0001127602-17-008239.txt : 20170224 0001127602-17-008239.hdr.sgml : 20170224 20170224164148 ACCESSION NUMBER: 0001127602-17-008239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FERRO CORP CENTRAL INDEX KEY: 0000035214 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 340217820 STATE OF INCORPORATION: OH FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 216-875-5458 MAIL ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bingle John CENTRAL INDEX KEY: 0001433580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00584 FILM NUMBER: 17637983 MAIL ADDRESS: STREET 1: C/O FERRO CORPORATION STREET 2: 1000 LAKESIDE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-23 0000035214 FERRO CORP FOE 0001433580 Bingle John 6060 PARKLAND BOULEVARD MAYFIELD HEIGHTS OH 44124 1 Treasurer Common Stock 2017-02-23 4 M 0 2300 A 20547 D Common Stock 2017-02-23 4 F 0 656 14.25 D 19891 D Common Stock 10.8345 I Investment Savings Plan Restricted Share Unit 0 2017-02-23 4 M 0 2300 D 2015-02-23 2015-02-23 Common Stock 2300 0 D Performance Share Unit 0 2016-12-31 Common Stock 2300 2300 D Performance Share Unit 0 2019-12-31 Common Stock 2100 2100 D Performance Share Unit 0 2017-12-31 Common Stock 2500 2500 D Performance Share Unit 0 2018-12-31 Common Stock 3200 3200 D Phantom Shares Common Stock 2539.7297 2539.7297 D Restricted Share Unit 0 2017-02-20 2017-02-20 Common Stock 0 0 D Restricted Share Unit 0 2019-02-17 2019-02-17 Common Stock 1300 1300 D Restricted Share Unit 0 2020-02-15 2020-02-15 Common Stock 800 800 D Restricted Share Unit 0 2016-02-23 2016-02-23 Common Stock 2500 2500 D Restricted Share Unit 0 2018-02-18 2018-02-18 Common Stock 1000 1000 D Stock Options (Right to Buy) 17.26 2009-02-28 2018-02-28 Common Stock 3500 3500 D Stock Options (Right to Buy) 8.25 2011-02-25 2020-02-25 Common Stock 2625 2625 D Stock Options (Right to Buy) 1.37 2010-02-25 2019-02-25 Common Stock 1751 1751 D Stock Options (Right to Buy) 15.16 2012-02-24 2021-02-24 Common Stock 6500 6500 D Stock Options (Right to Buy) 6.84 2013-02-23 2022-02-23 Common Stock 4800 4800 D Stock Options (Right to Buy) 5.29 2014-02-21 2023-02-21 Common Stock 5300 5300 D Stock Options (Right to Buy) 13.09 2015-02-20 2024-02-20 Common Stock 1900 1900 D Stock Options (Right to Buy) 12.33 2016-02-18 2025-02-18 Common Stock 2100 2100 D Stock Options (Right to Buy) 9.60 2017-02-17 2026-02-17 Common Stock 3700 3700 D Stock Options (Right to Buy) 14.27 2018-02-15 2027-02-15 Common Stock 2500 2500 D Restricted share units convert into Common Stock on a one-to-one basis. The date reflected in Table II as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, the Restricted Share Units are subject to an additional two-year holding period. The Transaction Date reported In Tables I and II is the date the holding period expired and the Restricted Share Units were settled and shares of Common Stock delivered. Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. /s/ John T. Bingle, Treasurer, by Power of Attorney 2017-02-24