0001562180-18-003480.txt : 20180803 0001562180-18-003480.hdr.sgml : 20180803 20180803160226 ACCESSION NUMBER: 0001562180-18-003480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180801 FILED AS OF DATE: 20180803 DATE AS OF CHANGE: 20180803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duesenberg Mark Hugo CENTRAL INDEX KEY: 0001445050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00584 FILM NUMBER: 18991790 MAIL ADDRESS: STREET 1: 1000 LAKESIDE CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FERRO CORP CENTRAL INDEX KEY: 0000035214 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 340217820 STATE OF INCORPORATION: OH FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 216-875-5458 MAIL ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-08-01 false 0000035214 FERRO CORP FOE 0001445050 Duesenberg Mark Hugo 6060 PARKLAND BOULEVARD MAYFIELD HEIGHTS OH 44124 false true false false General Counsel Common Stock 2018-08-01 4 M false 11000.00 1.37 A 179631.00 D Common Stock 2018-08-01 4 S false 11000.00 22.4896 D 168631.00 D Stock Options (Right to Buy) 1.37 2018-08-01 4 M false 11000.00 0.00 D 2010-02-25 2019-02-25 Common Stock 11000.00 0.00 D Performance Share Unit 0.00 2018-12-31 Common Stock 27700.00 27700.00 D Performance Share Unit 0.00 2019-12-31 Common Stock 18100.00 18100.00 D Performance Share Unit 0.00 2020-12-31 Common Stock 11500.00 11500.00 D Phantom Shares Common Stock 30631.6392 30631.6392 D Restricted Share Unit 0.00 2017-02-20 2017-02-20 Common Stock 8100.00 8100.00 D Restricted Share Unit 0.00 2018-02-18 2018-02-18 Common Stock 8700.00 8700.00 D Restricted Share Unit 0.00 2019-02-17 2019-02-17 Common Stock 11100.00 11100.00 D Restricted Share Unit 0.00 2020-02-15 2020-02-15 Common Stock 7200.00 7200.00 D Restricted Share Unit 0.00 2021-02-21 2021-02-21 Common Stock 4600.00 4600.00 D Stock Options (Right to Buy) 22.01 2019-02-21 2028-02-21 Common Stock 15100.00 15100.00 D Stock Options (Right to Buy) 15.16 2012-02-24 2021-02-24 Common Stock 32300.00 32300.00 D Stock Options (Right to Buy) 14.27 2018-02-15 2027-02-15 Common Stock 21600.00 21600.00 D Stock Options (Right to Buy) 13.09 2015-02-20 2024-02-20 Common Stock 16700.00 16700.00 D Stock Options (Right to Buy) 12.33 2016-02-18 2025-02-18 Common Stock 18800.00 18800.00 D Stock Options (Right to Buy) 9.60 2017-02-17 2026-02-17 Common Stock 32500.00 32500.00 D Stock Options (Right to Buy) 8.25 2011-02-25 2020-02-25 Common Stock 35000.00 35000.00 D Stock Options (Right to Buy) 6.84 2013-02-23 2022-02-23 Common Stock 36100.00 36100.00 D Stock Options (Right to Buy) 5.29 2014-02-21 2023-02-21 Common Stock 57300.00 57300.00 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Duesenberg. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $22.44-$22.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. /s/ Richard Shuttie, Treasurer, by Power of Attorney 2018-08-03