0001127602-17-008239.txt : 20170224
0001127602-17-008239.hdr.sgml : 20170224
20170224164148
ACCESSION NUMBER: 0001127602-17-008239
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170223
FILED AS OF DATE: 20170224
DATE AS OF CHANGE: 20170224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FERRO CORP
CENTRAL INDEX KEY: 0000035214
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 340217820
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
BUSINESS PHONE: 216-875-5458
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bingle John
CENTRAL INDEX KEY: 0001433580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00584
FILM NUMBER: 17637983
MAIL ADDRESS:
STREET 1: C/O FERRO CORPORATION
STREET 2: 1000 LAKESIDE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-23
0000035214
FERRO CORP
FOE
0001433580
Bingle John
6060 PARKLAND BOULEVARD
MAYFIELD HEIGHTS
OH
44124
1
Treasurer
Common Stock
2017-02-23
4
M
0
2300
A
20547
D
Common Stock
2017-02-23
4
F
0
656
14.25
D
19891
D
Common Stock
10.8345
I
Investment Savings Plan
Restricted Share Unit
0
2017-02-23
4
M
0
2300
D
2015-02-23
2015-02-23
Common Stock
2300
0
D
Performance Share Unit
0
2016-12-31
Common Stock
2300
2300
D
Performance Share Unit
0
2019-12-31
Common Stock
2100
2100
D
Performance Share Unit
0
2017-12-31
Common Stock
2500
2500
D
Performance Share Unit
0
2018-12-31
Common Stock
3200
3200
D
Phantom Shares
Common Stock
2539.7297
2539.7297
D
Restricted Share Unit
0
2017-02-20
2017-02-20
Common Stock
0
0
D
Restricted Share Unit
0
2019-02-17
2019-02-17
Common Stock
1300
1300
D
Restricted Share Unit
0
2020-02-15
2020-02-15
Common Stock
800
800
D
Restricted Share Unit
0
2016-02-23
2016-02-23
Common Stock
2500
2500
D
Restricted Share Unit
0
2018-02-18
2018-02-18
Common Stock
1000
1000
D
Stock Options (Right to Buy)
17.26
2009-02-28
2018-02-28
Common Stock
3500
3500
D
Stock Options (Right to Buy)
8.25
2011-02-25
2020-02-25
Common Stock
2625
2625
D
Stock Options (Right to Buy)
1.37
2010-02-25
2019-02-25
Common Stock
1751
1751
D
Stock Options (Right to Buy)
15.16
2012-02-24
2021-02-24
Common Stock
6500
6500
D
Stock Options (Right to Buy)
6.84
2013-02-23
2022-02-23
Common Stock
4800
4800
D
Stock Options (Right to Buy)
5.29
2014-02-21
2023-02-21
Common Stock
5300
5300
D
Stock Options (Right to Buy)
13.09
2015-02-20
2024-02-20
Common Stock
1900
1900
D
Stock Options (Right to Buy)
12.33
2016-02-18
2025-02-18
Common Stock
2100
2100
D
Stock Options (Right to Buy)
9.60
2017-02-17
2026-02-17
Common Stock
3700
3700
D
Stock Options (Right to Buy)
14.27
2018-02-15
2027-02-15
Common Stock
2500
2500
D
Restricted share units convert into Common Stock on a one-to-one basis.
The date reflected in Table II as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, the Restricted Share Units are subject to an additional two-year holding period. The Transaction Date reported In Tables I and II is the date the holding period expired and the Restricted Share Units were settled and shares of Common Stock delivered.
Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
/s/ John T. Bingle, Treasurer, by Power of Attorney
2017-02-24