0001562180-18-000282.txt : 20180110 0001562180-18-000282.hdr.sgml : 20180110 20180110160323 ACCESSION NUMBER: 0001562180-18-000282 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180108 FILED AS OF DATE: 20180110 DATE AS OF CHANGE: 20180110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duesenberg Mark Hugo CENTRAL INDEX KEY: 0001445050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00584 FILM NUMBER: 18521570 MAIL ADDRESS: STREET 1: 1000 LAKESIDE CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FERRO CORP CENTRAL INDEX KEY: 0000035214 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 340217820 STATE OF INCORPORATION: OH FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 216-875-5458 MAIL ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-01-08 false 0000035214 FERRO CORP FOE 0001445050 Duesenberg Mark Hugo 6060 PARKLAND BOULEVARD MAYFIELD HEIGHTS OH 44124 false true false false General Counsel Common Stock 2018-01-08 4 M false 8000.00 21.28 A 137545.00 D Common Stock 2018-01-08 4 S false 8000.00 24.50 D 129545.00 D Common Stock 2018-01-09 4 M false 9000.00 21.28 A 138545.00 D Common Stock 2018-01-09 4 S false 9000.00 25.00 D 129545.00 D Stock Options (Right to Buy) 21.28 2018-01-08 4 M false 8000.00 0.00 D 2009-09-17 2018-09-17 Common Stock 8000.00 9000.00 D Stock Options (Right to Buy) 21.28 2018-01-09 4 M false 9000.00 0.00 D 2009-09-17 2018-09-17 Common Stock 9000.00 0.00 D Performance Share Unit 0.00 2017-12-31 Common Stock 21700.00 21700.00 D Performance Share Unit 0.00 2018-12-31 Common Stock 27700.00 27700.00 D Performance Share Unit 0.00 2019-12-31 Common Stock 18100.00 18100.00 D Phantom Shares Common Stock 30631.6392 30631.6392 D Restricted Share Unit 0.00 2016-02-23 2016-02-23 Common Stock 27300.00 27300.00 D Restricted Share Unit 0.00 2017-02-20 2017-02-20 Common Stock 8100.00 8100.00 D Restricted Share Unit 0.00 2018-02-18 2018-02-18 Common Stock 8700.00 8700.00 D Restricted Share Unit 0.00 2019-02-17 2019-02-17 Common Stock 11100.00 11100.00 D Restricted Share Unit 0.00 2020-02-15 2020-02-15 Common Stock 7200.00 7200.00 D Restricted Share Unit 0.00 2019-02-17 2026-02-17 Common Stock 11100.00 11100.00 D Stock Options (Right to Buy) 15.16 2012-02-24 2021-02-24 Common Stock 32300.00 32300.00 D Stock Options (Right to Buy) 14.27 2018-02-15 2027-02-15 Common Stock 21600.00 21600.00 D Stock Options (Right to Buy) 13.09 2015-02-20 2024-02-20 Common Stock 16700.00 16700.00 D Stock Options (Right to Buy) 12.33 2016-02-18 2025-02-18 Common Stock 18800.00 18800.00 D Stock Options (Right to Buy) 9.60 2017-02-17 2026-02-17 Common Stock 32500.00 32500.00 D Stock Options (Right to Buy) 8.25 2011-02-25 2020-02-25 Common Stock 35000.00 35000.00 D Stock Options (Right to Buy) 6.84 2013-02-23 2022-02-23 Common Stock 36100.00 36100.00 D Stock Options (Right to Buy) 5.29 2014-02-21 2023-02-21 Common Stock 57300.00 57300.00 D Stock Options (Right to Buy) 1.37 2010-02-25 2019-02-25 Common Stock 35000.00 35000.00 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Duesenberg. Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. /s/ Richard Shuttie, Treasurer, by Power of Attorney 2018-01-10