N-PX 1 sector.htm

 

United States
Securities and Exchange Commission
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-03175

Prudential Sector Funds, Inc.
(Exact name of registrant as specified in charter)

100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)

Jonathan D. Shain, Esquire
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Name and address of agent for service)

Registrant’s telephone number, including area code: 973-802-6469

Date of fiscal year end: November 30

Date of reporting period: 7/1/2013 through 6/30/2014

 

 

 

 

 

 

 

 

 

 

 

 

 
 

Item 1. Proxy Voting Record.

In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.

 

 

FORM N-PX



ICA File Number:  811-03175

Registrant Name:  Prudential Sector Funds, Inc.

Reporting Period:  07/01/2013 - 06/30/2014


Prudential Financial Services Fund - Sub-Adviser: Wellington

 
ACE LIMITED
Meeting Date:  JAN 10, 2014
Record Date:  DEC 05, 2013
Meeting Type:  SPECIAL
Ticker:  ACE
Security ID:  H0023R105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Payment of Dividends from Legal Reserves Management For For
2 Appoint Independent Proxy Management For For
3 Vote with the position of the board of directors if a new or amended agenda item is put before the meeting Shareholder For Abstain
 
ACE LIMITED
Meeting Date:  MAY 15, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  ACE
Security ID:  H0023R105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 ALLOCATION OF DISPOSABLE PROFIT Management For For
3 Ratification of Board Acts Management For For
4 Elect John A. Edwardson Management For For
5 Elect Kimberly Ross Management For For
6 Elect Robert W. Scully Management For For
7 Elect David H. Sidwell Management For For
8 Elect Evan G. Greenberg Management For For
9 Elect Robert M. Hernandez Management For For
10 Elect Michael G. Atieh Management For For
11 Elect Mary A. Cirillo Management For For
12 Elect Michael P. Connors Management For For
13 Elect Peter Menikoff Management For For
14 Elect Leo F. Mullin Management For For
15 Elect Eugene B. Shanks, Jr. Management For For
16 Elect Theodore Shasta Management For For
17 Elect Olivier Steimer Management For For
18 Election of Evan G. Greenberg as the Chairman of the Board Management For For
19 Elect Michael Connors Management For For
20 Elect Mary A. Cirillo Management For For
21 Elect John A. Edwardson Management For For
22 Elect Robert M. Hernandez Management For For
23 Election of Homburger AG as independent proxy Management For For
24 Election of Statutory Auditor Management For For
25 Ratification of Auditor Management For For
26 Election of Special Auditor Management For For
27 Increase in Authorized Share Capital Management For For
28 Approval of a Dividend Distribution Through Par Value Reduction Management For For
29 Advisory Vote on Executive Compensation Management For For
30 Transaction of other business Management For Against
 
AGEAS NV
Meeting Date:  SEP 16, 2013
Record Date:  SEP 02, 2013
Meeting Type:  SPECIAL
Ticker:  AGS
Security ID:  B0148L138
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Meeting Note Management N/A TNA
4 Authority to Reduce Capital through the Cancellation of Shares Management For TNA
5 Reduction in Par Value; Capital Repayment Management For TNA
6 Elect Richard David Jackson Management For TNA
7 Elect Lucrezia Reichlin Management For TNA
 
AGEAS NV
Meeting Date:  APR 03, 2014
Record Date:  MAR 20, 2014
Meeting Type:  SPECIAL
Ticker:  AGS
Security ID:  B0148L138
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Authority to Reduce Capital through the Cancellation of Shares Management For For
6 Non-Voting Agenda Item Management N/A N/A
7 Increase in Authorized Capital Management For For
8 Authority to Repurchase Shares Management For For
9 Non-Voting Agenda Item Management N/A N/A
10 Non-Voting Meeting Note Management N/A N/A
 
AGEAS NV
Meeting Date:  APR 30, 2014
Record Date:  APR 16, 2014
Meeting Type:  MIX
Ticker:  AGS
Security ID:  B0148L138
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Accounts and Reports Management For For
4 Allocation of Profits/Dividends Management For For
5 Ratification of Board Acts Management For For
6 Ratification of Auditor's Acts Management For For
7 Remuneration Report Management For For
8 Elect Roel Nieuwdorp to the Board of Directors Management For For
9 Elect Davina Bruckner to the Board of Directors Management For For
10 Cancellation of Shares Management For For
11 Non-Voting Agenda Item Management N/A N/A
12 Increase in Authorized Capital Management For For
13 Authority to Repurchase Shares Management For For
 
AGEAS SA/NV
Meeting Date:  SEP 16, 2013
Record Date:  SEP 02, 2013
Meeting Type:  SPECIAL
Ticker:  
Security ID:  B0148L138
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Non-Voting Meeting Note Management None TNA
3 Non-Voting Meeting Note Management None TNA
4 Authority to Reduce Capital through the Cancellation of Shares Management For TNA
5 Reduction in Par Value; Capital Repayment Management For TNA
6 Elect Richard David Jackson Management For TNA
7 Elect Lucrezia Reichlin Management For TNA
 
AVANZA AB
Meeting Date:  APR 29, 2014
Record Date:  APR 23, 2014
Meeting Type:  ANNUAL
Ticker:  AZA
Security ID:  W4218X136
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 Broadcast of Meeting via Company/s Website Management For For
8 Non-Voting Agenda Item Management N/A N/A
9 Non-Voting Agenda Item Management N/A N/A
10 Non-Voting Agenda Item Management N/A N/A
11 Non-Voting Agenda Item Management N/A N/A
12 Non-Voting Agenda Item Management N/A N/A
13 Accounts and Reports Management For For
14 Allocation of Profits/Dividends Management For For
15 Non-Voting Agenda Item Management N/A N/A
16 Ratification of Board and Management Acts Management For For
17 Board Size Management For For
18 Directors' Fees Management For For
19 Authority to Set Auditor's Fees Management For For
20 Election of Directors Management For For
21 Elect Sven Hagstromer as Chairman Management For For
22 Appointment of Auditor Management For For
23 Long Term Incentive Program Management For For
24 Authority to Repurchase Shares Management For For
25 Nomination Committee Management For For
26 Remuneration Guidelines Management For For
27 Non-Voting Agenda Item Management N/A N/A
 
AVANZA AB
Meeting Date:  JUN 13, 2014
Record Date:  JUN 05, 2014
Meeting Type:  SPECIAL
Ticker:  AZA
Security ID:  W4218X136
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 Non-Voting Agenda Item Management N/A N/A
8 Non-Voting Agenda Item Management N/A N/A
9 Non-Voting Agenda Item Management N/A N/A
10 Non-Voting Agenda Item Management N/A N/A
11 Subsidiary Programme 1 Management For For
12 Subsidiary Programme 2 Management For For
13 Subsidiary Programme 3 Management For For
14 Non-Voting Agenda Item Management N/A N/A
 
AXA S.A.
Meeting Date:  APR 23, 2014
Record Date:  APR 15, 2014
Meeting Type:  MIX
Ticker:  CS
Security ID:  F06106102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports Management For For
5 Consolidated Accounts and Reports Management For For
6 Allocation of Profits/Dividends Management For For
7 Remuneration of Henri de Castries, CEO Management For For
8 Remuneration of Denis Duverne, Deputy CEO Management For For
9 Related Party Transactions Management For For
10 Severance Agreement and Retirement Benefits of Henri de Castries, CEO Management For For
11 Severance Agreement and Retirement Benefits of Denis Duverne, Deputy CEO Management For For
12 Elect Henri de Castries Management For For
13 Elect Norbert Dentressangle Management For For
14 Elect Denis Duverne Management For For
15 Elect Isabelle Kocher Management For For
16 Elect Suet-Fern Lee Management For For
17 Directors' Fees Management For For
18 Authority to Repurchase Shares Management For For
19 Employee Stock Purchase Plan Management For For
20 Employee Stock Purchase Plan for Overseas Employees Management For For
21 Authority to Grant Stock Options Management For For
22 Authority to Grant Restricted Stock Management For For
23 Authority to Reduce Share Capital Management For For
24 Authorization of Legal Formalities Management For For
 
BANCA GENERALI S.P.A.
Meeting Date:  APR 23, 2014
Record Date:  APR 10, 2014
Meeting Type:  MIX
Ticker:  BGN
Security ID:  T3000G115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Amendments to Articles Management For For
4 Accounts and Reports; Allocation of Profits/Dividends Management For For
5 Remuneration Report Management For For
6 Authority to Repurchase and Dispose of Treasury Shares Management For For
7 Elect Philippe Donnet Management For For
8 Non-Voting Meeting Note Management N/A N/A
 
BANCO ABC BRASIL SA
Meeting Date:  APR 23, 2014
Record Date:  
Meeting Type:  ANNUAL
Ticker:  ABCB3
Security ID:  P0763M135
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Meeting Note Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 Election of Board Member(s) Representative of Minority/Preferred Shareholders Management N/A Against
8 Non-Voting Agenda Item Management N/A N/A
 
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Meeting Date:  MAR 13, 2014
Record Date:  MAR 06, 2014
Meeting Type:  ANNUAL
Ticker:  BBVA
Security ID:  E11805103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts Management For For
3 Elect Tomas Alfaro Drake Management For For
4 Elect Carlos Loring Martinez de Irujo Management For For
5 Elect Jose Luis Palao Garcia-Suelto Management For For
6 Elect Susana Rodriguez Vidarte Management For For
7 Elect Jose Manuel Gonzalez-Paramo Martinez-Murillo Management For For
8 Elect Lourdes Maiz Carro Management For For
9 Authority to Repurchase Shares Management For For
10 Bonus Issue Management For For
11 Bonus Issue Management For For
12 Bonus Issue Management For For
13 Bonus Issue Management For For
14 Long-Term Incentive Plan Management For For
15 Maximum Variable Pay Ratio Management For For
16 Appointment of Auditor Management For For
17 Authority to Carry Out Formalities Management For For
18 Remuneration Report Management For For
19 Non-Voting Meeting Note Management N/A N/A
20 Non-Voting Meeting Note Management N/A N/A
 
BANCO DO ESTADO DO RIO GRANDE DO SUL SA
Meeting Date:  APR 30, 2014
Record Date:  
Meeting Type:  ANNUAL
Ticker:  BRSR5
Security ID:  P12553247
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Agenda Item Management N/A N/A
7 Non-Voting Agenda Item Management N/A N/A
8 Non-Voting Agenda Item Management N/A N/A
9 Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders Management N/A Against
10 Non-Voting Agenda Item Management N/A N/A
11 Non-Voting Meeting Note Management N/A N/A
12 Non-Voting Meeting Note Management N/A N/A
13 Non-Voting Agenda Item Management N/A N/A
14 Non-Voting Meeting Note Management N/A N/A
 
BANCO SANTANDER (BRASIL) SA
Meeting Date:  NOV 01, 2013
Record Date:  OCT 15, 2013
Meeting Type:  SPECIAL
Ticker:  SANB11
Security ID:  05967A107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authority to Reduce Share Capital; Share Repayment Management For For
2 Amend Article 17 Management For For
3 Election of Directors Management For For
 
BANCO SANTANDER (BRASIL) SA
Meeting Date:  MAR 18, 2014
Record Date:  FEB 28, 2014
Meeting Type:  SPECIAL
Ticker:  SANB11
Security ID:  05967A107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Capitalization of Reserves for Bonus Share Issue Management For For
2 Reverse Stock Split Management For For
3 Adjustments to Share Deposit Certificates (Units) Management For For
4 Amendments to Articles Regarding Reconciliation of Share Capital Management For For
5 Amendments to Articles Regarding Separation of Chairman and CEO Management For For
6 Consolidation of Articles Management For For
 
BNP PARIBAS
Meeting Date:  MAY 14, 2014
Record Date:  MAY 08, 2014
Meeting Type:  MIX
Ticker:  BNP
Security ID:  F1058Q238
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports; Approval of Non-Tax Deductible Expenses Management For For
5 Consolidated Accounts and Reports Management For For
6 Allocation of Profits/Dividends Management For For
7 Related Party Transactions Management For For
8 Authority to Repurchase Shares Management For For
9 Elect Jean-Francois Lepetit Management For For
10 Elect Baudouin Prot Management For For
11 Elect Fields Wicker-Miurin Management For For
12 Ratify the Co-option of Monique Cohen Management For For
13 Elect Daniela Schwarzer Management For For
14 Remuneration of Baudouin Prot, Chairman. Management For For
15 Remuneration of Jean-Laurent Bonnafe, CEO. Management For For
16 Remuneration of COOs,Georges Chodron de Courcel, Philippe Bordenave & Francois Villeroy de Galhau Management For For
17 Remuneration of Executives and Certain Categories of Employees Management For For
18 Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff Management For For
19 Authority to Issue Shares and Convertible Securities w/ Preemptive Rights Management For For
20 Authority to Issue Shares and Convertible Securities w/o Preemptive Rights Management For For
21 Authority to Increase Capital in Case of Exchange Offer Management For For
22 Authority to Increase Capital in Consideration for Contributions in Kind Management For For
23 Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights Management For For
24 Authority to Increase Capital Through Capitalizations Management For For
25 Global Ceiling on Capital Increases and Debt Issuances Management For For
26 Employee Stock Purchase Plan Management For For
27 Authority to Cancel Shares and Reduce Capital Management For For
28 Authorization of Legal Formalities Management For For
 
BS FINANCIAL GROUP INC
Meeting Date:  AUG 14, 2013
Record Date:  JUL 10, 2013
Meeting Type:  SPECIAL
Ticker:  138930
Security ID:  Y0997Y103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect SUNG Se Hwan Management For For
 
BS FINANCIAL GROUP INC
Meeting Date:  AUG 14, 2013
Record Date:  JUL 10, 2013
Meeting Type:  SPECIAL
Ticker:  
Security ID:  B3S98W7
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect SUNG Se Hwan Management For For
 
BS FINANCIAL GROUP INC
Meeting Date:  MAR 28, 2014
Record Date:  DEC 31, 2013
Meeting Type:  ANNUAL
Ticker:  138930
Security ID:  Y0997Y103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Allocation of Profits/Dividends Management For For
2 Amendments to Articles Management For For
3 Elect JUNG Min Joo Management For For
4 Elect LEE Bong Cheol Management For For
5 Elect KIM Sung Ho Management For For
6 Elect KIM Woo Suk Management For For
7 Elect LEE Jong Soo Management For For
8 Elect MOON Jae Woo Management For For
9 Elect KIM Chang Soo Management For For
10 Election of Audit Committee Members: KIM Sung Ho Management For For
11 Election of Audit Committee Members: KIM Woo Seok Management For For
12 Election of Audit Committee Members: MOON Jae Woo Management For For
13 Election of Audit Committee Members: KIM Chang Soo Management For For
14 Directors' Fees Management For For
15 Non-Voting Meeting Note Management N/A N/A
 
CANADIAN IMPERIAL BANK OF COMMERCE
Meeting Date:  APR 24, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  CM
Security ID:  136069101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Brent S. Belzberg Management For For
3 Elect Gary F. Colter Management For For
4 Elect Patrick D. Daniel Management For For
5 Elect Luc Desjardins Management For For
6 Elect Gordon D. Giffin Management For For
7 Elect Linda S. Hasenfratz Management For For
8 Elect Kevin J. Kelly Management For For
9 Elect Nicholas D. Le Pan Management For For
10 Elect John P. Manley Management For For
11 Elect Gerald T. McCaughey Management For For
12 Elect Jane L. Peverett Management For For
13 Elect Leslie Rahl Management For Against
14 Elect Charles Sirois Management For For
15 Elect Katharine B. Stevenson Management For For
16 Elect Martine Turcotte Management For For
17 Elect Ronald W. Tysoe Management For For
18 Appointment of Auditor Management For For
19 Advisory Vote on Executive Compensation Management For For
20 Shareholder Proposal Regarding Phasing Out Stock Options Shareholder Against Against
21 Shareholder Proposal Regarding Response to OECD Plans Shareholder Against Against
22 Shareholder Proposal Regarding Response to Shareholder Vote on Compensation Shareholder Against Against
23 Shareholder Proposal Regarding Pension Plan Disclosure Shareholder Against Against
24 Shareholder Proposal Regarding Response to Shareholder Vote Against Directors Shareholder Against Against
 
CETIP S.A. - MERCADOS ORGANIZADOS
Meeting Date:  SEP 23, 2013
Record Date:  
Meeting Type:  SPECIAL
Ticker:  CTIP3
Security ID:  P23840104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Elect Luis Felix Cardamone Neto Management For For
4 Ratification of Nominating Committee Members Management For For
5 Correction of Meeting Minutes Management For For
 
CETIP S.A. - MERCADOS ORGANIZADOS
Meeting Date:  NOV 25, 2013
Record Date:  
Meeting Type:  SPECIAL
Ticker:  CTIP3
Security ID:  P23840104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Elect Jose Roberto Machado Filho Management For Against
 
CETIP S.A. - MERCADOS ORGANIZADOS
Meeting Date:  APR 28, 2014
Record Date:  
Meeting Type:  SPECIAL
Ticker:  CTIP3
Security ID:  P23840104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Stock Option Plan Management For For
 
CETIP S.A. - MERCADOS ORGANIZADOS
Meeting Date:  APR 28, 2014
Record Date:  
Meeting Type:  ANNUAL
Ticker:  CTIP3
Security ID:  P23840104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Accounts and Reports Management For For
4 Allocation of Profits/Dividends Management For For
5 Remuneration Report Management For For
6 Election of Directors Management For For
7 Non-Voting Meeting Note Management N/A N/A
8 Non-Voting Meeting Note Management N/A N/A
 
CETIP SA-BALCAO ORGANIZADO DE ATIVO
Meeting Date:  SEP 23, 2013
Record Date:  SEP 20, 2013
Meeting Type:  SPECIAL
Ticker:  
Security ID:  B55DVB6
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Non-Voting Meeting Note Management None TNA
3 Elect Luis Felix Cardamone Neto Management For For
4 Ratification of Nominating Committee Members Management For For
5 Correction of Meeting Minutes Management For For
 
CHALLENGER LIMITED
Meeting Date:  NOV 26, 2013
Record Date:  NOV 24, 2013
Meeting Type:  ANNUAL
Ticker:  CGF
Security ID:  Q22685103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Re-elect Jonathan Grunzweig Management For For
3 Re-elect Peter L. Polson Management For For
4 Remuneration Report Management For For
 
CITIGROUP INC.
Meeting Date:  APR 22, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael L. Corbat Management For For
2 Elect Duncan P. Hennes Management For For
3 Elect Franz B. Humer Management For For
4 Elect Eugene M. McQuade Management For For
5 Elect Michael E. O'Neill Management For For
6 Elect Gary M. Reiner Management For For
7 Elect Judith Rodin Management For For
8 Elect Robert L. Ryan Management For For
9 Elect Anthony M. Santomero Management For For
10 Elect Joan E. Spero Management For For
11 Elect Diana L. Taylor Management For For
12 Elect William S. Thompson, Jr. Management For For
13 Elect James S. Turley Management For For
14 Elect Ernesto Zedillo Ponce de Leon Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Approval of the 2014 Stock Incentive Plan Management For For
18 Shareholder Proposal Regarding Retention of Shares Until Retirement Shareholder Against Against
19 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
20 Shareholder Proposal Regarding Director Indemnification Shareholder Against Against
21 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
 
CITIZENS & NORTHERN CORPORATION
Meeting Date:  APR 17, 2014
Record Date:  FEB 13, 2014
Meeting Type:  ANNUAL
Ticker:  CZNC
Security ID:  172922106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Dennis F. Beardslee Management For For
1.2 Elect Jan E. Fisher Management For For
1.3 Elect Ann M. Tyler Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
CREDIT AGRICOLE SA
Meeting Date:  MAY 21, 2014
Record Date:  MAY 15, 2014
Meeting Type:  MIX
Ticker:  ACA
Security ID:  F22797108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Accounts and Reports; Approval of Non Tax-Deductible Expenses Management For For
5 Consolidated Accounts and Reports Management For For
6 Allocation of Profits/Dividends Management For For
7 Scrip Dividend Management For For
8 Related Party Transactions (Caisses Regionales) Management For For
9 Ratification of the Co-option of Gerard Ouvrier-Buffet Management For For
10 Ratification the Co-option of Pascal Celerier Management For For
11 Elect Daniel Epron Management For For
12 Elect Jean-Pierre Gaillard Management For For
13 Elect Caroline Catoire Management For For
14 Elect Laurence Dors Management For For
15 Elect Francoise Gri Management For For
16 Elect Jean-Louis Delorme Management For For
17 Elect Gerard Ouvrier-Buffet Management For For
18 Elect Christian Streiff Management For For
19 Elect Francois Veverka Management For For
20 Directors' Fees Management For For
21 Remuneration of Jean-Marie Sander, Chairman Management For Against
22 Remuneration of Jean-Paul Chifflet, CEO Management For Against
23 Remuneration of Jean-Yves Hocher, Bruno de Laage and Xavier Musca, Executives Management For Against
24 Remuneration of Key Risk Takers Management For For
25 Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff Management For Against
26 Authority to Repurchase Shares Management For For
27 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights Management For For
28 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Management For For
29 Authority to Increase Capital in Case of Exchange Offer Management For For
30 Greenshoe Management For For
31 Authority to Increase Capital in Consideration for Contributions in Kind Management For For
32 Authority to Set Offering Price of Shares Management For For
33 Global Ceiling on Capital Increases Management For For
34 Authority to Issue Debt Instruments Management For For
35 Authority to Increase Capital Through Capitalizations Management For For
36 Employee Stock Purchase Plan Management For For
37 Employee Stock Purchase Plan for Overseas Employees Management For For
38 Authority to Cancel Shares and Reduce Capital Management For For
39 Authorization of Legal Formalities Management For For
 
DELTA LLOYD GROUP NV
Meeting Date:  MAY 22, 2014
Record Date:  APR 24, 2014
Meeting Type:  ANNUAL
Ticker:  DL
Security ID:  N25633103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Agenda Item Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Accounts and Reports Management For For
5 Non-Voting Agenda Item Management N/A N/A
6 Allocation of Profits/Dividends Management For For
7 Ratification of Management Board Acts Management For For
8 Ratification of Supervisory Board Acts Management For For
9 Non-Voting Agenda Item Management N/A N/A
10 Non-Voting Agenda Item Management N/A N/A
11 Non-Voting Agenda Item Management N/A N/A
12 Non-Voting Agenda Item Management N/A N/A
13 Non-Voting Agenda Item Management N/A N/A
14 Elect Andre Bergen to the Supervisory Board Management For For
15 Elect Robert A. Ruijter to the Supervisory Board Management For For
16 Elect E.J. Fischer to the Supervisory Board Management For For
17 Elect J.G. Haars to the Supervisory Board Management For For
18 Elect S.G. Van der Lecq to the Supervisory Board Management For For
19 Authority to Issue Shares w/ Preemptive Rights Management For For
20 Authority to Suppress Preemptive Rights Management For For
21 Authority to Repurchase Shares Management For For
22 Non-Voting Agenda Item Management N/A N/A
 
DGB FINANCIAL GROUP CO LTD
Meeting Date:  MAR 21, 2014
Record Date:  DEC 31, 2013
Meeting Type:  ANNUAL
Ticker:  139130
Security ID:  Y2058E109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Allocation of Profits/Dividends Management For For
2 Amendments to Articles Management For For
3 Elect PARK In Gyu Management For For
4 Elect PARK Dong Gwan Management For For
5 Elect LEE Jung Do Management For For
6 Elect CHO Hae Nyung Management For For
7 Elect JANG Ik Hyun Management For For
8 Elect LEE Ji Eun Management For For
9 Election of Audit Committee Member : LEE Jung Do Management For For
10 Election of Audit Committee Member : JANG Ik Hyun Management For For
11 Directors' Fees Management For For
12 Non-Voting Meeting Note Management N/A N/A
 
DNB ASA
Meeting Date:  APR 24, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  DNB
Security ID:  R1812S105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Meeting Note Management N/A TNA
4 Non-Voting Meeting Note Management N/A TNA
5 Non-Voting Agenda Item Management N/A TNA
6 Agenda Management For TNA
7 Minutes Management For TNA
8 Accounts and Reports; Allocation of Profit/Dividends Management For TNA
9 Authority to Set Auditor's Fees Management For TNA
10 Election of Supervisory Board Management For TNA
11 Election of Control Committee Management For TNA
12 Election Committee Management For TNA
13 Governing Bodies Fees Management For TNA
14 Authority to Repurchase Shares Management For TNA
15 Compensation Guidelines (Advisory) Management For TNA
16 Incentive Guidelines (Binding) Management For TNA
17 Corporate Governance Report Management For TNA
 
EFG INTERNATIONAL AG
Meeting Date:  APR 25, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL
Ticker:  EFGN
Security ID:  H2078C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Allocation of Preferred Dividends Management For TNA
4 Allocation of Losses Management For TNA
5 Dividend from Reserves Management For TNA
6 Ratification of Board and Management Acts Management For TNA
7 Amendments to Articles Regarding VeguV (General Changes) Management For TNA
8 Amendments to Articles Regarding VeguV (Compensation) Management For TNA
9 Amendments to Articles Regarding VeguV (Contracts) Management For TNA
10 Amendments to Articles Regarding VeguV (All Changes) Management For TNA
11 Increase in Authorized Capital Management For TNA
12 Increase in Conditional Capital for Employee Compensation Plans Management For TNA
13 Elect Niccolo Burki Management For TNA
14 Elect Emmanuel Bussetil Management For TNA
15 Elect Erwin Caduff Management For TNA
16 Elect Michael Higgin Management For TNA
17 Elect Spiro Latsis Management For TNA
18 Elect Bernd von Maltzan Management For TNA
19 Elect Hugh Matthews Management For TNA
20 Elect Pericles Petalas Management For TNA
21 Elect Jean Pierre Cuoni Management For TNA
22 Elect Robert Yin Chiu Management For TNA
23 Elect Karl Daniel Zuberbuhler Management For TNA
24 Elect Jean Pierre Cuoni as Chairman Management For TNA
25 Elect Niccolo Burki as Remuneration Committee Member Management For TNA
26 Elect Emmanuel Bussetil as Remuneration Committee Member Management For TNA
27 Elect Jean Pierre Cuoni as Remuneration Committee Member Management For TNA
28 Elect Hugh Matthews as Remuneration Committee Member Management For TNA
29 Elect Pericles Petalas as Remuneration Committee Member Management For TNA
30 Appointment of Independent Proxy Management For TNA
31 Appointment of Auditor Management For TNA
32 Transaction of Other Business Management For TNA
33 Non-Voting Meeting Note Management N/A TNA
 
ERSTE GROUP BANK AG
Meeting Date:  MAY 21, 2014
Record Date:  MAY 09, 2014
Meeting Type:  ANNUAL
Ticker:  EBS
Security ID:  A19494102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Agenda Item Management N/A TNA
4 Allocation of Profits/Dividends Management For TNA
5 Ratification of Management Board Acts Management For TNA
6 Ratification of Supervisory Board Acts Management For TNA
7 Supervisory Board Members' Fees Management For TNA
8 Election of Supervisory Board; Supervisory Board Size Management For TNA
9 Elect Bettina Breiteneder Management For TNA
10 Elect Jan Homan Management For TNA
11 Elect Juan Maria Nin Genova Management For TNA
12 Elect Friedrich Rodler Management For TNA
13 Elect Elisabeth Bleykeben-Koren Management For TNA
14 Elect Gunter Griss Management For TNA
15 Elect Elisabeth Krainer Senger-Weiss Management For TNA
16 Appointment of Auditor Management For TNA
17 Increase in Authorized Capital Management For TNA
18 Amendments to Articles Management For TNA
 
FIRST NATIONAL FINANCIAL CORPORATION
Meeting Date:  MAY 05, 2014
Record Date:  MAR 26, 2014
Meeting Type:  ANNUAL
Ticker:  FN
Security ID:  33564P103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Election of Directors Management For For
3 Elect Stephen Smith Management For For
4 Elect Moray Tawse Management For For
5 Elect John Brough Management For For
6 Elect Duncan Jackman Management For For
7 Elect Robert Mitchell Management For For
8 Elect Peter Copestake Management For For
9 Appointment of Auditor and Authority to Set Fees Management For For
10 Transaction of Other Business Management For Against
11 Non-Voting Meeting Note Management N/A N/A
 
GENWORTH MI CANADA INC.
Meeting Date:  JUN 05, 2014
Record Date:  APR 23, 2014
Meeting Type:  ANNUAL
Ticker:  MIC
Security ID:  37252B102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Brian Hurley Management For For
3 Elect Sidney M. Horn Management For For
4 Elect Brian Kelly Management For For
5 Elect Samuel Marsico Management For For
6 Elect Angel Mas Management For For
7 Elect Heather Nicol Management For For
8 Elect Leon Roday Management For For
9 Elect Jerome Upton Management For For
10 Elect John Walker Management For For
11 Appointment of Auditor and Authority to Set Fees Management For For
 
GRONLANDSBANKEN A/S
Meeting Date:  MAR 19, 2014
Record Date:  MAR 12, 2014
Meeting Type:  ANNUAL
Ticker:  GRLA
Security ID:  K4033J117
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Accounts and Reports; Ratification of Board and Management Acts; Directors/ Fees; Allocation of Profits/Dividends Management For For
6 Accounts and Reports; Ratification of Board and Management Acts; Directors/ Fees; Allocation of Profits/Dividends Management For For
7 Accounts and Reports; Ratification of Board and Management Acts; Directors/ Fees; Allocation of Profits/Dividends Management For For
8 Accounts and Reports; Ratification of Board and Management Acts; Directors/ Fees; Allocation of Profits/Dividends Management For For
9 Amendments to Articles Regarding Electronic Communication Management For For
10 Amendments to Articles Regarding Electronic Notice of Meeting and Communication Management For For
11 Amendments to Articles Regarding Admission Cards Management For For
12 Amendments to Articles Regarding Name Change Management For For
13 Repurchase of Shares Management For For
14 Elect Kristian Lennert Management For For
15 Elect Frank Bagger Management For For
16 Elect Anders Brons Management For For
17 Appointment of Auditor Management For For
18 Non-Voting Agenda Item Management N/A N/A
 
HANA FINANCIAL GROUP
Meeting Date:  MAR 21, 2014
Record Date:  DEC 31, 2013
Meeting Type:  ANNUAL
Ticker:  86790
Security ID:  Y29975102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Amendments to Articles Management For For
4 Election of Directors (Slate) Management For For
5 Election of Audit Committee Members (Slate) Management For For
6 Directors' Fees Management For For
 
HARTFORD FINANCIAL SERVICES GROUP, INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  HIG
Security ID:  416515104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert B. Allardice III Management For For
2 Elect Trevor Fetter Management For For
3 Elect Liam E. McGee Management For For
4 Elect Kathryn A. Mikells Management For For
5 Elect Michael G. Morris Management For For
6 Elect Thomas A. Renyi Management For For
7 Elect Julie G. Richardson Management For For
8 Elect Virginia P. Ruesterholz Management For For
9 Elect Charles B. Strauss Management For For
10 Elect H. Patrick Swygert Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 2014 Incentive Stock Plan Management For For
14 Executive Bonus Program Management For For
 
HIGHER ONE HOLDINGS, INC.
Meeting Date:  JUN 11, 2014
Record Date:  APR 16, 2014
Meeting Type:  ANNUAL
Ticker:  ONE
Security ID:  42983D104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mark Volchek Management For For
1.2 Elect David Cromwell Management For For
1.3 Elect Lowell W. Robinson Management For For
2 Repeal of Classified Board Management For For
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Short Term Incentive Plan Management For For
 
HOME CAPITAL GROUP INC.
Meeting Date:  MAY 14, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  HCG
Security ID:  436913107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect James C. Baillie Management For For
3 Elect Jacqueline E. Beaurivage Management For For
4 William G. Davis Management For Against
5 Elect William F. Falk Management For For
6 Elect Diana L. Graham Management For For
7 Elect John M. Marsh Management For For
8 Elect Robert A. Mitchell Management For For
9 Elect Kevin P.D. Smith Management For For
10 Elect Gerald M. Soloway Management For For
11 Elect Bonita J. Then Management For For
12 Appointment of Auditor and Authority to Set Fees Management For For
13 Advisory Vote on Executive Compensation Management For For
 
ING GROUP N.V.
Meeting Date:  MAY 12, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  INGA
Security ID:  N4578E413
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Agenda Item Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Amendment to Remuneration Policy Management For For
6 Accounts and Reports Management For For
7 Non-Voting Agenda Item Management N/A N/A
8 Non-Voting Agenda Item Management N/A N/A
9 Amendments to Par-Value; Increase Authorized Capital Management For For
10 Amendments to Par-Value; Return of Capital Management For For
11 Amendments to Articles Regarding Representation of the Company Management For For
12 Non-Voting Agenda Item Management N/A N/A
13 Ratification of Management Board Acts Management For For
14 Ratification of Supervisory Board Acts Management For For
15 Elect Eric Boyer de la Giroday to the Supervisory Board Management For For
16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
17 Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with Mergers and Acquisitions Management For For
18 Authority to Repurchase Shares Management For For
19 Authority to Repurchase Shares in Connection with Major Capital Restructuring Management For For
20 Non-Voting Agenda Item Management N/A N/A
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 20, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Linda B. Bammann Management For For
2 Elect James A. Bell Management For For
3 Elect Crandall C. Bowles Management For For
4 Elect Stephen B. Burke Management For For
5 Elect James S. Crown Management For For
6 Elect James Dimon Management For For
7 Elect Timothy P. Flynn Management For For
8 Elect Laban P. Jackson, Jr. Management For For
9 Elect Michael A. Neal Management For For
10 Elect Lee R. Raymond Management For For
11 Elect William C. Weldon Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
15 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
16 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Against
 
JULIUS BAER GROUP LTD.
Meeting Date:  APR 09, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  BAER
Security ID:  H4414N103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Compensation Report Management For TNA
4 Allocation of Profits/Dividends Management For TNA
5 Ratification of Board and Management Acts Management For TNA
6 Elect Daniel Sauter Management For TNA
7 Elect Gilbert Achermann Management For TNA
8 Elect Andreas Amschwand Management For TNA
9 Elect Heinrich Baumann Management For TNA
10 Elect Claire Giraut Management For TNA
11 Elect Gareth Penny Management For TNA
12 Elect Charles Stonehill Management For TNA
13 Elect Daniel Sauter as Chairman Management For TNA
14 Elect Gilbert Achermann as Compensation Committee Member Management For TNA
15 Elect Heinrich Baumann as Compensation Committee Member Management For TNA
16 Elect Gareth Penny as Compensation Committee Member Management For TNA
17 Appointment of Auditor Management For TNA
18 Amendments to Articles Management For TNA
19 Appointment of Independent Proxy Management For TNA
20 Non-Voting Meeting Note Management N/A TNA
 
KBC GROUPE SA
Meeting Date:  APR 30, 2014
Record Date:  APR 16, 2014
Meeting Type:  ANNUAL
Ticker:  KBC
Security ID:  B5337G162
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Agenda Item Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Non-Voting Agenda Item Management N/A N/A
6 Accounts and Reports Management For For
7 Allocation of Profits/Dividends Management For For
8 Remuneration Report Management For For
9 Ratification of Board Acts Management For For
10 Ratification of Board Acts (KBC Global Services) Management For For
11 Ratification of Auditor Acts Management For For
12 Ratification of Auditor Acts (KBC Global Services) Management For For
13 Elect Marc De Ceuster Management For Against
14 Elect Piet Vanthemsche Management For Against
15 Elect Marc Wittemans Management For Against
16 Elect Julia Kiraly Management For For
17 Elect Christine van Rijsseghem Management For For
18 Ratify Thomas Leysen as Independent Director Management For Against
19 Non-Voting Agenda Item Management N/A N/A
 
METROPOLITAN BANK & TRUST COMPANY
Meeting Date:  APR 30, 2014
Record Date:  MAR 07, 2014
Meeting Type:  ANNUAL
Ticker:  MBT
Security ID:  Y6028G136
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 CALL TO ORDER Management For For
3 Certification of Notice and Determination of Quorum Management For For
4 Approve Minutes Management For For
5 President's Report Management For For
6 Amendments to Articles Management For For
7 Ratification of Board Acts Management For For
8 Elect George S.K. Ty Management For For
9 Elect Francisco C. Sebastian Management For For
10 Elect Arthur V. Ty Management For For
11 Elect Fabian S. Dee Management For For
12 Elect Jesli A. Lapus Management For For
13 Elect Renato C. Valencia Management For For
14 Elect Remedios L. Macalincag Management For For
15 Elect Dr. Vicente B. Valdepenas, Jr. Management For For
16 Elect Robin A. King Management For For
17 Elect Jr., Rex C. Drilon II Management For For
18 Elect Francisco F. Del Rosario Management For For
19 Elect Edmund A. Go Management For For
20 Elect Antonio V. Viray Management For For
21 Elect Vicente R. Cuna Jr. Management For For
22 Appointment of Auditor Management For For
23 Transaction of Other Business Management For Against
24 ADJOURNMENT Management For For
 
MITSUBISHI UFJ LEASE & FINANCE CO., LTD.
Meeting Date:  JUN 27, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  8593
Security ID:  J4706D100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ryuichi Murata Management For For
2 Elect Tadashi Shiraishi Management For For
3 Elect Kazuo Seki Management For For
4 Elect Kohichi Sakamoto Management For For
5 Elect Nobuyoshi Ishii Management For For
6 Elect Yasuyuki Sakata Management For For
7 Elect Kiyoshi Tada Management For For
8 Elect Tatsuhisa Takahashi Management For For
9 Elect Hideki Kobayakawa Management For For
10 Elect Tsuyoshi Nonoguchi Management For For
11 Elect Teruyuki Minoura Management For For
12 Elect Eiichi Tanabe Management For For
13 Elect Tadashi Kuroda Management For For
14 Elect Hajime Inomata Management For For
15 Elect Toshio Haigoh Management For For
16 Elect Kaoru Matsumoto Management For For
17 Elect Kunihiko Satoh Management For For
18 Elect Shohta Yasuda Management For For
19 Elect Shinichiroh Hayakawa Management For For
 
MIZRAHI TEFAHOT BANK LTD.
Meeting Date:  OCT 23, 2013
Record Date:  SEP 23, 2013
Meeting Type:  SPECIAL
Ticker:  MZTF
Security ID:  M7031A135
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Elect Osnat Ronen Management For TNA
4 Elect Joseph Shachak Management For TNA
 
MIZRAHI TEFAHOT BANK LTD.
Meeting Date:  DEC 19, 2013
Record Date:  NOV 15, 2013
Meeting Type:  ORDINARY
Ticker:  MZTF
Security ID:  M7031A135
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Elect Moshe Vidman Management For TNA
4 Elect Moshe Wertheim Management For TNA
5 Elect Zvi Ephrat Management For TNA
6 Elect Ron Gazit Management For TNA
7 Elect Liora Ofer Management For TNA
8 Elect Mordechai Meir Management For TNA
9 Elect Jonathan Kaplan Management For TNA
10 Elect Joav-Asher Nachshon Management For TNA
11 Appointment of Auditor Management For TNA
 
MIZRAHI TEFAHOT BANK LTD.
Meeting Date:  MAR 25, 2014
Record Date:  FEB 25, 2014
Meeting Type:  SPECIAL
Ticker:  MZTF
Security ID:  M7031A135
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Bonus of Previous Chairman Management For For
3 Liability Insurance of Directors & Officers Management For For
 
MIZRAHI TEFAHOT BANK LTD.
Meeting Date:  JUN 10, 2014
Record Date:  MAY 12, 2014
Meeting Type:  SPECIAL
Ticker:  MZTF
Security ID:  M7031A135
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Updated Compensation Policy Management For For
3 Compensation of CEO Management For For
4 Discretionary Bonus of Chairman Management For For
 
NATIONAL BANK OF CANADA
Meeting Date:  APR 10, 2014
Record Date:  FEB 21, 2014
Meeting Type:  ANNUAL
Ticker:  NA
Security ID:  633067103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Elect Maryse Bertrand Management For For
3 Elect Lawrence S. Bloomberg Management For For
4 Elect Pierre Boivin Management For For
5 Elect Andre Caille Management For For
6 Elect Gerard Coulombe Management For For
7 Elect Bernard Cyr Management For For
8 Elect Gillian H. Denham Management For For
9 Elect Richard Fortin Management For For
10 Elect Jean Houde Management For For
11 Elect Louise Laflamme Management For For
12 Elect Julie Payette Management For For
13 Elect Roseann Runte Management For For
14 Elect Lino A. Saputo, Jr. Management For For
15 Elect Pierre Thabet Management For For
16 Elect Louis Vachon Management For For
17 Advisory Vote on Executive Compensation Management For For
18 Appointment of Auditor Management For For
19 Shareholder Proposal Regarding Phasing Out Stock Options Shareholder Against Against
20 Shareholder Proposal Regarding Response to Shareholder Vote on Compensation Shareholder Against Against
21 Shareholder Proposal Regarding Response to Shareholder Vote Against Directors Shareholder Against Against
 
SHINHAN FINANCIAL GROUP CO., LTD
Meeting Date:  MAR 26, 2014
Record Date:  DEC 31, 2013
Meeting Type:  ANNUAL
Ticker:  55550
Security ID:  Y7749X101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Allocation of Profits/Dividends Management For For
2 Elect HAN Dong Woo Management For For
3 Elect KWON Tae Eun Management For For
4 Elect KIM Kee Young Management For For
5 Elect KIM Seok Won Management For For
6 Elect NAM Koong Hoon Management For For
7 Elect LEE Man Woo Management For For
8 Elect LEE Sang Kyung Management For For
9 Elect JUNG Jin Management For For
10 Elect HARUKI Hirakawa Management For For
11 Elect PHILLIPPE Aguignier Management For For
12 Election of Audit Committee Members : KWON Tae Eun Management For For
13 Election of Audit Committee Members : KIM Seok Won Management For For
14 Election of Audit Committee Members : LEE Man Woo Management For For
15 Election of Audit Committee Members : LEE Sang Kyung Management For For
16 Directors' Fees Management For For
 
SOCIETE GENERALE
Meeting Date:  MAY 20, 2014
Record Date:  MAY 14, 2014
Meeting Type:  MIX
Ticker:  GLE
Security ID:  F43638141
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Consolidated Accounts and Reports Management For For
5 Accounts and Reports; Approval of Non-Tax Deductible Expenses Management For For
6 Allocation of Profits/Dividends Management For For
7 Related Party Transactions Management For For
8 Remuneration of Frederic Oudea, Chairman and CEO Management For For
9 Remuneration of Severin Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Executives Management For For
10 Remuneration of Key Risk Takers Management For For
11 Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff Management For For
12 Elect Robert Castaigne Management For For
13 Elect Lorenzo Bini Smaghi Management For For
14 Authority to Repurchase Shares Management For For
15 Authority to Issue Shares and Convertible Securities w/ Preemptive Rights Management For For
16 Authority to Issue Shares and Convertible Securities w/o Preemptive Rights Management For For
17 Greenshoe Management For For
18 Authority to Increase Capital in Consideration for Contributions in Kind Management For For
19 Authority to Issue Shares and Convertible Securities Through Private Placement Management For For
20 Employee Stock Purchase Plan Management For For
21 Authority to Issue Performance Shares Management For For
22 Authority to Cancel Shares and Reduce Capital Management For For
23 Authorization of Legal Formalities Management For For
 
SONY FINANCIAL HOLDINGS INC.
Meeting Date:  JUN 24, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  8729
Security ID:  J76337104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Allocation of Profits/Dividends Management For For
3 Elect Katsumi Ihara Management For For
4 Elect Hirotoshi Watanabe Management For For
5 Elect Yutaka Itoh Management For For
6 Elect Masamitsu Shimaoka Management For For
7 Elect Shigeru Ishii Management For For
8 Elect Atsuo Niwa Management For For
9 Elect Takemi Nagasaka Management For For
10 Elect Isao Yamamoto Management For For
11 Elect Siroh Kuniya Management For For
12 Elect Toraki Inoue as Alternate Statutory Auditor Management For For
 
SPAR NORD BANK A/S
Meeting Date:  APR 23, 2014
Record Date:  APR 16, 2014
Meeting Type:  ANNUAL
Ticker:  SPNO
Security ID:  K92145125
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Election of Presiding Chairman Management For For
5 Non-Voting Agenda Item Management N/A N/A
6 Accounts and Reports Management For For
7 Allocation of Profits/Dividends Management For For
8 Remuneration Guidelines Management For For
9 Directors' Fees Management For Abstain
10 Authority to Repurchase Shares Management For For
11 Elect Laila Mortensen Management For For
12 Elect Torben Fristrup Management For For
13 Elect Fritz Dahl Pedersen Management For For
14 Elect Kjeld Johannesen Management For For
15 Appointment of Auditor Management For For
16 Non-Voting Agenda Item Management N/A N/A
 
SPAREBANK 1 SR-BANK ASA
Meeting Date:  APR 29, 2014
Record Date:  
Meeting Type:  ANNUAL
Ticker:  SRBANK
Security ID:  R8T70X105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Meeting Note Management N/A TNA
4 Non-Voting Meeting Note Management N/A TNA
5 Non-Voting Agenda Item Management N/A TNA
6 Non-Voting Agenda Item Management N/A TNA
7 Agenda Management For TNA
8 Election of Individuals to Check Minutes Management For TNA
9 Accounts and Reports; Allocation of Profits/Dividend Management For TNA
10 Authority to Set Auditor's Fees Management For TNA
11 Remuneration Guidelines Management For TNA
12 Amendments to Articles Regarding Nomination Committee Management For TNA
13 Election of Audit Committee Management For TNA
14 Election of Supervisory Board Management For TNA
15 Non-Voting Agenda Item Management N/A TNA
16 Nomination Committee Management For TNA
17 Authority to Repurchase Shares Management For TNA
18 Authority to Issue Debt Instruments Management For TNA
 
STANDARD CHARTERED PLC
Meeting Date:  MAY 08, 2014
Record Date:  MAY 06, 2014
Meeting Type:  ANNUAL
Ticker:  STAN
Security ID:  G84228157
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Remuneration Policy (Binding) Management For For
4 Remuneration Report (Advisory) Management For For
5 Elect Kurt Campbell Management For For
6 Elect Christine Hodgson Management For For
7 Elect Naguib Kheraj Management For For
8 Elect Om Prakesh Bhatt Management For For
9 Elect Jaspal S. Bindra Management For For
10 Elect Louis CHEUNG Chi Yan Management For For
11 Elect HAN Seung-Soo Management For For
12 Elect Simon J. Lowth Management For For
13 Elect Ruth Markland Management For For
14 Elect John G.H. Paynter Management For For
15 Elect John Peace Management For For
16 Elect A. Michael G. Rees Management For For
17 Elect Peter A. Sands Management For For
18 Elect Viswanathan Shankar Management For For
19 Elect Paul D. Skinner Management For For
20 Elect Lars H. Thunell Management For For
21 Disapplication of Shareholding Requirement (Kurt Campbell) Management For For
22 Appointment of Auditor Management For For
23 Authority to Set Auditor's Fees Management For For
24 Authorisation of Political Donations Management For For
25 Authority to Issue Shares w/ Preemptive Rights Management For For
26 Authority to Issue Repurchased Shares w/ Preemptive Rights Management For For
27 Authority to Issue Equity Conversion Notes w/ Preemptive Rights Management For For
28 Scrip Dividend Management For For
29 Authority to Issue Shares w/o Preemptive Rights Management For For
30 Authority to Issue Equity Conversion Notes w/o Preemptive Rights Management For For
31 Authority to Repurchase Shares Management For For
32 Authority to Repurchase Preference Shares Management For For
33 Authority to Set General Meeting Notice Period at 14 Days Management For Against
34 Maximum Variable Payment Ratio Management For For
35 Non-Voting Meeting Note Management N/A N/A
 
STOREBRAND ASA
Meeting Date:  APR 09, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL
Ticker:  STB
Security ID:  R85746106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Non-Voting Meeting Note Management N/A TNA
4 Agenda Management For TNA
5 Accounts and Reports; Allocation of Profits/Losses Management For TNA
6 Corporate Governance Report Management For TNA
7 Remuneration Guidelines Management For TNA
8 Authority to Repurchase Shares Management For TNA
9 Authority to Issue Shares w/o Preemptive Rights Management For TNA
10 Election of Terje R. Venold Management For TNA
11 Election of Vibeke Hammer Madsen Management For TNA
12 Election of Trond Berger Management For TNA
13 Election of Tore Eugen Kvalheim Management For TNA
14 Election of Marianne Lie Management For TNA
15 Election of Olaug Svarva Management For TNA
16 Election of Pal Syversen Management For TNA
17 Election of Arne Giske Management For TNA
18 Election of Jostein Furnes Management For TNA
19 Election of Arild M. Olsen Management For TNA
20 Election of Joakim Gjersoe Management For TNA
21 Election of Per Otto Dyb Management For TNA
22 Appoint Terje R. Venold as Chairman of the Board of Representatives Management For TNA
23 Appoint Vibeke Hammer Madsen as Vice Chairman of the Board of Representatives Management For TNA
24 Election of Terje R. Venold to the Nomination Committee Management For TNA
25 Election of Olaug Svarva to the Nomination Committee Management For TNA
26 Election of Kjetil Houg to the Nomination Committee Management For TNA
27 Election of Harald Espedal to the Nomination Committee Management For TNA
28 Appoint Terje R. Venold as Chairman of the Nomination Committee Management For TNA
29 Election of Elisabeth Wille to the Control Committee Management For TNA
30 Election of Ole Klette to the Control Committee Management For TNA
31 Election of Tone M. Reierselmoen to the Control Committee Management For TNA
32 Directors', Control Committee's and Nomination Committee's Fees Management For TNA
33 Authority to Set Auditor's Fees Management For TNA
34 Non-Voting Meeting Note Management N/A TNA
35 Non-Voting Meeting Note Management N/A TNA
 
TURKIYE SINAI KALKINMA BANKASI A.S.
Meeting Date:  MAR 27, 2014
Record Date:  MAR 26, 2014
Meeting Type:  ORDINARY
Ticker:  TSKB
Security ID:  M8973M103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Non-Voting Meeting Note Management N/A TNA
3 Opening; Election of Presiding Chairman; Minutes Management For TNA
4 Report of the Board Management For TNA
5 Accounts Management For TNA
6 Ratification of Board Acts Management For TNA
7 Allocation of Profits/Dividends Management For TNA
8 Directors' Fees Management For TNA
9 Ratification of Co-option and Approval of Independent Board Member Management For TNA
10 Appointment of Auditor Management For TNA
11 Charitable Donations Management For TNA
12 Dividend Policy Management For TNA
13 Presentation of Disclosure Policy Management For TNA
14 Related Party Transaction Management For TNA
15 Presentation of Related Party Transactions Management For TNA
 
UBS AG
Meeting Date:  MAY 07, 2014
Record Date:  MAY 02, 2014
Meeting Type:  ANNUAL
Ticker:  UBSN
Security ID:  H89231338
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A TNA
2 Accounts and Reports Management For TNA
3 Compensation Report Management For TNA
4 Allocation of Profits/Dividends Management For TNA
5 Ratification of Board and Management Acts Management For TNA
6 Amendments to Articles Related to VeguV Management For TNA
7 Maximum Variable Payment Ratio Management For TNA
8 Elect Axel A. Weber Management For TNA
9 Elect Michel Demare Management For TNA
10 Elect David H. Sidwell Management For TNA
11 Elect Reto Francioni Management For TNA
12 Elect Ann Godbehere Management For TNA
13 Elect Axel P. Lehmann Management For TNA
14 Elect Helmut G. W. Panke Management For TNA
15 Elect William G. Parrett Management For TNA
16 Elect Isabelle Romy Management For TNA
17 Elect Beatrice Weder di Mauro Management For TNA
18 Elect Joseph YAM Chi Kwong Management For TNA
19 Elect Ann. F. Godbehere Management For TNA
20 Elect Michel Demare Management For TNA
21 Elect Helmut Panke Management For TNA
22 Elect Reto Francioni Management For TNA
23 Appointment of Independent Proxy Management For TNA
24 Appointment of Auditor Management For TNA
25 Transaction of Other Business Management For TNA
26 Non-Voting Meeting Note Management N/A TNA
 
UNITED OVERSEAS BANK LIMITED
Meeting Date:  APR 24, 2014
Record Date:  
Meeting Type:  ANNUAL
Ticker:  U11
Security ID:  Y9T10P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Directors' Fees Management For For
4 Fees to WEE Cho Yaw Management For For
5 Appointment of Auditor and Authority to Set Fees Management For For
6 Elect WONG Meng Meng Management For For
7 Elect Willie CHENG Jue Hiang Management For For
8 Elect WEE Cho Yaw Management For For
9 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
10 Non-Voting Agenda Item Management N/A N/A
11 Non-Voting Agenda Item Management N/A N/A
12 Non-Voting Agenda Item Management N/A N/A
13 Authority to issue shares under the UOB Scrip Dividend Scheme Management For For
14 Authority to Issue Preferred Shares Management For Against
15 Non-Voting Agenda Item Management N/A N/A
16 Authority to renew Share Purchase Mandate Management For For
17 Non-Voting Agenda Item Management N/A N/A
18 Non-Voting Agenda Item Management N/A N/A
19 Non-Voting Agenda Item Management N/A N/A
20 Non-Voting Agenda Item Management N/A N/A
21 Non-Voting Agenda Item Management N/A N/A
 
XL GROUP PLC
Meeting Date:  APR 25, 2014
Record Date:  MAR 05, 2014
Meeting Type:  ANNUAL
Ticker:  XL
Security ID:  G98290102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Repeal of Classified Board Management For For
2 Elect Michael S. McGavick Management For For
3 Elect Anne L. Stevens Management For For
4 Elect John M. Vereker Management For For
5 Appointment of Auditor and Authority to Set Fees Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Renewal of Authority to Issue Shares with Preemptive Rights Management For For
8 Renewal of Authority to Issue Shares without Preemptive Rights Management For For
9 Amendments to Articles of Association Management For For
10 Extend the Term of the Directors Stock and Option Plan Management For For

Prudential Jennison Health Sciences Fund - Sub-Adviser: Jennison

 
ABBVIE INC.
Meeting Date:  MAY 09, 2014
Record Date:  MAR 12, 2014
Meeting Type:  ANNUAL
Ticker:  ABBV
Security ID:  00287Y109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert J. Alpern Management For For
1.2 Elect Edward M. Liddy Management For For
1.3 Elect Frederick H. Waddell Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
ACADIA HEALTHCARE COMPANY, INC.
Meeting Date:  MAY 22, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  ACHC
Security ID:  00404A109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Wade D. Miquelon Management For For
1.2 Elect William M. Petrie Management For For
1.3 Elect Bruce A. Shear Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ACADIA PHARMACEUTICALS, INC.
Meeting Date:  JUN 06, 2014
Record Date:  APR 08, 2014
Meeting Type:  ANNUAL
Ticker:  ACAD
Security ID:  4225108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael Borer Management For For
1.2 Elect Mary Ann Gray Management For For
1.3 Elect Lester J. Kaplan Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ACCELERON PHARMA INC
Meeting Date:  JUN 20, 2014
Record Date:  APR 21, 2014
Meeting Type:  ANNUAL
Ticker:  XLRN
Security ID:  00434H108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jean M. George Management For For
1.2 Elect George Golumbeski Management For For
1.3 Elect Edwin M. Kania, Jr. Management For For
2 Ratification of Auditor Management For For
 
ACTAVIS INC
Meeting Date:  SEP 10, 2013
Record Date:  JUL 30, 2013
Meeting Type:  SPECIAL
Ticker:  ACT
Security ID:  00507K103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Acquisition Management For For
2 Reduction in Share Premium Account to Create Distributable Reserves Management For For
3 Advisory Vote on Golden Parachutes Management For For
4 Right to Adjourn Meeting Management For For
 
ACTAVIS PLC
Meeting Date:  MAY 09, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  ACT
Security ID:  G0083B108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Paul M. Bisaro Management For For
2 Elect James H. Bloem Management For For
3 Elect Christopher W. Bodine Management For For
4 Elect Tamar D. Howson Management For For
5 Elect John A. King Management For For
6 Elect Catherine M. Klema Management For For
7 Elect Jiri Michal Management For For
8 Elect Sigurdur Olafsson Management For For
9 Elect Patrick J. O'Sullivan Management For For
10 Elect Ronald R. Taylor Management For For
11 Elect Andrew L. Turner Management For For
12 Elect Fred G. Weiss Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Sustainability Report Shareholder Against Against
 
ACTAVIS PLC
Meeting Date:  JUN 17, 2014
Record Date:  MAY 02, 2014
Meeting Type:  SPECIAL
Ticker:  ACT
Security ID:  G0083B108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger with Forest Laboratories, Inc. Management For For
2 Right to Adjourn Meeting Management For For
 
AERIE PHARMACEUTICALS, INC.
Meeting Date:  JUN 11, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  AERI
Security ID:  00771V108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Vicente Anido, Jr. Management For For
1.2 Elect David W. Gryska Management For For
2 Ratification of Auditor Management For For
 
AGIOS PHARMACEUTICALS INC.
Meeting Date:  MAY 30, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL
Ticker:  AGIO
Security ID:  00847X104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Lewis C. Cantley Management For For
1.2 Elect Perry Karsen Management For For
1.3 Elect Paul J. Clancy Management For For
2 Ratification of Auditor Management For For
 
ALEXION PHARMACEUTICALS, INC.
Meeting Date:  MAY 05, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  ALXN
Security ID:  15351109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Leonard Bell Management For For
2 Elect Max Link Management For For
3 Elect William R. Keller Management For For
4 Elect John T. Mollen Management For For
5 Elect R. Douglas Norby Management For For
6 Elect Alvin S. Parven Management For For
7 Elect Andreas Rummelt Management For For
8 Elect Ann M. Veneman Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Ratification of Auditor Management For For
11 Shareholder Proposal Regarding Poison Pills Shareholder Against For
 
ALLERGAN, INC.
Meeting Date:  MAY 06, 2014
Record Date:  MAR 11, 2014
Meeting Type:  ANNUAL
Ticker:  AGN
Security ID:  18490102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David E.I. Pyott Management For For
2 Elect Michael R. Gallagher Management For For
3 Elect Deborah Dunsire Management For For
4 Elect Trevor M. Jones Management For For
5 Elect Louis J. Lavigne, Jr. Management For For
6 Elect Peter J. McDonnell Management For For
7 Elect Timothy D. Proctor Management For For
8 Elect Russell T. Ray Management For For
9 Elect Henri A. Termeer Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Amendment to Certificate of Incorporation Allowing Action by Written Consent Management For For
13 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
 
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Meeting Date:  MAY 22, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  MDRX
Security ID:  01988P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Stuart L. Bascomb Management For For
2 Elect Paul M. Black Management For For
3 Elect Dennis H. Chookaszian Management For For
4 Elect Robert J. Cindrich Management For For
5 Elect Michael A. Klayko Management For For
6 Elect Anita V. Pramoda Management For For
7 Elect David D. Stevens Management For For
8 Elect Ralph H. Thurman Management For For
9 Ratification of Auditor Management For For
10 Amendment to the Incentive Plan Management For For
11 Amendment to the Employee Stock Purchase Plan Management For For
12 Advisory Vote on Executive Compensation Management For For
 
AMARIN CORP
Meeting Date:  JUL 09, 2013
Record Date:  APR 22, 2013
Meeting Type:  ANNUAL
Ticker:  AMRN
Security ID:  023111206
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Joseph S. Zakrzewski Management For For
2 Elect Kristine Peterson Management For For
3 Elect David M. Stack Management For For
4 Advisory Vote on Executive Compensation Management For For
5 U.K. Remuneration Report Management For For
6 Appointment of Auditor and Authority to Set Fees Management For For
7 Removal of Borrowing Limits Management For For
 
ARATANA THERAPEUTICS
Meeting Date:  JUN 19, 2014
Record Date:  APR 23, 2014
Meeting Type:  ANNUAL
Ticker:  PETX
Security ID:  03874P101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Laura A. Brege Management For For
1.2 Elect Robert R. Gerber Management For For
1.3 Elect Wendy L. Yarno Management For For
2 Ratification of Auditor Management For For
 
ASTRAZENECA PLC
Meeting Date:  APR 24, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  AZN
Security ID:  46353108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Appointment of Auditor Management For For
4 Authority to Set Auditor's Fees Management For For
5 Elect Leif Johansson Management For For
6 Elect Pascal Soriot Management For For
7 Elect Marc Dunoyer Management For For
8 Elect Genevieve B. Berger Management For For
9 Elect D. Bruce Burlington Management For For
10 Elect Ann Cairns Management For For
11 Elect Graham Chipchase Management For For
12 Elect Jean-Philippe Courtois Management For Against
13 Elect Rudy H.P. Markham Management For For
14 Elect Nancy Rothwell Management For For
15 Elect Shriti Vadera Management For For
16 Elect John S. Varley Management For For
17 Elect Marcus Wallenberg Management For For
18 Remuneration Report (Advisory) Management For For
19 Remuneration Policy (Binding) Management For For
20 Authorisation of Political Donations Management For For
21 Authority to Issue Shares w/ Preemptive Rights Management For For
22 Authority to Issue Shares w/o Preemptive Rights Management For Against
23 Authority to Repurchase Shares Management For For
24 Authority to Set General Meeting Notice Period at 14 Days Management For Against
25 Performance Share Plan Management For For
 
BIOCRYST PHARMACEUTICALS, INC.
Meeting Date:  MAY 02, 2014
Record Date:  MAR 10, 2014
Meeting Type:  ANNUAL
Ticker:  BCRX
Security ID:  09058V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect George B. Abercrombie Management For For
1.2 Elect Stanley C. Erck Management For For
1.3 Elect Jon P. Stonehouse Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Amendment to Stock Incentive Plan Management For Against
5 Amendment to Employee Stock Purchase Plan Management For For
6 Increase of Authorized Common Stock Management For For
 
BIOGEN IDEC, INC.
Meeting Date:  JUN 12, 2014
Record Date:  APR 15, 2014
Meeting Type:  ANNUAL
Ticker:  BIIB
Security ID:  09062X103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Caroline Dorsa Management For For
2 Elect Stelios Papadopoulos Management For For
3 Elect George A. Scangos Management For For
4 Elect Lynn Schenk Management For For
5 Elect Alexander J. Denner Management For For
6 Elect Nancy L. Leaming Management For For
7 Elect Richard C. Mulligan Management For For
8 Elect Robert W. Pangia Management For For
9 Elect Brian S. Posner Management For For
10 Elect Eric K. Rowinsky Management For For
11 Elect Stephen A. Sherwin Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
BIOMARIN PHARMACEUTICAL INC.
Meeting Date:  JUN 04, 2014
Record Date:  APR 07, 2014
Meeting Type:  ANNUAL
Ticker:  BMRN
Security ID:  09061G101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jean-Jacques Bienaime Management For For
1.2 Elect Michael Grey Management For For
1.3 Elect Elaine J. Heron Management For For
1.4 Elect Pierre Lapalme Management For For
1.5 Elect V. Bryan Lawlis Management For For
1.6 Elect Richard A. Meier Management For For
1.7 Elect Alan J. Lewis Management For For
1.8 Elect William D. Young Management For For
1.9 Elect Kenneth M. Bate Management For For
1.1 Elect Dennis J. Slamon Management For For
2 Amendment to the 2006 Employee Stock Purchase Plan Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
BLUEBIRD BIO
Meeting Date:  JUN 11, 2014
Record Date:  APR 21, 2014
Meeting Type:  ANNUAL
Ticker:  BLUE
Security ID:  09609G100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Steven Gillis, Ph.D. Management For For
1.2 Elect Nick Leschly Management For For
2 Ratification of Auditor Management For For
 
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 06, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lamberto Andreotti Management For For
2 Elect Lewis B. Campbell Management For For
3 Elect James M. Cornelius Management For For
4 Elect Laurie H. Glimcher Management For For
5 Elect Michael Grobstein Management For For
6 Elect Alan J. Lacy Management For For
7 Elect Thomas J. Lynch Management For For
8 Elect Dinesh Paliwal Management For For
9 Elect Vicki L. Sato Management For For
10 Elect Gerald L. Storch Management For For
11 Elect Togo D. West, Jr. Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
 
BRUKER CORPORATION
Meeting Date:  MAY 20, 2014
Record Date:  MAR 26, 2014
Meeting Type:  ANNUAL
Ticker:  BRKR
Security ID:  116794108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Stephen W. Fesik Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
CELGENE CORPORATION
Meeting Date:  JUN 18, 2014
Record Date:  APR 21, 2014
Meeting Type:  ANNUAL
Ticker:  CELG
Security ID:  151020104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert J. Hugin Management For For
1.2 Elect Richard W. Barker Management For For
1.3 Elect Michael D. Casey Management For For
1.4 Elect Carrie S. Cox Management For For
1.5 Elect Rodman L. Drake Management For For
1.6 Elect Michael A. Friedman Management For For
1.7 Elect Gilla Kaplan Management For For
1.8 Elect James J. Loughlin Management For For
1.9 Elect Ernest Mario Management For For
2 Ratification of Auditor Management For For
3 Increase of Authorized Common Stock Management For For
4 Amendment to the 2008 Stock Incentive Plan Management For Against
5 Advisory Vote on Executive Compensation Management For For
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
CELLDEX THERAPEUTICS, INC.
Meeting Date:  MAY 28, 2014
Record Date:  APR 02, 2014
Meeting Type:  ANNUAL
Ticker:  CLDX
Security ID:  15117B103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Larry Ellberger Management For For
1.2 Elect Anthony Marucci Management For For
1.3 Elect Herbert Conrad Management For For
1.4 Elect George O. Elston Management For For
1.5 Elect Harry H. Penner, Jr. Management For For
1.6 Elect Timothy M. Shannon Management For For
1.7 Elect Karen L. Shoos Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
CENTENE CORPORATION
Meeting Date:  APR 22, 2014
Record Date:  FEB 21, 2014
Meeting Type:  ANNUAL
Ticker:  CNC
Security ID:  15135B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael F. Neidorff Management For For
1.2 Elect Richard A. Gephardt Management For For
1.3 Elect John R. Roberts Management For For
2 Repeal of Classified Board Management For For
3 Increase of Authorized Common Stock Management For For
4 Advisory Vote on Executive Compensation Management For Against
5 Amendment to the 2012 Stock Incentive Plan Management For For
6 Ratification of Auditor Management For For
 
CFR PHARMACEUTICALS S.A.
Meeting Date:  JUL 22, 2013
Record Date:  JUL 15, 2013
Meeting Type:  SPECIAL
Ticker:  CFR CI
Security ID:  P2388K106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Cancellation of Capital Increase Authority Management For For
2 Issuance of Shares w/ and w/o Preemptive Rights Management For For
4 Authority to Set Terms of Capital Increase Management For For
5 Secondary Listing on Johannesburg Stock Exchange Management For For
6 Amendment to Articles Regarding Share Capital Management For For
7 Authority to Carry Out Formalities Management For For
 
CFR PHARMACEUTICALS S.A.
Meeting Date:  JUL 22, 2013
Record Date:  JUL 05, 2013
Meeting Type:  SPECIAL
Ticker:  CFR CI
Security ID:  12527P103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Cancellation of Capital Increase Authority Management For For
2 Issuance of Shares w/ and w/o Preemptive Rights Management For For
3 Authority to Set Terms of Capital Increase Management For For
4 Secondary Listing on Johannesburg Stock Exchange Management For For
5 Amendment to Articles Regarding Share Capital Management For For
6 Authority to Carry Out Formalities Management For For
 
CFR PHARMACEUTICALS S.A.
Meeting Date:  OCT 21, 2013
Record Date:  JUN 17, 2013
Meeting Type:  SPECIAL
Ticker:  CFRPH-R
Security ID:  P2388K106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Authority to Set Terms of Capital Increase Management For For
3 Authority to Modify Capital Increase Management For For
4 Amendment to Articles Regarding Reconciliation of Share Capital Management For For
5 Authority to Carry Out Formalities Management For For
 
CFR PHARMACEUTICALS S.A.
Meeting Date:  OCT 21, 2013
Record Date:  JUL 30, 2013
Meeting Type:  SPECIAL
Ticker:  CFRPH-R
Security ID:  12527P103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Authority to Set Terms of Capital Increase Management For For
3 Authority to Modify Capital Increase Management For For
4 Amendment to Articles Regarding Reconciliation of Share Capital Management For For
5 Authority to Carry Out Formalities Management For For
 
CFR PHARMACEUTICALS S.A.
Meeting Date:  JAN 10, 2014
Record Date:  JAN 03, 2014
Meeting Type:  SPECIAL
Ticker:  CFR CI
Security ID:  P2388K106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
2 Authority to Modify Capital Increase Management For For
3 Authority to Set Terms of Capital Increase Management For For
4 Authority to List Securities Management For For
5 Amendment to Articles Regarding Reconciliation of Share Capital Management For For
6 Authority to Carry Out Formalities Management For For
 
CFR PHARMACEUTICALS SA
Meeting Date:  APR 22, 2014
Record Date:  APR 15, 2014
Meeting Type:  SPECIAL
Ticker:  CFR
Security ID:  P2388K106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authority to Modify Capital Increase Management For For
2 Authority to Modify Terms of Capital Increase Management For For
3 Authority to List Securities Management For For
4 Amendments to Articles Regarding Reconciliation of Share Capital Management For For
5 Authority to Carry Out Formalities Management For For
 
CFR PHARMACEUTICALS SA
Meeting Date:  APR 22, 2014
Record Date:  APR 15, 2014
Meeting Type:  ORDINARY
Ticker:  CFR
Security ID:  P2388K106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Dividend Policy Management For For
4 Board of Directors' Expenses Management For For
5 Election of Directors Management For For
6 Directors' Fees Management For For
7 Directors' Committee Fees and Budget Management For For
8 Appointment of Auditor Management For For
9 Related Party Transactions Management For For
10 Appointment of Risk Rating Agencies Management For For
11 Publication of Company Notices Management For For
12 Transaction of Other Business Management N/A Against
 
CFR PHARMACEUTICALS SA
Meeting Date:  APR 22, 2014
Record Date:  APR 01, 2014
Meeting Type:  SPECIAL
Ticker:  CFR
Security ID:  12527P103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authority to Modify Capital Increase Management For For
2 Authority to Modify Terms of Capital Increase Management For For
3 Authority to List Securities Management For For
4 Amendments to Articles Regarding Reconciliation of Share Capital Management For For
5 Authority to Carry Out Formalities Management For For
 
CFR PHARMACEUTICALS SA
Meeting Date:  APR 22, 2014
Record Date:  MAR 25, 2014
Meeting Type:  ANNUAL
Ticker:  CFR
Security ID:  12527P103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Dividend Policy Management For For
4 Board of Directors' Expenses Management For For
5 Election of Directors Management For For
6 Directors' Fees Management For For
7 Directors' Committee Fees and Budget Management For For
8 Appointment of Auditor Management For For
9 Related Party Transactions Management For For
10 Appointment of Risk Rating Agencies Management For For
11 Publication of Company Notices Management For For
12 Transaction of Other Business Management N/A Against
 
CHIMERIX INC
Meeting Date:  JUN 20, 2014
Record Date:  APR 25, 2014
Meeting Type:  ANNUAL
Ticker:  CMRX
Security ID:  16934W106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect M. Michelle Berrey Management For For
1.2 Elect Rodman L. Drake Management For For
1.3 Elect Lisa Ricciardi Management For For
2 Amendment to the 2013 Equity Incentive Plan Management For Against
3 Ratification of Auditor Management For For
 
CIGNA CORPORATION
Meeting Date:  APR 23, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  CI
Security ID:  125509109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Eric J. Foss Management For For
2 Elect Roman Martinez IV Management For For
3 Elect William D. Zollars Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
 
CONATUS PHARMACEUTICALS INC
Meeting Date:  JUN 19, 2014
Record Date:  APR 22, 2014
Meeting Type:  ANNUAL
Ticker:  CNAT
Security ID:  20600T108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Preston S. Klassen Management For For
1.2 Elect Shahzad Malik Management For For
2 Ratification of Auditor Management For For
 
CORCEPT THERAPEUTICS INCORPORATED
Meeting Date:  MAY 07, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  CORT
Security ID:  218352102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect G. Leonard Baker, Jr. Management For For
1.2 Elect Joseph K. Belanoff Management For For
1.3 Elect Daniel M. Bradbury Management For For
1.4 Elect Joseph C. Cook, Jr. Management For For
1.5 Elect Patrick G. Enright Management For For
1.6 Elect David L. Mahoney Management For For
1.7 Elect Joseph L. Turner Management For For
1.8 Elect James N. Wilson Management For Withhold
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
CORONADO BIOSCIENCES INC
Meeting Date:  SEP 30, 2013
Record Date:  AUG 28, 2013
Meeting Type:  SPECIAL
Ticker:  CNDO
Security ID:  21976U109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Increase of Authorized Common Stock Management For For
 
CYTORI THERAPEUTICS, INC
Meeting Date:  AUG 28, 2013
Record Date:  JUL 02, 2013
Meeting Type:  ANNUAL
Ticker:  CYTX
Security ID:  23283K105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David M. Rickey Management For For
1.2 Elect Christopher J. Calhoun Management For For
1.3 Elect Lloyd H. Dean Management For For
1.4 Elect Richard J. Hawkins Management For For
1.5 Elect Paul W. Hawran Management For For
1.6 Elect Marc H. Hedrick Management For For
1.7 Elect E. Carmack Holmes Management For For
1.8 Elect Tommy G. Thompson Management For For
2 Ratification of Auditor Management For For
3 Increase of Authorized Common Stock Management For For
 
DERMA SCIENCES, INC.
Meeting Date:  MAY 20, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  DSCI
Security ID:  249827502
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Edward J. Quilty Management For For
1.2 Elect Srini Conjeevaram Management For For
1.3 Elect Stephen T. Wills Management For For
1.4 Elect C. Richard Stafford Management For For
1.5 Elect Robert G. Moussa Management For For
1.6 Elect Bruce F. Wesson Management For For
1.7 Elect Brett D. Hewlett Management For For
1.8 Elect Amy Paul Management For For
2 Increase of Authorized Common Stock Management For For
3 Amendment to the 2012 Equity Incentive Plan Management For For
4 Advisory Vote on Executive Compensation Management For Against
5 Ratification of Auditor Management For For
6 Transaction of Other Business Management For Against
 
ENVISION HEALTHCARE HOLDINGS INC.
Meeting Date:  MAY 29, 2014
Record Date:  APR 03, 2014
Meeting Type:  ANNUAL
Ticker:  EVHC
Security ID:  29413U103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mark V. Mactas Management For For
1.2 Elect Randel G. Owen Management For For
1.3 Elect Richard J. Schnall Management For For
2 Senior Executive Bonus Plan Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 3 Years 2 Years
5 Ratification of Auditor Management For For
 
FIBROCELL SCIENCE INC
Meeting Date:  JUN 20, 2014
Record Date:  APR 22, 2014
Meeting Type:  ANNUAL
Ticker:  FCSC
Security ID:  315721209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Marcus Smith Management For For
1.2 Elect Julian P. Kirk Management For For
2 Amendment to the 2009 Equity Incentive Plan Management For For
3 Ratification of Auditor Management For For
 
FLAMEL TECHNOLOGIES SA
Meeting Date:  JUN 24, 2014
Record Date:  MAY 15, 2014
Meeting Type:  ANNUAL
Ticker:  FLML
Security ID:  338488109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax Deductible Expenses Management For For
2 Allocation of Losses Management For For
3 Elect Michael Anderson Management For For
4 Elect Guillaume Cerutti Management For For
5 Elect Francis Fildes Management For For
6 Elect Craig Stapleton Management For For
7 Elect Christophe Navarre Management For For
8 Elect Ben Van Assche Management For For
9 Appointment of Auditor and Alternate Auditor Management For For
10 Directors' Fees Management For For
11 Related Party Transactions Management For For
12 Authority to Grant Free Shares Management For For
13 Authority to Grant Stock Options Management For Against
14 Authority to Issue Warrants Reserved for Non-Executive Directors and Scientific Advisory Board Members Management For Against
15 Eliminate Preemptive Rights Pursuant to Item 14.00 Management For Against
16 Employee Stock Purchase Plan Management For For
17 Cancellation of Preemptive Rights in accordance with implementation of Employee Stock Purchase Plan Management For For
18 Amendments to Articles Management For For
19 Authorization of Legal Formalities Management For For
 
FLUIDIGM CORPORATION
Meeting Date:  MAY 21, 2014
Record Date:  MAR 27, 2014
Meeting Type:  ANNUAL
Ticker:  FLDM
Security ID:  34385P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Patrick S. Jones Management For For
1.2 Elect Evan Jones Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
GENMARK DIAGNOSTICS INC.
Meeting Date:  MAY 29, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  GNMK
Security ID:  372309104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Daryl J. Faulkner Management For For
1.2 Elect James Fox Management For For
2 Amendment to the 2010 Equity Incentive Plan Management For Against
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
 
GILEAD SCIENCES, INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 12, 2014
Meeting Type:  ANNUAL
Ticker:  GILD
Security ID:  375558103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John F. Cogan Management For For
2 Elect Etienne F. Davignon Management For For
3 Elect Carla A. Hills Management For For
4 Elect Kevin E. Lofton Management For For
5 Elect John W. Madigan Management For For
6 Elect John C. Martin Management For For
7 Elect Nicholas G. Moore Management For For
8 Elect Richard J. Whitley Management For For
9 Elect Gayle E. Wilson Management For For
10 Elect Per Wold-Olsen Management For For
11 Ratification of Auditor Management For For
12 Adoption of Exclusive Forum Provision Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
16 Shareholder Proposal Regarding Linking Executive Pay to Patient Access Shareholder Against Against
 
HCA HOLDINGS, INC.
Meeting Date:  APR 23, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  HCA
Security ID:  40412C101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Richard M. Bracken Management For For
1.2 Elect R. Milton Johnson Management For For
1.3 Elect Robert J. Dennis Management For For
1.4 Elect Nancy-Ann DeParle Management For For
1.5 Elect Thomas F. Frist III Management For For
1.6 Elect William R. Frist Management For For
1.7 Elect Ann H. Lamont Management For For
1.8 Elect Jay O. Light Management For For
1.9 Elect Geoffrey G. Meyers Management For For
1.1 Elect Michael W. Michelson Management For For
1.11 Elect Stephen G. Pagliuca Management For For
1.12 Elect Wayne J. Riley Management For For
1.13 Elect John W. Rowe Management For For
2 Ratification of Auditor Management For For
3 Employee Stock Purchase Plan Management For For
4 Advisory Vote on Executive Compensation Management For For
 
HEALTHWAYS, INC.
Meeting Date:  JUN 24, 2014
Record Date:  MAY 05, 2014
Meeting Type:  PROXY CONTEST
Ticker:  HWAY
Security ID:  422245100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John W. Ballantine Management For TNA
1.2 Elect Daniel J. Englander Management For TNA
1.3 Elect C. Warren Neel Management For TNA
1.4 Elect Kevin G. Wills Management For TNA
2 Advisory Vote on Executive Compensation Management For TNA
3 Ratification of Auditor Management For TNA
4 Approval of the 2014 Stock Incentive Plan Management For TNA
5 Adoption of Majority Vote for Election of Directors Management For TNA
1.1 Elect Edwin Mac Crawford Management N/A TNA
1.2 Elect Bradley S. Karro Management N/A TNA
1.3 Elect Paul H. Keckley Management N/A TNA
1.4 Elect Conan J. Laughlin Management N/A TNA
2 Advisory Vote on Executive Compensation Management N/A TNA
3 Ratification of Auditor Management N/A TNA
4 Approval of the 2014 Stock Incentive Plan Management N/A TNA
5 Adoption of Majority Vote for Election of Directors Management N/A TNA
1.1 Elect Bradley S. Karro Management For For
1.2 Elect Paul H. Keckley Management For For
1.3 Elect Conan J. Laughlin Management For For
1.4 Elect Kevin G. Wills Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
4 Approval of the 2014 Stock Incentive Plan Management For For
5 Adoption of Majority Vote for Election of Directors Management For For
 
ILLUMINA, INC.
Meeting Date:  MAY 28, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  ILMN
Security ID:  452327109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Daniel M. Bradbury Management For For
1.2 Elect Robert S. Epstein Management For For
1.3 Elect Roy A. Whitfield Management For For
1.4 Elect Francis deSouza Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Approval of Exclusive Forum Provision Applicable to Derivative Lawsuits Management For For
 
INCYTE CORPORATION
Meeting Date:  MAY 28, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL
Ticker:  INCY
Security ID:  45337C102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Richard De Schutter Management For For
1.2 Elect Barry Ariko Management For For
1.3 Elect Julian C. Baker Management For For
1.4 Elect Paul A. Brooke Management For For
1.5 Elect Wendy L. Dixon Management For For
1.6 Elect Paul A. Friedman Management For For
1.7 Elect Herve Hoppenot Management For For
2 Amendment to the 2010 Stock Incentive Plan Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
INSPIREMD INC
Meeting Date:  DEC 16, 2013
Record Date:  JUN 17, 2013
Meeting Type:  ANNUAL
Ticker:  NSPR
Security ID:  45779A309
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael Berman Management For For
1.2 Elect James J. Loughlin Management For For
2 2013 Long-Term Incentive Plan Management For For
3 Ratification of Auditor Management For For
 
ISIS PHARMACEUTICALS, INC
Meeting Date:  JUN 10, 2014
Record Date:  APR 11, 2014
Meeting Type:  ANNUAL
Ticker:  ISIS
Security ID:  464330109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Spencer R. Berthelsen Management For For
2 Elect B. Lynne Parshall Management For For
3 Elect Joseph H. Wender Management For For
4 Advisory vote on Breaux B. Castleman Management For For
5 Advisory vote on Joseph Loscalzo Management For For
6 Increase of Authorized Common Stock Management For For
7 Amendment to the Non-Employee Directors' Stock Option Plan Management For For
8 Advisory Vote on Executive Compensation Management For For
9 Ratification of Auditor Management For For
 
KYTHERA BIOPHARMACEUTICALS INC.
Meeting Date:  JUN 05, 2014
Record Date:  APR 16, 2014
Meeting Type:  ANNUAL
Ticker:  KYTH
Security ID:  501570105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect F. Michael Ball Management For For
1.2 Elect Nathaniel David Management For For
1.3 Elect Robert T. Nelsen Management For For
2 Ratification of Auditor Management For For
 
MACROGENICS INC
Meeting Date:  JUN 05, 2014
Record Date:  APR 16, 2014
Meeting Type:  ANNUAL
Ticker:  MGNX
Security ID:  556099109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Scott Koenig Management For For
1.2 Elect Matthew K. Fust Management For For
2 Ratification of Auditor Management For For
 
MEDICINES COMPANY
Meeting Date:  MAY 29, 2014
Record Date:  APR 15, 2014
Meeting Type:  ANNUAL
Ticker:  MDCO
Security ID:  584688105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert J. Hugin Management For For
1.2 Elect Clive A. Meanwell Management For For
1.3 Elect Elizabeth H.S. Wyatt Management For For
2 Amendment to the 2013 Stock Incentive Plan Management For Against
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
MEDIWOUND LTD
Meeting Date:  JUN 12, 2014
Record Date:  MAY 12, 2014
Meeting Type:  SPECIAL
Ticker:  MDWD
Security ID:  M68830104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sarit Firon Management For For
2 Elect Abraham Havron Management For For
3 Cancellation of Shares Management For For
 
MERCK & CO., INC.
Meeting Date:  MAY 27, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  58933Y105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Leslie A. Brun Management For For
2 Elect Thomas R. Cech Management For For
3 Elect Kenneth C. Frazier Management For For
4 Elect Thomas H. Glocer Management For For
5 Elect William B. Harrison, Jr. Management For For
6 Elect C. Robert Kidder Management For For
7 Elect Rochelle B. Lazarus Management For For
8 Elect Carlos E. Represas Management For For
9 Elect Patricia F. Russo Management For For
10 Elect Craig B. Thompson Management For For
11 Elect Wendell P. Weeks Management For For
12 Elect Peter C. Wendell Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
16 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
 
MERRIMACK PHARMACEUTICALS INC.
Meeting Date:  MAY 13, 2014
Record Date:  MAR 18, 2014
Meeting Type:  ANNUAL
Ticker:  MACK
Security ID:  590328100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert J. Mulroy Management For For
1.2 Elect Gary L. Crocker Management For For
1.3 Elect James van B. Dresser Management For For
1.4 Elect Gordon J. Fehr Management For For
1.5 Elect John Mendelsohn, M.D. Management For For
1.6 Elect Sarah E. Nash Management For For
1.7 Elect Michael E. Porter, Ph.D. Management For For
1.8 Elect James H. Quigley Management For For
1.9 Elect Anthony J. Sinskey, Sc.D. Management For For
2 Ratification of Auditor Management For For
 
MOLINA HEALTHCARE, INC.
Meeting Date:  APR 30, 2014
Record Date:  MAR 07, 2014
Meeting Type:  ANNUAL
Ticker:  MOH
Security ID:  60855R100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect J. Mario Molina Management For For
1.2 Elect Steven J. Orlando Management For For
1.3 Elect Ronna Romney Management For For
1.4 Elect Dale Wolf Management For For
2 Adopt Majority Voting for Election of Directors Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Ratification of Auditor Management For For
 
MYLAN INC.
Meeting Date:  APR 11, 2014
Record Date:  FEB 20, 2014
Meeting Type:  ANNUAL
Ticker:  MYL
Security ID:  628530107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Heather Bresch Management For For
2 Elect Wendy Cameron Management For For
3 Elect Robert J. Cindrich Management For For
4 Elect Robert J. Coury Management For For
5 Elect JoEllen Lyons Dillon Management For For
6 Elect Neil F. Dimick Management For For
7 Elect Melina Higgins Management For For
8 Elect Douglas J. Leech Management For For
9 Elect Rajiv Malik Management For For
10 Elect Joseph C. Maroon Management For For
11 Elect Mark Parrish Management For For
12 Elect Rodney L. Piatt Management For For
13 Elect Randall L. Vanderveen Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
 
NOVADAQ TECHNOLOGIES INC.
Meeting Date:  MAY 21, 2014
Record Date:  APR 17, 2014
Meeting Type:  ANNUAL
Ticker:  NDQ
Security ID:  66987G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Arun Menawat Management For For
1.2 Elect Aaron Davidson Management For For
1.3 Elect Anthony F. Griffiths Management For For
1.4 Elect Harold O. Koch Jr. Management For For
1.5 Elect William A. MacKinnon Management For For
1.6 Elect Thomas Wellner Management For For
2 Appointment of Auditor and Authority to Set Fees Management For For
3 Stock Option Plan Renewal Management For For
 
OVASCIENCE, INC.
Meeting Date:  JUN 13, 2014
Record Date:  APR 15, 2014
Meeting Type:  ANNUAL
Ticker:  OVAS
Security ID:  69014Q101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Richard Aldrich Management For For
1.2 Elect Stephen Kraus Management For For
1.3 Elect Mary Fisher Management For For
2 Approval of Material Terms under the 2012 Stock Incentive Plan Management For For
3 Ratification of Auditor Management For For
 
PACIRA PHARMACEUTICALS INC.
Meeting Date:  JUN 03, 2014
Record Date:  APR 17, 2014
Meeting Type:  ANNUAL
Ticker:  PCRX
Security ID:  695127100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Yvonne Greenstreet Management For For
1.2 Elect Gary Pace Management For For
1.3 Elect David M. Stack Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the 2011 Stock Incentive Plan Management For For
5 2014 Employee Stock Purchase Plan Management For For
 
PERRIGO COMPANY PLC
Meeting Date:  NOV 18, 2013
Record Date:  JUN 17, 2013
Meeting Type:  SPECIAL
Ticker:  PRGO
Security ID:  714290103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Acquisition Management For For
2 Creation of Distributable Reserves Management For For
3 Advisory Vote on Golden Parachutes Management For For
4 Reapproval of Performance Goals Under Annual Incentive Plan Management For For
5 Amendment to the 2008 Long-Term Incentive Plan Management For For
6 Right to Adjourn Meeting Management For For
 
PORTOLA PHARMACEUTICALS, INC.
Meeting Date:  MAY 16, 2014
Record Date:  MAR 19, 2014
Meeting Type:  ANNUAL
Ticker:  PTLA
Security ID:  737010108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jeffrey W. Bird Management For For
1.2 Elect John H. Johnson Management For For
1.3 Elect H. Ward Wolff Management For For
2 Ratification of Auditor Management For For
 
PROTHENA CORPORATION PLC
Meeting Date:  MAY 21, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  PRTA
Security ID:  G72800108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Dale B. Schenk Management For For
2 Elect Dr. Dennis J. Selkoe Management For For
3 Elect Richard T. Collier Management For For
4 Ratification of Auditor Management For For
5 Amendment to the 2012 Long-Term Incentive Plan Management For Against
 
PTC THERAPEUTICS, INC.
Meeting Date:  JUN 10, 2014
Record Date:  APR 15, 2014
Meeting Type:  ANNUAL
Ticker:  PTCT
Security ID:  69366J200
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Stuart W. Peltz Management For For
1.2 Elect Jerome B. Zeldis Management For For
1.3 Elect Ronald C. Renaud, Jr. Management For For
2 Ratification of Auditor Management For For
 
QUINTILES TRANSNATIONAL HOLDINGS INC
Meeting Date:  MAY 08, 2014
Record Date:  MAR 20, 2014
Meeting Type:  ANNUAL
Ticker:  Q
Security ID:  74876Y101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Denis B. Gillings Management For For
1.2 Elect Jonathan J. Coslet Management For For
1.3 Elect Michael J. Evanisko Management For For
1.4 Elect Christopher R. Gordon Management For For
1.5 Elect Richard Relyea Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
4 Employee Stock Purchase Plan Management For For
5 Ratification of Auditor Management For For
 
RECEPTOS INC
Meeting Date:  JUN 03, 2014
Record Date:  APR 07, 2014
Meeting Type:  ANNUAL
Ticker:  RCPT
Security ID:  756207106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Faheem Hasnain Management For For
1.2 Elect Erle T. Mast Management For For
1.3 Elect Mary Lynne Hedley Management For For
2 Ratification of Auditor Management For For
 
REGULUS THERAPEUTICS INC
Meeting Date:  MAY 22, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  RGLS
Security ID:  75915K101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David Baltimore Management For For
1.2 Elect Bruce L.A. Carter Management For For
1.3 Elect Mark G. Foletta Management For For
1.4 Elect Stelios Papadopoulos Management For For
1.5 Elect B. Lynne Parshall Management For For
1.6 Elect William H. Rastetter Management For For
1.7 Elect Douglas Williams Management For For
1.8 Elect Kleanthis G. Xanthopoulos Management For For
2 Ratification of Auditor Management For For
 
RETROPHIN INC
Meeting Date:  MAY 09, 2014
Record Date:  APR 11, 2014
Meeting Type:  ANNUAL
Ticker:  RTRX
Security ID:  761299106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Martin Shkreli Management For For
1.2 Elect Stephen Aselage Management For For
1.3 Elect Steve Richardson Management For For
1.4 Elect Cornelius E. Golding Management For For
1.5 Elect Jeffrey Paley Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years 2 Years
4 2014 Incentive Compensation Plan Management For For
5 Ratification of Auditor Management For For
 
SANGAMO BIOSCIENCES, INC.
Meeting Date:  APR 21, 2014
Record Date:  MAR 06, 2014
Meeting Type:  ANNUAL
Ticker:  SGMO
Security ID:  800677106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Edward O. Lanphier II Management For For
1.2 Elect Paul B. Cleveland Management For For
1.3 Elect Stephen G. Dilly Management For For
1.4 Elect John W. Larson Management For For
1.5 Elect Steven J. Mento Management For For
1.6 Elect Saira Ramasastry Management For For
1.7 Elect William R. Ringo Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Increase the Number of Authorized Shares of Common Stock Management For For
4 Ratification of Auditor Management For For
 
SHIRE PLC
Meeting Date:  APR 29, 2014
Record Date:  MAR 18, 2014
Meeting Type:  ANNUAL
Ticker:  SHP
Security ID:  82481R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Policy (Binding) Management For For
4 Elect Dominic Blakemore Management For For
5 Elect William M. Burns Management For For
6 Elect Steven Gillis Management For For
7 Elect David Ginsburg Management For For
8 Elect David Kappler Management For For
9 Elect Susan Kilsby Management For For
10 Elect Anne Minto Management For For
11 Elect Flemming Ornskov Management For For
12 Elect David M. Stout Management For For
13 Appointment of Auditor Management For For
14 Authority to Set Auditor's Fees Management For For
15 Amendment to Borrowing Powers Management For For
16 Authority to Issue Shares w/ Preemptive Rights Management For For
17 Authority to Issue Shares w/o Preemptive Rights Management For Against
18 Authority to Repurchase Shares Management For For
19 Authority to Set General Meeting Notice Period at 14 Days Management For Against
 
SYNTA PHARMACEUTICALS CORP.
Meeting Date:  JUN 12, 2014
Record Date:  APR 16, 2014
Meeting Type:  ANNUAL
Ticker:  SNTA
Security ID:  87162T206
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Donald W. Kufe Management For For
1.2 Elect William S. Reardon Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
 
TANDEM DIABETES CARE, INC
Meeting Date:  MAY 21, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  TNDM
Security ID:  875372104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kim D. Blickenstaff Management For For
1.2 Elect Howard E. Greene, Jr. Management For For
1.3 Elect Christopher J. Twomey Management For For
2 Ratification of Auditor Management For For
 
TARGACEPT, INC.
Meeting Date:  JUN 05, 2014
Record Date:  APR 16, 2014
Meeting Type:  ANNUAL
Ticker:  TRGT
Security ID:  87611R306
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Julia R. Brown Management For For
1.2 Elect Stephen A. Hill Management For For
1.3 Elect John P. Richard Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
TETRAPHASE PHARMACEUTICALS, INC.
Meeting Date:  JUN 12, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  TTPH
Security ID:  88165N105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect L. Patrick Gage Management For For
1.2 Elect Nancy Wysenski Management For For
2 2014 Employee Stock Purchase Plan Management For For
3 Ratification of Auditor Management For For
 
TG THERAPEUTICS, INC
Meeting Date:  JUN 06, 2014
Record Date:  APR 09, 2014
Meeting Type:  ANNUAL
Ticker:  TGTX
Security ID:  88322Q108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Laurence N. Charney Management For For
1.2 Elect Yann Echelard Management For For
1.3 Elect William J. Kennedy Management For For
1.4 Elect Neil Herskowitz Management For For
1.5 Elect Mark Schoenebaum Management For For
1.6 Elect Michael S. Weiss Management For For
2 Ratification of Auditor Management For For
3 Decrease of Authorized Share Capital Management For For
 
TORNIER N.V.
Meeting Date:  JUN 26, 2014
Record Date:  MAY 02, 2014
Meeting Type:  ANNUAL
Ticker:  TRNX
Security ID:  N87237108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alain Tornier Management For For
2 Elect Elizabeth H. Weatherman Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
5 Ratification of Statutory Auditor for Dutch Accounts Management For For
6 Adoption of Dutch Statutory Annual Accounts Management For For
7 Authority to Prepare the Dutch Statutory Annual Accounts and Annual Report in the English Language Management For For
8 Director & Officer Liability/Indemnification Management For For
9 Authority to Repurchase Shares Management For For
10 Authority to Issue Shares w/ Preemptive Rights Management For For
11 Authority to Suppress Preemptive Rights Management For Against
1 Elect Alain Tornier Management For For
2 Elect Elizabeth H. Weatherman Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
5 Ratification of Statutory Auditor for Dutch Accounts Management For For
6 Adoption of Dutch Statutory Annual Accounts Management For For
7 Authority to Prepare the Dutch Statutory Annual Accounts and Annual Report in the English Language Management For For
8 Director & Officer Liability/Indemnification Management For For
9 Authority to Repurchase Shares Management For For
10 Authority to Issue Shares w/ Preemptive Rights Management For For
11 Authority to Suppress Preemptive Rights Management For Against
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 02, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William C. Ballard, Jr. Management For For
2 Elect Edson Bueno Management For For
3 Elect Richard T. Burke Management For For
4 Elect Robert J. Darretta Management For For
5 Elect Stephen J. Hemsley Management For For
6 Elect Michele J. Hooper Management For For
7 Elect Rodger A. Lawson Management For For
8 Elect Douglas W. Leatherdale Management For For
9 Elect Glenn M. Renwick Management For For
10 Elect Kenneth I. Shine Management For For
11 Elect Gail R. Wilensky Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Against
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  UHS
Security ID:  913903100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Lawrence S. Gibbs Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
VERASTEM, INC.
Meeting Date:  MAY 05, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  VSTM
Security ID:  92337C104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Alison Lawton Management For For
1.2 Elect Stephen A. Sherwin Management For For
1.3 Elect Timothy Barberich Management For For
2 Ratification of Auditor Management For For
 
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date:  MAY 07, 2014
Record Date:  MAR 10, 2014
Meeting Type:  ANNUAL
Ticker:  VRTX
Security ID:  92532F100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Margaret G. McGlynn Management For For
1.2 Elect Wayne J. Riley Management For For
1.3 Elect William D. Young Management For For
2 Amendment to the 2013 Stock and Option Plan Management For For
3 Ratification of Auditor Management For Against
4 Advisory Vote on Executive Compensation Management For Against
 
WUXI PHARMATECH INC
Meeting Date:  NOV 07, 2013
Record Date:  JUN 04, 2013
Meeting Type:  ANNUAL
Ticker:  WX
Security ID:  929352102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ge Li Management For For
2 Elect Stewart Hen Management For For
 
XENOPORT, INC.
Meeting Date:  JUN 11, 2014
Record Date:  APR 15, 2014
Meeting Type:  PROXY CONTEST
Ticker:  XNPT
Security ID:  98411C100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 KEVIN J. CAMERON Management N/A TNA
1.2 RAEL MAZANSKY, M.D. Management N/A TNA
1.3 CHARLES A. ROWLAND, JR. Management N/A TNA
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. Management N/A TNA
3 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. Management N/A TNA
4 TO APPROVE THE XENOPORT, INC. 2014 EQUITY INCENTIVE PLAN. Management N/A TNA
5 TO ADOPT A RESOLUTION THAT WOULD REPEAL ANY PROVISION OF THE BYLAWS OF THE COMPANY (THE BYLAWS ) IN EFFECT AT THE TIME OF THE ANNUAL MEETING THAT WAS NOT INCLUDED IN THE BYLAWS PUBLICLY FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 11, 2005 Management N/A TNA
6 TO AMEND THE BYLAWS TO REQUIRE THAT PROPOSALS WITH RESPECT TO THE PERFORMANCE OF EACH INCUMBENT DIRECTOR NOT UP FOR ELECTION AT THE ANNUAL MEETING OF THE COMPANY BE SUBMITTED FOR A STOCKHOLDER VOTE AT SUCH ANNUAL MEETING AND THAT ANY INCUMBENT DIRECTOR WI Management N/A TNA
7 TO AMEND THE BYLAWS TO REQUIRE THAT ANY DIRECTOR NOMINEE WHO FAILS TO RECEIVE AT ANY ANNUAL MEETING OF THE COMPANY S STOCKHOLDERS VOTES FOR HIS OR HER ELECTION REPRESENTING AT LEAST A MAJORITY OF OUTSTANDING SHARES OF THE COMPANY ENTITLED TO VOTE WILL I Management N/A TNA
8 TO ADOPT A RESOLUTION REQUESTING THE BOARD TO TAKE ALL AVAILABLE STEPS TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY AND BYLAWS TO ELIMINATE ANY SUPERMAJORITY STOCKHOLDER APPROVAL VOTE REQUIREMENTS TO AMEND THE BYLAWS. Management N/A TNA
9 WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF PAUL L. BERNS AS A DIRECTOR OF THE COMPANY SINCE THE COMPANY S 2013 ANNUAL MEETING OF STOCKHOLDERS (THE 2013 ANNUAL MEETING ). Management N/A TNA
10 WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF DENNIS M. FENTON AS A DIRECTOR OF THE COMPANY SINCE THE 2013 ANNUAL MEETING. Management N/A TNA
11 WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF JOHN G. FREUND AS A DIRECTOR OF THE COMPANY SINCE THE 2013 ANNUAL MEETING. Management N/A TNA
12 WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF CATHERINE J. FRIEDMAN AS A DIRECTOR OF THE COMPANY SINCE THE 2013 ANNUAL MEETING. Management N/A TNA
13 WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF ERNEST MARIO AS A DIRECTOR OF THE COMPANY SINCE THE 2013 ANNUAL MEETING. Management N/A TNA
14 WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF WILLIAM J. RIEFLIN AS A DIRECTOR OF THE COMPANY SINCE THE 2013 ANNUAL MEETING. Management N/A TNA
1.1 RONALD W. BARRETT, PH.D Management For For
1.2 JERYL L. HILLEMAN Management For For
1.3 WENDELL WIERENGA, PH.D. Management For For
2 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS XENOPORT S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. Management N/A For
3 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF XENOPORT S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. Management N/A For
4 TO APPROVE THE XENOPORT, INC. 2014 EQUITY INCENTIVE PLAN. Management N/A Against
5 STOCKHOLDER PROPOSAL TO AMEND XENOPORT S BYLAWS TO PROVIDE FOR THE REPEAL OF ANY PROVISION OF XENOPORT S BYLAWS NOT IN EFFECT ON AUGUST 11, 2005, IF PROPERLY PRESENTED BEFORE THE MEETING. Management N/A Against
6 STOCKHOLDER PROPOSAL TO AMEND SECTION 24 OF ARTICLE IV OF XENOPORT S BYLAWS TO PROVIDE THAT THE COMPENSATION OF AN INCUMBENT DIRECTOR NOT UP FOR ELECTION AT AN ANNUAL MEETING OF STOCKHOLDERS BE LIMITED TO $35,000 PER YEAR UNLESS SUCH DIRECTOR S PERFORMANC Management N/A Against
7 STOCKHOLDER PROPOSAL TO AMEND SUBSECTION (A) OF SECTION 28 OF ARTICLE V OF XENOPORT S BYLAWS TO DISQUALIFY FROM SERVING AS AN OFFICER OF XENOPORT ANY DIRECTOR OR ANY NOMINEE FOR DIRECTOR WHO RECEIVES A VOTE OF THE HOLDERS OF LESS THAN A MAJORITY OF THE OU Management N/A Against
8 STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO TAKE ALL AVAILABLE STEPS TO AMEND XENOPORT S CERTIFICATE OF INCORPORATION AND ITS BYLAWS TO ELIMINATE ANY SUPERMAJORITY STOCKHOLDER APPROVAL VOTE REQUIREMENTS IN RESPECT OF AMENDMENTS TO XENOPORT S Management N/A For
9 STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF PAUL L. BERNS AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. Management N/A For
10 STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF DENNIS M. FENTON AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. Management N/A For
11 STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF JOHN G. FREUND AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. Management N/A For
12 STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF CATHERINE J. FRIEDMAN AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. Management N/A For
13 STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF ERNEST MARIO AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. Management N/A For
14 STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF WILLIAM J. RIEFLIN AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. Management N/A For
 
ZIOPHARM ONCOLOGY, INC.
Meeting Date:  JUN 18, 2014
Record Date:  APR 21, 2014
Meeting Type:  ANNUAL
Ticker:  ZIOP
Security ID:  98973P101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jonathan Lewis Management For For
1.2 Elect Murray Brennan Management For For
1.3 Elect James A. Cannon Management For For
1.4 Elect Wyche Fowler, Jr. Management For For
1.5 Elect Randal J. Kirk Management For For
1.6 Elect Timothy G. McInerney Management For For
1.7 Elect Michael Weiser Management For For
2 Amendment to the 2012 Equity Incentive Plan Management For For
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
 
ZOETIS INC.
Meeting Date:  MAY 13, 2014
Record Date:  MAR 19, 2014
Meeting Type:  ANNUAL
Ticker:  ZTS
Security ID:  98978V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gregory Norden Management For For
2 Elect Louise M. Parent Management For For
3 Elect Robert W. Scully Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year 2 Years
6 2013 Equity and Incentive Plan Management For For
7 Ratification of Auditor Management For For

Prudential Jennison Utility Fund - Sub-Adviser: Jennison

 
AES CORPORATION
Meeting Date:  APR 17, 2014
Record Date:  FEB 21, 2014
Meeting Type:  ANNUAL
Ticker:  AES
Security ID:  00130H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Andres R. Gluski Management For For
2 Elect Guo Bao Zhang Management For For
3 Elect Charles Harrington Management For For
4 Elect Kristina M. Johnson Management For For
5 Elect Tarun Khanna Management For For
6 Elect Philip Lader Management For For
7 Elect James H. Miller Management For For
8 Elect Sandra O. Moose Management For For
9 Elect John B. Morse, Jr. Management For For
10 Elect Moises Naim Management For For
11 Elect Charles O. Rossotti Management For For
12 Elect Sven Sandstrom Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
ALLIANT ENERGY CORPORATION
Meeting Date:  MAY 13, 2014
Record Date:  MAR 20, 2014
Meeting Type:  ANNUAL
Ticker:  LNT
Security ID:  18802108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Patrick E. Allen Management For For
1.2 Elect Patricia L. Kampling Management For For
1.3 Elect Singleton B. McAllister Management For For
1.4 Elect Susan D. Whiting Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ALUPAR INVESTIMENTOS S.A.
Meeting Date:  APR 16, 2014
Record Date:  APR 14, 2014
Meeting Type:  SPECIAL
Ticker:  ALUP11
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
3 Remuneration Policy Management For For
4 Ratification of Remuneration Management For Against
 
ALUPAR INVESTIMENTOS S.A.
Meeting Date:  APR 16, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  ALUP11
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
2 Accounts and Reports Management For For
3 Allocation of Profits/Dividends Management For For
4 Elect Marcelo Tosto de Oliveira Carvalho Management For For
 
AMEREN CORPORATION
Meeting Date:  APR 24, 2014
Record Date:  FEB 26, 2014
Meeting Type:  ANNUAL
Ticker:  AEE
Security ID:  23608102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Warner L. Baxter Management For For
1.2 Elect Catherine S. Brune Management For For
1.3 Elect Ellen M. Fitzsimmons Management For For
1.4 Elect Walter J. Galvin Management For For
1.5 Elect Richard J. Harshman Management For For
1.6 Elect Gayle P.W. Jackson Management For For
1.7 Elect James C. Johnson Management For For
1.8 Elect Steven H. Lipstein Management For For
1.9 Elect Patrick T. Stokes Management For For
1.1 Elect Thomas R. Voss Management For For
1.11 Elect Stephen R. Wilson Management For For
1.12 Elect Jack D. Woodard Management For For
2 Advisory Vote on Executive Compensation Management For For
3 2014 Omnibus Incentive Compensation Plan Management For For
4 Ratification of Auditor Management For For
5 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
7 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions Shareholder Against Against
 
AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date:  APR 22, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  AEP
Security ID:  25537101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nicholas K. Akins Management For For
2 Elect David J. Anderson Management For For
3 Elect J. Barnie Beasley, Jr. Management For For
4 Elect Ralph D. Crosby, Jr. Management For For
5 Elect Linda A. Goodspeed Management For For
6 Elect Thomas E. Hoaglin Management For For
7 Elect Sandra Beach Lin Management For For
8 Elect Richard C. Notebaert Management For For
9 Elect Lionel L. Nowell, III Management For For
10 Elect Stephen S. Rasmussen Management For For
11 Elect Oliver G. Richard, III Management For For
12 Elect Sara M. Tucker Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
AMERICAN TOWER CORPORATION
Meeting Date:  MAY 20, 2014
Record Date:  MAR 25, 2014
Meeting Type:  ANNUAL
Ticker:  AMT
Security ID:  03027X100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Raymond P. Dolan Management For For
2 Elect Ronald M. Dykes Management For For
3 Elect Carolyn Katz Management For For
4 Elect Gustavo Lara Cantu Management For For
5 Elect JoAnn A. Reed Management For For
6 Elect Pamela D.A. Reeve Management For For
7 Elect David E. Sharbutt Management For For
8 Elect James D. Taiclet, Jr. Management For For
9 Elect Samme L. Thompson Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
 
AMERICAN WATER WORKS COMPANY, INC.
Meeting Date:  MAY 09, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  AWK
Security ID:  30420103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Julie A. Dobson Management For For
2 Elect Paul J. Evanson Management For For
3 Elect Martha C. Goss Management For For
4 Elect Richard R. Grigg Management For For
5 Elect Julia L. Johnson Management For For
6 Elect George MacKenzie Management For For
7 Elect William J. Marrazzo Management For For
8 Elect Susan N. Story Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
 
CALPINE CORPORATION
Meeting Date:  MAY 14, 2014
Record Date:  MAR 18, 2014
Meeting Type:  ANNUAL
Ticker:  CPN
Security ID:  131347304
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Frank Cassidy Management For For
1.2 Elect Jack A. Fusco Management For For
1.3 Elect John B. (Thad) Hill Management For For
1.4 Elect Robert C. Hinckley Management For For
1.5 Elect Michael W. Hofmann Management For For
1.6 Elect David C. Merritt Management For For
1.7 Elect W. Benjamin Moreland Management For For
1.8 Elect Robert A. Mosbacher, Jr. Management For For
1.9 Elect Denise M. O'Leary Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
CENTERPOINT ENERGY, INC.
Meeting Date:  APR 24, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  CNP
Security ID:  15189T107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Milton Carroll Management For For
2 Elect Michael P. Johnson Management For For
3 Elect Janiece M. Longoria Management For For
4 Elect Scott J. McLean Management For For
5 Elect Scott M. Prochazka Management For For
6 Elect Susan O. Rheney Management For For
7 Elect Phillip R. Smith Management For For
8 Elect R. A. Walker Management For For
9 Elect Peter S. Wareing Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
 
CHARTER COMMUNICATIONS, INC.
Meeting Date:  MAY 06, 2014
Record Date:  MAR 07, 2014
Meeting Type:  ANNUAL
Ticker:  CHTR
Security ID:  16117M305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect W. Lance Conn Management For For
1.2 Elect Michael P. Huseby Management For For
1.3 Elect Craig A. Jacobson Management For For
1.4 Elect Gregory B. Maffei Management For For
1.5 Elect John C. Malone Management For For
1.6 Elect John D. Markley, Jr. Management For For
1.7 Elect David C. Merritt Management For For
1.8 Elect Balan Nair Management For For
1.9 Elect Thomas M. Rutledge Management For For
1.1 Elect Eric L. Zinterhofer Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
CHENIERE ENERGY INC.
Meeting Date:  JUN 12, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  CHEX
Security ID:  16411R208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charif Souki Management For For
2 Elect Vicky A. Bailey Management For For
3 Elect G. Andrea Botta Management For For
4 Elect Keith F. Carney Management For For
5 Elect David I. Foley Management For For
6 Elect Randy A. Foutch Management For For
7 Elect David B. Kilpatrick Management For For
8 Elect Donald F. Robillard, Jr. Management For For
9 Elect Neal A. Shear Management For For
10 Elect Heather R. Zichal Management For For
11 Advisory Vote on Executive Compensation Management For Against
12 2014 - 2018 Long Term Incentive Plan Management For Against
13 Amendment to the 2011 Incentive Plan Management For Against
14 Ratification of Auditor Management For For
 
CHINA HYDROELECTRIC CORP
Meeting Date:  OCT 17, 2013
Record Date:  JUL 29, 2013
Meeting Type:  ANNUAL
Ticker:  CHC
Security ID:  16949D101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Amit Gupta Management For For
2 Elect Moonkyung Kim Management For For
3 Elect Shadron Lee Stastney Management For For
4 Elect Allard Nooy Management For For
5 Appointment of Auditor Management For For
 
CLECO CORPORATION
Meeting Date:  APR 25, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  CNL
Security ID:  12561W105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect William L. Marks Management For For
1.2 Elect Peter M. Scott III Management For For
1.3 Elect William H. Walker, Jr. Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the 2010 Long-Term Incentive Compensation Plan Management For For
 
CMS ENERGY CORPORATION
Meeting Date:  MAY 16, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  CMS
Security ID:  125896100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jon E. Barfield Management For For
2 Elect Kurt L. Darrow Management For For
3 Elect Stephen E. Ewing Management For For
4 Elect Richard M. Gabrys Management For For
5 Elect William D. Harvey Management For For
6 Elect David W. Joos Management For For
7 Elect Philip R. Lochner, Jr. Management For For
8 Elect John G. Russell Management For For
9 Elect Kenneth L. Way Management For For
10 Elect Laura H. Wright Management For For
11 Elect John B. Yasinsky Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Approve Amended Performance Incentive Stock Plan Management For For
15 Amendment to the Incentive Compensation Plan Management For For
 
COMCAST CORPORATION
Meeting Date:  MAY 21, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  20030N200
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kenneth J. Bacon Management For For
1.2 Elect Sheldon M. Bonovitz Management For For
1.3 Elect Edward D. Breen Management For For
1.4 Elect Joseph J. Collins Management For For
1.5 Elect J. Michael Cook Management For For
1.6 Elect Gerald L. Hassell Management For For
1.7 Elect Jeffrey A. Honickman Management For For
1.8 Elect Eduardo G. Mestre Management For For
1.9 Elect Brian L. Roberts Management For For
1.1 Elect Ralph J. Roberts Management For For
1.11 Elect Johnathan A. Rodgers Management For For
1.12 Elect Judith Rodin Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
5 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Against
 
CROSSTEX ENERGY INC
Meeting Date:  MAR 07, 2014
Record Date:  FEB 05, 2014
Meeting Type:  SPECIAL
Ticker:  XTXI
Security ID:  22765Y104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Reverse Merger Management For For
2 Right to Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachutes Management For For
 
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date:  MAY 30, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  CCI
Security ID:  228227104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert Bartolo Management For For
2 Elect Dale N. Hatfield Management For For
3 Elect Lee W. Hogan Management For For
4 Elect Robert F. McKenzie Management For For
5 Ratification of Auditor Management For For
6 Advisory Vote on Executive Compensation Management For For
 
DOMINION RESOURCES, INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  D
Security ID:  25746U109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William P. Barr Management For For
2 Elect Peter W. Brown Management For For
3 Elect Helen E. Dragas Management For For
4 Elect James O. Ellis, Jr. Management For For
5 Elect Thomas F. Farrell II Management For For
6 Elect John W. Harris Management For For
7 Elect Mark J. Kington Management For For
8 Elect Pamela L. Royal Management For For
9 Elect Robert H. Spilman, Jr. Management For For
10 Elect Michael E. Szymanczyk Management For For
11 Elect David A. Wollard Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 2014 Incentive Compensation Plan Management For For
15 Shareholder Proposal Regarding Retention of Shares Until Retirement Shareholder Against Against
16 Shareholder Proposal Regarding Financial Risks of Climate Change Shareholder Against Against
17 Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets Shareholder Against Against
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
19 Shareholder Proposal Regarding Environmental Impacts and Risks of Biomass Shareholder Against Against
20 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions Shareholder Against Against
 
DRAX GROUP PLC
Meeting Date:  APR 23, 2014
Record Date:  APR 18, 2014
Meeting Type:  ANNUAL
Ticker:  DRX
Security ID:  G2904K127
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Policy (Binding) Management For For
3 Remuneration Policy (Advisory) Management For For
4 Allocation of Profits/Dividends Management For For
5 Elect Charles Berry Management For For
6 Elect Timothy R. Cobbold Management For For
7 Elect Peter Emery Management For For
8 Elect Melanie Gee Management For For
9 Elect David Lindsell Management For For
10 Elect Tony Quinlan Management For For
11 Elect Paul Taylor Management For For
12 Elect Dorothy C. Thompson Management For For
13 Elect Tony Thorne Management For For
14 Appointment of Auditor Management For For
15 Authority to Set Auditor's Fees Management For For
16 Authorisation of Political Donations Management For For
17 Authority to Issue Shares w/ Preemptive Rights Management For For
18 Authority to Issue Shares w/o Preemptive Rights Management For Against
19 Authority to Repurchase Shares Management For For
20 Authority to Set General meeting Notice at 14 days Management For Against
 
DUKE ENERGY CORPORATION
Meeting Date:  MAY 01, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  DUK
Security ID:  26441C204
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect G. Alex Bernhardt, Sr. Management For For
1.2 Elect Michael G. Browning Management For For
1.3 Elect Harris E. DeLoach, Jr. Management For For
1.4 Elect Daniel R. DiMicco Management For For
1.5 Elect John H. Forsgren Management For For
1.6 Elect Lynn J. Good Management For For
1.7 Elect Ann Maynard Gray Management For For
1.8 Elect James H. Hance, Jr. Management For For
1.9 Elect John T. Herron Management For For
1.1 Elect James B. Hyler, Jr. Management For For
1.11 Elect William E. Kennard Management For For
1.12 Elect E. Marie McKee Management For For
1.13 Elect E. James Reinsch Management For For
1.14 Elect James T. Rhodes Management For For
1.15 Elect Carlos A. Saladrigas Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Restoration of Written Consent Management For For
5 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
 
EDISON INTERNATIONAL
Meeting Date:  APR 24, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  EIX
Security ID:  281020107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jagjeet S. Bindra Management For For
2 Elect Vanessa C.L. Chang Management For For
3 Elect France A. Cordova Management For For
4 Elect Theodore F. Craver, Jr. Management For For
5 Elect Bradford M. Freeman Management For For
6 Elect Luis G. Nogales Management For For
7 Elect Richard T. Schlosberg, III Management For For
8 Elect Linda G. Stuntz Management For For
9 Elect Thomas C. Sutton Management For For
10 Elect Ellen O. Tauscher Management For For
11 Elect Peter J. Taylor Management For For
12 Elect Brett White Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
 
ENBRIDGE INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 13, 2014
Meeting Type:  MIX
Ticker:  ENB
Security ID:  29250N105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
2 Elect David A. Arledge Management For For
3 Elect James J. Blanchard Management For For
4 Elect J. Lorne Braithwaite Management For For
5 Elect J. Herb England Management For For
6 Elect Charles W. Fischer Management For For
7 Elect V. Maureen Kempston Darkes Management For For
8 Elect David A. Leslie Management For For
9 Elect Al Monaco Management For For
10 Elect George K. Petty Management For For
11 Elect Charles E. Shultz Management For For
12 Elect Dan C. Tutcher Management For For
13 Elect Catherine L. Williams Management For For
14 Appointment of Auditor Management For For
15 Amendment to Option Plans Management For For
16 Continuation of Shareholder Rights Plan Management For For
17 Advisory Vote on Executive Compensation Management For For
 
FRONTIER COMMUNICATIONS CORPORATION
Meeting Date:  MAY 14, 2014
Record Date:  MAR 18, 2014
Meeting Type:  ANNUAL
Ticker:  FTR
Security ID:  35906A108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Leroy T. Barnes, Jr. Management For For
1.2 Elect Peter C. B. Bynoe Management For For
1.3 Elect Edward Fraioli Management For For
1.4 Elect Daniel J. McCarthy Management For For
1.5 Elect Pamela D.A. Reeve Management For For
1.6 Elect Virginia P. Ruesterholz Management For For
1.7 Elect Howard L. Schrott Management For For
1.8 Elect Larraine D. Segil Management For For
1.9 Elect Mark S. Shapiro Management For For
1.1 Elect Myron A. Wick, III Management For For
1.11 Elect Mary Agnes Wilderotter Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
INFRAESTRUCTURA ENERGETICA NOVA S.A.B. DE C.V
Meeting Date:  OCT 07, 2013
Record Date:  JUL 29, 2013
Meeting Type:  ORDINARY
Ticker:  IENOVA* MM
Security ID:  P5R19K107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Interim/Special Dividend Management For For
2 Election of Meeting Delegates Management For For
 
ITC HOLDINGS CORP.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  ITC
Security ID:  465685105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Christopher H. Franklin Management For For
1.2 Elect Edward G. Jepsen Management For For
1.3 Elect William J. Museler Management For For
1.4 Elect Hazel R. O'Leary Management For For
1.5 Elect Thomas G. Stephens Management For For
1.6 Elect Gordon Bennett Stewart, III Management For For
1.7 Elect Lee C. Stewart Management For For
1.8 Elect Joseph L. Welch Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Amendment to Employee Stock Purchase Plan Management For For
5 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
 
KOREA ELECTRIC POWER
Meeting Date:  OCT 29, 2013
Record Date:  JUL 29, 2013
Meeting Type:  SPECIAL
Ticker:  KEP
Security ID:  500631106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amendments to Articles Management For For
2 Removal of Director Management For For
3 Elect PARK Jeong Keun Management For For
4 Elect LEE Hee Yong Management For For
5 Elect HUH Kyung Koo Management For For
 
KOREA ELECTRIC POWER
Meeting Date:  MAR 14, 2014
Record Date:  FEB 14, 2014
Meeting Type:  SPECIAL
Ticker:  KEP
Security ID:  500631106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect KOO Bon Woo Management For For
2 Election of Audit Committee Member : JO Jeon Hyuk Management For For
3 Election of Audit Committee Member : CHOI Kyo Il Management For For
 
LIBERTY GLOBAL PLC
Meeting Date:  JAN 30, 2014
Record Date:  DEC 13, 2013
Meeting Type:  SPECIAL
Ticker:  LBTYA
Security ID:  G5480U120
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 2014 Incentive Plan Management For For
2 2014 Nonemployee Director Incentive Plan Management For Against
 
LIBERTY GLOBAL, INC.
Meeting Date:  JUN 26, 2014
Record Date:  APR 28, 2014
Meeting Type:  ANNUAL
Ticker:  LBTYA
Security ID:  G5480U120
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Miranda Curtis Management For For
2 Elect John W. Dick Management For For
3 Elect J.C. Sparkman Management For For
4 Elect J. David Wargo Management For For
5 Remuneration Report (Binding) Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Frequency of Advisory Vote on Executive Compensation Management 3 Years 2 Years
8 Remuneration Report (Advisory) Management For For
9 Ratification of Auditor Management For For
10 Ratification of Statutory Auditor Management For For
11 Authority to Set Auditor's Fees Management For For
 
MARKWEST ENERGY PARTNERS, L.P.
Meeting Date:  JUN 06, 2014
Record Date:  APR 11, 2014
Meeting Type:  ANNUAL
Ticker:  MWE
Security ID:  570759100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Frank M. Semple Management For For
1.2 Elect Donald D. Wolf Management For For
1.3 Elect William A. Bruckmann Management For For
1.4 Elect Michael L. Beatty Management For Withhold
1.5 Elect Charles K. Dempster Management For For
1.6 Elect Donald C. Heppermann Management For For
1.7 Elect Randall J. Larson Management For For
1.8 Elect Anne E. Fox Mounsey Management For For
1.9 Elect William P. Nicoletti Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
 
NATIONAL GRID PLC
Meeting Date:  JUL 29, 2013
Record Date:  JUN 07, 2013
Meeting Type:  ANNUAL
Ticker:  NGG
Security ID:  636274300
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Elect Sir Peter Gershon Management For For
4 Elect Steven Holliday Management For For
5 Elect Andrew Bonfield Management For For
6 Elect Thomas B. King Management For For
7 Elect Nick Winser Management For For
8 Elect Philip Aiken Management For For
9 Elect Nora Brownell Management For For
10 Elect Jonathan Dawson Management For For
11 Elect Paul Golby Management For For
12 Elect Ruth Kelly Management For For
13 Elect Maria Richter Management For For
14 Elect Mark Williamson Management For For
15 Appointment of Auditor Management For For
16 Authority to Set Auditor's Fees Management For For
17 Directors' Remuneration Report Management For For
18 Authority to Issue Shares w/ Preemptive Rights Management For For
19 Authority to Issue Shares w/o Preemptive Rights Management For For
20 Authority to Repurchase Shares Management For For
21 Authority to Set General Meeting Notice Period at 14 Days Management For Abstain
 
NEXTERA ENERGY, INC.
Meeting Date:  MAY 22, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  NEE
Security ID:  65339F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sherry S. Barrat Management For For
2 Elect Robert M. Beall II Management For For
3 Elect James L. Camaren Management For For
4 Elect Kenneth B. Dunn Management For For
5 Elect Kirk S. Hachigian Management For For
6 Elect Toni Jennings Management For For
7 Elect James L. Robo Management For For
8 Elect Rudy E. Schupp Management For For
9 Elect John L. Skolds Management For For
10 Elect William H. Swanson Management For For
11 Elect Hansel E. Tookes II Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
 
NISOURCE INC.
Meeting Date:  MAY 13, 2014
Record Date:  MAR 18, 2014
Meeting Type:  ANNUAL
Ticker:  NI
Security ID:  65473P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard A. Abdoo Management For For
2 Elect Aristides S. Candris Management For For
3 Elect Sigmund L. Cornelius Management For For
4 Elect Michael E. Jesanis Management For For
5 Elect Marty R. Kittrell Management For For
6 Elect W. Lee Nutter Management For For
7 Elect Deborah S. Parker Management For For
8 Elect Robert C. Skaggs, Jr. Management For For
9 Elect Teresa A. Taylor Management For For
10 Elect Richard L. Thompson Management For For
11 Elect Carolyn Y. Woo Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Report on Political Spending Shareholder Against Against
 
NORTHEAST UTILITIES
Meeting Date:  MAY 01, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  NU
Security ID:  664397106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Richard H. Booth Management For For
1.2 Elect John S. Clarkeson Management For For
1.3 Elect Cotton M. Cleveland Management For For
1.4 Elect Sanford Cloud, Jr. Management For For
1.5 Elect James S. DiStasio Management For For
1.6 Elect Francis A. Doyle Management For For
1.7 Elect Charles K. Gifford Management For For
1.8 Elect Paul A. La Camera Management For For
1.9 Elect Kenneth R. Leibler Management For For
1.1 Elect Thomas J. May Management For For
1.11 Elect William C. Van Faasen Management For For
1.12 Elect Frederica M. Williams Management For For
1.13 Elect Dennis R. Wraase Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
NRG ENERGY, INC.
Meeting Date:  MAY 08, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  NRG
Security ID:  629377508
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kirbyjon H. Caldwell Management For For
2 Elect Lawrence S. Coben Management For For
3 Elect David W. Crane Management For For
4 Elect Terry G. Dallas Management For For
5 Elect Paul W. Hobby Management For For
6 Elect Edward R. Muller Management For For
7 Elect Evan J. Silverstein Management For For
8 Elect Thomas H. Weidemeyer Management For For
9 Elect Walter R. Young Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Approval of Amended and Restated Employee Stock Purchase Plan Management For For
12 Ratification of Auditor Management For For
 
OGE ENERGY CORP.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  OGE
Security ID:  670837103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect James H. Brandi Management For For
1.2 Elect Wayne H. Brunetti Management For For
1.3 Elect Luke R. Corbett Management For For
1.4 Elect Peter B. Delaney Management For For
1.5 Elect John D. Groendyke Management For For
1.6 Elect Kirk Humphreys Management For For
1.7 Elect Robert Kelley Management For For
1.8 Elect Robert O. Lorenz Management For For
1.9 Elect Judy R. McReynolds Management For For
1.1 Elect Sheila G. Talton Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against
 
ONEOK, INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  OKE
Security ID:  682680103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect James C. Day Management For For
2 Elect Julie H. Edwards Management For For
3 Elect William L. Ford Management For For
4 Elect John W. Gibson Management For For
5 Elect Bert H. Mackie Management For For
6 Elect Steven J. Malcolm Management For For
7 Elect Jim W. Mogg Management For For
8 Elect Pattye L. Moore Management For For
9 Elect Gary D. Parker Management For For
10 Elect Eduardo A. Rodriguez Management For For
11 Elect Terry K. Spencer Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets Shareholder Against Against
 
PG&E CORPORATION
Meeting Date:  MAY 12, 2014
Record Date:  MAR 13, 2014
Meeting Type:  ANNUAL
Ticker:  PCG
Security ID:  69331C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lewis Chew Management For For
2 Elect Anthony F. Earley, Jr. Management For For
3 Elect Fred J. Fowler Management For For
4 Elect Maryellen C. Herringer Management For For
5 Elect Richard C. Kelly Management For For
6 Elect Roger H. Kimmel Management For For
7 Elect Richard A. Meserve Management For For
8 Elect Forrest E. Miller Management For For
9 Elect Rosendo G. Parra Management For For
10 Elect Barbara L. Rambo Management For For
11 Elect Barry Lawson Williams Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 2014 Long-Term Incentive Plan Management For For
 
PORTLAND GENERAL ELECTRIC COMPANY
Meeting Date:  MAY 07, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  POR
Security ID:  736508847
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John W. Ballantine Management For For
1.2 Elect Rodney L. Brown, Jr. Management For For
1.3 Elect Jack E. Davis Management For For
1.4 Elect David A. Dietzler Management For For
1.5 Elect Kirby A. Dyess Management For For
1.6 Elect Mark B. Ganz Management For For
1.7 Elect Kathryn J. Jackson Management For For
1.8 Elect Neil J. Nelson Management For For
1.9 Elect M. Lee Pelton Management For For
1.1 Elect James J. Piro Management For For
1.11 Elect Charles W. Shivery Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Adoption of Majority Vote for Election of Directors Management For For
4 Ratification of Auditor Management For For
 
PPL CORPORATION
Meeting Date:  MAY 21, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  PPL
Security ID:  69351T106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Frederick M. Bernthal Management For For
2 Elect John W. Conway Management For For
3 Elect Philip G. Cox Management For For
4 Elect Steven G. Elliott Management For For
5 Elect Louise K. Goeser Management For For
6 Elect Stuart E. Graham Management For For
7 Elect Stuart Heydt Management For For
8 Elect Raja Rajamannar Management For For
9 Elect Craig A. Rogerson Management For For
10 Elect William H. Spence Management For For
11 Elect Natica von Althann Management For For
12 Elect Keith H. Williamson Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Report on Political Spending Shareholder Against Against
16 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
 
SBA COMMUNICATIONS CORPORATION
Meeting Date:  MAY 08, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  SBAC
Security ID:  78388J106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Steven E. Bernstein Management For For
2 Elect Duncan H. Cocroft Management For For
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
 
SEMGROUP CORPORATION
Meeting Date:  MAY 15, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  SEMG
Security ID:  81663A105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Ronald A. Ballschmiede Management For For
1.2 Elect Sarah M. Barpoulis Management For For
1.3 Elect John F. Chlebowski Management For For
1.4 Elect Carlin G. Conner Management For For
1.5 Elect Karl F. Kurz Management For For
1.6 Elect James H. Lytal Management For For
1.7 Elect Thomas R. McDaniel Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
SEMPRA ENERGY
Meeting Date:  MAY 09, 2014
Record Date:  MAR 12, 2014
Meeting Type:  ANNUAL
Ticker:  SRE
Security ID:  816851109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan L. Boeckmann Management For For
2 Elect James G. Brocksmith, Jr. Management For For
3 Elect Kathleen L. Brown Management For For
4 Elect Pablo A. Ferrero Management For For
5 Elect William D. Jones Management For For
6 Elect William G. Ouchi Management For For
7 Elect Debra L. Reed Management For For
8 Elect William C. Rusnack Management For For
9 Elect William P. Rutledge Management For For
10 Elect Lynn Schenk Management For For
11 Elect Jack T. Taylor Management For For
12 Elect Luis M. Tellez Management For For
13 Elect James C. Yardley Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
 
TARGA RESOURCES CORP.
Meeting Date:  MAY 29, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  TRGP
Security ID:  87612G101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Charles R. Crisp Management For For
1.2 Elect Laura C. Fulton Management For For
1.3 Elect James W. Whalen Management For For
2 Ratification of Auditor Management For For
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
4 Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets Shareholder Against Against
 
TELECOM ITALIA S.P.A.
Meeting Date:  APR 16, 2014
Record Date:  APR 07, 2014
Meeting Type:  MIX
Ticker:  TIT
Security ID:  T92778108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
4 Accounts and Reports; Allocation of Losses Management For For
5 Distribution of Dividend Management For For
6 Remuneration Report Management For For
9 Set the Board Size at 13 Management For For
10 Set the Board Size at 11 Management For For
11 Directors' Fees; Board Size; Board Term Length Management For For
12 Directors' Fees; Board Size; Board Term Length Management For For
16 List Presented by Group of Institutional Investors Representing Approximately 1.82% of the Company's Share Capital Management For For
17 Authorization of Competing Activities Management For Against
19 Elect Giuseppe Recchi Management N/A For
20 Elect Vito Alfonso Gamberale Management N/A For
21 Statutory Auditors' Fees Management For For
22 Stock Option Plan Management For For
23 Authority to Issue Shares w/o Preemptive Rights Management For Against
24 Reduction of Revaluation Reserves Management For For
 
TOWER BERSAMA INFRASTRUCTURE
Meeting Date:  JUL 24, 2013
Record Date:  JUL 08, 2013
Meeting Type:  SPECIAL
Ticker:  TBIG IJ
Security ID:  Y71372109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Repurchase of Shares Management For For
 
UNION PACIFIC CORPORATION
Meeting Date:  MAY 15, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  UNP
Security ID:  907818108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Andrew H. Card, Jr. Management For For
2 Elect Erroll B. Davis, Jr. Management For For
3 Elect David B. Dillon Management For For
4 Elect Judith Richards Hope Management For For
5 Elect John J. Koraleski Management For For
6 Elect Charles C. Krulak Management For For
7 Elect Michael R. McCarthy Management For For
8 Elect Michael W. McConnell Management For For
9 Elect Thomas F. McLarty III Management For For
10 Elect Steven R. Rogel Management For For
11 Elect Jose H. Villarreal Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Increase of Authorized Common Stock Management For For
15 Shareholder Proposal Regarding Retention of Shares Until Retirement Shareholder Against Against
 
VEOLIA ENVIRONNEMENT
Meeting Date:  APR 24, 2014
Record Date:  APR 16, 2014
Meeting Type:  MIX
Ticker:  VIE
Security ID:  F9686M107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
5 Accounts and Reports Management For For
6 Consolidated Accounts and Reports Management For For
7 Approval of Non Tax-Deductible Expenses Management For For
8 Allocation of Dividends Management For For
9 Scrip Dividend Management For For
10 Related Party Transactions Management For Against
11 Supplementary Retirement Benefits (Antoine Frerot) Management For For
12 Severance Agreement (Antoine Frerot) Management For For
13 Elect Antoine Frerot Management For For
14 Elect Daniel Bouton Management For For
15 Elect Olivier Costa de Beauregard (WITHDRAWN) Management For For
16 Elect Khaled Al Sayed Management For For
17 Remuneration of Antoine Frerot, CEO Management For For
18 Directors' Fees Management For For
19 Authority to Repurchase Shares Management For For
20 Authority to Issue Shares and Convertible Securities w/ Preemptive Rights Management For For
21 Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights Management For Against
22 Authority to Issue Shares and/or Convertible Securities Through Private Placement Management For Against
23 Increase in Authorized Capital in Consideration for Contributions in Kind Management For For
24 Greenshoe Management For For
25 Increase in Authorized Capital Through Capitalization Management For For
26 Employee Stock Purchase Plan Management For For
27 Employee Stock Purchase Plan for Overseas Employees Management For For
28 Authority to Cancel Shares and Reduce Share Capital Management For For
29 Amendments to Articles Regarding Employee Representatives Management For For
30 Authorization of Legal Formalities Management For For
 
VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 01, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Shellye L. Archambeau Management For For
2 Elect Richard L. Carrion Management For For
3 Elect Melanie L. Healey Management For For
4 Elect M. Frances Keeth Management For For
5 Elect Robert W. Lane Management For For
6 Elect Lowell C. McAdam Management For For
7 Elect Donald T. Nicolaisen Management For For
8 Elect Clarence Otis, Jr. Management For For
9 Elect Rodney E. Slater Management For For
10 Elect Kathryn A. Tesija Management For For
11 Elect Gregory D. Wasson Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Adoption of Proxy Access Management For For
15 Shareholder Proposal Regarding Network Neutrality Shareholder Against Against
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
17 Shareholder Proposal Regarding Approval of Severance Agreements Shareholder Against Against
18 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against For
19 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
20 Shareholder Proposal Regarding Counting Shareholder Votes Shareholder Against Against
 
VODAFONE GROUP PLC
Meeting Date:  JAN 28, 2014
Record Date:  DEC 12, 2013
Meeting Type:  SPECIAL
Ticker:  VOD
Security ID:  92857W209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation Management For For
2 Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy Management For For
3 Special: Return of Value and Share Consolidation Management For For
4 Special: Authority to Repurchase Shares Management For For
5 Special: Authority to Ratify and Execute Approved Resolutions Management For For
 
WESTAR ENERGY, INC.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  WR
Security ID:  95709T100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mollie Hale Carter Management For For
1.2 Elect Jerry B. Farley Management For For
1.3 Elect Mark A. Ruelle Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
WILLIAMS COMPANIES, INC.
Meeting Date:  MAY 22, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  WMB
Security ID:  969457100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan S. Armstrong Management For For
2 Elect Joseph R. Cleveland Management For For
3 Elect Kathleen B. Cooper Management For For
4 Elect John A. Hagg Management For For
5 Elect Juanita H. Hinshaw Management For For
6 Elect Ralph Izzo Management For For
7 Elect Frank T. MacInnis Management For For
8 Elect Eric W. Mandelblatt Management For For
9 Elect Steven Nance Management For For
10 Elect Murray D. Smith Management For For
11 Elect Janice D. Stoney Management For For
12 Elect Laura A. Sugg Management For For
13 Amendment to the 2007 Incentive Plan Management For For
14 Amendment to the Employee Stock Purchase Plan Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
 
XCEL ENERGY INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 25, 2014
Meeting Type:  ANNUAL
Ticker:  XEL
Security ID:  98389B100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gail K. Boudreaux Management For For
2 Elect Richard K. Davis Management For For
3 Elect Benjamin G.S. Fowke III Management For For
4 Elect Albert F. Moreno Management For For
5 Elect Richard T. O'Brien Management For For
6 Elect Christopher J. Policinski Management For For
7 Elect A. Patricia Sampson Management For For
8 Elect James J. Sheppard Management For For
9 Elect David A. Westerlund Management For For
10 Elect Kim Williams Management For For
11 Elect Timothy V. Wolf Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Against

END NPX REPORT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Prudential Sector Funds, Inc.

By: Stuart S. Parker*
       Stuart S. Parker, President


* By: /s/ Jonathan D. Shain
           Attorney-in-Fact

Date: August 22, 2014

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

POWER OF ATTORNEY

The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories.  The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting.  The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.

 

     

/s/ Ellen S. Alberding

Ellen S. Alberding

 

/s/ Stephen P. Munn

Stephen P. Munn

/s/ Kevin J. Bannon

Kevin J. Bannon

 

/s/ Stuart S. Parker

Stuart S. Parker

/s/ Scott E. Benjamin

Scott E. Benjamin

 

/s/ James E. Quinn

James E. Quinn

/s/ Linda W. Bynoe

Linda W. Bynoe

 

/s/ Richard A. Redeker

Richard A. Redeker

/s/ Keith F. Hartstein

Keith F. Hartstein

 

/s/Robin B. Smith

Robin B. Smith

/s/ Michael S. Hyland

Michael S. Hyland

 

/s/ Stephen Stoneburn

Stephen Stoneburn

/s/ Douglas H. McCorkindale

Douglas H. McCorkindale

   
     
     
     
     
Dated: September 18, 2013    
 
 

POWER OF ATTORNEY

The undersigned Officer of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitutes, appoints and authorizes each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned does hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned does hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.

 

     

/s/ M. Sadiq Peshimam

M. Sadiq Peshimam
Treasurer and Principal and Accounting Officer

   
     
     
     
     
     
     
     
Dated: May 12, 2014