0001562180-17-003878.txt : 20171214 0001562180-17-003878.hdr.sgml : 20171214 20171214163916 ACCESSION NUMBER: 0001562180-17-003878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171213 FILED AS OF DATE: 20171214 DATE AS OF CHANGE: 20171214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barna James CENTRAL INDEX KEY: 0001683778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00584 FILM NUMBER: 171256618 MAIL ADDRESS: STREET 1: C/O FERRO CORPORATION 6060 PARKLAND BLVD STREET 2: SUITE 250 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FERRO CORP CENTRAL INDEX KEY: 0000035214 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 340217820 STATE OF INCORPORATION: OH FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 216-875-5458 MAIL ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-12-13 false 0000035214 FERRO CORP FOE 0001683778 Barna James 6060 PARKLAND BLVD. SUITE 250 MAYFIELD HEIGHTS OH 44124 false true false false Chief Accounting Officer Common Stock 2017-12-13 4 M false 633.00 9.60 A 8428.00 D Common Stock 2017-12-13 4 M false 2200.00 13.09 A 10628.00 D Common Stock 2017-12-13 4 M false 1500.00 6.84 A 12128.00 D Common Stock 2017-12-13 4 M false 1667.00 12.33 A 13795.00 D Common Stock 2017-12-13 4 M false 6000.00 5.29 A 19795.00 D Common Stock 2017-12-13 4 S false 1500.00 23.3907 D 18295.00 D Common Stock 2017-12-13 4 S false 633.00 23.355 D 17662.00 D Common Stock 2017-12-13 4 S false 2200.00 23.3534 D 15462.00 D Common Stock 2017-12-13 4 S false 6000.00 23.3721 D 9462.00 D Common Stock 2017-12-13 4 S false 1667.00 23.355 D 7795.00 D Stock Options (Right to Buy) 13.09 2017-12-13 4 M false 2200.00 0.00 D 2015-02-20 2024-02-20 Common Stock 2200.00 0.00 D Stock Options (Right to Buy) 12.33 2017-12-13 4 M false 1667.00 0.00 D 2016-02-18 2025-02-18 Common Stock 1667.00 833.00 D Stock Options (Right to Buy) 9.60 2017-12-13 4 M false 633.00 0.00 D 2017-02-17 2026-02-17 Common Stock 633.00 3667.00 D Stock Options (Right to Buy) 6.84 2017-12-13 4 M false 1500.00 0.00 D 2013-02-23 2022-02-23 Common Stock 1500.00 0.00 D Stock Options (Right to Buy) 5.29 2017-12-13 4 M false 6000.00 0.00 D 2014-02-21 2023-02-21 Common Stock 6000.00 0.00 D Performance Share Unit 0.00 2017-12-31 Common Stock 2900.00 2900.00 D Performance Share Unit 0.00 2018-12-31 Common Stock 3700.00 3700.00 D Performance Share Unit 0.00 2019-12-31 Common Stock 3500.00 3500.00 D Phantom Shares Common Stock 1464.8198 1464.8198 D Restricted Share Unit 0.00 2016-02-21 2016-02-21 Common Stock 2900.00 2900.00 D Restricted Share Unit 0.00 2018-02-18 2018-02-18 Common Stock 1200.00 1200.00 D Restricted Share Unit 0.00 2019-02-17 2019-02-17 Common Stock 1500.00 1500.00 D Restricted Share Unit 0.00 2020-02-15 2020-02-15 Common Stock 1400.00 1400.00 D Stock Options (Right to Buy) 14.27 2018-02-15 2027-02-15 Common Stock 4100.00 4100.00 D This transaction was executed in multiple trades at prices ranging from $23.39 USD to $23.40 USD; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $23.35 USD to $23.355 USD; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $23.35 USD to $23.40 USD; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $23.355 USD to $23.355 USD; the price reported above reflects the weighted average sale price. Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. /s/ Mark Duesenberg,Vice President, General Counsel & Secretary, by Power of Attorney 2017-12-14