Chairman Management For For
13 Remuneration of Jean Lemierre, Chairman Management For For
14 Remuneration of Jean-Laurent Bonnafe, CEO Management For For
15 Remuneration of Philippe Bordenave, COO Management For For
16 Remuneration of Francois Villeroy de Galhau, COO Management For For
17 Remuneration of Baudouin Prot, former Chairman Management For For
18 Remuneration of Chodron de Courcel, former COO Management For For
19 Remuneration of Executives and Certain Categories of Employees Management For For
20 Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff Management For For
21 Amendments Regarding Double Voting Rights Management For For
22 Authority to Cancel Shares and Reduce Capital Management For For
23 Authorization of Legal Formalities Management For For
 
BS FINANCIAL GROUP INC
Meeting Date:  MAR 27, 2015
Record Date:  DEC 31, 2014
Meeting Type:  ANNUAL
Ticker:  138930
Security ID:  Y0997Y103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Allocation of Profits/Dividends Management For Abstain
2 Amendments to Articles Management For For
3 Elect JUNG Min Joo Management For For
4 Elect KIM Sung Ho Management For For
5 Elect KIM Woo Suk Management For For
6 Elect PARK Hueng Dae Management For For
7 Election of Audit Committee Member: KIM Sung Ho Management For For
8 Election of Audit Committee Member: KIM Woo Suk Management For For
9 Directors' Fees Management For For
 
CALLIDUS CAPITAL CORPORATION
Meeting Date:  MAY 12, 2015
Record Date:  APR 07, 2015
Meeting Type:  MIX
Ticker:  CBL
Security ID:  13124N103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Ann Davis Management For For
3 Elect Tibor Donath Management For For
4 Elect Newton Glassman Management For For
5 Elect Jim Riley Management For For
6 Elect David E. Sutin Management For For
7 Appointment of Auditor and Authority to Set Fees Management For For
8 Amendments to By-Laws Management For For
 
CANADIAN IMPERIAL BANK OF COMMERCE
Meeting Date:  APR 23, 2015
Record Date:  FEB 23, 2015
Meeting Type:  ANNUAL
Ticker:  CM
Security ID:  136069101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Brent S. Belzberg Management For For
3 Elect Gary F. Colter Management For For
4 Elect Patrick D. Daniel Management For For
5 Elect Luc Desjardins Management For For
6 Elect Victor G. Dodig Management For For
7 Elect Gordon D. Giffin Management For For
8 Elect Linda S. Hasenfratz Management For For
9 Elect Kevin J. Kelly Management For For
10 Elect Nicholas D. Le Pan Management For For
11 Elect John P. Manley Management For For
12 Elect Jane L. Peverett Management For For
13 Elect Katharine B. Stevenson Management For For
14 Elect Martine Turcotte Management For For
15 Elect Ronald W. Tysoe Management For For
16 Elect Barry L. Zubrow Management For For
17 Appointment of Auditor Management For For
18 Advisory Vote on Executive Compensation Management For For
19 Shareholder Proposal Regarding Using Pay Ratio as Compensation Benchmark Shareholder Against Against
20 Shareholder Proposal Regarding Phasing Out Stock Options Shareholder Against Against
21 Shareholder Proposal Regarding Equitable Treatment Under Pension Plans Shareholder Against Against
 
CETIP S.A. - MERCADOS ORGANIZADOS
Meeting Date:  JUL 18, 2014
Record Date:  
Meeting Type:  SPECIAL
Ticker:  CTIP3
Security ID:  P2325R149
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Amendments to Articles Management For For
 
CITIGROUP INC.
Meeting Date:  APR 28, 2015
Record Date:  FEB 27, 2015
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael L. Corbat Management For For
2 Elect Duncan P. Hennes Management For For
3 Elect Peter B. Henry Management For For
4 Elect Franz B. Humer Management For For
5 Elect Michael E. O'Neill Management For For
6 Elect Gary M. Reiner Management For For
7 Elect Judith Rodin Management For For
8 Elect Anthony M. Santomero Management For For
9 Elect Joan E. Spero Management For For
10 Elect Diana L. Taylor Management For For
11 Elect William S. Thompson, Jr. Management For For
12 Elect James S. Turley Management For For
13 Elect Ernesto Zedillo Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Amendment to the 2014 Stock Incentive Plan Management For For
17 Shareholder Proposal Regarding Proxy Access Shareholder For Against
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
19 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Against
20 Shareholder Proposal Regarding Audit Committee Membership Shareholder Against Against
21 Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service Shareholder Against Against
 
CREDIT AGRICOLE SA
Meeting Date:  MAY 20, 2015
Record Date:  MAY 15, 2015
Meeting Type:  MIX
Ticker:  ACA
Security ID:  F22797108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports; Ratification of Board Acts; Non Tax-Deductible Expenses Management For For
5 Consolidated Accounts and Reports Management For For
6 Transfer of Reserves Management For For
7 Allocation of Profits/Dividends Management For For
8 Scrip Dividend Management For For
9 Transfer of Reserves Management For For
10 Related Party Transactions Management For For
11 Ratification of the Co-option of Roger Andrieu Management For For
12 Elect Francois Thibault Management For For
13 Elect Roger Andrieu Management For For
14 Elect Pascale Berger Management For For
15 Elect Pascal Celerier Management For For
16 Elect Monica Mondardini Management For For
17 Elect Jean-Louis Roveyaz Management For For
18 Elect Dominique Lefebvre Management For Against
19 Directors' Fees Management For For
20 Remuneration of the Jean-Marie Sander, Chairman Management For Against
21 Remuneration of Jean-Paul Chifflet, CEO Management For Against
22 Remuneration of Jean-Yves Hocher, Bruno de Laage, Michel Mathieu and Xavier Musca, Deputy CEOs Management For Against
23 Remuneration of identified staff Management For For
24 Authorization to Set The Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff Management For Against
25 Authority to Repurchase Shares Management For For
26 Amendment Regarding Double Voting Rights Management For For
27 Amendment Regarding Record Date Management For For
28 Authority to Cancel Shares and Reduce Capital Management For For
29 Authorization of Legal Formalities Management For For
 
DELTA LLOYD GROUP NV
Meeting Date:  MAY 21, 2015
Record Date:  APR 23, 2015
Meeting Type:  ANNUAL
Ticker:  DL
Security ID:  N25633103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Agenda Item Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Accounts and Reports Management For For
5 Non-Voting Agenda Item Management N/A N/A
6 Allocation of Profits/Dividends Management For For
7 Ratification of Management Board Acts Management For For
8 Ratification of Supervisory Board Acts Management For For
9 Non-Voting Agenda Item Management N/A N/A
10 Non-Voting Agenda Item Management N/A N/A
11 Amendments to Articles Management For For
12 Appointment of Auditors Management For For
13 Authority to Issue Shares w/ Preemptive Rights Management For For
14 Authority to Suppress Preemptive Rights Management For For
15 Authority to Repurchase Shares Management For For
16 Non-Voting Agenda Item Management N/A N/A
 
DISCOVERY HOLDINGS LIMITED
Meeting Date:  DEC 02, 2014
Record Date:  NOV 21, 2014
Meeting Type:  ANNUAL
Ticker:  DSY
Security ID:  S2192Y109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Appointment of Auditor Management For For
3 Elect Audit and Risk Committee Member (Les Owen) Management For For
4 Elect Audit and Risk Committee Member (Sindi Zilwa) Management For For
5 Elect Audit and Risk Committee Member (Sonja Sebotsa) Management For For
6 Re-elect Les Owen Management For For
7 Re-elect Sonja E.N. Sebotsa Management For For
8 Re-elect Vincent Maphai Management For For
9 Re-elect Tania Slabbert Management For For
10 Elect Tito Mboweni Management For For
11 Elect Hermanus L. Bosman Management For For
12 Approve Remuneration Policy Management For For
13 Authorisation of Legal Formalities Management For For
14 General Authority to Issue A Preference Shares Management For For
15 General Authority to Issue B Preference Shares Management For For
16 Approve NEDs' Fees Management For For
17 Authority to Repurchase Shares Management For For
18 Approve Financial Assistance Management For For
 
EFG INTERNATIONAL AG
Meeting Date:  APR 24, 2015
Record Date:  APR 08, 2015
Meeting Type:  ANNUAL
Ticker:  EFGN
Security ID:  H2078C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Allocation of Preferred Dividends Management For TNA
4 Allocation of Profits Management For TNA
5 Dividends from Reserves Management For TNA
6 Ratification of Board and Management Acts Management For TNA
7 Amendments to Articles (Compensation Provisions) Management For TNA
8 Amendments to Articles (Loans and Credits) Management For TNA
9 Amendments to Articles (Mandates) Management For TNA
10 Increase in Authorized Capital for Employee Stock Option and Compensation Plans Management For TNA
11 Board Fixed Compensation Management For TNA
12 Board Variable Compensation Management For TNA
13 Fixed Executive Compensation Management For TNA
14 Variable Executive Compensation Management For TNA
15 Elect Niccolo Burki Management For TNA
16 Elect Emmanuel L. Bussetil Management For TNA
17 Elect Erwin R. Caduff Management For TNA
18 Elect Robert Yin Chiu Management For TNA
19 Elect Michael N. Higgin Management For TNA
20 Elect Spiro J. Latsis Management For TNA
21 Elect Bernd-A. von Maltzan Management For TNA
22 Elect Pericles-Paul Petalas Management For TNA
23 Elect Karl Daniel Zuberbuhler Management For TNA
24 Elect Joachim Strahle Management For TNA
25 Elect Joachim Strahle as Chairman Management For TNA
26 Elect Niccolo Burki as Compensation Committee Member Management For TNA
27 Elect Emmanuel L. Bussetil as Compensation Committee Member Management For TNA
28 Elect Pericles-Paul Petalas as Compensation Committee Member Management For TNA
29 Elect Erwin R. Caduff as Compensation Committee Member Management For TNA
30 Elect Joachim Strahle as Compensation Committee Member Management For TNA
31 Appointment of Independent Proxy Management For TNA
32 Appointment of Auditor Management For TNA
33 Non-Voting Meeting Note Management N/A TNA
 
EUROBANK ERGASIAS S.A.
Meeting Date:  NOV 07, 2014
Record Date:  OCT 31, 2014
Meeting Type:  SPECIAL
Ticker:  EUROB
Security ID:  X1898P135
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Authority to Access the Special Framework Regarding Deferred Tax Assets Management For For
 
EUROBANK ERGASIAS S.A.
Meeting Date:  APR 28, 2015
Record Date:  APR 22, 2015
Meeting Type:  SPECIAL
Ticker:  EUROB
Security ID:  X1898P135
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Election of Directors; Board Size Management For For
4 Non-Voting Meeting Note Management N/A N/A
5 Non-Voting Meeting Note Management N/A N/A
 
EUROBANK ERGASIAS S.A.
Meeting Date:  JUN 26, 2015
Record Date:  JUN 19, 2015
Meeting Type:  ORDINARY
Ticker:  EUROB
Security ID:  X1898P135
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports Management For For
3 Ratification of Directors' and Auditor's Acts Management For For
4 Appointment of Auditor and Authority to Set Fees Management For For
5 Ratification of Board Appointment Management For For
6 Election of Directors Management For For
7 Directors' Fees Management For For
8 Non-Voting Meeting Note Management N/A N/A
 
FBD HOLDINGS PLC
Meeting Date:  MAY 14, 2015
Record Date:  MAY 12, 2015
Meeting Type:  ANNUAL
Ticker:  FBH
Security ID:  G3335G107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends (8% Preference Shares) Management For For
3 Allocation of Profits/Dividends (Ordinary Shares) Management For For
4 Remuneration Report (Advisory) Management For For
5 Elect Michael Berkery Management For For
6 Elect Emer Daly Management For For
7 Elect Sean Dorgan Management For For
8 Elect Eddie Downey Management For For
9 Elect Brid Horan Management For For
10 Elect Andrew Langford Management For For
11 Elect Fiona Muldoon Management For For
12 Elect Cathal O'Caoimh Management For For
13 Elect Padraig Walshe Management For For
14 Authority to Set Auditor's Fees Management For For
15 Authority to Issue Shares w/o Preemptive Rights Management For For
16 Authority to Repurchase Shares Management For For
17 Authority to Set Price Range for Re-Issuance of Treasury Shares Management For For
18 Authority to Set General Meeting Notice Period at 14 Days Management For Against
 
FEDERAL AGRICULTURAL MORTGAGE CORP.
Meeting Date:  JUN 04, 2015
Record Date:  APR 15, 2015
Meeting Type:  ANNUAL
Ticker:  AGM
Security ID:  313148306
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Dennis L. Brack Management For For
1.2 Elect James R. Engebretsen Management For For
1.3 Elect Dennis A. Everson Management For For
1.4 Elect Mitchell A. Johnson Management For For
1.5 Elect Clark B. Maxwell Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
FINANCIAL ENGINES INC.
Meeting Date:  MAY 19, 2015
Record Date:  MAR 23, 2015
Meeting Type:  ANNUAL
Ticker:  FNGN
Security ID:  317485100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect E. Olena Berg-Lacy Management For For
1.2 Elect John B. Shoven Management For Withhold
1.3 Elect David B. Yoffie Management For For
2 Ratification of Auditor Management For For
 
FINECOBANK SPA
Meeting Date:  APR 23, 2015
Record Date:  APR 14, 2015
Meeting Type:  MIX
Ticker:  FBK
Security ID:  T4R999104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Remuneration Report Management For For
4 Severance Agreement Management For For
5 Incentive System 2015 Management For For
6 Incentive System for Financial Advisors Management For For
7 Amendments to Articles Management For For
8 Authority to Issue Shares w/o Preemptive Rights Management For For
9 Non-Voting Meeting Note Management N/A N/A
10 Non-Voting Meeting Note Management N/A N/A
 
FIRST NATIONAL FINANCIAL CORPORATION
Meeting Date:  MAY 06, 2015
Record Date:  MAR 24, 2015
Meeting Type:  ANNUAL
Ticker:  FN
Security ID:  33564P103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Stephen Smith Management For For
3 Elect Moray Tawse Management For For
4 Elect John Brough Management For For
5 Elect Duncan N.R. Jackman Management For For
6 Elect Robert Mitchell Management For For
7 Elect Peter Copestake Management For For
8 Elect Barbara Palk Management For For
9 Appointment of Auditor Management For For
10 Transaction of Other Business Management For Against
 
GREAT WESTERN BANCORP, INC.
Meeting Date:  FEB 09, 2015
Record Date:  DEC 12, 2014
Meeting Type:  ANNUAL
Ticker:  GWB
Security ID:  391416104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Daniel A. Rykhus Management For For
1.2 Elect Swati Dave Management For For
1.3 Elect Rolfe Lakin Management For For
2 Ratification of Auditor Management For For
 
GRONLANDSBANKEN A/S
Meeting Date:  MAR 25, 2015
Record Date:  MAR 18, 2015
Meeting Type:  ANNUAL
Ticker:  GRLA
Security ID:  K4033J117
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Accounts and Reports Management For For
6 Ratification of Board and Management Acts Management For For
7 Directors' Fees Management For For
8 Allocation of Profits/Dividends Management For For
9 Authority to Repurchase Shares Management For For
10 Elect Gunnar i Li?a Management For For
11 Elect Christina Bustrup Management For For
12 Elect Lars Holst Management For For
13 Appointment of Auditor Management For For
14 Non-Voting Agenda Item Management N/A N/A
 
HANA FINANCIAL GROUP
Meeting Date:  MAR 27, 2015
Record Date:  DEC 31, 2014
Meeting Type:  ANNUAL
Ticker:  86790
Security ID:  Y29975102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Financial Statements Management For For
2 Allocation of Profits/Dividends Management For For
3 Amendments to Articles Management For For
4 Elect PARK Mun Gyu Management For For
5 Elect HONG Eun Ju Management For For
6 Elect LEE Jin Kook Management For For
7 Elect YOON Seong Bok Management For For
8 Elect YANG Won Geun Management For For
9 Elect KIM Jung Tae Management For For
10 Election of Audit Committee Member: KIM In Bae Management For For
11 Election of Audit Committee Member: HONG Eun Ju Management For For
12 Election of Audit Committee Member: LEE Jin Kook Management For For
13 Election of Audit Committee Member: YOON Seong Bok Management For For
14 Election of Audit Committee Member: YANG Won Geun Management For For
15 Directors' Fees Management For For
16 Non-Voting Meeting Note Management N/A N/A
 
HARGREAVES LANSDOWN PLC
Meeting Date:  OCT 24, 2014
Record Date:  
Meeting Type:  ANNUAL
Ticker:  HL
Security ID:  G43940108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Policy (Binding) Management For For
4 Appointment of Auditor Management For For
5 Authority to Set Auditor's Fees Management For For
6 Elect Michael Evans Management For Against
7 Elect Ian Gorham Management For For
8 Elect Tracey Taylor Management For For
9 Elect Peter Hargreaves Management For For
10 Elect Chris Barling Management For For
11 Elect Stephen Robertson Management For For
12 Elect Dharmash Mistry Management For For
13 Elect Shirley Garrood Management For For
14 Authority to Repurchase Shares Management For For
15 Authority to Issue Shares w/ Preemptive Rights Management For For
16 Authority to Issue Shares w/o Preemptive Rights Management For For
17 Increase in NEDs' Fee Cap and Ratification of Fees Management For For
18 Amendment to the Save As You Earn Scheme Management For For
19 Authority to Set General Meeting Notice Period at 14 Days Management For Against
20 Non-Voting Meeting Note Management N/A N/A
 
HARTFORD FINANCIAL SERVICES GROUP, INC.
Meeting Date:  MAY 20, 2015
Record Date:  MAR 23, 2015
Meeting Type:  ANNUAL
Ticker:  HIG
Security ID:  416515104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert B. Allardice, III Management For For
2 Elect Trevor Fetter Management For For
3 Elect Kathryn A. Mikells Management For For
4 Elect Michael G. Morris Management For For
5 Elect Thomas A. Renyi Management For For
6 Elect Julie G. Richardson Management For For
7 Elect Teresa W. Roseborough Management For For
8 Elect Virginia P. Ruesterholz Management For For
9 Elect Charles B. Strauss Management For For
10 Elect Christopher J. Swift Management For For
11 Elect H. Patrick Swygert Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
HIGHER ONE HOLDINGS, INC.
Meeting Date:  JUN 03, 2015
Record Date:  APR 06, 2015
Meeting Type:  ANNUAL
Ticker:  ONE
Security ID:  42983D104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert Hartheimer Management For For
1.2 Elect Michael E. Collins Management For For
1.3 Elect Sheldon Goldfarb Management For For
2 Ratification of Auditor Management For For
 
HSBC HOLDINGS PLC
Meeting Date:  APR 24, 2015
Record Date:  
Meeting Type:  ANNUAL
Ticker:  HSBA
Security ID:  G4634U169
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Elect Phillip Ameen Management For For
4 Elect Heidi G. Miller Management For For
5 Elect Kathleen Casey Management For For
6 Elect Safra A. Catz Management For For
7 Elect Laura CHA May Lung Management For For
8 Elect Lord Evans of Weardale Management For For
9 Elect Joachim Faber Management For For
10 Elect Rona Fairhead Management For For
11 Elect Douglas J. Flint Management For For
12 Elect Stuart T. Gulliver Management For For
13 Elect Sam H. Laidlaw Management For For
14 Elect John P. Lipsky Management For For
15 Elect Rachel Lomax Management For For
16 Elect Iain J. Mackay Management For For
17 Elect Marc Moses Management For For
18 Elect Sir Simon M. Robertson Management For For
19 Elect Jonathan Symonds Management For For
20 Appointment of Auditor Management For For
21 Authority to Set Auditor's Fees Management For For
22 Authority to Issue Shares w/ Preemptive Rights Management For For
23 Authority to Issue Shares w/o Preemptive Rights Management For For
24 Authority to Issue Repurchased Shares Management For For
25 Authority to Repurchase Shares Management For For
26 Authority to Issue Contingent Convertible Securities w/ Preemptive Rights Management For For
27 Authority to Issue Contingent Convertible Securities w/o Preemptive Rights Management For For
28 UK Sharesave Plan Management For For
29 Authority to Set General Meeting Notice Period at 14 Days Management For Against
 
ING GROUP N.V.
Meeting Date:  MAY 11, 2015
Record Date:  APR 13, 2015
Meeting Type:  ANNUAL
Ticker:  INGA
Security ID:  N4578E413
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Agenda Item Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 Accounts and Reports Management For For
8 Non-Voting Agenda Item Management N/A N/A
9 Allocation of Profits/Dividends Management For For
10 Ratification of Management Board Acts Management For For
11 Ratification of Supervisory Board Acts Management For For
12 Amendment to Remuneration Policy Management For For
13 Approve Maximum Variable Pay Ratio Management For For
14 Appointment of Auditor Management For For
15 Elect Mariana Gheorghe Management For For
16 Elect Joost Kuiper Management For For
17 Elect Henk W. Breukink Management For For
18 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
19 Authority to Issue Shares in Connection with Mergers, Acquisitions or Capital Reinforcement Management For For
20 Authority to Repurchase Shares Management For For
21 Authority to Repurchase Shares in Connection with Major Capital Restructuring Management For For
22 Non-Voting Agenda Item Management N/A N/A
 
ISRAEL DISCOUNT BANK LTD.
Meeting Date:  MAR 31, 2015
Record Date:  MAR 02, 2015
Meeting Type:  ORDINARY
Ticker:  DSCT
Security ID:  465074201
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Liability Insurance of Directors & Officers Management For For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 19, 2015
Record Date:  MAR 20, 2015
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Linda B. Bammann Management For For
2 Elect James A. Bell Management For For
3 Elect Crandall C. Bowles Management For For
4 Elect Stephen B. Burke Management For For
5 Elect James S. Crown Management For For
6 Elect James Dimon Management For For
7 Elect Timothy P. Flynn Management For For
8 Elect Laban P. Jackson, Jr. Management For For
9 Elect Michael A. Neal Management For For
10 Elect Lee R. Raymond Management For For
11 Elect William C. Weldon Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Amendment to the Long-Term Incentive Plan Management For For
15 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
17 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
18 Shareholder Proposal Regarding Counting Abstentions Shareholder Against Against
19 Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service Shareholder Against Against
20 Shareholder Proposal Regarding Recoupment Report Shareholder Against Against
 
JULIUS BAER GROUP LTD.
Meeting Date:  APR 15, 2015
Record Date:  APR 07, 2015
Meeting Type:  ANNUAL
Ticker:  BAER
Security ID:  H4414N103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Allocation of Profits/Dividends Management For TNA
4 Ratification of Board and Management Acts Management For TNA
5 Board Compensation Management For TNA
6 Variable Executive Compensation (cash-based) Management For TNA
7 Variable Executive Compensation (share-based) Management For TNA
8 Fixed Executive Compensation Management For TNA
9 Compensation Report Management For TNA
10 Elect Daniel J. Sauter Management For TNA
11 Elect Gilbert Achermann Management For TNA
12 Elect Andreas Amschwand Management For TNA
13 Elect Heinrich Baumann Management For TNA
14 Elect Claire Giraut Management For TNA
15 Elect Gareth Penny Management For TNA
16 Elect Charles Stonehill Management For TNA
17 Elect Paul CHOW Man Yiu Management For TNA
18 Elect Daniel J. Sauter as Chairman Management For TNA
19 Elect Gilbert Achermann as Compensation Committee Member Management For TNA
20 Elect Heinrich Baumann as Compensation Committee Member Management For TNA
21 Elect Gareth Penny Compensation Committee Member Management For TNA
22 Appointment of Auditor Management For TNA
23 Appointment of Independent Proxy Management For TNA
 
MIZRAHI TEFAHOT BANK LTD.
Meeting Date:  DEC 03, 2014
Record Date:  NOV 03, 2014
Meeting Type:  ORDINARY
Ticker:  MZTF
Security ID:  M7031A135
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports Management For For
3 Elect Moshe Vidman Management For For
4 Elect Zvi Ephrat Management For For
5 Elect Ron Gazit Management For For
6 Elect Liora Ofer Management For For
7 Elect Mordechai Meir Management For For
8 Elect Jonathan Kaplan Management For For
9 Elect Yoav Asher-Nachshon Management For For
10 Elect Sabina Biran Management For For
11 Appointment of Auditor Management For For
 
NATIONAL BANK OF CANADA
Meeting Date:  APR 15, 2015
Record Date:  FEB 20, 2015
Meeting Type:  ANNUAL
Ticker:  NA
Security ID:  633067103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Raymond Bachand Management For For
3 Elect Maryse Bertrand Management For For
4 Elect Lawrence S. Bloomberg Management For For
5 Elect Pierre Boivin Management For For
6 Elect Andre Caille Management For For
7 Elect Gillian H Denham Management For For
8 Elect Richard Fortin Management For For
9 Elect Jean Houde Management For For
10 Elect Karen Kinsley Management For For
11 Elect Louise Laflamme Management For For
12 Elect Julie Payette Management For For
13 Elect Roseann Runte Management For For
14 Elect Lino A. Saputo, Jr. Management For For
15 Elect Andree Savoie Management For For
16 Elect Pierre Thabet Management For For
17 Elect Louis Vachon Management For For
18 Advisory Vote on Executive Compensation Management For For
19 Appointment of Auditor Management For For
20 Shareholder Proposal Regarding Phasing Out Stock Options Shareholder Against Against
 
OM ASSET MANAGEMENT PLC
Meeting Date:  MAY 01, 2015
Record Date:  APR 02, 2015
Meeting Type:  ANNUAL
Ticker:  OMAM
Security ID:  G67506108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter L. Bain Management For For
2 Elect Julian V.F. Roberts Management For For
3 Elect Ian D. Gladman Management For For
4 Elect Kyle Prechtl Legg Management For For
5 Elect James J. Ritchie Management For For
6 Elect John D. Rogers Management For For
7 Elect Donald J. Schneider Management For For
8 Ratification of Auditor Management For For
9 Appointment of Statutory Auditor Management For For
10 Authorization of The Board to Determine the Company's Statutory Auditor's Remuneration Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
13 Remuneration Policy (Binding) Management For For
14 Remuneration Report (Advisory) Management For For
15 Amendments to Articles Regarding Depositary Matters Management For For
 
PIRAEUS BANK S.A.
Meeting Date:  OCT 30, 2014
Record Date:  OCT 24, 2014
Meeting Type:  SPECIAL
Ticker:  TPEIR
Security ID:  X06397156
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger by Absorption Management For For
2 Cancellation of Greek State Preference Shares Management For For
3 Announcements Management For For
 
PIRAEUS BANK S.A.
Meeting Date:  DEC 19, 2014
Record Date:  DEC 12, 2014
Meeting Type:  SPECIAL
Ticker:  TPEIR
Security ID:  X06397156
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Authority to Access the Special Framework Regarding Deferred Tax Assets Management For For
3 Announcements Management For For
 
PIRAEUS BANK S.A.
Meeting Date:  JUN 29, 2015
Record Date:  JUN 23, 2015
Meeting Type:  ORDINARY
Ticker:  TPEIR
Security ID:  X06397156
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports Management For For
3 Ratification of Directors' and Auditor's Acts Management For For
4 Appointment of Auditor Management For For
5 Directors' Fees Management For For
6 Board Transactions Management For For
7 Announcements Management For For
 
PT BANK TABUNGAN PENSIUNAN NASIONAL TBK
Meeting Date:  JAN 15, 2015
Record Date:  DEC 29, 2014
Meeting Type:  SPECIAL
Ticker:  BTPN
Security ID:  Y71177128
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Election of Commissioners Management For For
2 Determination of Director Status Based on the Listing Rules Management For For
3 Amendments to Articles Management For Against
 
PT BANK TABUNGAN PENSIUNAN NASIONAL TBK
Meeting Date:  MAR 26, 2015
Record Date:  MAR 03, 2015
Meeting Type:  SPECIAL
Ticker:  BTPN
Security ID:  Y71177128
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amendments to Articles Management For For
2 Implementation of Management and Employee Stock Option Program (MESOP) Management For For
3 Non-Voting Meeting Note Management N/A N/A
 
PT BANK TABUNGAN PENSIUNAN NASIONAL TBK
Meeting Date:  MAR 26, 2015
Record Date:  MAR 03, 2015
Meeting Type:  ANNUAL
Ticker:  BTPN
Security ID:  Y71177128
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Annual Report Management For For
2 Accounts and Reports Management For For
3 Allocation of Profits/Dividends Management For For
4 Election of Directors (Slate) Management For For
5 Directors' and Commissioners' Fees Management For For
6 Appointment of Auditor and Authority to Set Fees Management For For
 
SINGAPORE EXCHANGE LIMITED
Meeting Date:  SEP 25, 2014
Record Date:  
Meeting Type:  ANNUAL
Ticker:  S68
Security ID:  Y79946102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Elect LEE Hsien Yang Management For For
4 Elect QUAH Wee Ghee Management For For
5 Elect Davinder Singh Management For Against
6 Elect KWA Chong Seng Management For For
7 Elect CHEW Gek Khim Management For For
8 Chairman's Fees Management For Against
9 Directors' Fees Management For For
10 Appointment of Auditor and Authority to Set Fees Management For For
11 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
12 Non-Voting Agenda Item Management N/A N/A
13 Non-Voting Agenda Item Management N/A N/A
14 Non-Voting Agenda Item Management N/A N/A
15 Non-Voting Agenda Item Management N/A N/A
16 Authority to Repurchase Shares Management For For
17 Non-Voting Agenda Item Management N/A N/A
18 Non-Voting Agenda Item Management N/A N/A
19 Non-Voting Agenda Item Management N/A N/A
20 Non-Voting Agenda Item Management N/A N/A
21 Amendments to Articles Management For For
 
SPAR NORD BANK A/S
Meeting Date:  APR 22, 2015
Record Date:  APR 15, 2015
Meeting Type:  ANNUAL
Ticker:  SPNO
Security ID:  K92145125
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Election of Presiding Chairman Management For For
5 Non-Voting Agenda Item Management N/A N/A
6 Accounts and Reports Management For For
7 Allocation of Profits/Dividends Management For For
8 Extraordinary dividend Management For For
9 Remuneration Guidelines Management For For
10 Directors' Fees Management For For
11 Authority to Repurchase Shares Management For For
12 Elect Per Nikolaj Bukh Management For For
13 Elect Kaj Christiansen Management For For
14 Elect John Sorensen Management For For
15 Appointment of Auditor Management For For
16 Amendments to Articles Regarding Share Capital Management For For
17 Amendments to Articles Regarding Hybrid Core Capital Management For For
18 Amendments to Articles Regarding Bank Committee Management For For
19 Non-Voting Meeting Note Management N/A N/A
 
STANDARD CHARTERED PLC
Meeting Date:  MAY 06, 2015
Record Date:  
Meeting Type:  ANNUAL
Ticker:  STAN
Security ID:  G84228157
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports Management For For
3 Allocation of Profits/Dividends Management For For
4 Remuneration Report (Advisory) Management For For
5 Elect Byron E. Grote Management For For
6 Elect Andy Halford Management For For
7 Elect Gay Huey Evans Management For For
8 Elect Jasmine Whitbread Management For For
9 Elect Om Prakesh Bhatt Management For For
10 Elect Kurt Campbell Management For For
11 Elect Louis CHEUNG Chi Yan Management For For
12 Elect HAN Seung-Soo Management For For
13 Elect Christine Hodgson Management For For
14 Elect Naguib Kheraj Management For For
15 Elect Simon J. Lowth Management For For
16 Elect Ruth Markland Management For For
17 Elect John Peace Management For For
18 Elect Michael G. Rees Management For For
19 Elect Viswanathan Shankar Management N/A Abstain
20 Elect Paul D. Skinner Management For For
21 Elect Lars H. Thunell Management For For
22 Appointment of Auditor Management For For
23 Authority to Set Auditor's Fees Management For For
24 Authorisation of Political Donations Management For For
25 Authority to Issue Shares w/ Preemptive Rights Management For For
26 Authority to Issue Repurchased Shares w/ Preemptive Rights Management For For
27 Authority to Issue Equity Convertible Additional Tier 1 Securities w/ Preemptive Rights Management For For
28 Authority to Issue Shares w/o Preemptive Rights Management For For
29 Authority to Issue Equity Convertible Tier 1 Securities w/o Preemptive Rights Management For For
30 Authority to Repurchase Shares Management For For
31 Authority to Repurchase Preference Shares Management For For
32 Authority to Set General Meeting Notice Period at 14 Days Management For Against
 
STOREBRAND ASA
Meeting Date:  APR 15, 2015
Record Date:  APR 14, 2015
Meeting Type:  ANNUAL
Ticker:  STB
Security ID:  R85746106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Meeting Note Management N/A TNA
4 Non-Voting Meeting Note Management N/A TNA
5 Non-Voting Agenda Item Management N/A TNA
6 Non-Voting Agenda Item Management N/A TNA
7 Agenda Management For TNA
8 Non-Voting Agenda Item Management N/A TNA
9 Non-Voting Agenda Item Management N/A TNA
10 Accounts and Reports; Allocation of Profits/Dividends Management For TNA
11 Corporate Governance Report Management For TNA
12 Remuneration Guidelines (Advisory) Management For TNA
13 Incentive Guidelines (Binding) Management For TNA
14 Authority to Repurchase Shares Management For TNA
15 Authority to Issue Shares w/ or w/o Preemptive Rights Management For TNA
16 Elect Anne-Lise Aukner Management For TNA
17 Elect Maalfrid Brath Management For TNA
18 Elect Henrik Klouman Management For TNA
19 Elect Tone M. Reierselmoen as Alternate Member Management For TNA
20 Appoint Terje R. Venold as Chairman Management For TNA
21 Appoint Vibeke Hammer Madsen as Vice Chairman Management For TNA
22 Elect Terje R. Venold Management For TNA
23 Elect Olaug Svarva Management For TNA
24 Elect Leif Ola Rod Management For TNA
25 Elect Per Otto Dyb Management For TNA
26 Appoint Terje R. Venold as Chairman Management For TNA
27 Elect Finn Myhre Management For TNA
28 Elect Harald Moen Management For TNA
29 Elect Anne Grete Steinkjer Management For TNA
30 Elect Tone M. Reierselmoen as Alternate Member Management For TNA
31 Board of Representatives', Nomination Committee's and Control Committee's Fees Management For TNA
32 Authority to Set Auditor's Fees Management For TNA
33 Amendments to Articles Regarding Control Committee Management For TNA
34 Amendments to Rules of Procedure for the Nomination Committee Management For TNA
35 Non-Voting Agenda Item Management N/A TNA
 
TURKIYE SINAI KALKINMA BANKASI A.S.
Meeting Date:  MAR 26, 2015
Record Date:  MAR 25, 2015
Meeting Type:  ORDINARY
Ticker:  TSKB
Security ID:  M8973M103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Meeting Note Management N/A TNA
4 Opening; Election of Presiding Chairman; Minutes Management For TNA
5 Presentation of Accounts and Reports Management For TNA
6 Accounts Management For TNA
7 Ratification of Co-option of Directors Management For TNA
8 Ratification of Board Acts Management For TNA
9 Allocation of Profits/Dividends Management For TNA
10 Election of Directors Management For TNA
11 Directors' Fees Management For TNA
12 Appointment of Auditor Management For TNA
13 Charitable Donations Policy Management For TNA
14 Presentation of Report of Charitable Donations; Limit on Charitable Donations Management For TNA
15 Authority to Carry out Competing Activities or Related Party Transactions Management For TNA
16 Presentation of Report on Competing Activities Management For TNA
17 Non-Voting Meeting Note Management N/A TNA
 
UBS GROUP AG
Meeting Date:  MAY 07, 2015
Record Date:  APR 30, 2015
Meeting Type:  ANNUAL
Ticker:  UBS
Security ID:  H892U1882
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Compensation Report Management For TNA
4 Allocation of Profits; Dividend from Reserves Management For TNA
5 Special Dividend from Reserves Management For TNA
6 Ratification of Board and Management Acts Management For TNA
7 Variable Executive Compensation Management For TNA
8 Fixed Executive Compensation Management For TNA
9 Elect Axel A. Weber as Chairman Management For TNA
10 Elect Michel Demare Management For TNA
11 Elect David H. Sidwell Management For TNA
12 Elect Reto Francioni Management For TNA
13 Elect Ann Godbehere Management For TNA
14 Elect Axel P. Lehmann Management For TNA
15 Elect William G. Parrett Management For TNA
16 Elect Isabelle Romy Management For TNA
17 Elect Beatrice Weder di Mauro Management For TNA
18 Elect Joseph Yam Management For TNA
19 Elect Jes Staley Management For TNA
20 Elect Ann F. Godbehere as Compensation Committee Member Management For TNA
21 Elect Michel Demare as Compensation Committee Member Management For TNA
22 Elect Reto Francioni as Compensation Committee Member Management For TNA
23 Elect Jes Staley as Compensation Committee Member Management For TNA
24 Board Compensation Management For TNA
25 Appointment of Independent Proxy Management For TNA
26 Appointment of Auditor Management For TNA
27 Appointment of Special Auditor Management For TNA
28 Non-Voting Meeting Note Management N/A TNA
 
UNIPOL GRUPPO FINANZIARIO S.P.A.
Meeting Date:  FEB 25, 2015
Record Date:  FEB 16, 2015
Meeting Type:  MIX
Ticker:  UNI
Security ID:  T9532W106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Carlo Zini Management For For
2 Conversion of Preference Shares Management For For
3 Non-Voting Meeting Note Management N/A N/A
 
UNITED OVERSEAS BANK LIMITED
Meeting Date:  APR 24, 2015
Record Date:  
Meeting Type:  ANNUAL
Ticker:  U11
Security ID:  Y9T10P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Directors' Fees Management For For
4 Fees to WEE Cho Yaw Management For Against
5 Appointment of Auditor and Authority to Set Fees Management For For
6 Elect HSIEH Fu Hua Management For For
7 Elect WEE Ee Cheong Management For For
8 Elect LIM Hwee Hua Management For For
9 Elect WEE Cho Yaw Management For Against
10 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
11 Non-Voting Agenda Item Management N/A N/A
12 Non-Voting Agenda Item Management N/A N/A
13 Non-Voting Agenda Item Management N/A N/A
14 Authority to issue shares under the UOB Scrip Dividend Scheme Management For For
15 Authority to renew Share Purchase Mandate Management For For
16 Non-Voting Agenda Item Management N/A N/A
17 Non-Voting Agenda Item Management N/A N/A
18 Non-Voting Agenda Item Management N/A N/A
19 Non-Voting Agenda Item Management N/A N/A
20 Non-Voting Agenda Item Management N/A N/A
 
VAN LANSCHOT NV
Meeting Date:  MAY 13, 2015
Record Date:  APR 15, 2015
Meeting Type:  ANNUAL
Ticker:  LANS
Security ID:  N9145V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 Accounts and Reports Management For For
8 Allocation of Profits/Dividends Management For For
9 Ratification of Management Board Acts Management For For
10 Ratification of Supervisory Board Acts Management For For
11 Amendments to Articles Management For For
12 Amendments to Remuneration Policy Management For For
13 Announcement of Vacancies on the Supervisory Board and Opportunity to Make Recommendations Management For For
14 Elect Tom de Swaan to the Supervisory Board Management For For
15 Elect Willy Duron to the Supervisory Board Management For For
16 Elect Bernadette Langius to the Supervisory Board Management For For
17 Appointment of Auditor (2015) Management For For
18 Appointment of Auditor (2016) Management For For
19 Authority to Repurchase Shares Management For For
20 Authority to Issue Shares w/ Preemptive Rights Management For For
21 Authority to Suppress Preemptive Rights Management For For
22 Non-Voting Agenda Item Management N/A N/A
 
XL GROUP PLC
Meeting Date:  MAY 08, 2015
Record Date:  MAR 05, 2015
Meeting Type:  ANNUAL
Ticker:  XL
Security ID:  G98290102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ramani Ayer Management For For
2 Elect Dale R. Comey Management For For
3 Elect Michael S. McGavick Management For For
4 Elect Robert R. Glauber Management For For
5 Elect Edward J. Kelly, III Management For For
6 Elect Suzanne B. Labarge Management For For
7 Elect Anne L. Stevens Management For For
8 Elect John M. Vereker Management For For
9 Appointment of Auditor and Authority to Set Fees Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Authority to Issue Shares w/ Preemptive Rights Management For For
12 Authority to Issue Shares w/o Preemptive Rights Management For For
13 Amendment to the Directors Plan Management For For

Prudential Jennison Health Sciences Fund - Sub-Adviser: Jennison

 
ACADIA HEALTHCARE COMPANY, INC.
Meeting Date:  MAY 21, 2015
Record Date:  MAR 27, 2015
Meeting Type:  ANNUAL
Ticker:  ACHC
Security ID:  00404A109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect E. Perot Bissell Management For For
1.2 Elect Hartley R. Rogers Management For Withhold
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ACADIA PHARMACEUTICALS, INC.
Meeting Date:  JUN 15, 2015
Record Date:  APR 16, 2015
Meeting Type:  ANNUAL
Ticker:  ACAD
Security ID:  004225108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Stephen R. Bigger Management For For
1.2 Elect Torsten E. Rasmussen Management For For
1.3 Elect Daniel Soland Management For For
2 Amendment to 2010 Equity Incentive Plan Management For Against
3 Increase of Authorized Common Stock Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
ACORDA THERAPEUTICS, INC.
Meeting Date:  JUN 09, 2015
Record Date:  APR 13, 2015
Meeting Type:  ANNUAL
Ticker:  ACOR
Security ID:  00484M106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Barry Greene Management For For
1.2 Elect Ian Smith Management For For
2 Approval of the 2015 Omnibus Incentive Compensation Plan Management For Against
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For Against
 
ACTAVIS PLC
Meeting Date:  MAR 10, 2015
Record Date:  JAN 22, 2015
Meeting Type:  SPECIAL
Ticker:  ACT
Security ID:  G0083B108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Right to Adjourn Meeting Management For For
 
ACTAVIS PLC
Meeting Date:  JUN 05, 2015
Record Date:  APR 10, 2015
Meeting Type:  ANNUAL
Ticker:  ACT
Security ID:  G0083B108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Paul M. Bisaro Management For For
2 Elect Nesli Basgoz Management For For
3 Elect James H. Bloem Management For For
4 Elect Christopher W. Bodine Management For For
5 Elect Christopher J. Coughlin Management For For
6 Elect Michael R. Gallagher Management For For
7 Elect Catherine M. Klema Management For For
8 Elect Peter J. McDonnell Management For For
9 Elect Patrick J. O'Sullivan Management For For
10 Elect Brenton L. Saunders Management For For
11 Elect Ronald R. Taylor Management For For
12 Elect Fred G. Weiss Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Ratification of Auditor Management For For
15 Name Change to Allergan plc Management For For
16 Approval of the Amended 2013 Incentive Award Plan Management For For
17 Shareholder Proposal Regarding Sustainability Report Shareholder Against Against
18 Shareholder Proposal Regarding Retention of Shares Until Retirement Shareholder Against Against
 
AERIE PHARMACEUTICALS, INC.
Meeting Date:  APR 10, 2015
Record Date:  FEB 13, 2015
Meeting Type:  ANNUAL
Ticker:  AERI
Security ID:  00771V108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Murray A. Goldberg Management For For
1.2 Elect Geoffrey Duyk Management For For
2 Amendment to the Equity Compensation Plan Management For For
3 Ratification of Auditor Management For For
 
AETNA INC.
Meeting Date:  MAY 15, 2015
Record Date:  MAR 13, 2015
Meeting Type:  ANNUAL
Ticker:  AET
Security ID:  00817Y108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Fernando Aguirre Management For For
2 Elect Mark T. Bertolini Management For For
3 Elect Frank M. Clark, Jr. Management For For
4 Elect Betsy Z. Cohen Management For For
5 Elect Molly J. Coye Management For For
6 Elect Roger N. Farah Management For For
7 Elect Barbara H. Franklin Management For For
8 Elect Jeffrey E. Garten Management For For
9 Elect Ellen M. Hancock Management For For
10 Elect Richard J. Harrington Management For For
11 Elect Edward J. Ludwig Management For For
12 Elect Joseph P. Newhouse Management For For
13 Elect Olympia J. Snowe Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Report on Indirect Political Spending Shareholder Against Against
17 Shareholder Proposal Regarding Retention of Shares Until Retirement Shareholder Against Against
 
AFFIMED NV
Meeting Date:  JUN 09, 2015
Record Date:  MAY 12, 2015
Meeting Type:  ANNUAL
Ticker:  AFMD
Security ID:  N01045108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Repots (Dutch Statutory) Management For For
2 Discharge from Liability of Members of the Management Board Management For For
3 Discharge from Liability of Members of the Supervisory Board Management For For
4 Elect Ulrich M. Grau Management For For
5 Appointment of Auditor Management For For
6 Authority to Repurchase Shares Management For For
 
AGIOS PHARMACEUTICALS INC.
Meeting Date:  JUN 23, 2015
Record Date:  APR 24, 2015
Meeting Type:  ANNUAL
Ticker:  AGIO
Security ID:  00847X104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Douglas G. Cole Management For For
1.2 Elect Kaye Foster-Cheek Management For For
1.3 Elect John M. Maraganore Management For For
2 Ratification of Auditor Management For For
 
ALEXION PHARMACEUTICALS, INC.
Meeting Date:  MAY 06, 2015
Record Date:  MAR 13, 2015
Meeting Type:  ANNUAL
Ticker:  ALXN
Security ID:  015351109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Leonard Bell Management For For
2 Elect David R. Brennan Management For For
3 Elect M. Michele Burns Management For For
4 Elect Christopher J. Coughlin Management For For
5 Elect David Hallal Management For For
6 Elect John T. Mollen Management For For
7 Elect R. Douglas Norby Management For For
8 Elect Alvin S. Parven Management For For
9 Elect Andreas Rummelt Management For For
10 Elect Ann M. Veneman Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Approval of 2015 Employee Stock Purchase Plan Management For For
14 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
15 Shareholder Proposal Regarding Right To Call A Special Meeting Shareholder Against Against
 
ALLERGAN INC.
Meeting Date:  MAR 10, 2015
Record Date:  JAN 22, 2015
Meeting Type:  SPECIAL
Ticker:  AGN
Security ID:  18490102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Right to Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachutes Management For For
 
ALNYLAM PHARMACEUTICALS INC
Meeting Date:  SEP 25, 2014
Record Date:  AUG 15, 2014
Meeting Type:  ANNUAL
Ticker:  ALNY
Security ID:  02043Q107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John M. Maraganore Management For For
1.2 Elect Paul R. Schimmel Management For For
1.3 Elect Phillip A. Sharp Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ALNYLAM PHARMACEUTICALS, INC.
Meeting Date:  MAY 01, 2015
Record Date:  MAR 04, 2015
Meeting Type:  ANNUAL
Ticker:  ALNY
Security ID:  02043Q107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Dennis A. Ausiello Management For For
1.2 Elect John K. Clarke Management For For
1.3 Elect Marsha H. Fanucci Management For For
2 Amendment to the 2009 Stock Incentive Plan Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
ANACOR PHARMACEUTICALS, INC.
Meeting Date:  JUN 09, 2015
Record Date:  APR 15, 2015
Meeting Type:  ANNUAL
Ticker:  ANAC
Security ID:  032420101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mark Leschly Management For For
1.2 Elect William J. Rieflin Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
 
APPLIED GENETIC TECHNOLOGIES CORP
Meeting Date:  NOV 19, 2014
Record Date:  OCT 01, 2014
Meeting Type:  ANNUAL
Ticker:  AGTC
Security ID:  03820J100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David R. Guyer, MD Management For For
1.2 Elect Arnold L. Oronsky Management For Withhold
2 Ratification of Auditor Management For For
 
ARATANA THERAPEUTICS
Meeting Date:  JUN 18, 2015
Record Date:  APR 22, 2015
Meeting Type:  ANNUAL
Ticker:  PETX
Security ID:  03874P101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Irvine O. Hockaday, Jr. Management For For
1.2 Elect Jay Lichter, Ph.D Management For For
1.3 Elect Merilee Raines Management For For
1.4 Elect John Vander Vort, Esq Management For For
2 Ratification of Auditor Management For For
 
ASSEMBLY BIOSCIENCES, INC.
Meeting Date:  MAY 28, 2015
Record Date:  APR 07, 2015
Meeting Type:  ANNUAL
Ticker:  ASMB
Security ID:  045396108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Anthony E. Altig Management For For
1.2 Elect Mark Auerbach Management For For
1.3 Elect Richard D. DiMarchi Management For For
1.4 Elect Myron Z. Holubiak Management For For
1.5 Elect William R. Ringo Management For For
1.6 Elect Derek Small Management For For
2 Advisory Vote on Executive Compensation Management For For
 
ASTRAZENECA PLC
Meeting Date:  APR 24, 2015
Record Date:  MAR 13, 2015
Meeting Type:  ANNUAL
Ticker:  AZN
Security ID:  046353108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Appointment of Auditor Management For For
4 Authority to Set Auditor's Fees Management For For
5 Elect Leif Johansson Management For For
6 Elect Pascal Soriot Management For For
7 Elect Marc Dunoyer Management For For
8 Elect Cornelia Bargmann Management For For
9 Elect Genevieve B. Berger Management For For
10 Elect Bruce Burlington Management For For
11 Elect Ann Cairns Management For For
12 Elect Graham Chipchase Management For For
13 Elect Jean-Philippe Courtois Management For For
14 Elect Rudy H.P. Markham Management For For
15 Elect Shriti Vadera Management For For
16 Elect Marcus Wallenberg Management For For
17 Remuneration Report (Advisory) Management For For
18 Authorisation of Political Donations Management For For
19 Authority to Issue Shares w/ Preemptive Rights Management For For
20 Authority to Issue Shares w/o Preemptive Rights Management For Against
21 Authority to Repurchase Shares Management For For
22 Authority to set General Meeting Notice Period at 14 days Management For For
23 Amendments to Articles Management For For
 
ATARA BIOTHERAPEUTICS INC
Meeting Date:  JUN 25, 2015
Record Date:  APR 27, 2015
Meeting Type:  ANNUAL
Ticker:  ATRA
Security ID:  046513107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Eric L. Dobmeier Management For For
1.2 Elect Beth Seidenberg Management For For
1.3 Elect Eckard Weber Management For For
2 Ratification of Auditor Management For For
 
AVALANCHE BIOTECHNOLOGIES INC
Meeting Date:  JUN 26, 2015
Record Date:  APR 29, 2015
Meeting Type:  ANNUAL
Ticker:  AAVL
Security ID:  05337G107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Thomas W. Chalberg Management For For
1.2 Elect Paul D. Wachter Management For For
2 Ratification of Auditor Management For For
 
BELLICUM PHARMACEUTICALS
Meeting Date:  JUN 17, 2015
Record Date:  APR 20, 2015
Meeting Type:  ANNUAL
Ticker:  BLCM
Security ID:  079481107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Frank B. McGuyer Management For For
1.2 Elect Jon P. Stonehouse Management For For
2 Ratification of Auditor Management For For
 
BIOCRYST PHARMACEUTICALS, INC.
Meeting Date:  MAY 20, 2015
Record Date:  MAR 27, 2015
Meeting Type:  ANNUAL
Ticker:  BCRX
Security ID:  09058V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nancy J. Hutson Management For For
2 Ratification of Auditor Management For For
 
BIOGEN INC.
Meeting Date:  JUN 10, 2015
Record Date:  APR 15, 2015
Meeting Type:  ANNUAL
Ticker:  BIIB
Security ID:  09062X103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alexander J. Denner Management For For
2 Elect Caroline Dorsa Management For For
3 Elect Nancy L. Leaming Management For For
4 Elect Richard C. Mulligan Management For For
5 Elect Robert W. Pangia Management For For
6 Elect Stelios Papadopoulos Management For For
7 Elect Brian S. Posner Management For For
8 Elect Eric K. Rowinsky Management For For
9 Elect George A. Scangos Management For For
10 Elect Lynn Schenk Management For For
11 Elect Stephen A. Sherwin Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Approval of the 2015 Employee Stock Purchase Plan Management For For
15 Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan Management For For
 
BIOMARIN PHARMACEUTICAL INC.
Meeting Date:  JUN 09, 2015
Record Date:  APR 10, 2015
Meeting Type:  ANNUAL
Ticker:  BMRN
Security ID:  09061G101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jean-Jacques Bienaime Management For For
1.2 Elect Michael Grey Management For For
1.3 Elect Elaine J. Heron Management For For
1.4 Elect Pierre Lapalme Management For For
1.5 Elect V. Bryan Lawlis, Jr. Management For For
1.6 Elect Richard A. Meier Management For For
1.7 Elect Alan J. Lewis Management For For
1.8 Elect William D. Young Management For For
1.9 Elect Kenneth M. Bate Management For For
1.1 Elect Dennis J. Slamon Management For For
2 Amendment to the 2006 Share Incentive Plan Management For Against
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
5 Shareholder Proposal Regarding Sustainability Report Shareholder Against Against
 
BLUEBIRD BIO
Meeting Date:  JUN 04, 2015
Record Date:  APR 10, 2015
Meeting Type:  ANNUAL
Ticker:  BLUE
Security ID:  09609G100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Daniel S. Lynch Management For For
1.2 Elect John M. Maraganore Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years 2 Years
4 Ratification of Auditor Management For For
 
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 05, 2015
Record Date:  MAR 13, 2015
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lamberto Andreotti Management For For
2 Elect Giovanni Caforio Management For For
3 Elect Lewis B. Campbell Management For For
4 Elect Laurie H. Glimcher Management For For
5 Elect Michael Grobstein Management For For
6 Elect Alan J. Lacy Management For For
7 Elect Thomas J. Lynch Management For For
8 Elect Dinesh Paliwal Management For For
9 Elect Vicki L. Sato Management For For
10 Elect Gerald L. Storch Management For For
11 Elect Togo D. West, Jr. Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Ratification of Auditor Management For For
14 Adoption of Exclusive Forum Provision Management For For
15 Elimination of Supermajority Provisions Management For For
16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
 
CALITHERA BIOSCIENCES INC
Meeting Date:  JUN 09, 2015
Record Date:  APR 20, 2015
Meeting Type:  ANNUAL
Ticker:  CALA
Security ID:  13089P101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jean M. George Management For For
2 Ratification of Auditor Management For For
 
CARA THERAPEUTICS INC
Meeting Date:  JUN 08, 2015
Record Date:  APR 17, 2015
Meeting Type:  ANNUAL
Ticker:  CARA
Security ID:  140755109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Harrison M. Bains, Jr. Management For For
2 Ratification of Auditor Management For For
 
CELGENE CORPORATION
Meeting Date:  JUN 17, 2015
Record Date:  APR 20, 2015
Meeting Type:  ANNUAL
Ticker:  CELG
Security ID:  151020104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert J. Hugin Management For For
1.2 Elect Richard W. Barker Management For For
1.3 Elect Michael W. Bonney Management For For
1.4 Elect Michael D. Casey Management For For
1.5 Elect Carrie S. Cox Management For For
1.6 Elect Michael A. Friedman Management For For
1.7 Elect Gilla Kaplan Management For For
1.8 Elect James J. Loughlin Management For For
1.9 Elect Ernest Mario Management For For
2 Ratification of Auditor Management For For
3 Amendment to the 2008 Stock Incentive Plan Management For Against
4 Advisory Vote on Executive Compensation Management For For
5 Shareholder Proposal Regarding Drug Pricing Report Shareholder Against Against
 
CENTENE CORPORATION
Meeting Date:  APR 28, 2015
Record Date:  FEB 27, 2015
Meeting Type:  ANNUAL
Ticker:  CNC
Security ID:  15135B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert K. Ditmore Management For For
1.2 Elect Frederick H. Eppinger Management For For
1.3 Elect David L. Steward Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Approval of Exclusive Forum Bylaw Management For For
 
CHIMERIX INC
Meeting Date:  JUN 22, 2015
Record Date:  APR 27, 2015
Meeting Type:  ANNUAL
Ticker:  CMRX
Security ID:  16934W106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect James M. Daly Management For For
1.2 Elect Martha J. Demski Management For For
1.3 Elect John M. Leonard Management For For
1.4 Elect James Niedel, M.D., Ph.D. Management For For
2 Ratification of Auditor Management For For
 
CIGNA CORPORATION
Meeting Date:  APR 22, 2015
Record Date:  FEB 23, 2015
Meeting Type:  ANNUAL
Ticker:  CI
Security ID:  125509109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John M. Partridge Management For For
2 Elect James E. Rogers Management For For
3 Elect Eric C. Wiseman Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
CONATUS PHARMACEUTICALS INC
Meeting Date:  JUN 11, 2015
Record Date:  APR 22, 2015
Meeting Type:  ANNUAL
Ticker:  CNAT
Security ID:  20600T108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Daniel L. Kisner Management For For
1.2 Elect Louis Lacasse Management For For
1.3 Elect James Scopa Management For For
2 Ratification of Auditor Management For For
 
CONCERT PHARMACEUTICALS INC
Meeting Date:  JUN 11, 2015
Record Date:  APR 13, 2015
Meeting Type:  ANNUAL
Ticker:  CNCE
Security ID:  206022105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Peter Barton Hutt Management For For
1.2 Elect Wilfred E. Jaeger Management For For
1.3 Elect Roger D. Tung Management For For
2 Ratification of Auditor Management For For
 
COOPER COMPANIES, INC.
Meeting Date:  MAR 16, 2015
Record Date:  JAN 20, 2015
Meeting Type:  ANNUAL
Ticker:  COO
Security ID:  216648402
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect A.Thomas Bender Management For For
2 Elect Michael H. Kalkstein Management For For
3 Elect Jody S. Lindell Management For For
4 Elect Gary S. Petersmeyer Management For For
5 Elect Steven Rosenberg Management For For
6 Elect Allan E. Rubenstein Management For For
7 Elect Robert S. Weiss Management For For
8 Elect Stanley Zinberg Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
 
COVIDIEN PLC
Meeting Date:  JAN 06, 2015
Record Date:  NOV 21, 2014
Meeting Type:  SPECIAL
Ticker:  COV
Security ID:  G2554F105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Acquisition Management For For
 
COVIDIEN PLC
Meeting Date:  JAN 06, 2015
Record Date:  NOV 21, 2014
Meeting Type:  SPECIAL
Ticker:  COV
Security ID:  G2554F113
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Ordinary: Acquisition Management For For
2 Special: Cancellation of Shares Management For For
3 Ordinary: Issuance of Shares Management For For
4 Special: Amendments to Articles Management For For
5 Ordinary: Reduction in Share Premium Account Management For For
6 Ordinary: Advisory Vote on Golden Parachutes Management For For
 
CVS HEALTH CORPORATION
Meeting Date:  MAY 07, 2015
Record Date:  MAR 12, 2015
Meeting Type:  ANNUAL
Ticker:  CVS
Security ID:  126650100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard M. Bracken Management For For
2 Elect C. David Brown II Management For For
3 Elect Alecia A. DeCoudreaux Management For For
4 Elect Nancy-Ann M. Deparle Management For For
5 Elect David W. Dorman Management For For
6 Elect Anne M. Finucane Management For For
7 Elect Larry J. Merlo Management For For
8 Elect Jean-Pierre Millon Management For For
9 Elect Richard J. Swift Management For For
10 Elect William C. Weldon Management For For
11 Elect Tony L. White Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Approval of the Performance Criteria in the 2010 Incentive Compensation Plan Management For For
15 Shareholder Proposal Regarding Incorporation of Values in Political Spending Shareholder Against Against
 
DAVITA HEALTHCARE PARTNERS INC.
Meeting Date:  JUN 16, 2015
Record Date:  APR 24, 2015
Meeting Type:  ANNUAL
Ticker:  DVA
Security ID:  23918K108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Pamela M. Arway Management For For
2 Elect Charles G. Berg Management For For
3 Elect Carol Anthony Davidson Management For For
4 Elect Paul J. Diaz Management For For
5 Elect Peter T. Grauer Management For For
6 Elect John M. Nehra Management For For
7 Elect William L. Roper Management For For
8 Elect Kent J. Thiry Management For For
9 Elect Roger J. Valine Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
DBV TECHNOLOGIES
Meeting Date:  JUN 23, 2015
Record Date:  MAY 27, 2015
Meeting Type:  ANNUAL
Ticker:  DBV
Security ID:  23306J101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Consolidated Accounts and Reports Management For For
3 Allocation of Losses Management For For
4 Related Party Transactions Management For For
5 Elect Chahra Louafi Management For For
6 Elect Daniel Soland Management For For
7 Directors' Fees Management For For
8 Authority to Repurchase Shares Management For For
9 Authority to Cancel Shares and Reduce Capital Management For For
10 Authority to Increase Capital Through Capitalizations Management For For
11 Authority to Issue Shares w/ Preemptive Rights Management For For
12 Authority to Issue Shares w/o Preemptive Rights Management For For
13 Authority to Issue Shares w/o Preemptive Rights Through Private Placement Management For For
14 Authority to Set the Offering Price of Shares Management For Against
15 Greenshoe Management For Against
16 Authority to Increase Capital in Consideration for Contributions in Kind Management For Against
17 Authority to Grant Warrants Management For For
18 Employee Stock Purchase Plan Management For For
19 Authority to Issue Performance Shares Management For For
20 Global Ceiling on Capital Increases Management For For
21 Amendments to Articles Regarding Voting Rights Management For For
22 Merger By Absorption of Phys Participations Management For For
23 Merger By Absorption of DBCS Participations Management For For
24 Capital Increase Associated with Merger by Absorption of Phys Participations Management For For
25 Capital Increase Associated with Merger by Absorption with DBCS Participations Management For For
26 Merger Premium Associated with the Merger by Absorption with Phys Participations Management For For
27 Merger Premium Associated with the Merger by Absorption with DBCS Participations Management For For
28 Share Cancellation Associated with the Merger by Absorption with Phys Participations Management For For
29 Share Cancel Associated with the Merger by Absorption with DBCS Participations Management For For
30 Article Amendment Associated with the Merger by Absorption with Phys Participations Management For For
31 Article Amendment Associated with the Merger by Absorption with DBCS Participations Management For For
32 Authorization of Legal Formalities Management For For
 
DERMA SCIENCES, INC.
Meeting Date:  MAY 27, 2015
Record Date:  MAR 30, 2015
Meeting Type:  ANNUAL
Ticker:  DSCI
Security ID:  249827502
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Edward J. Quilty Management For For
1.2 Elect Srini Conjeevaram Management For For
1.3 Elect Stephen T. Wills Management For For
1.4 Elect Robert G. Moussa Management For For
1.5 Elect Bruce F. Wesson Management For For
1.6 Elect Brett D. Hewlett Management For For
1.7 Elect Amy Paul Management For For
1.8 Elect Samuel E. Navarro Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
4 Transaction of Other Business Management For Against
 
DERMIRA INC
Meeting Date:  JUN 11, 2015
Record Date:  APR 13, 2015
Meeting Type:  ANNUAL
Ticker:  DERM
Security ID:  24983L104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Matthew K. Fust Management For For
1.2 Elect Wende S. Hutton Management For For
1.3 Elect William R. Ringo Management For For
2 Ratification of Auditor Management For For
3 Equity Incentive Plan Management For Against
 
DYAX CORP.
Meeting Date:  MAY 12, 2015
Record Date:  APR 07, 2015
Meeting Type:  ANNUAL
Ticker:  DYAX
Security ID:  26746E103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Ron Cohen Management For For
1.2 Elect David J. McLachlan Management For For
1.3 Elect Pablo Pucci Management For For
2 Ratification of Auditor Management For For
 
ELI LILLY AND COMPANY
Meeting Date:  MAY 04, 2015
Record Date:  FEB 27, 2015
Meeting Type:  ANNUAL
Ticker:  LLY
Security ID:  532457108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Katherine Baicker Management For For
2 Elect J. Erik Fyrwald Management For For
3 Elect Ellen R. Marram Management For For
4 Elect Jackson P. Tai Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Ratification of Auditor Management For For
 
ENVISION HEALTHCARE HOLDINGS INC.
Meeting Date:  MAY 21, 2015
Record Date:  APR 06, 2015
Meeting Type:  ANNUAL
Ticker:  EVHC
Security ID:  29413U103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Carol J. Burt Management For For
1.2 Elect Leonard M. Riggs, Jr. Management For For
1.3 Elect James D. Shelton Management For For
2 Approval of the 2015 Employee Stock Purchase Plan Management For For
3 2015 Provider Stock Purchase Plan Management For For
4 Ratification of Auditor Management For For
 
EPIRUS BIOPHARMACEUTICALS, INC.
Meeting Date:  JUN 04, 2015
Record Date:  APR 13, 2015
Meeting Type:  ANNUAL
Ticker:  EPRS
Security ID:  29428P107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Geoffrey Duyk Management For For
1.2 Elect Daotian Fu Management For For
1.3 Elect Scott Rocklage Management For For
2 Ratification of Auditor Management For For
3 2015 Employee Stock Purchase Plan Management For For
4 2015 Equity Incentive Plan Management For Against
5 Decrease of Authorized Common Stock Management For For
 
EPIZYME, INC.
Meeting Date:  MAY 19, 2015
Record Date:  APR 01, 2015
Meeting Type:  ANNUAL
Ticker:  EPZM
Security ID:  29428V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Carl Goldfischer Management For For
1.2 Elect Beth C. Seidenberg Management For For
2 Ratification of Auditor Management For For
 
FIBROCELL SCIENCE INC
Meeting Date:  JUN 24, 2015
Record Date:  APR 28, 2015
Meeting Type:  ANNUAL
Ticker:  FCSC
Security ID:  315721209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David M. Pernock Management For For
1.2 Elect Kelvin Moore Management For For
2 Ratification of Auditor Management For For
 
FLAMEL TECHNOLOGIES SA
Meeting Date:  JUN 26, 2015
Record Date:  MAY 19, 2015
Meeting Type:  ANNUAL
Ticker:  FLML
Security ID:  338488109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax Deductible Expenses Management For For
2 Allocation of Profits/Dividends Management For For
3 Elect Michael Anderson Management For For
4 Elect Guillaume Cerutti Management For For
5 Elect Francis J.T Fildes Management For For
6 Elect Christophe Navarre Management For For
7 Elect Craig R. Stapleton Management For For
8 Elect Ben Van Assche Management For For
9 Directors' Fees Management For For
10 Related Party Transactions Management For Abstain
11 Authority to Issue Free Shares Management For For
12 Authority to Grant Warrants Management For Against
13 Eliminate Pre-Emptive Rights Pursuant to Item 12.00 Management For Against
14 Employee Stock Purchase Plan Management For For
15 Cancel Preemptive Rights in Favour of Employees of the Company Management For For
16 Authority to Issue American Depository Shares (ADS) w/o Preemptive Rights to any Public or Private Company in the Pharmaceutical Industry Management For Against
17 Cancel Preemptive Rights in Favour of any Public or Private Company in the Pharmaceutical Industry Management For Against
18 Authorization of Legal Formalities Management For For
 
FLEXION THERAPEUTICS INC
Meeting Date:  JUN 17, 2015
Record Date:  APR 21, 2015
Meeting Type:  ANNUAL
Ticker:  FLXN
Security ID:  33938J106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael D. Clayman Management For For
1.2 Elect Sandesh Mahatme Management For For
1.3 Elect C. Ann Merrifield Management For For
2 Ratification of Auditor Management For For
 
FOAMIX PHARMACEUTICALS LIMITED
Meeting Date:  JUN 22, 2015
Record Date:  MAY 21, 2015
Meeting Type:  ANNUAL
Ticker:  FOMX
Security ID:  M46135105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Anna Kazanchyan Management For For
2 Elect Aaron Schwartz Management For For
3 Appointment of Auditor and Authority to Set Fees Management For For
4 Compensation Policy Management For For
5 Cash Bonus of CEO Management For For
6 Salary Increase of CEO Management For For
7 Stock Options of CEO Management For For
8 Restricted Stock Units of CEO Management For For
9 Cash Bonus of Chief Innovation Officer Management For For
10 Salary Increase of Chief Innovation Officer Management For For
11 Stock Options of Chief Innovation Officer Management For For
12 Restricted Stock Units of Chief Innovation Officer Management For For
 
GENFIT
Meeting Date:  FEB 24, 2015
Record Date:  FEB 19, 2015
Meeting Type:  MIX
Ticker:  GNFT FP
Security ID:  F43738107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Authority to Repurchase Shares Management For For
5 Authority to Issue Shares w/ Preemptive Rights Management For For
6 Authority to Issue Shares w/o Preemptive Rights Management For Against
7 Authority to Issue Shares and/or Convertible Securities Through Private Placement Management For Against
8 Authority to Set Offering Price of Shares Management For For
9 Greenshoe Management For For
10 Authority to Issue Shares through Private Placements to Qualified Institutional Investors Management For For
11 Authority to Increase Capital in Consideration for Contributions in Kind Management For For
12 Authority to Increase Capital in Case of Exchange Offer Management For For
13 Authority to Issue Warrants (Supervisory Board Members and Consultants) Management For For
14 Authority to Warrants to Employees and Corporate Officers of the Company and its Subsidiaries Management For Against
15 Employee Stock Purchase Plan Management For For
16 Global Ceiling on Capital Increases Management For For
17 Authority to Cancel Shares and Reduce Capital Management For For
18 Authorization of Legal Formalities Management For For
 
GENMARK DIAGNOSTICS INC.
Meeting Date:  MAY 28, 2015
Record Date:  MAR 31, 2015
Meeting Type:  ANNUAL
Ticker:  GNMK
Security ID:  372309104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Hany Massarany Management For For
1.2 Elect Kevin C. O'Boyle Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
GILEAD SCIENCES, INC.
Meeting Date:  MAY 06, 2015
Record Date:  MAR 11, 2015
Meeting Type:  ANNUAL
Ticker:  GILD
Security ID:  375558103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John F. Cogan Management For For
2 Elect Etienne F. Davignon Management For For
3 Elect Carla A. Hills Management For For
4 Elect Kevin E. Lofton Management For For
5 Elect John W. Madigan Management For For
6 Elect John C. Martin Management For For
7 Elect Nicholas G. Moore Management For For
8 Elect Richard J. Whitley Management For For
9 Elect Gayle E. Wilson Management For For
10 Elect Per Wold-Olsen Management For For
11 Ratification of Auditor Management For For
12 Amendment to the Employee Stock Purchase Plans Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
15 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
16 Shareholder Proposal Regarding Sustainability Report Shareholder Against Against
17 Shareholder Proposal Regarding Drug Pricing Report Shareholder Against Against
 
GW PHARMACEUTICALS
Meeting Date:  FEB 05, 2015
Record Date:  JAN 08, 2015
Meeting Type:  ANNUAL
Ticker:  GWPH
Security ID:  36197T103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Policy (Binding) Management For For
4 Elect Justin Gover Management For For
5 Elect Stephen Wright Management For For
6 Appointment of Auditor Management For For
7 Authority to Set Auditor's Fees Management For For
8 Authority to Issue Shares w/ Preemptive Rights Management For For
9 Amendment to the Company's Long-Term Incentive Plan Management For For
10 Authority to Issue Shares w/o Preemptive Rights Management For Against
 
HCA HOLDINGS, INC.
Meeting Date:  APR 30, 2015
Record Date:  MAR 06, 2015
Meeting Type:  ANNUAL
Ticker:  HCA
Security ID:  40412C101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect R. Milton Johnson Management For For
1.2 Elect Robert J. Dennis Management For For
1.3 Elect Nancy-Ann DeParle Management For For
1.4 Elect Thomas F. Frist III Management For For
1.5 Elect William R. Frist Management For For
1.6 Elect Ann H. Lamont Management For For
1.7 Elect Jay O. Light Management For For
1.8 Elect Geoffrey G. Meyers Management For For
1.9 Elect Michael W. Michelson Management For For
1.1 Elect Wayne J. Riley Management For For
1.11 Elect John W. Rowe Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
IDERA PHARMACEUTICALS, INC.
Meeting Date:  JUN 08, 2015
Record Date:  APR 20, 2015
Meeting Type:  ANNUAL
Ticker:  IDRA
Security ID:  45168K306
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Julian C. Baker Management For For
1.2 Elect James A. Geraghty Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Amendment to the 2013 Equity Compensation Plan Management For For
4 Ratification of Auditor Management For For
 
ILLUMINA, INC.
Meeting Date:  MAY 27, 2015
Record Date:  MAR 31, 2015
Meeting Type:  ANNUAL
Ticker:  ILMN
Security ID:  452327109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect A. Blaine Bowman Management For For
2 Elect Karin Eastham Management For For
3 Elect Jay T. Flatley Management For For
4 Elect Jeffrey T. Huber Management For For
5 Elect William H. Rastetter Management For For
6 Ratification of Auditor Management For For
7 Advisory Vote on Executive Compensation Management For For
8 2015 Stock and Incentive Plan Management For For
 
INCYTE CORPORATION
Meeting Date:  MAY 22, 2015
Record Date:  APR 02, 2015
Meeting Type:  ANNUAL
Ticker:  INCY
Security ID:  45337C102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Julian C. Baker Management For For
1.2 Elect Jean-Jacques Bienaime Management For For
1.3 Elect Paul A. Brooke Management For For
1.4 Elect Paul J. Clancy Management For For
1.5 Elect Wendy L. Dixon Management For For
1.6 Elect Paul A. Friedman Management For For
1.7 Elect Herve Hoppenot Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
INNOCOLL AG
Meeting Date:  DEC 04, 2014
Record Date:  OCT 22, 2014
Meeting Type:  SPECIAL
Ticker:  INNL
Security ID:  45780Q103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Stock Option Plan; Increase in Conditional Capital Management For For
2 Increase in Authorized Capital Management For For
3 Elect Joe Wiley Management For For
4 Authority to Issue Shares w/o Preemptive Rights through Private Placement Management For Against
 
INOTEK PHARMACEUTICALS CORP.
Meeting Date:  JUN 24, 2015
Record Date:  APR 28, 2015
Meeting Type:  ANNUAL
Ticker:  ITEK
Security ID:  45780V102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David P. Southwell Management For For
2 Ratification of Auditor Management For For
3 Approval of Stock Option and Incentive Plan Management For Against
 
INSMED INCORPORATED
Meeting Date:  MAY 21, 2015
Record Date:  APR 07, 2015
Meeting Type:  ANNUAL
Ticker:  INSM
Security ID:  457669307
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David R. Brennan Management For For
1.2 Elect Melvin Sharoky Management For For
2 Ratification of Auditor Management For For
3 Approval of 2015 Incentive Plan Management For Against
 
INSPIREMD INC
Meeting Date:  DEC 08, 2014
Record Date:  OCT 14, 2014
Meeting Type:  ANNUAL
Ticker:  NSPR
Security ID:  45779A309
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect James Barry Management For For
1.2 Elect Campbell Rogers Management For For
2 Ratification of Auditor Management For For
 
INTERCEPT PHARMACEUTICALS INC
Meeting Date:  JUL 17, 2014
Record Date:  MAY 30, 2014
Meeting Type:  ANNUAL
Ticker:  ICPT
Security ID:  45845P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Srinivas Akkaraju Management For For
1.2 Elect Luca Benatti Management For For
1.3 Elect Paolo Fundaro Management For For
1.4 Elect Sanj K. Patel Management For For
1.5 Elect Mark Pruzanski Management For For
1.6 Elect Glenn Sblendorio Management For For
1.7 Elect Jonathan Silverstein Management For For
1.8 Elect Klaus Veitinger Management For For
1.9 Elect Nicole S. Williams Management For For
2 Increase of Authorized Common Stock Management For For
3 Ratification of Auditor Management For For
 
INTERSECT ENT INC
Meeting Date:  JUN 04, 2015
Record Date:  APR 09, 2015
Meeting Type:  ANNUAL
Ticker:  XENT
Security ID:  46071F103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kieran T. Gallahue Management For For
1.2 Elect Lisa D. Earnhardt Management For For
1.3 Elect Cynthia L. Lucchese Management For For
1.4 Elect Dana G. Mead, Jr. Management For For
1.5 Elect Frederic H. Moll, M.D. Management For For
1.6 Elect Casey M Tansey Management For For
1.7 Elect W. Anthony Vernon Management For For
2 Ratification of Auditor Management For For
 
JAZZ PHARMACEUTICALS PLC
Meeting Date:  JUL 31, 2014
Record Date:  MAY 27, 2014
Meeting Type:  ANNUAL
Ticker:  JAZZ
Security ID:  G50871105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Bruce C. Cozadd Management For For
2 Elect Heather Ann McSharry Management For For
3 Elect Rick E. Winningham Management For For
4 Ratification of Auditor Management For For
5 Authority to Repurchase Shares Management For For
6 Advisory Vote on Executive Compensation Management For For
 
KINDRED BIOSCIENCES INC
Meeting Date:  DEC 01, 2014
Record Date:  OCT 06, 2014
Meeting Type:  ANNUAL
Ticker:  KIN
Security ID:  494577109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ernest Mario Management For For
2 2014 Employee Stock Purchase Plan Management For For
3 Ratification of Auditor Management For For
 
KINDRED BIOSCIENCES, INC.
Meeting Date:  JUN 01, 2015
Record Date:  APR 06, 2015
Meeting Type:  ANNUAL
Ticker:  KIN
Security ID:  494577109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Raymond Townsend Management For For
2 Elect Ervin Veszpremi Management For For
3 Ratification of Auditor Management For For
 
KYTHERA BIOPHARMACEUTICALS INC.
Meeting Date:  JUN 02, 2015
Record Date:  APR 06, 2015
Meeting Type:  ANNUAL
Ticker:  KYTH
Security ID:  501570105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Keith R. Leonard, Jr. Management For For
1.2 Elect Hollings C. Renton Management For For
1.3 Elect Camille Samuels Management For For
2 2015 Employee Stock Purchase Plan Management For For
3 Ratification of Auditor Management For For
 
MACROGENICS, INC.
Meeting Date:  MAY 20, 2015
Record Date:  MAR 31, 2015
Meeting Type:  ANNUAL
Ticker:  MGNX
Security ID:  556099109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kenneth Galbraith Management For For
1.2 Elect David C. Stump Management For For
2 Ratification of Auditor Management For For
 
MCKESSON CORPORATION
Meeting Date:  JUL 30, 2014
Record Date:  JUN 02, 2014
Meeting Type:  ANNUAL
Ticker:  MCK
Security ID:  58155Q103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Andy D. Bryant Management For For
2 Elect Wayne A. Budd Management For For
3 Elect N. Anthony Coles Management For For
4 Elect John H. Hammergren Management For For
5 Elect Alton F. Irby III Management For For
6 Elect M. Christine Jacobs Management For For
7 Elect Marie L. Knowles Management For For
8 Elect David M. Lawrence Management For For
9 Elect Edward A. Mueller Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
13 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
14 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Against
 
MEDGENICS, INC.
Meeting Date:  APR 16, 2015
Record Date:  MAR 09, 2015
Meeting Type:  ANNUAL
Ticker:  MDGN
Security ID:  58436Q203
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Sol J. Barer Management For For
1.2 Elect Eugene A. Bauer Management For For
1.3 Elect Isaac Blech Management For For
1.4 Elect Alastair J. T. Clemow Management For For
1.5 Elect Michael F. Cola Management For For
1.6 Elect Wilbur H. Gantz Management For For
1.7 Elect Joseph Grano, Jr. Management For For
2 Ratification of Auditor Management For For
 
MEDIWOUND LTD
Meeting Date:  SEP 22, 2014
Record Date:  AUG 11, 2014
Meeting Type:  ANNUAL
Ticker:  MDWD
Security ID:  M68830104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ruben Krupik Management For For
2 Elect Ofer Gonen Management For For
3 Elect Meron Mann Management For For
4 Elect Marian Gorecki Management For For
5 Appointment of Auditor and Authority to Set Fees Management For Against
6 Compensation Policy Management For For
7 Approval of Option Grants to Directors Management For Against
8 Amendment to the Employment Terms of the CEO Management For For
9 Bonus Management For For
 
MOLINA HEALTHCARE, INC.
Meeting Date:  MAY 06, 2015
Record Date:  MAR 17, 2015
Meeting Type:  ANNUAL
Ticker:  MOH
Security ID:  60855R100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Garrey E. Carruthers Management For For
2 Elect Daniel Cooperman Management For For
3 Elect Frank E. Murray Management For For
4 Re-approval of the Performance Goals Under the Incentive Compensation Plan Management For For
5 Ratification of Auditor Management For For
 
NEUROCRINE BIOSCIENCES, INC.
Meeting Date:  MAY 28, 2015
Record Date:  APR 01, 2015
Meeting Type:  ANNUAL
Ticker:  NBIX
Security ID:  64125C109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect W. Thomas Mitchell Management For For
1.2 Elect Joseph A. Mollica Management For For
1.3 Elect William H. Rastetter Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Amendment to the 2011 Equity Incentive Plan Management For Against
4 Ratification of Auditor Management For For
 
NEVRO CORP.
Meeting Date:  MAY 28, 2015
Record Date:  MAR 30, 2015
Meeting Type:  ANNUAL
Ticker:  NVRO
Security ID:  64157F103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael DeMane Management For For
1.2 Elect Nathan B. Pliam Management For For
1.3 Elect Brad Vale Management For For
2 Ratification of Auditor Management For For
 
NOVADAQ TECHNOLOGIES INC.
Meeting Date:  MAY 13, 2015
Record Date:  APR 10, 2015
Meeting Type:  SPECIAL
Ticker:  NDQ
Security ID:  66987G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Arun Menawat Management For For
1.2 Elect Anthony F. Griffiths Management For For
1.3 Elect Harold O. Koch Jr. Management For For
1.4 Elect William A. MacKinnon Management For For
1.5 Elect Thomas Wellner Management For For
1.6 Elect Robert S. White Management For For
1.7 Elect Patrice E. Merrin Management For For
2 Appointment of Auditor and Authority to Set Fees Management For For
3 Long-Term Incentive Plan Management For For
 
OCULAR THERAPEUTIX INC
Meeting Date:  JUN 11, 2015
Record Date:  APR 16, 2015
Meeting Type:  ANNUAL
Ticker:  OCUL
Security ID:  67576A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect James Garvey Management For For
1.2 Elect Charles Warden Management For For
2 Ratification of Auditor Management For For
 
OTONOMY INC
Meeting Date:  JUN 19, 2015
Record Date:  APR 28, 2015
Meeting Type:  ANNUAL
Ticker:  OTIC
Security ID:  68906L105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect George J. Morrow Management For For
1.2 Elect David A. Weber Management For For
2 Ratification of Auditor Management For For
 
OVASCIENCE, INC.
Meeting Date:  JUN 04, 2015
Record Date:  APR 08, 2015
Meeting Type:  ANNUAL
Ticker:  OVAS
Security ID:  69014Q101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michelle Dipp Management For For
1.2 Elect Jeffrey D. Capello Management For For
1.3 Elect Thomas R. Malley Management For For
2 Ratification of Auditor Management For For
 
PACIRA PHARMACEUTICALS INC.
Meeting Date:  JUN 02, 2015
Record Date:  APR 15, 2015
Meeting Type:  ANNUAL
Ticker:  PCRX
Security ID:  695127100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Laura Brege Management For For
1.2 Elect Mark A. Kronenfeld Management For For
1.3 Elect Dennis L. Winger Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
PERRIGO COMPANY PLC
Meeting Date:  NOV 04, 2014
Record Date:  SEP 05, 2014
Meeting Type:  ANNUAL
Ticker:  PRGO
Security ID:  G97822103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Laurie Brlas Management For For
2 Elect Gary M. Cohen Management For For
3 Elect Jacqualyn A. Fouse Management For For
4 Elect David T. Gibbons Management For For
5 Elect Ran Gottfried Management For For
6 Elect Ellen R. Hoffing Management For For
7 Elect Michael J. Jandernoa Management For For
8 Elect Gary K. Kunkle, Jr. Management For For
9 Elect Herman Morris, Jr. Management For For
10 Elect Donal O'Connor Management For For
11 Elect Joseph C. Papa Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Authority to Repurchase Shares Management For For
15 Price Range for Reissuance of Treasury Stock Management For For
16 Reduction of Share Premium Account Management For For
 
PORTOLA PHARMACEUTICALS, INC.
Meeting Date:  JUN 16, 2015
Record Date:  APR 20, 2015
Meeting Type:  ANNUAL
Ticker:  PTLA
Security ID:  737010108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Charles J. Homcy Management For For
1.2 Elect Dennis Fenton Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
4 Ratification of Auditor Management For For
 
PREMIER INC
Meeting Date:  DEC 05, 2014
Record Date:  OCT 06, 2014
Meeting Type:  ANNUAL
Ticker:  PINC
Security ID:  74051N102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Stephen R. D'Arcy Management For For
1.2 Elect Lloyd H. Dean Management For For
1.3 Elect Charles E. Hart Management For For
1.4 Elect Philip A. Incarnati Management For For
1.5 Elect Alan R. Yordy Management For For
2 Ratification of Auditor Management For For
3 Employee Stock Purchase Plan Management For For
 
PROQR THERAPEUTICS NV
Meeting Date:  JUN 10, 2015
Record Date:  MAY 13, 2015
Meeting Type:  ANNUAL
Ticker:  PRQR
Security ID:  N71542109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Ratification of Management Board Acts Management For For
3 Ratification of Supervisory Board Acts Management For For
4 Supervisory Board Fees Management For For
5 Supervisory Board Size Management For For
6 Elect Paul Baart to the Supervisory Board Management For For
7 Supervisory Board Fees (Paul Baart) Management For For
8 Restructuring Management For For
9 Appointment of Auditor Management For For
10 Authority to Repurchase Shares Management For For
 
PROTHENA CORPORATION PLC
Meeting Date:  MAY 21, 2015
Record Date:  MAR 16, 2015
Meeting Type:  ANNUAL
Ticker:  PRTA
Security ID:  G72800108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Shane Cooke Management For For
2 Elect Lars Ekman Management For For
3 Appointment of Auditor Management For For
 
REGULUS THERAPEUTICS INC
Meeting Date:  JUN 10, 2015
Record Date:  APR 20, 2015
Meeting Type:  ANNUAL
Ticker:  RGLS
Security ID:  75915K101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David Baltimore Management For For
1.2 Elect Bruce L.A. Carter Management For For
1.3 Elect Mark G. Foletta Management For For
1.4 Elect Stelios Papadopoulos Management For For
1.5 Elect William H. Rastetter Management For For
1.6 Elect Douglas Williams Management For For
1.7 Elect Kleanthis G. Xanthopoulos Management For For
2 Ratification of Auditor Management For For
 
RELYPSA, INC.
Meeting Date:  JUN 04, 2015
Record Date:  APR 07, 2015
Meeting Type:  ANNUAL
Ticker:  RLYP
Security ID:  759531106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David W.J. McGirr Management For For
1.2 Elect John A. Orwin Management For For
2 Ratification of Auditor Management For For
 
RETROPHIN INC
Meeting Date:  FEB 03, 2015
Record Date:  JAN 16, 2015
Meeting Type:  SPECIAL
Ticker:  RTRX
Security ID:  761299106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Ratify Previously Granted Equity Awards Management For For
 
RETROPHIN INC
Meeting Date:  JUN 08, 2015
Record Date:  APR 24, 2015
Meeting Type:  ANNUAL
Ticker:  RTRX
Security ID:  761299106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Stephen Aselage Management For For
1.2 Elect Tim Coughlin Management For For
1.3 Elect Cornelius E. Golding Management For For
1.4 Elect John Kozarich Management For For
1.5 Elect Gary Lyons Management For For
1.6 Elect Jeffrey Meckler Management For For
2 Approval of the 2015 Equity Incentive Plan Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the Company's Certificate Regarding Director Indemnification Management For For
5 Bundled Amendments to the Company's Bylaws Management For For
6 Issuance of Common Stock Management For For
7 Ratification of Auditor Management For For
 
REVANCE THERAPEUTICS, INC.
Meeting Date:  MAY 07, 2015
Record Date:  MAR 11, 2015
Meeting Type:  ANNUAL
Ticker:  RVNC
Security ID:  761330109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Phyllis Gardner Management For For
1.2 Elect James Glasheen Management For For
1.3 Elect Angus C. Russell Management For For
1.4 Elect Philip J. Vickers Management For For
2 Ratification of Auditor Management For For
 
SANGAMO BIOSCIENCES, INC.
Meeting Date:  JUN 22, 2015
Record Date:  APR 24, 2015
Meeting Type:  ANNUAL
Ticker:  SGMO
Security ID:  800677106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Edward O. Lanphier II Management For For
2 Elect Paul B. Cleveland Management For For
3 Elect Stephen G. Dilly Management For For
4 Elect John W. Larson Management For For
5 Elect Steven J. Mento Management For For
6 Elect H. Stewart Parker Management For For
7 Elect Saira Ramasastry Management For For
8 Elect William R. Ringo Management For For
9 Amendment to the 2013 Stock Incentive Plan Management For Against
10 Ratification of Auditor Management For For
 
SHIRE PLC
Meeting Date:  APR 28, 2015
Record Date:  MAR 19, 2015
Meeting Type:  ANNUAL
Ticker:  SHP
Security ID:  82481R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Policy (Binding) Management For For
4 Elect Dominic Blakemore Management For For
5 Elect William M. Burns Management For For
6 Elect Steven Gillis Management For For
7 Elect David Ginsburg Management For For
8 Elect David Kappler Management For For
9 Elect Susan Kilsby Management For For
10 Elect Anne Minto Management For For
11 Elect Flemming Ornskov Management For For
12 Appointment of Auditor Management For Against
13 Authority to Set Auditor's Fees Management For Against
14 Long Term Incentive Plan 2015 Management For For
15 Employee Stock Purchase Plan Management For For
16 Authority to Issue Shares w/ Preemptive Rights Management For For
17 Authority to Issue Shares w/o Preemptive Rights Management For Against
18 Authority to Repurchase Shares Management For For
19 Authority to Set General Meeting Notice Period at 14 Days Management For For
 
SYNTA PHARMACEUTICALS CORP.
Meeting Date:  JUN 11, 2015
Record Date:  APR 16, 2015
Meeting Type:  ANNUAL
Ticker:  SNTA
Security ID:  87162T206
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Keith R. Gollust Management For For
1.2 Elect Robert N. Wilson Management For For
2 Ratification of Auditor Management For For
3 2015 Stock Plan Management For Against
4 Advisory Vote on Executive Compensation Management For Against
 
TESARO INC.
Meeting Date:  MAY 14, 2015
Record Date:  MAR 25, 2015
Meeting Type:  ANNUAL
Ticker:  TSRO
Security ID:  881569107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Leon O. Moulder, Jr. Management For For
1.2 Elect Mary Lynne Hedley Management For For
1.3 Elect David M. Mott Management For For
1.4 Elect Lawrence M. Alleva Management For For
1.5 Elect James O. Armitage Management For For
1.6 Elect Earl M. Collier, Jr. Management For For
1.7 Elect Gary A. Nicholson Management For For
1.8 Elect Arnold L. Oronsky Management For For
1.9 Elect Beth C. Seidenberg Management For For
2 Ratification of Auditor Management For For
3 Amendment to the 2012 Omnibus Incentive Plan Management For Against
4 Approval of the Non-Employee Director Stock Incentive Plan Management For Against
 
TETRAPHASE PHARMACEUTICALS, INC.
Meeting Date:  JUN 10, 2015
Record Date:  APR 14, 2015
Meeting Type:  ANNUAL
Ticker:  TTPH
Security ID:  88165N105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jeffrey Chodakewitz Management For For
1.2 Elect Gerri Henwood Management For For
1.3 Elect Guy Macdonald Management For For
2 Ratification of Auditor Management For For
 
TEVA- PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date:  JUL 30, 2014
Record Date:  JUN 23, 2014
Meeting Type:  ANNUAL
Ticker:  TEVA
Security ID:  881624209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Dan Propper Management For For
2 Elect Ory Slonim Management For For
3 Elect Joseph Nitzani Management For For
4 Elect Jean-Michel Halfon Management For For
5 Bonus Incentives of President and CEO Management For For
6 Equity Grants of President and CEO Management For For
7 Liability Insurance of Directors & Officers Management For For
8 Appointment of Auditor Management For For
 
THE MEDICINES COMPANY
Meeting Date:  MAY 28, 2015
Record Date:  APR 14, 2015
Meeting Type:  ANNUAL
Ticker:  MDCO
Security ID:  584688105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Armin M. Kessler Management For For
1.2 Elect Robert G. Savage Management For For
1.3 Elect Glenn P. Sblendorio Management For For
1.4 Elect Melvin K. Spigelman Management For For
2 Increase of Authorized Common Stock Management For For
3 Amendment to the 2013 Stock Incentive Plan Management For Against
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
TORNIER N.V.
Meeting Date:  JUN 18, 2015
Record Date:  JUN 04, 2015
Meeting Type:  ANNUAL
Ticker:  TRNX
Security ID:  N87237108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sean D. Carney Management For For
2 Elect Richard B. Emmitt Management For For
3 Ratification of Auditor Management For For
4 Ratification of Statutory Auditor for Dutch Accounts Management For For
5 Ratification of Post-Merger Auditor Management For For
6 Ratification of Post-Merger Statutory Auditor for Dutch Accounts Management For For
7 Adoption of Dutch Statutory Annual Accounts Management For For
8 Director & Officer Liability/Indemnification Management For For
9 Authority to Repurchase Shares Management For For
10 Authority to Issue Shares w/ Preemptive Rights Management For For
11 Authority to Suppress Preemptive Rights Management For Against
12 Amendment to the 2010 Incentive Plan Management For Against
 
TORNIER N.V.
Meeting Date:  JUN 18, 2015
Record Date:  MAY 08, 2015
Meeting Type:  SPECIAL
Ticker:  TRNX
Security ID:  N87237108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Company Name Change Management For For
4 Increase of Authorized Common Stock Management For For
5 Resignation of Alain Tornier Management For For
6 Resignation of Richard B. Emmitt Management For For
7 Elect Robert J. Palmisano Management For For
8 Elect David H. Mowry Management For For
9 Elect Gary D. Blackford Management For For
10 Elect Sean D. Carney Management For For
11 Elect John L. Miclot Management For For
12 Elect Kevin C. O'Boyle Management For For
13 Elect Amy S. Paul Management For For
14 Elect David D. Stevens Management For For
15 Elect Richard F. Wallman Management For For
16 Elect Elizabeth H. Weatherman Management For For
17 Amendment to the 2010 Incentive Plan Management For For
1 Merger Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Company Name Change Management For For
4 Increase of Authorized Common Stock Management For For
5 Resignation of Alain Tornier Management For For
6 Resignation of Richard B. Emmitt Management For For
7 Elect Robert J. Palmisano Management For For
8 Elect David H. Mowry Management For For
9 Elect Gary D. Blackford Management For For
10 Elect Sean D. Carney Management For For
11 Elect John L. Miclot Management For For
12 Elect Kevin C. O'Boyle Management For For
13 Elect Amy S. Paul Management For For
14 Elect David D. Stevens Management For For
15 Elect Richard F. Wallman Management For For
16 Elect Elizabeth H. Weatherman Management For For
17 Amendment to the 2010 Incentive Plan Management For Against
 
TORNIER N.V.
Meeting Date:  JUN 18, 2015
Record Date:  MAY 07, 2015
Meeting Type:  ANNUAL
Ticker:  TRNX
Security ID:  N87237108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sean D. Carney Management For For
2 Elect Richard B. Emmitt Management For For
3 Ratification of Auditor Management For For
4 Ratification of Statutory Auditor for Dutch Accounts Management For For
5 Ratification of Post-Merger Auditor Management For For
6 Ratification of Post-Merger Statutory Auditor for Dutch Accounts Management For For
7 Adoption of Dutch Statutory Annual Accounts Management For For
8 Director & Officer Liability/Indemnification Management For For
9 Authority to Repurchase Shares Management For For
10 Authority to Issue Shares w/ Preemptive Rights Management For For
11 Authority to Suppress Preemptive Rights Management For Against
12 Amendment to the 2010 Incentive Plan Management For Against
 
ULTRAGENYX PHARMACEUTICAL INC
Meeting Date:  JUN 18, 2015
Record Date:  APR 21, 2015
Meeting Type:  ANNUAL
Ticker:  RARE
Security ID:  90400D108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael Narachi Management For For
2 Elect Clay B. Siegall Management For For
3 Ratification of Auditor Management For For
 
ULTRAGENYX PHARMACEUTICAL INC.
Meeting Date:  JUL 10, 2014
Record Date:  MAY 16, 2014
Meeting Type:  ANNUAL
Ticker:  RARE
Security ID:  90400D108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Emil D. Kakkis Management For For
2 Ratification of Auditor Management For For
3 Reapproval of Section 162(m) provisions of the 2014 Incentive Plan Management For Against
4 Reapproval of Section 162(m) Provisions of the Corporate Bonus Plan Management For For
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 01, 2015
Record Date:  APR 02, 2015
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William C. Ballard, Jr. Management For For
2 Elect Edson Bueno Management For For
3 Elect Richard T. Burke Management For For
4 Elect Robert J. Darretta Management For For
5 Elect Stephen J. Hemsley Management For For
6 Elect Michele J. Hooper Management For For
7 Elect Rodger A. Lawson Management For For
8 Elect Glenn M. Renwick Management For For
9 Elect Kenneth I. Shine Management For For
10 Elect Gail R. Wilensky Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Amendment to the 2011 Stock Incentive Plan Management For For
13 Reincorporation from Minnesota to Delaware Management For Against
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
 
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date:  MAY 20, 2015
Record Date:  MAR 26, 2015
Meeting Type:  ANNUAL
Ticker:  UHS
Security ID:  913903100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amended 2005 Stock Incentive Plan Management For For
2 Amended 2010 Employee Restricted Stock Purchase Plan Management For For
3 Approval of the Material Terms of Performance Goals Under 2010 Executive Incentive Plan Management For For
4 Ratification of Auditor Management For For
5 Shareholder Proposal Regarding Recapitalization Shareholder Against For
 
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
Meeting Date:  MAY 19, 2015
Record Date:  MAR 24, 2015
Meeting Type:  ANNUAL
Ticker:  VRX
Security ID:  91911K102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ronald H. Farmer Management For For
2 Elect Colleen A. Goggins Management For For
3 Elect Robert A. Ingram Management For For
4 Elect Anders Lonner Management For For
5 Elect Theo Melas-Kyriazi Management For For
6 Elect J. Michael Pearson Management For For
7 Elect Robert N. Power Management For For
8 Elect Norma A. Provencio Management For For
9 Elect Howard B. Schiller Management For For
10 Elect Katharine B. Stevenson Management For For
11 Elect Jeffery W. Ubben Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Ratification of Auditor Management For For
 
VERASTEM, INC.
Meeting Date:  MAY 08, 2015
Record Date:  MAR 26, 2015
Meeting Type:  ANNUAL
Ticker:  VSTM
Security ID:  92337C104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert Forrester Management For For
1.2 Elect Henri A. Termeer Management For For
1.3 Elect Christoph Westphal Management For For
2 Ratification of Auditor Management For For
 
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date:  JUN 04, 2015
Record Date:  APR 10, 2015
Meeting Type:  ANNUAL
Ticker:  VRTX
Security ID:  92532F100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jeffrey M. Leiden Management For For
1.2 Elect Bruce I. Sachs Management For For
1.3 Elect Sangeeta N. Bhatia Management For For
2 Increase of Authorized Common Stock Management For For
3 Amendment to the 2013 Stock and Option Plan Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
7 Shareholder Proposal Regarding Drug Pricing Report Shareholder Against Against
 
WUXI PHARMATECH INC
Meeting Date:  NOV 11, 2014
Record Date:  OCT 08, 2014
Meeting Type:  ANNUAL
Ticker:  WX
Security ID:  929352102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Xiaozhong Liu Management For For
2 Elect Kian-Wee Seah Management For For
3 Elect William R. Keller Management For For
 
XENCOR INC
Meeting Date:  JUN 09, 2015
Record Date:  APR 14, 2015
Meeting Type:  ANNUAL
Ticker:  XNCR
Security ID:  98401F105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Bruce L.A. Carter Management For For
1.2 Elect Robert F. Baltera, Jr. Management For For
1.3 Elect Bassil I. Dahiyat Management For For
1.4 Elect Jonathan J. Fleming Management For For
1.5 Elect Kurt Gustafson Management For For
1.6 Elect A. Bruce Montgomery Management For For
1.7 Elect John S. Stafford, III Management For For
2 Ratification of Auditor Management For For
 
XENOPORT, INC.
Meeting Date:  MAY 19, 2015
Record Date:  MAR 27, 2015
Meeting Type:  ANNUAL
Ticker:  XNPT
Security ID:  98411C100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Dennis M. Fenton Management For For
1.2 Elect Catherine J. Friedman Management For For
2 Elimination of Supermajority Requirement Management For For
3 Increase of Authorized Common Stock Management For For
4 2015 Employee Stock Purchase Plan Management For For
5 Ratification of Auditor Management For For
6 Advisory Vote on Executive Compensation Management For For
 
ZAFGEN, INC.
Meeting Date:  JUN 25, 2015
Record Date:  APR 27, 2015
Meeting Type:  ANNUAL
Ticker:  ZFGN
Security ID:  98885E103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Bruce Booth Management For For
2 Elect Avi Goldberg Management For For
3 Ratification of Auditor Management For For
4 2014 Stock Option and Incentive Plan Management For Against
 
ZS PHARMA INC
Meeting Date:  JUN 18, 2015
Record Date:  APR 30, 2015
Meeting Type:  ANNUAL
Ticker:  ZSPH
Security ID:  98979G105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Martin Babler Management For For
1.2 Elect Kim Popovits Management For For
2 2015 Employee Stock Purchase Plan Management For For
3 Ratification of Auditor Management For For

Prudential Jennison Utility Fund - Sub-Adviser: Jennison

 
ABENGOA YIELD PLC
Meeting Date:  APR 10, 2015
Record Date:  FEB 09, 2015
Meeting Type:  CONSENT
Ticker:  ABY
Security ID:  G00349103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 CONSENT Management For TNA
 
ABENGOA YIELD PLC
Meeting Date:  MAY 08, 2015
Record Date:  APR 08, 2015
Meeting Type:  ANNUAL
Ticker:  ABY
Security ID:  G00349103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Policy (Binding) Management For For
4 Elect Javier Garoz Neira Management For For
5 Appointment of Auditor Management For For
6 Authority to Set Auditor's Fees Management For For
7 Authority to Issue Shares w/ Preemptive Rights Management For For
8 Authority to Issue Shares w/o Preemptive Rights Management For For
9 Authority to Repurchase Shares Management For For
10 Amendments to Articles Management For For
 
ABENGOA YIELD PLC
Meeting Date:  JUN 19, 2015
Record Date:  MAY 26, 2015
Meeting Type:  SPECIAL
Ticker:  ABY
Security ID:  G00349103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Ratification of Appointment of CEO Management For For
 
ALLIANT ENERGY CORPORATION
Meeting Date:  MAY 07, 2015
Record Date:  MAR 10, 2015
Meeting Type:  ANNUAL
Ticker:  LNT
Security ID:  018802108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Ann K. Newhall Management For For
1.2 Elect Dean C. Oestreich Management For For
1.3 Elect Carol P. Sanders Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Amendment to the 2010 Omnibus Incentive Plan Management For For
4 Ratification of Auditor Management For For
 
ALUPAR INVESTIMENTO S.A.
Meeting Date:  OCT 02, 2014
Record Date:  SEP 30, 2014
Meeting Type:  SPECIAL
Ticker:  ALUP11 BZ
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Elect Rogerio Nora de Sa to the Board of Directors Management For For
5 Interim Dividend Management For For
 
ALUPAR INVESTIMENTOS S.A.
Meeting Date:  APR 15, 2015
Record Date:  APR 13, 2015
Meeting Type:  SPECIAL
Ticker:  ALUP11
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Remuneration Policy Management For For
 
ALUPAR INVESTIMENTOS S.A.
Meeting Date:  APR 15, 2015
Record Date:  APR 13, 2015
Meeting Type:  ANNUAL
Ticker:  ALUP11
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports Management For For
5 Allocation of Profits/Dividends Management For For
6 Board Size Management For For
7 Election of Directors Management For Abstain
8 Election of Board Member(s) Representative of Minority Shareholders Management N/A For
9 Election of Board Member(s) Representative of Preferred Shareholders Management N/A For
10 Non-Voting Meeting Note Management N/A N/A
 
AMEREN CORPORATION
Meeting Date:  APR 23, 2015
Record Date:  FEB 25, 2015
Meeting Type:  ANNUAL
Ticker:  AEE
Security ID:  023608102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Warner L. Baxter Management For For
1.2 Elect Catherine S. Brune Management For For
1.3 Elect J. Edward Coleman Management For For
1.4 Elect Ellen M. Fitzsimmons Management For For
1.5 Elect Walter J. Galvin Management For For
1.6 Elect Richard J. Harshman Management For For
1.7 Elect Gayle P.W. Jackson Management For For
1.8 Elect James C. Johnson Management For For
1.9 Elect Steven H. Lipstein Management For For
1.1 Elect Stephen R. Wilson Management For For
1.11 Elect Jack D. Woodard Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
5 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
6 Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions Shareholder Against Against
 
AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date:  APR 21, 2015
Record Date:  FEB 23, 2015
Meeting Type:  ANNUAL
Ticker:  AEP
Security ID:  025537101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nicholas K. Akins Management For For
2 Elect David J. Anderson Management For For
3 Elect J. Barnie Beasley, Jr. Management For For
4 Elect Ralph D. Crosby, Jr. Management For For
5 Elect Linda A. Goodspeed Management For For
6 Elect Thomas E. Hoaglin Management For For
7 Elect Sandra Beach Lin Management For For
8 Elect Richard C. Notebaert Management For For
9 Elect Lionel L. Nowell III Management For For
10 Elect Stephen S. Rasmussen Management For For
11 Elect Oliver G. Richard, III Management For For
12 Elect Sara Martinez Tucker Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 2015 Long-Term Incentive Plan Management For For
16 Repeal of Fair Price Provision Management For For
17 Elimination of Supermajority Requirement Management For For
18 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
AMERICAN TOWER CORPORATION
Meeting Date:  MAY 20, 2015
Record Date:  MAR 24, 2015
Meeting Type:  ANNUAL
Ticker:  AMT
Security ID:  03027X100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Raymond P. Dolan Management For For
2 Elect Carolyn Katz Management For For
3 Elect Gustavo Lara Cantu Management For For
4 Elect Craig Macnab Management For For
5 Elect JoAnn A. Reed Management For For
6 Elect Pamela D.A. Reeve Management For For
7 Elect David E. Sharbutt Management For For
8 Elect James D. Taiclet, Jr. Management For For
9 Elect Samme L. Thompson Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
 
AMERICAN WATER WORKS COMPANY, INC.
Meeting Date:  JUN 01, 2015
Record Date:  MAR 17, 2015
Meeting Type:  ANNUAL
Ticker:  AWK
Security ID:  030420103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Julie A. Dobson Management For For
2 Elect Paul J. Evanson Management For For
3 Elect Martha Clark Goss Management For For
4 Elect Richard R. Grigg Management For For
5 Elect Julia L. Johnson Management For For
6 Elect Karl F. Kurz Management For For
7 Elect George MacKenzie Management For For
8 Elect William J. Marrazzo Management For For
9 Elect Susan N. Story Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Amendment to the 2007 Omnibus Equity Compensation Plan Management For For
13 Annual Incentive Plan Management For For
14 Adoption of Exclusive Forum Provision Management For For
 
BEIJING ENTERPRISES WATER GROUP LTD.
Meeting Date:  MAY 21, 2015
Record Date:  MAY 18, 2015
Meeting Type:  ANNUAL
Ticker:  371
Security ID:  G0957L109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Accounts and Reports Management For For
4 Allocation of Profits/Dividends Management For For
5 Elect LI Yongcheng Management For For
6 Elect E Meng Management For For
7 Elect HU Xiaoyong Management For For
8 Elect LI Haifeng Management For For
9 Elect Eric TUNG Woon Cheung Management For For
10 Elect WANG Kaijun Management For For
11 Elect YU Ning Management For For
12 Directors' Fees Management For For
13 Appointment of Auditor and Authority to Set Fees Management For For
14 Refreshment of Share Option Scheme Management For For
15 Authority to Repurchase Shares Management For For
16 Authority to Issue Shares w/o Preemptive Rights Management For Against
17 Authority to Issue Repurchased Shares Management For For
 
CALPINE CORPORATION
Meeting Date:  MAY 13, 2015
Record Date:  MAR 16, 2015
Meeting Type:  ANNUAL
Ticker:  CPN
Security ID:  131347304
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Frank Cassidy Management For For
1.2 Elect Jack A. Fusco Management For For
1.3 Elect John B. (Thad) Hill Management For For
1.4 Elect Michael W. Hofmann Management For For
1.5 Elect David C. Merritt Management For For
1.6 Elect W. Benjamin Moreland Management For For
1.7 Elect Robert A. Mosbacher, Jr. Management For For
1.8 Elect Denise M. O'Leary Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors Management For For
5 Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC Management For For
 
CENTERPOINT ENERGY, INC.
Meeting Date:  APR 23, 2015
Record Date:  FEB 23, 2015
Meeting Type:  ANNUAL
Ticker:  CNP
Security ID:  15189T107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Milton Carroll Management For For
2 Elect Michael P. Johnson Management For For
3 Elect Janiece M. Longoria Management For For
4 Elect Scott J. McLean Management For For
5 Elect Theodore F. Pound Management For For
6 Elect Scott M. Prochazka Management For For
7 Elect Susan O. Rheney Management For For
8 Elect Phillip R. Smith Management For For
9 Elect Peter S. Wareing Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Reapproval of 2009 Long-Term Incentive Plan Management For For
13 Reapproval of the Short-Term Incentive Plan Management For For
14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
CGN POWER COMPANY LIMITED
Meeting Date:  JUN 12, 2015
Record Date:  APR 24, 2015
Meeting Type:  ANNUAL
Ticker:  1816
Security ID:  Y1300C101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Directors' Report Management For For
2 Supervisors' Report Management For For
3 Annual Report Management For For
4 Accounts and Reports Management For For
5 Allocation of Profits/Dividends Management For For
6 Investment Plan and Capital Expenditure Budget Management For For
7 Appointment of Auditor and Authority to Set Fees Management For Against
8 GAO Ligang Management For For
9 NA Xizhi Management For For
10 HU Yiguang Management For For
11 Francis SIU Wai Keung Management For For
12 YANG Lanhe Management For For
13 CHEN Rongzhen Management For For
14 CAI Zihua Management For For
15 WANG Hongxin Management For For
16 Liability Insurance Management For For
17 Elect PAN Yinsheng Management For For
18 Elect YANG Lanhe Management For For
19 Elect CHEN Rongzhen Management For For
20 Approval of H Share Appreciation Rights Scheme Management For For
21 Renewed Financial Services Framework Agreement Management For For
22 Amendments to Procedural Rules of Board of Directors Management For For
23 Amendments to Procedural Rules of Supervisory Committee Management For For
24 Amendments to Articles Management For For
25 Authority to Issue H Shares w/o Preemptive Rights Management For Against
26 Non-Voting Meeting Note Management N/A N/A
 
CHARTER COMMUNICATIONS INC
Meeting Date:  MAR 17, 2015
Record Date:  JAN 26, 2015
Meeting Type:  SPECIAL
Ticker:  CHTR
Security ID:  16117M305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 GreatLand/CCH Transaction Management For For
2 Right to Adjourn Meeting Management For For
 
CHARTER COMMUNICATIONS, INC.
Meeting Date:  APR 28, 2015
Record Date:  FEB 27, 2015
Meeting Type:  ANNUAL
Ticker:  CHTR
Security ID:  16117M305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect W. Lance Conn Management For For
1.2 Elect Michael P. Huseby Management For For
1.3 Elect Craig A. Jacobson Management For For
1.4 Elect Gregory B. Maffei Management For For
1.5 Elect John C. Malone Management For For
1.6 Elect John D. Markley, Jr. Management For For
1.7 Elect David C. Merritt Management For For
1.8 Elect Balan Nair Management For Withhold
1.9 Elect Thomas M. Rutledge Management For For
1.1 Elect Eric L. Zinterhofer Management For For
2 Ratification of Auditor Management For For
 
CHENIERE ENERGY INC.
Meeting Date:  SEP 11, 2014
Record Date:  JUL 23, 2014
Meeting Type:  ANNUAL
Ticker:  CHEX
Security ID:  16411R208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charif Souki Management For For
2 Elect Vicky A. Bailey Management For For
3 Elect G. Andrea Botta Management For For
4 Elect Keith F. Carney Management For For
5 Elect David I. Foley Management For For
6 Elect Randy A. Foutch Management For For
7 Elect David B. Kilpatrick Management For For
8 Elect Donald F. Robillard, Jr. Management For For
9 Elect Neal A. Shear Management For For
10 Elect Heather R. Zichal Management For For
11 Advisory Vote on Executive Compensation Management For Against
12 Ratification of Auditor Management For For
 
CHENIERE ENERGY, INC.
Meeting Date:  JUN 11, 2015
Record Date:  APR 13, 2015
Meeting Type:  ANNUAL
Ticker:  LNG
Security ID:  16411R208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charif Souki Management For For
2 Elect Vicky A. Bailey Management For For
3 Elect G. Andrea Botta Management For For
4 Elect Nuno Brandolini Management For For
5 Elect David I. Foley Management For For
6 Elect David B. Kilpatrick Management For For
7 Elect Donald F. Robillard, Jr. Management For For
8 Elect Neal A. Shear Management For For
9 Elect Heather R. Zichal Management For For
10 Advisory Vote on Executive Compensation Management For Against
11 Ratification of Auditor Management For For
12 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
CHINA HYDROELECTRIC CORP
Meeting Date:  JUL 03, 2014
Record Date:  MAY 30, 2014
Meeting Type:  SPECIAL
Ticker:  CHC
Security ID:  16949D101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Right to Adjourn Meeting Management For For
3 Authorization to Give Effect to the Merger Management For For
 
CHINA LONGYUAN POWER GROUP LIMITED
Meeting Date:  MAY 29, 2015
Record Date:  APR 28, 2015
Meeting Type:  ANNUAL
Ticker:  916
Security ID:  Y1501T101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Directors' Report Management For For
3 Supervisors' Report Management For For
4 Accounts and Reports Management For For
5 Final Accounts Management For For
6 Allocation of Profits/Dividends Management For For
7 Budget Report Management For For
8 Directors' and Supervisors' Fees Management For For
9 Appointment of PRC Auditor and Authority to Set Fees Management For For
10 Appointment of International Auditor and Authority to Set Fees Management For For
11 Authority to Issue Domestic and H Shares w/o Preemptive Rights Management For Against
12 Authority to Issue Debt Instruments Management For For
13 Shareholder Proposal Management For Against
 
CLECO CORP.
Meeting Date:  FEB 26, 2015
Record Date:  JAN 13, 2015
Meeting Type:  SPECIAL
Ticker:  CNL
Security ID:  12561W105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Right to Adjourn Meeting Management For For
 
CMS ENERGY CORPORATION
Meeting Date:  MAY 01, 2015
Record Date:  MAR 09, 2015
Meeting Type:  ANNUAL
Ticker:  CMS
Security ID:  125896100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jon E. Barfield Management For For
2 Elect Deborah H. Butler Management For For
3 Elect Kurt L. Darrow Management For For
4 Elect Stephen E. Ewing Management For For
5 Elect Richard M. Gabrys Management For For
6 Elect William D. Harvey Management For For
7 Elect David W. Joos Management For For
8 Elect Philip R. Lochner, Jr. Management For For
9 Elect John G. Russell Management For For
10 Elect Myrna M. Soto Management For For
11 Elect Laura H. Wright Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
COMCAST CORP.
Meeting Date:  OCT 08, 2014
Record Date:  AUG 18, 2014
Meeting Type:  SPECIAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
 
COMCAST CORPORATION
Meeting Date:  MAY 21, 2015
Record Date:  MAR 12, 2015
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kenneth J. Bacon Management For For
1.2 Elect Sheldon M. Bonovitz Management For For
1.3 Elect Edward D. Breen Management For For
1.4 Elect Joseph J. Collins Management For For
1.5 Elect J. Michael Cook Management For For
1.6 Elect Gerald L. Hassell Management For For
1.7 Elect Jeffrey A. Honickman Management For For
1.8 Elect Eduardo G. Mestre Management For For
1.9 Elect Brian L. Roberts Management For For
1.1 Elect Ralph J. Roberts Management For For
1.11 Elect Johnathan A. Rodgers Management For For
1.12 Elect Judith Rodin Management For For
2 Ratification of Auditor Management For For
3 Amendment to the 2006 Cash Bonus Plan Management For For
4 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
5 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Against
6 Shareholder Proposal Regarding Recapitalization Shareholder Against For
 
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date:  NOV 19, 2014
Record Date:  OCT 06, 2014
Meeting Type:  SPECIAL
Ticker:  CCI
Security ID:  228227104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Reorganization (Conversion to REIT) Management For For
2 Right to Adjourn Meeting Management For For
 
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date:  MAY 29, 2015
Record Date:  MAR 30, 2015
Meeting Type:  ANNUAL
Ticker:  CCI
Security ID:  22822V101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert Bartolo Management For For
2 Elect Cindy Christy Management For For
3 Elect Ari Q. Fitzgerald Management For For
4 Elect Robert E. Garrison II Management For For
5 Elect Dale N. Hatfield Management For For
6 Elect Lee W. Hogan Management For For
7 Elect John P. Kelly Management For For
8 Elect Robert F. McKenzie Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
 
DOMINION RESOURCES, INC.
Meeting Date:  MAY 06, 2015
Record Date:  FEB 27, 2015
Meeting Type:  ANNUAL
Ticker:  D
Security ID:  25746U109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William P. Barr Management For For
2 Elect Helen E. Dragas Management For For
3 Elect James O. Ellis, Jr. Management For For
4 Elect Thomas F. Farrell II Management For For
5 Elect John W. Harris Management For For
6 Elect Mark J. Kington Management For For
7 Elect Pamela L. Royal Management For For
8 Elect Robert H. Spilman, Jr. Management For For
9 Elect Michael E. Szymanczyk Management For For
10 Elect David A. Wollard Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Lower Minimum Share Ownership Threshold to Call a Special Meeting to 25% Management For For
14 Shareholder Proposal Regarding the Right to Act by Written Consent Shareholder Against For
15 Shareholder Proposal Regarding Ending Nuclear Construction Shareholder Against Against
16 Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets Shareholder Against Against
17 Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions Shareholder Against Against
18 Shareholder Proposal Regarding Financial Risks of Climate Change Shareholder Against Against
19 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions Shareholder Against Against
20 Shareholder Proposal Regarding Greenhouse Gas Impacts of Biomass Shareholder Against Against
 
DTE ENERGY COMPANY
Meeting Date:  MAY 07, 2015
Record Date:  MAR 09, 2015
Meeting Type:  ANNUAL
Ticker:  DTE
Security ID:  233331107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Gerard M. Anderson Management For For
1.2 Elect David A. Brandon Management For For
1.3 Elect W. Frank Fountain, Jr. Management For For
1.4 Elect Charles G. McClure, Jr. Management For For
1.5 Elect Gail J. McGovern Management For For
1.6 Elect Mark A. Murray Management For For
1.7 Elect James B. Nicholson Management For For
1.8 Elect Charles W. Pryor, Jr. Management For For
1.9 Elect Josue Robles, Jr. Management For For
1.1 Elect Ruth G. Shaw Management For For
1.11 Elect David A. Thomas Management For For
1.12 Elect James H. Vandenberghe Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Approval of the Executive Performance Plan Management For For
5 Shareholder Proposal Regarding Report on Political Spending Shareholder Against Against
6 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
7 Shareholder Proposal Regarding Distributed Generation Shareholder Against Against
8 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
 
DUKE ENERGY CORPORATION
Meeting Date:  MAY 07, 2015
Record Date:  MAR 09, 2015
Meeting Type:  ANNUAL
Ticker:  DUK
Security ID:  26441C204
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael G. Browning Management For For
2 Elect Harris E. DeLoach, Jr. Management For For
3 Elect Daniel R. DiMicco Management For For
4 Elect John H. Forsgren Management For For
5 Elect Lynn J. Good Management For For
6 Elect Ann M. Gray Management For For
7 Elect James H. Hance, Jr. Management For For
8 Elect John T. Herron Management For For
9 Elect James B. Hyler, Jr. Management For For
10 Elect William E. Kennard Management For For
11 Elect E. Marie McKee Management For For
12 Elect Richard A. Meserve Management For For
13 Elect James T. Rhodes Management For For
14 Elect Carlos A. Saladrigas Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For Against
17 Approval of 2015 Long-Term Incentive Plan Management For For
18 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Against
19 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
20 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
DYNEGY INC.
Meeting Date:  JUN 03, 2015
Record Date:  APR 06, 2015
Meeting Type:  ANNUAL
Ticker:  DYN
Security ID:  26817R108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Hillary E. Ackermann Management For For
1.2 Elect Paul M. Barbas Management For For
1.3 Elect Robert C. Flexon Management For For
1.4 Elect Richard Lee Kuersteiner Management For For
1.5 Elect Jeffrey S. Stein Management For For
1.6 Elect John R. Sult Management For For
1.7 Elect Pat Wood III Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
EDISON INTERNATIONAL
Meeting Date:  APR 23, 2015
Record Date:  FEB 26, 2015
Meeting Type:  ANNUAL
Ticker:  EIX
Security ID:  281020107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jagjeet S. Bindra Management For For
2 Elect Vanessa C.L. Chang Management For For
3 Elect Theodore F. Craver, Jr. Management For For
4 Elect Richard T. Schlosberg, III Management For For
5 Elect Linda G. Stuntz Management For For
6 Elect William P. Sullivan Management For For
7 Elect Ellen O. Tauscher Management For For
8 Elect Peter J. Taylor Management For For
9 Elect Brett White Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Shareholder Proposal Regarding Recoupment of Unearned Bonuses Shareholder Against Against
 
ENEL S.P.A.
Meeting Date:  MAY 28, 2015
Record Date:  MAY 19, 2015
Meeting Type:  MIX
Ticker:  ENEL
Security ID:  T3679P115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Amendments to Articles Management For For
4 Elect Alfredo Antoniozzi Management For For
5 2015 Long-term Incentive Plan Management For For
6 Remuneration Report Management For For
7 Non-Voting Meeting Note Management N/A N/A
8 Non-Voting Meeting Note Management N/A N/A
9 Non-Voting Meeting Note Management N/A N/A
 
EVERSOURCE ENERGY
Meeting Date:  APR 29, 2015
Record Date:  MAR 02, 2015
Meeting Type:  ANNUAL
Ticker:  ES
Security ID:  30040W108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John S. Clarkeson Management For For
1.2 Elect Cotton M. Cleveland Management For For
1.3 Elect Sanford Cloud, Jr. Management For For
1.4 Elect James S. DiStasio Management For For
1.5 Elect Francis A. Doyle Management For For
1.6 Elect Charles K. Gifford Management For For
1.7 Elect Paul A. La Camera Management For For
1.8 Elect Kenneth R. Leibler Management For For
1.9 Elect Thomas J. May Management For For
1.1 Elect William C. Van Faasen Management For For
1.11 Elect Frederica M. Williams Management For For
1.12 Elect Dennis R. Wraase Management For For
2 Company Name Change Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
EXELON CORPORATION
Meeting Date:  APR 28, 2015
Record Date:  MAR 10, 2015
Meeting Type:  ANNUAL
Ticker:  EXC
Security ID:  30161N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Anthony K. Anderson Management For For
2 Elect Ann C. Berzin Management For For
3 Elect John A. Canning Jr. Management For For
4 Elect Christopher M. Crane Management For For
5 Elect Yves C. de Balmann Management For For
6 Elect Nicholas DeBenedictis Management For For
7 Elect Paul L. Joskow Management For For
8 Elect Robert J. Lawless Management For For
9 Elect Richard W. Mies Management For For
10 Elect William C. Richardson Management For For
11 Elect John W. Rogers, Jr. Management For For
12 Elect Mayo A. Shattuck III Management For For
13 Elect Stephen D. Steinour Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For Against
16 Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan Management For For
17 Management Proposal Regarding Proxy Access Management For For
18 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
FIRSTENERGY CORP.
Meeting Date:  MAY 19, 2015
Record Date:  MAR 20, 2015
Meeting Type:  ANNUAL
Ticker:  FE
Security ID:  337932107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Paul T. Addison Management For For
1.2 Elect Michael J. Anderson Management For For
1.3 Elect William T. Cottle Management For For
1.4 Elect Robert B. Heisler, Jr. Management For For
1.5 Elect Julia L. Johnson Management For For
1.6 Elect Charles E. Jones Management For For
1.7 Elect Ted J. Kleisner Management For For
1.8 Elect Donald T. Misheff Management For For
1.9 Elect Ernest J. Novak, Jr. Management For For
1.1 Elect Christopher D. Pappas Management For For
1.11 Elect Luis A. Reyes Management For For
1.12 Elect George M. Smart Management For For
1.13 Elect Jerry Sue Thornton Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Approval of the 2015 Incentive Compensation Plan Management For For
5 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
6 Shareholder Proposal Regarding Reporting and Reducing Carbon Emissions Shareholder Against Against
7 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
8 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
FRONTIER COMMUNICATIONS CORPORATION
Meeting Date:  MAY 13, 2015
Record Date:  MAR 17, 2015
Meeting Type:  ANNUAL
Ticker:  FTR
Security ID:  35906A108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Leroy T. Barnes, Jr. Management For For
1.2 Elect Peter C. B. Bynoe Management For For
1.3 Elect Diana S. Ferguson Management For For
1.4 Elect Edward Fraioli Management For For
1.5 Elect Daniel J. McCarthy Management For For
1.6 Elect Pamela D.A. Reeve Management For For
1.7 Elect Virginia P. Ruesterholz Management For For
1.8 Elect Howard L. Schrott Management For For
1.9 Elect Larraine D. Segil Management For For
1.1 Elect Mark S. Shapiro Management For For
1.11 Elect Myron A. Wick, III Management For For
1.12 Elect Mary Agnes Wilderotter Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ITC HOLDINGS CORP.
Meeting Date:  MAY 20, 2015
Record Date:  MAR 25, 2015
Meeting Type:  ANNUAL
Ticker:  ITC
Security ID:  465685105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Albert Ernst Management For For
1.2 Elect Christopher H. Franklin Management For For
1.3 Elect Edward G. Jepsen Management For For
1.4 Elect David R. Lopez Management For For
1.5 Elect Hazel R. O'Leary Management For For
1.6 Elect Thomas G. Stephens Management For For
1.7 Elect Gordon Bennett Stewart, III Management For For
1.8 Elect Lee C. Stewart Management For For
1.9 Elect Joseph L. Welch Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 2015 Employee Stock Purchase Plan Management For For
5 2015 Long-Term Incentive Plan Management For For
6 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
 
KINDER MORGAN INC
Meeting Date:  NOV 20, 2014
Record Date:  OCT 20, 2014
Meeting Type:  SPECIAL
Ticker:  KMI
Security ID:  49456B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Increase of Authorized Common Stock Management For For
2 Merger/Acquisition Management For For
3 Right to Adjourn Meeting Management For For
 
KINDER MORGAN, INC.
Meeting Date:  MAY 07, 2015
Record Date:  MAR 10, 2015
Meeting Type:  ANNUAL
Ticker:  KMI
Security ID:  49456B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Richard D. Kinder Management For For
1.2 Elect Steven J. Kean Management For For
1.3 Elect Ted A. Gardner Management For For
1.4 Elect Anthony W. Hall, Jr. Management For For
1.5 Elect Gary L. Hultquist Management For For
1.6 Elect Ronald L. Kuehn, Jr. Management For For
1.7 Elect Deborah A. Macdonald Management For For
1.8 Elect Michael Miller Management For For
1.9 Elect Michael C. Morgan Management For For
1.1 Elect Arthur C. Reichstetter Management For For
1.11 Elect Fayez S. Sarofim Management For For
1.12 Elect C. Park Shaper Management For For
1.13 Elect William A. Smith Management For For
1.14 Elect Joel V. Staff Management For For
1.15 Elect Robert F. Vagt Management For For
1.16 Elect Perry M. Waughtal Management For For
2 Approval of the 2015 Stock Incentive Plan Management For For
3 Approval of the 2015 Annual Incentive Plan Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
6 Amendments to Certificate of Incorporation to Comply with Jones Act Management For Abstain
7 Shareholder Proposal Regarding Report on Response to Climate Change Policy Shareholder Against Against
8 Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets Shareholder Against Against
9 Shareholder Proposal Regarding Sustainability Report Shareholder Against Against
 
KOREA ELECTRIC POWER
Meeting Date:  NOV 14, 2014
Record Date:  SEP 05, 2014
Meeting Type:  SPECIAL
Ticker:  KEP
Security ID:  500631106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amendments to Articles Management For For
 
KOREA ELECTRIC POWER
Meeting Date:  MAR 31, 2015
Record Date:  DEC 31, 2014
Meeting Type:  ANNUAL
Ticker:  KEP
Security ID:  500631106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Allocation of Profits/Dividends Management For For
2 Directors' Fees Management For For
3 Elect JANG Jae Won Management For For
4 Election of Audit Committee Member: Sung Tae Hyun Management For For
 
LIBERTY GLOBAL PLC
Meeting Date:  FEB 24, 2015
Record Date:  DEC 26, 2014
Meeting Type:  SPECIAL
Ticker:  LBTYA
Security ID:  G5480U120
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Creation of Tracking Stock (New Articles and Class Articles) Management For For
2 Article Amendments Regarding Voting Rights Management For For
 
LIBERTY GLOBAL PLC
Meeting Date:  JUN 25, 2015
Record Date:  APR 30, 2015
Meeting Type:  ANNUAL
Ticker:  LBTYA
Security ID:  G5480U120
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael T. Fries Management For For
2 Elect Paul A. Gould Management For For
3 Elect John C. Malone Management For For
4 Elect Larry E. Romrell Management For For
5 Remuneration Report (Advisory -- UK Incorporated) Management For For
6 Ratification of Auditor Management For For
7 Ratification of Statutory Auditor Management For For
8 Authority to Set Auditor's Fees Management For For
 
NEXTERA ENERGY, INC.
Meeting Date:  MAY 21, 2015
Record Date:  MAR 24, 2015
Meeting Type:  ANNUAL
Ticker:  NEE
Security ID:  65339F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sherry S. Barrat Management For For
2 Elect Robert M. Beall, II Management For For
3 Elect James L. Camaren Management For For
4 Elect Kenneth B. Dunn Management For For
5 Elect Naren K. Gursahaney Management For For
6 Elect Kirk S. Hachigian Management For For
7 Elect Toni Jennings Management For For
8 Elect Amy B. Lane Management For For
9 Elect James L. Robo Management For For
10 Elect Rudy E. Schupp Management For For
11 Elect John L. Skolds Management For For
12 Elect William H. Swanson Management For For
13 Elect Hansel E. Tookes II Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Elimination of Supermajority Voting Requirement for Shareholder Removal of Director Management For For
17 Elimination of Supermajority Requirement Regarding Business with Shareholders Management For For
18 Elimination of Supermajority Requirement for Amending Charter and Bylaws Management For For
19 Eliminate the "for cause" Requirement for Removal of Director Management For For
20 Lower Minimum Share Ownership Threshold to Call a Special meeting to 20% Management For For
21 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
22 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
 
NISOURCE INC.
Meeting Date:  MAY 12, 2015
Record Date:  MAR 16, 2015
Meeting Type:  ANNUAL
Ticker:  NI
Security ID:  65473P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard A. Abdoo Management For For
2 Elect Aristides S. Candris Management For For
3 Elect Sigmund L. Cornelius Management For For
4 Elect Michael E. Jesanis Management For For
5 Elect Marty R. Kittrell Management For For
6 Elect W. Lee Nutter Management For For
7 Elect Deborah S. Parker Management For For
8 Elect Robert C. Skaggs, Jr. Management For For
9 Elect Teresa A. Taylor Management For For
10 Elect Richard L. Thompson Management For For
11 Elect Carolyn Y. Woo Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Amendment to Certificate of Incorporation to Provide the Right to Call Special Meetings Management For For
15 Amendment to Certificate of Incorporation to Reduce the Minimum Number of Directors from Nine to Seven. Management For For
16 Approve Performance Criteria Under 2010 Omnibus Incentive Plan. Management For For
17 Amendment to the Employee Stock Purchase Plan. Management For For
18 Shareholder Proposal Regarding Report on Political Spending Shareholder Against Against
 
NRG ENERGY, INC.
Meeting Date:  MAY 07, 2015
Record Date:  MAR 16, 2015
Meeting Type:  ANNUAL
Ticker:  NRG
Security ID:  629377508
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Spencer Abraham Management For For
2 Elect Kirbyjon H. Caldwell Management For For
3 Elect Lawrence S. Coben Management For For
4 Elect Howard E. Cosgrove Management For For
5 Elect David W. Crane Management For For
6 Elect Terry G. Dallas Management For For
7 Elect William E. Hantke Management For For
8 Elect Paul W. Hobby Management For For
9 Elect Edward R. Muller Management For For
10 Elect Anne C. Schaumburg Management For For
11 Elect Evan J. Silverstein Management For For
12 Elect Thomas H. Weidemeyer Management For For
13 Elect Walter R. Young Management For For
14 Amendment to the Annual Incentive Plan Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Ratification of Auditor Management For For
 
NRG YIELD, INC.
Meeting Date:  MAY 05, 2015
Record Date:  MAR 16, 2015
Meeting Type:  ANNUAL
Ticker:  NYLD
Security ID:  62942X108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David Crane Management For For
1.2 Elect John F. Chlebowski, Jr. Management For For
1.3 Elect Kirkland B. Andrews Management For For
1.4 Elect Brian R. Ford Management For For
1.5 Elect Mauricio Gutierrez Management For For
1.6 Elect Ferrell P. McClean Management For For
1.7 Elect Christopher S. Sotos Management For For
2 Amend Charter to Establish Class C Common Stock and Class D Common Stock Management For For
3 Effect Split of Class A and Class B Stock in Connection with the Distribution of Class C and Class D Stock Management For For
4 Amendment to the 2013 Equity Incentive Plan Management For For
5 Ratification of Auditor Management For For
 
OGE ENERGY CORP.
Meeting Date:  MAY 14, 2015
Record Date:  MAR 16, 2015
Meeting Type:  ANNUAL
Ticker:  OGE
Security ID:  670837103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect James H. Brandi Management For For
1.2 Elect Luke R. Corbett Management For For
1.3 Elect Peter B. Delaney Management For For
1.4 Elect John D. Groendyke Management For For
1.5 Elect Kirk Humphreys Management For For
1.6 Elect Robert Kelley Management For For
1.7 Elect Robert O. Lorenz Management For For
1.8 Elect Judy R. McReynolds Management For For
1.9 Elect Sheila G. Talton Management For For
1.1 Elect Sean Trauschke Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Simple Majority Vote Shareholder For For
5 Shareholder Proposal Regarding Report on Greenhouse Gas Emissions Reductions Scenarios Shareholder Against Against
 
PG&E CORPORATION
Meeting Date:  MAY 04, 2015
Record Date:  MAR 05, 2015
Meeting Type:  ANNUAL
Ticker:  PCG
Security ID:  69331C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lewis Chew Management For For
2 Elect Anthony F. Earley, Jr. Management For For
3 Elect Fred J. Fowler Management For For
4 Elect Maryellen C. Herringer Management For For
5 Elect Richard C. Kelly Management For For
6 Elect Roger H. Kimmel Management For For
7 Elect Richard A. Meserve Management For For
8 Elect Forrest E. Miller Management For For
9 Elect Rosendo G. Parra Management For For
10 Elect Barbara L. Rambo Management For For
11 Elect Anne Shen Smith Management For For
12 Elect Barry Lawson Williams Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
 
PORTLAND GENERAL ELECTRIC COMPANY
Meeting Date:  MAY 06, 2015
Record Date:  MAR 03, 2015
Meeting Type:  ANNUAL
Ticker:  POR
Security ID:  736508847
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John W. Ballantine Management For For
2 Elect Rodney L. Brown, Jr. Management For For
3 Elect Jack E. Davis Management For For
4 Elect David A. Dietzler Management For For
5 Elect Kirby A. Dyess Management For For
6 Elect Mark B. Ganz Management For For
7 Elect Kathryn J. Jackson Management For For
8 Elect Neil J. Nelson Management For For
9 Elect M. Lee Pelton Management For For
10 Elect James J. Piro Management For For
11 Elect Charles W. Shivery Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
PPL CORPORATION
Meeting Date:  MAY 20, 2015
Record Date:  FEB 27, 2015
Meeting Type:  ANNUAL
Ticker:  PPL
Security ID:  69351T106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Rodney C. Adkins Management For For
2 Elect Frederick M. Bernthal Management For For
3 Elect John W. Conway Management For For
4 Elect Philip G. Cox Management For For
5 Elect Steven G. Elliott Management For For
6 Elect Louise K. Goeser Management For For
7 Elect Stuart E. Graham Management For For
8 Elect Raja Rajamannar Management For For
9 Elect Craig A. Rogerson Management For For
10 Elect William H. Spence Management For For
11 Elect Natica von Althann Management For For
12 Elect Keith H. Williamson Management For For
13 Elect Armando Zagalo De Lima Management For For
14 Amendment of Company's Articles to Permit Shareholders to Call Special Meetings Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Ratification of Auditor Management For For
17 Shareholder Proposal Regarding Political Contributions and Expenditure Report Shareholder Against Against
18 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
19 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
20 Shareholder Proposal Regarding Report on Greenhouse Gas Emissions Reductions Scenarios Shareholder Against Against
 
SBA COMMUNICATIONS CORPORATION
Meeting Date:  MAY 21, 2015
Record Date:  MAR 16, 2015
Meeting Type:  ANNUAL
Ticker:  SBAC
Security ID:  78388J106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Brian C. Carr Management For For
2 Elect Mary S. Chan Management For For
3 Elect George R. Krouse, Jr. Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Management Proposal Regarding Proxy Access Management For For
7 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
SEMGROUP CORPORATION
Meeting Date:  MAY 14, 2015
Record Date:  MAR 27, 2015
Meeting Type:  ANNUAL
Ticker:  SEMG
Security ID:  81663A105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Ronald A. Ballschmiede Management For For
1.2 Elect Sarah M. Barpoulis Management For For
1.3 Elect John F. Chlebowski Management For For
1.4 Elect Carlin G. Conner Management For For
1.5 Elect Karl F. Kurz Management For For
1.6 Elect James H. Lytal Management For For
1.7 Elect Thomas R. McDaniel Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
SEMPRA ENERGY
Meeting Date:  MAY 13, 2015
Record Date:  MAR 17, 2015
Meeting Type:  ANNUAL
Ticker:  SRE
Security ID:  816851109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan L. Boeckmann Management For For
2 Elect James G. Brocksmith, Jr. Management For For
3 Elect Kathleen L. Brown Management For For
4 Elect Pablo A. Ferrero Management For For
5 Elect William D. Jones Management For For
6 Elect William G. Ouchi Management For For
7 Elect Debra L. Reed Management For For
8 Elect William C. Rusnack Management For For
9 Elect William P. Rutledge Management For For
10 Elect Lynn Schenk Management For For
11 Elect Jack T. Taylor Management For For
12 Elect Luis M. Tellez Management For For
13 Elect James C. Yardley Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
 
TARGA RESOURCES CORP
Meeting Date:  FEB 20, 2015
Record Date:  JAN 22, 2015
Meeting Type:  SPECIAL
Ticker:  TRGP
Security ID:  87612G101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For Against
2 Right to Adjourn Meeting Management For For
 
TELECOM ITALIA S.P.A.
Meeting Date:  MAY 20, 2015
Record Date:  MAY 11, 2015
Meeting Type:  MIX
Ticker:  TIT
Security ID:  T92778108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Accounts and Reports Management For For
4 Allocation of Profits/Dividends Management For For
5 Remuneration Report Management For For
6 Non-Voting Agenda Item Management N/A N/A
7 List Presented by Telco S.p.A. Management For N/A
8 List Presented by Group of Shareholders Representing 1.9% of Share Capital Management For For
9 Election of Chairman Management For For
10 Statutory Auditors' Fees Management For For
11 Deferred Settlement of 2015 MBO Management For For
12 Authority to Issue Shares w/o Preemptive Rights Management For Against
13 Authority to Issue Shares w/o Preemptive Rights Management For Against
14 Amendments to Articles Management For For
15 Merger by Incorporation Management For For
16 Shareholder Proposal Regarding Amendments to Articles Shareholder N/A For
 
TERRAFORM POWER INC
Meeting Date:  JUN 02, 2015
Record Date:  APR 14, 2015
Meeting Type:  ANNUAL
Ticker:  TERP
Security ID:  88104R100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Ahmad Chatila Management For For
1.2 Elect Carlos Domenech Zornoza Management For For
1.3 Elect Brian Wuebbels Management For For
1.4 Elect Hanif Dahya Management For For
1.5 Elect Mark Florian Management For For
1.6 Elect Mark Lerdal Management For For
1.7 Elect Martin Truong Management For For
1.8 Elect Francisco Perez Gundin Management For For
1.9 Elect Steven Tesoriere Management For For
2 Ratification of Auditor Management For For
 
VEOLIA ENVIRONNEMENT
Meeting Date:  APR 22, 2015
Record Date:  APR 17, 2015
Meeting Type:  MIX
Ticker:  VIE
Security ID:  F9686M107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports Management For For
5 Consolidated Accounts and Reports Management For For
6 Approval of Non Tax-Deductible Expenses Management For For
7 Allocation of Profits/Dividends Management For For
8 Related Party Transactions Management For For
9 Incentive Plan for Antoine Frerot, CEO Management For Against
10 Elect Maryse Aulagnon Management For For
11 Elect Baudouin Prot Management For For
12 Elect Louis Schweitzer Management For For
13 Elect Homaira Akbari Management For For
14 Elect Clara Gaymard Management For For
15 Ratification of the Co-Option of Georges Ralli Management For For
16 Remuneration of Antoine Frerot, CEO Management For For
17 Directors' Fees Management For For
18 Authority to Repurchase Shares Management For For
19 Amendment Regarding Record Date Management For For
20 Amendment Regarding Double Voting Rights (Resolution A) Management Against For
21 Authorization of Legal Formalities Management For For
 
VIVINT SOLAR INC
Meeting Date:  JUN 04, 2015
Record Date:  APR 13, 2015
Meeting Type:  ANNUAL
Ticker:  VSLR
Security ID:  92854Q106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Gregory S. Butterfield Management For For
1.2 Elect Todd R. Pedersen Management For For
1.3 Elect Joseph S. Tibbetts, Jr. Management For For
2 Ratification of Auditor Management For For
 
VODAFONE GROUP PLC
Meeting Date:  JUL 29, 2014
Record Date:  JUN 03, 2014
Meeting Type:  ANNUAL
Ticker:  VOD
Security ID:  92857W308
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Elect Gerard Kleisterlee Management For For
3 Elect Vittorio Colao Management For For
4 Elect Nicholas J. Read Management For For
5 Elect Steve Pusey Management For For
6 Elect Sir Crispin Davis Management For For
7 Elect Clara Furse Management For For
8 Elect Valerie F. Gooding Management For For
9 Elect Renee J. James Management For For
10 Elect Samuel E. Jonah Management For For
11 Elect Omid Kordestani Management For For
12 Elect Nick Land Management For For
13 Elect Luc Vandevelde Management For For
14 Elect Philip Yea Management For For
15 Allocation of Profits/Dividends Management For For
16 Remuneration Policy (Binding) Management For For
17 Remuneration Report (Advisory) Management For For
18 Vodafone Global Incentive Plan Management For For
19 Appointment of Auditor Management For For
20 Authority to Set Auditor's Fees Management For For
21 Authority to Issue Shares w/ Preemptive Rights Management For For
22 Authority to Issue Shares w/o Preemptive Rights Management For Against
23 Authority to Repurchase Shares Management For For
24 Authorisation of Political Donations Management For Abstain
25 Authority to Set General Meeting Notice Period at 14 Days Management For Against
 
WESTAR ENERGY, INC.
Meeting Date:  MAY 21, 2015
Record Date:  MAR 23, 2015
Meeting Type:  ANNUAL
Ticker:  WR
Security ID:  95709T100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Charles Q. Chandler, IV Management For For
1.2 Elect R. A. Edwards Management For For
1.3 Elect Sandra A.J. Lawrence Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
WILLIAMS COMPANIES, INC.
Meeting Date:  MAY 21, 2015
Record Date:  MAR 31, 2015
Meeting Type:  ANNUAL
Ticker:  WMB
Security ID:  969457100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan S. Armstrong Management For For
2 Elect Joseph R. Cleveland Management For For
3 Elect Kathleen B. Cooper Management For For
4 Elect John A. Hagg Management For For
5 Elect Juanita H. Hinshaw Management For For
6 Elect Ralph Izzo Management For For
7 Elect Frank T. MacInnis Management For For
8 Elect Eric W. Mandelblatt Management For For
9 Elect Keith A. Meister Management For For
10 Elect Steven Nance Management For For
11 Elect Murray D. Smith Management For For
12 Elect Janice D. Stoney Management For For
13 Elect Laura A. Sugg Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
 
XCEL ENERGY INC.
Meeting Date:  MAY 20, 2015
Record Date:  MAR 24, 2015
Meeting Type:  ANNUAL
Ticker:  XEL
Security ID:  98389B100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gail K. Boudreaux Management For For
2 Elect Richard K. Davis Management For For
3 Elect Benjamin G.S. Fowke III Management For For
4 Elect Albert F. Moreno Management For For
5 Elect Richard T. O'Brien Management For For
6 Elect Christopher J. Policinski Management For For
7 Elect A. Patricia Sampson Management For For
8 Elect James J. Sheppard Management For For
9 Elect David A. Westerlund Management For For
10 Elect Kim Williams Management For For
11 Elect Timothy V. Wolf Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Approval of the 2015 Omnibus Incentive Plan Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against

END NPX REPORT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Prudential Sector Funds, Inc.

By: Stuart S. Parker*
       Stuart S. Parker, President


* By: /s/ Jonathan D. Shain
           Attorney-in-Fact

Date: August 13, 2015

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

POWER OF ATTORNEY

The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories.  The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting.  The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.

 

/s/ Ellen S. Alberding

Ellen S. Alberding

  

/s/ Stephen P. Munn

Stephen P. Munn

/s/ Kevin J. Bannon

Kevin J. Bannon

  

/s/ Stuart S. Parker

Stuart S. Parker

/s/ Scott E. Benjamin

Scott E. Benjamin

  

/s/ James E. Quinn

James E. Quinn

/s/ Linda W. Bynoe

Linda W. Bynoe

  

/s/ Richard A. Redeker

Richard A. Redeker

/s/ Keith F. Hartstein

Keith F. Hartstein

  

/s/ Stephen Stoneburn

Stephen Stoneburn

/s/ Michael S. Hyland

Michael S. Hyland

    
Dated: September 18, 2013    

/s/ M. Sadiq Peshimam

M. Sadiq Peshimam
Treasurer and Principal and Accounting Officer

    
Dated: May 12, 2014    

/s/ Grace C. Torres

Grace C. Torres

    
Dated: December 10, 2014