0001127602-17-008236.txt : 20170224
0001127602-17-008236.hdr.sgml : 20170224
20170224164007
ACCESSION NUMBER: 0001127602-17-008236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170223
FILED AS OF DATE: 20170224
DATE AS OF CHANGE: 20170224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FERRO CORP
CENTRAL INDEX KEY: 0000035214
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 340217820
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
BUSINESS PHONE: 216-875-5458
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duesenberg Mark Hugo
CENTRAL INDEX KEY: 0001445050
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00584
FILM NUMBER: 17637961
MAIL ADDRESS:
STREET 1: 1000 LAKESIDE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-23
0000035214
FERRO CORP
FOE
0001445050
Duesenberg Mark Hugo
6060 PARKLAND BOULEVARD
MAYFIELD HEIGHTS
OH
44124
1
General Counsel
Common Stock
2017-02-23
4
M
0
16800
A
135514
D
Common Stock
2017-02-23
4
F
0
4788
14.25
D
130726
D
Restricted Share Unit
0
2017-02-23
4
M
0
16800
D
2015-02-23
2015-02-23
Common Stock
16800
0
D
Performance Share Unit
0
2016-12-31
Common Stock
20100
20100
D
Performance Share Unit
0
2019-12-31
Common Stock
18100
18100
D
Performance Share Unit
0
2017-12-31
Common Stock
21700
21700
D
Performance Share Unit
0
2018-12-31
Common Stock
27700
27700
D
Phantom Shares
Common Stock
28178.1836
28178.1836
D
Restricted Share Unit
0
2017-02-20
2017-02-20
Common Stock
8100
8100
D
Restricted Share Unit
0
2019-02-17
2019-02-17
Common Stock
11100
11100
D
Restricted Share Unit
0
2020-02-15
2020-02-15
Common Stock
7200
7200
D
Restricted Share Unit
0
2016-02-23
2016-02-23
Common Stock
27300
27300
D
Restricted Share Unit
0
2018-02-18
2018-02-18
Common Stock
8700
8700
D
Stock Options (Right to Buy)
21.28
2009-09-17
2018-09-17
Common Stock
25000
25000
D
Stock Options (Right to Buy)
8.25
2011-02-25
2020-02-25
Common Stock
35000
35000
D
Stock Options (Right to Buy)
1.37
2010-02-25
2019-02-25
Common Stock
35000
35000
D
Stock Options (Right to Buy)
15.16
2012-02-24
2021-02-24
Common Stock
32300
32300
D
Stock Options (Right to Buy)
6.84
2013-02-23
2022-02-23
Common Stock
36100
36100
D
Stock Options (Right to Buy)
5.29
2014-02-21
2023-02-21
Common Stock
57300
57300
D
Stock Options (Right to Buy)
13.09
2015-02-20
2024-02-20
Common Stock
16700
16700
D
Stock Options (Right to Buy)
12.33
2016-02-18
2025-02-18
Common Stock
18800
18800
D
Stock Options (Right to Buy)
9.60
2017-02-17
2026-02-17
Common Stock
32500
32500
D
Stock Options (Right to Buy)
14.27
2018-02-15
2027-02-15
Common Stock
21600
21600
D
Restricted share units convert into Common Stock on a one-to-one basis.
The date reflected in Table II as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, the Restricted Share Units are subject to an additional two-year holding period. The Transaction Date reported In Tables I and II is the date the holding period expired and the Restricted Share Units were settled and shares of Common Stock delivered.
Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
/s/ John T. Bingle, Treasurer, by Power of Attorney
2017-02-24