0001562180-18-000282.txt : 20180110
0001562180-18-000282.hdr.sgml : 20180110
20180110160323
ACCESSION NUMBER: 0001562180-18-000282
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180108
FILED AS OF DATE: 20180110
DATE AS OF CHANGE: 20180110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duesenberg Mark Hugo
CENTRAL INDEX KEY: 0001445050
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00584
FILM NUMBER: 18521570
MAIL ADDRESS:
STREET 1: 1000 LAKESIDE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FERRO CORP
CENTRAL INDEX KEY: 0000035214
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 340217820
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
BUSINESS PHONE: 216-875-5458
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2018-01-08
false
0000035214
FERRO CORP
FOE
0001445050
Duesenberg Mark Hugo
6060 PARKLAND BOULEVARD
MAYFIELD HEIGHTS
OH
44124
false
true
false
false
General Counsel
Common Stock
2018-01-08
4
M
false
8000.00
21.28
A
137545.00
D
Common Stock
2018-01-08
4
S
false
8000.00
24.50
D
129545.00
D
Common Stock
2018-01-09
4
M
false
9000.00
21.28
A
138545.00
D
Common Stock
2018-01-09
4
S
false
9000.00
25.00
D
129545.00
D
Stock Options (Right to Buy)
21.28
2018-01-08
4
M
false
8000.00
0.00
D
2009-09-17
2018-09-17
Common Stock
8000.00
9000.00
D
Stock Options (Right to Buy)
21.28
2018-01-09
4
M
false
9000.00
0.00
D
2009-09-17
2018-09-17
Common Stock
9000.00
0.00
D
Performance Share Unit
0.00
2017-12-31
Common Stock
21700.00
21700.00
D
Performance Share Unit
0.00
2018-12-31
Common Stock
27700.00
27700.00
D
Performance Share Unit
0.00
2019-12-31
Common Stock
18100.00
18100.00
D
Phantom Shares
Common Stock
30631.6392
30631.6392
D
Restricted Share Unit
0.00
2016-02-23
2016-02-23
Common Stock
27300.00
27300.00
D
Restricted Share Unit
0.00
2017-02-20
2017-02-20
Common Stock
8100.00
8100.00
D
Restricted Share Unit
0.00
2018-02-18
2018-02-18
Common Stock
8700.00
8700.00
D
Restricted Share Unit
0.00
2019-02-17
2019-02-17
Common Stock
11100.00
11100.00
D
Restricted Share Unit
0.00
2020-02-15
2020-02-15
Common Stock
7200.00
7200.00
D
Restricted Share Unit
0.00
2019-02-17
2026-02-17
Common Stock
11100.00
11100.00
D
Stock Options (Right to Buy)
15.16
2012-02-24
2021-02-24
Common Stock
32300.00
32300.00
D
Stock Options (Right to Buy)
14.27
2018-02-15
2027-02-15
Common Stock
21600.00
21600.00
D
Stock Options (Right to Buy)
13.09
2015-02-20
2024-02-20
Common Stock
16700.00
16700.00
D
Stock Options (Right to Buy)
12.33
2016-02-18
2025-02-18
Common Stock
18800.00
18800.00
D
Stock Options (Right to Buy)
9.60
2017-02-17
2026-02-17
Common Stock
32500.00
32500.00
D
Stock Options (Right to Buy)
8.25
2011-02-25
2020-02-25
Common Stock
35000.00
35000.00
D
Stock Options (Right to Buy)
6.84
2013-02-23
2022-02-23
Common Stock
36100.00
36100.00
D
Stock Options (Right to Buy)
5.29
2014-02-21
2023-02-21
Common Stock
57300.00
57300.00
D
Stock Options (Right to Buy)
1.37
2010-02-25
2019-02-25
Common Stock
35000.00
35000.00
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Duesenberg.
Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
/s/ Richard Shuttie, Treasurer, by Power of Attorney
2018-01-10