0001562180-18-001182.txt : 20180223 0001562180-18-001182.hdr.sgml : 20180223 20180223160329 ACCESSION NUMBER: 0001562180-18-001182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duesenberg Mark Hugo CENTRAL INDEX KEY: 0001445050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00584 FILM NUMBER: 18636541 MAIL ADDRESS: STREET 1: 1000 LAKESIDE CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FERRO CORP CENTRAL INDEX KEY: 0000035214 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 340217820 STATE OF INCORPORATION: OH FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 216-875-5458 MAIL ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-02-21 false 0000035214 FERRO CORP FOE 0001445050 Duesenberg Mark Hugo 6060 PARKLAND BOULEVARD MAYFIELD HEIGHTS OH 44124 false true false false General Counsel Common Stock 2018-02-21 4 M false 27300.00 0.00 A 156845.00 D Common Stock 2018-02-21 4 F false 6962.00 21.91 D 149883.00 D Performance Share Unit 0.00 2018-02-21 4 A false 11500.00 0.00 A 2020-12-31 Common Stock 11500.00 11500.00 D Restricted Share Unit 0.00 2018-02-21 4 M false 27300.00 0.00 D 2016-02-23 2016-02-23 Common Stock 27300.00 0.00 D Restricted Share Unit 0.00 2018-02-21 4 A false 4600.00 0.00 A 2021-02-21 2021-02-21 Common Stock 4600.00 4600.00 D Stock Options (Right to Buy) 22.01 2018-02-21 4 A false 15100.00 0.00 A 2028-02-21 Common Stock 15100.00 15100.00 D Performance Share Unit 0.00 2017-12-31 Common Stock 21700.00 21700.00 D Performance Share Unit 0.00 2018-12-31 Common Stock 27700.00 27700.00 D Performance Share Unit 0.00 2019-12-31 Common Stock 18100.00 18100.00 D Phantom Shares Common Stock 30631.6392 30631.6392 D Restricted Share Unit 0.00 2017-02-20 2017-02-20 Common Stock 8100.00 8100.00 D Restricted Share Unit 0.00 2018-02-18 2018-02-18 Common Stock 8700.00 8700.00 D Restricted Share Unit 0.00 2019-02-17 2019-02-17 Common Stock 11100.00 11100.00 D Restricted Share Unit 0.00 2020-02-15 2020-02-15 Common Stock 7200.00 7200.00 D Stock Options (Right to Buy) 15.16 2012-02-24 2021-02-24 Common Stock 32300.00 32300.00 D Stock Options (Right to Buy) 14.27 2018-02-15 2027-02-15 Common Stock 21600.00 21600.00 D Stock Options (Right to Buy) 13.09 2015-02-20 2024-02-20 Common Stock 16700.00 16700.00 D Stock Options (Right to Buy) 12.33 2016-02-18 2025-02-18 Common Stock 18800.00 18800.00 D Stock Options (Right to Buy) 9.60 2017-02-17 2026-02-17 Common Stock 32500.00 32500.00 D Stock Options (Right to Buy) 8.25 2011-02-25 2020-02-25 Common Stock 35000.00 35000.00 D Stock Options (Right to Buy) 6.84 2013-02-23 2022-02-23 Common Stock 36100.00 36100.00 D Stock Options (Right to Buy) 5.29 2014-02-21 2023-02-21 Common Stock 57300.00 57300.00 D Stock Options (Right to Buy) 1.37 2010-02-25 2019-02-25 Common Stock 35000.00 35000.00 D Restricted share units convert into Common Stock on a one-to-one basis. Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. 33+% per year for 3 years beginning on 21-Feb-2019 Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. /s/ Richard Shuttie, Treasurer, by Power of Attorney 2018-02-23