FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
NORTH FORK BANCORPORATION INC [ NFB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/11/2005 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 07/11/2005 | F | 256,740 | D | $29.29 | 1,342,859 | D | |||
Common Stock | 07/11/2005 | M | 16,141 | A | $20.89 | 1,359,000 | D | |||
Common Stock | 07/11/2005 | M | 201,339 | A | $23.41 | 1,560,339 | D | |||
Common Stock | 07/11/2005 | M | 23,399 | A | $22.75 | 1,583,738 | D | |||
Common Stock | 07/11/2005 | M | 15,862 | A | $25.76 | 1,599,600 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
stock option (right to buy) | $20.89 | 07/11/2005 | M | 22,500 | 07/11/2005 | 12/13/2011 | Common Stock | 22,500 | $20.89 | 0 | D | ||||
stock option (right to buy) | $23.41 | 07/11/2005 | M | 250,996 | 07/11/2005 | 03/11/2012 | Common Stock | 250,996 | $23.41 | 0 | D | ||||
stock option (right to buy) | $22.75 | 07/11/2005 | M | 30,000 | 07/11/2005 | 12/10/2012 | Common Stock | 30,000 | $22.75 | 0 | D | ||||
stock option (right to buy) | $25.76 | 07/11/2005 | M | 18,000 | 07/11/2005 | 12/09/2013 | Common Stock | 18,000 | $25.76 | 0 | D | ||||
stock option (right to buy) | $29.14 | 07/11/2005 | A | 281,712(1) | 07/11/2005 | 07/11/2015 | Common Stock | 281,712 | $29.14 | 281,712 | D | ||||
Phantom Stock | (2) | 07/11/2005 | M | 64,756(3) | (4) | (4) | Common Stock | 64,756 | (2) | 64,756 | D |
Explanation of Responses: |
1. A "reload option" granted upon exercise of underlying option by surrender of previously owned shares as payment of the option exercise price. |
2. Phantom Stock - 1 for 1 |
3. The reporting person elected in December 2004 to exercise the options reported herein; as part of such election, the reporting person elected to defer receipt of the shares of common stock issuable upon exercise, resulting in the accrual to his account of shares of phantom stock reported herein. |
4. The reporting person will receive the shares of common stock on the earliest of a change in control of the Company, the reporting person's death or disability or upon the separation of the reporting person's service with the Company. |
Remarks: |
by Linda Bishop as Attorney-in-Fact for John Bohlsen | 07/13/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |