0001562180-18-000112.txt : 20180103
0001562180-18-000112.hdr.sgml : 20180103
20180103163654
ACCESSION NUMBER: 0001562180-18-000112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171229
FILED AS OF DATE: 20180103
DATE AS OF CHANGE: 20180103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Peter T
CENTRAL INDEX KEY: 0001358620
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00584
FILM NUMBER: 18505886
MAIL ADDRESS:
STREET 1: 1000 LAKESIDE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FERRO CORP
CENTRAL INDEX KEY: 0000035214
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 340217820
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
BUSINESS PHONE: 216-875-5458
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2017-12-29
false
0000035214
FERRO CORP
FOE
0001358620
Thomas Peter T
C/O FERRO CORPORATION
6060 PARKLAND BOULEVARD
MAYFIELD HEIGHTS
OH
44124
true
true
false
false
Chairman, President and CEO
Common Stock
2017-12-29
4
M
false
100000.00
0.00
A
451976.00
D
Common Stock
2017-12-29
4
F
false
46450.00
23.56
D
405526.00
D
Common Stock
2018-01-02
4
M
false
20033.00
1.37
A
425559.00
D
Common Stock
2018-01-02
4
S
false
73583.00
23.5088
D
351976.00
D
Common Stock
1172.797
I
Investment Savings Plan
Restricted Stock Units
0.00
2017-12-29
4
M
false
100000.00
0.00
D
2017-12-29
2017-12-29
Common Stock
100000.00
0.00
D
Stock Options (Right to Buy)
1.37
2018-01-02
4
M
false
20033.00
0.00
D
2010-02-25
2019-02-25
Common Stock
20033.00
0.00
D
Performance Share Unit
0.00
2017-12-31
Common Stock
124200.00
124200.00
D
Performance Share Unit
0.00
2018-12-31
Common Stock
158200.00
158200.00
D
Performance Share Unit
0.00
2019-12-31
Common Stock
103500.00
103500.00
D
Phantom Shares
Common Stock
107605.7895
107605.7895
D
Restricted Share Unit
0.00
2016-02-23
2016-02-23
Common Stock
32800.00
32800.00
D
Restricted Share Unit
0.00
2016-04-24
2016-04-24
Common Stock
17480.00
17480.00
D
Restricted Share Unit
0.00
2017-02-20
2017-02-20
Common Stock
46100.00
46100.00
D
Restricted Share Unit
0.00
2018-02-18
2018-02-18
Common Stock
49700.00
49700.00
D
Restricted Share Unit
0.00
2019-02-17
2019-02-17
Common Stock
63300.00
63300.00
D
Restricted Share Unit
0.00
2020-02-15
2020-02-15
Common Stock
41400.00
41400.00
D
Stock Options (Right to Buy)
15.16
2012-02-24
2021-02-24
Common Stock
38000.00
38000.00
D
Stock Options (Right to Buy)
14.27
2018-02-15
2027-02-15
Common Stock
123300.00
123300.00
D
Stock Options (Right to Buy)
13.09
2015-02-20
2024-02-20
Common Stock
95300.00
95300.00
D
Stock Options (Right to Buy)
12.33
2016-02-18
2025-02-18
Common Stock
107300.00
107300.00
D
Stock Options (Right to Buy)
9.60
2017-02-17
2026-02-17
Common Stock
185700.00
185700.00
D
Stock Options (Right to Buy)
8.25
2011-02-25
2020-02-25
Common Stock
45000.00
45000.00
D
Stock Options (Right to Buy)
7.02
2014-04-24
2023-04-24
Common Stock
98800.00
98800.00
D
Stock Options (Right to Buy)
6.84
2013-02-23
2022-02-23
Common Stock
45500.00
45500.00
D
Stock Options (Right to Buy)
5.29
2014-02-21
2023-02-21
Common Stock
68800.00
68800.00
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Thomas.
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $23.5003-$23.645. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Restricted Stock Units converted to shares of Common Stock on a one-for-one basis upon vesting.
Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
/s/ Richard Shuttie, Treasurer, by Power of Attorney
2018-01-03