-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P+zRavrNJu1CkvNUrUKN18IdYphyvjFVRTETviUouddhd5jU+xOmT85u5LPj4sgd rg1PPYsfvrZ7u9SU10CwyA== 0001187007-02-000004.txt : 20021210 0001187007-02-000004.hdr.sgml : 20021210 20021210153940 ACCESSION NUMBER: 0001187007-02-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021210 FILED AS OF DATE: 20021210 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GEORGE THOMAS D CENTRAL INDEX KEY: 0001187007 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: FERRO CORPORATION STREET 2: 1000 LAKESIDE AVE CITY: CLEVELAND STATE: OH ZIP: 44114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FERRO CORP CENTRAL INDEX KEY: 0000035214 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 340217820 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00584 FILM NUMBER: 02853592 BUSINESS ADDRESS: STREET 1: 1000 LAKESIDE AVE CITY: CLEVELAND STATE: OH ZIP: 44114-1183 BUSINESS PHONE: 2166418580 MAIL ADDRESS: STREET 1: 1000 LAKESIDE AVE CITY: CLEVELAND STATE: OH ZIP: 44144-1183 4 1 georgeform4121002.txt GEORGE CASHLESS OPTION EXERCISE 121002 1. Name and Address of Reporting Person George, D. Thomas 1000 Lakeside Avenue Cleveland, OH 44114-1147 USA 2. Issuer Name and Ticker or Trading Symbol Ferro Corp (FOE) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 12/12/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner ( ) Officer (give title below) (X) Other (specify below) Treasurer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+------------------------------+----------+----------+---------+--------------------------+--------------+-----------+------------+ |1. Title of Security |2. Trans- |2A.Execu- |3. Trans-|4. Securities Acquired (A)|5. Amount of |6. Owner- |7. Nature | | | action | action | action| or Disposed of (D) |Securities | ship | of In- | | | Date | Date | Code | |Beneficially | Form: | direct | | | | | | |Owned | Direct | Bene- | | | (Month/ | (Month/ | | |Following | (D) or | ficial | | | Day/ | Day/ +-----+---+-----------+---+----------+Reported | Indirect| Owner- | | | Year) | Year) |Code |V |Amount |A/D|Price |Transaction(s)| (I) | ship | +------------------------------+----------+----------+-----+---+-----------+---+----------+--------------+-----------+------------+ Common Stock 12/10/2002 M 2250 A $19.5833 D Common Stock 12/10/2002 S -150 D $23.8200 D Common Stock 12/10/2002 S -200 D $23.8100 D Common Stock 12/10/2002 S -1900 D $23.8000 8284 D Common Stock 636.7585 I ESOP Trust Common Stock - Restricted 5500 D Common Stock - Supp Exec 153.4391 D Defined
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+----------+--------+-------+-------+---------+-----------+---------------------+----------------+----------+-------+-------+------+ |1. |2. |3. |3A. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | | |Number |Owner- | | | | | | | | | | | |of |ship | | | | | | | | | | | |Deriv- |Form of| | | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | | |of Underlying | |Secur- |ative |Nature| | |Conver- |Trans- |Execu- | |Number of | |Securities | |ities |Secur- |of | | |sion or |action |tion | |Derivative |Date Exercisable +-------+--------+ |Benefi-|ity: |In- | | |Exercise|Date |Date | |Securities |and Expiration Date | |Amount | |cially |Direct |direct| | |Price of| | |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |(Month/|(Month/|tion Code|Disposed(D)+----------+----------+ |Number |Price of | |In- |ficial| |Derivative|ative | Day/ | Day/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative| |direct |Owner-| |Security |Security|Year) |Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security | |(I) |ship | +----------+--------+-------+-------+------+--+-----+-----+----------+----------+-------+--------+----------+-------+-------+------+ Stock $14.3333 12/13/2001 Common 2250 D Options Stock (Right to buy) Stock $15.75 01/17/2006 Common 5250 D Options Stock (Right to buy) Stock $16 01/18/2005 Common 3000 D Options Stock (Right to buy) Stock $18.5 02/11/2010 Common 4000 D Options Stock (Right to buy) Stock $19.5 01/17/2007 Common 6600 D Options Stock (Right to buy) Stock $19.5833 12/10/2 M 2250 01/19/1994 01/19/2003 Common 2250 $19.5833 0 D Options 002 Stock (Right to buy) Stock $21.0625 02/25/2009 Common 2150 D Options Stock (Right to buy) Stock $22.6667 01/28/2004 Common 3000 D Options Stock (Right to buy) Stock $22.9375 01/13/2008 Common 4400 D Options Stock (Right to buy) Stock $23.6 02/09/2011 Common 4000 D Options Stock (Right to buy) Stock $25.5 02/11/2012 Common 3000 D Options Stock (Right to buy) ESOP 46.375 Common 1710.45 I ESOP Convertible Stock 15 Trust Preferred Explanation of Responses:
SIGNATURE OF REPORTING PERSON /s/ D. Thomas George DATE 12/10/2002 -----END PRIVACY-ENHANCED MESSAGE-----