0001562180-17-003878.txt : 20171214
0001562180-17-003878.hdr.sgml : 20171214
20171214163916
ACCESSION NUMBER: 0001562180-17-003878
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171213
FILED AS OF DATE: 20171214
DATE AS OF CHANGE: 20171214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barna James
CENTRAL INDEX KEY: 0001683778
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00584
FILM NUMBER: 171256618
MAIL ADDRESS:
STREET 1: C/O FERRO CORPORATION 6060 PARKLAND BLVD
STREET 2: SUITE 250
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FERRO CORP
CENTRAL INDEX KEY: 0000035214
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 340217820
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
BUSINESS PHONE: 216-875-5458
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
primarydocument.xml
PRIMARY DOCUMENT
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2017-12-13
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0000035214
FERRO CORP
FOE
0001683778
Barna James
6060 PARKLAND BLVD.
SUITE 250
MAYFIELD HEIGHTS
OH
44124
false
true
false
false
Chief Accounting Officer
Common Stock
2017-12-13
4
M
false
633.00
9.60
A
8428.00
D
Common Stock
2017-12-13
4
M
false
2200.00
13.09
A
10628.00
D
Common Stock
2017-12-13
4
M
false
1500.00
6.84
A
12128.00
D
Common Stock
2017-12-13
4
M
false
1667.00
12.33
A
13795.00
D
Common Stock
2017-12-13
4
M
false
6000.00
5.29
A
19795.00
D
Common Stock
2017-12-13
4
S
false
1500.00
23.3907
D
18295.00
D
Common Stock
2017-12-13
4
S
false
633.00
23.355
D
17662.00
D
Common Stock
2017-12-13
4
S
false
2200.00
23.3534
D
15462.00
D
Common Stock
2017-12-13
4
S
false
6000.00
23.3721
D
9462.00
D
Common Stock
2017-12-13
4
S
false
1667.00
23.355
D
7795.00
D
Stock Options (Right to Buy)
13.09
2017-12-13
4
M
false
2200.00
0.00
D
2015-02-20
2024-02-20
Common Stock
2200.00
0.00
D
Stock Options (Right to Buy)
12.33
2017-12-13
4
M
false
1667.00
0.00
D
2016-02-18
2025-02-18
Common Stock
1667.00
833.00
D
Stock Options (Right to Buy)
9.60
2017-12-13
4
M
false
633.00
0.00
D
2017-02-17
2026-02-17
Common Stock
633.00
3667.00
D
Stock Options (Right to Buy)
6.84
2017-12-13
4
M
false
1500.00
0.00
D
2013-02-23
2022-02-23
Common Stock
1500.00
0.00
D
Stock Options (Right to Buy)
5.29
2017-12-13
4
M
false
6000.00
0.00
D
2014-02-21
2023-02-21
Common Stock
6000.00
0.00
D
Performance Share Unit
0.00
2017-12-31
Common Stock
2900.00
2900.00
D
Performance Share Unit
0.00
2018-12-31
Common Stock
3700.00
3700.00
D
Performance Share Unit
0.00
2019-12-31
Common Stock
3500.00
3500.00
D
Phantom Shares
Common Stock
1464.8198
1464.8198
D
Restricted Share Unit
0.00
2016-02-21
2016-02-21
Common Stock
2900.00
2900.00
D
Restricted Share Unit
0.00
2018-02-18
2018-02-18
Common Stock
1200.00
1200.00
D
Restricted Share Unit
0.00
2019-02-17
2019-02-17
Common Stock
1500.00
1500.00
D
Restricted Share Unit
0.00
2020-02-15
2020-02-15
Common Stock
1400.00
1400.00
D
Stock Options (Right to Buy)
14.27
2018-02-15
2027-02-15
Common Stock
4100.00
4100.00
D
This transaction was executed in multiple trades at prices ranging from $23.39 USD to $23.40 USD; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $23.35 USD to $23.355 USD; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $23.35 USD to $23.40 USD; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $23.355 USD to $23.355 USD; the price reported above reflects the weighted average sale price.
Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
/s/ Mark Duesenberg,Vice President, General Counsel & Secretary, by Power of Attorney
2017-12-14