0001562180-18-003480.txt : 20180803
0001562180-18-003480.hdr.sgml : 20180803
20180803160226
ACCESSION NUMBER: 0001562180-18-003480
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180801
FILED AS OF DATE: 20180803
DATE AS OF CHANGE: 20180803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duesenberg Mark Hugo
CENTRAL INDEX KEY: 0001445050
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00584
FILM NUMBER: 18991790
MAIL ADDRESS:
STREET 1: 1000 LAKESIDE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FERRO CORP
CENTRAL INDEX KEY: 0000035214
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 340217820
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
BUSINESS PHONE: 216-875-5458
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2018-08-01
false
0000035214
FERRO CORP
FOE
0001445050
Duesenberg Mark Hugo
6060 PARKLAND BOULEVARD
MAYFIELD HEIGHTS
OH
44124
false
true
false
false
General Counsel
Common Stock
2018-08-01
4
M
false
11000.00
1.37
A
179631.00
D
Common Stock
2018-08-01
4
S
false
11000.00
22.4896
D
168631.00
D
Stock Options (Right to Buy)
1.37
2018-08-01
4
M
false
11000.00
0.00
D
2010-02-25
2019-02-25
Common Stock
11000.00
0.00
D
Performance Share Unit
0.00
2018-12-31
Common Stock
27700.00
27700.00
D
Performance Share Unit
0.00
2019-12-31
Common Stock
18100.00
18100.00
D
Performance Share Unit
0.00
2020-12-31
Common Stock
11500.00
11500.00
D
Phantom Shares
Common Stock
30631.6392
30631.6392
D
Restricted Share Unit
0.00
2017-02-20
2017-02-20
Common Stock
8100.00
8100.00
D
Restricted Share Unit
0.00
2018-02-18
2018-02-18
Common Stock
8700.00
8700.00
D
Restricted Share Unit
0.00
2019-02-17
2019-02-17
Common Stock
11100.00
11100.00
D
Restricted Share Unit
0.00
2020-02-15
2020-02-15
Common Stock
7200.00
7200.00
D
Restricted Share Unit
0.00
2021-02-21
2021-02-21
Common Stock
4600.00
4600.00
D
Stock Options (Right to Buy)
22.01
2019-02-21
2028-02-21
Common Stock
15100.00
15100.00
D
Stock Options (Right to Buy)
15.16
2012-02-24
2021-02-24
Common Stock
32300.00
32300.00
D
Stock Options (Right to Buy)
14.27
2018-02-15
2027-02-15
Common Stock
21600.00
21600.00
D
Stock Options (Right to Buy)
13.09
2015-02-20
2024-02-20
Common Stock
16700.00
16700.00
D
Stock Options (Right to Buy)
12.33
2016-02-18
2025-02-18
Common Stock
18800.00
18800.00
D
Stock Options (Right to Buy)
9.60
2017-02-17
2026-02-17
Common Stock
32500.00
32500.00
D
Stock Options (Right to Buy)
8.25
2011-02-25
2020-02-25
Common Stock
35000.00
35000.00
D
Stock Options (Right to Buy)
6.84
2013-02-23
2022-02-23
Common Stock
36100.00
36100.00
D
Stock Options (Right to Buy)
5.29
2014-02-21
2023-02-21
Common Stock
57300.00
57300.00
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Duesenberg.
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $22.44-$22.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
/s/ Richard Shuttie, Treasurer, by Power of Attorney
2018-08-03