0001127602-17-006935.txt : 20170217 0001127602-17-006935.hdr.sgml : 20170217 20170217162222 ACCESSION NUMBER: 0001127602-17-006935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FERRO CORP CENTRAL INDEX KEY: 0000035214 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 340217820 STATE OF INCORPORATION: OH FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 216-875-5458 MAIL ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duesenberg Mark Hugo CENTRAL INDEX KEY: 0001445050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00584 FILM NUMBER: 17621671 MAIL ADDRESS: STREET 1: 1000 LAKESIDE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-15 0000035214 FERRO CORP FOE 0001445050 Duesenberg Mark Hugo 6060 PARKLAND BOULEVARD MAYFIELD HEIGHTS OH 44124 1 General Counsel Common Stock 118714 D Stock Options (Right to Buy) 14.27 2017-02-15 4 A 0 21600 0 A 2018-02-15 2027-02-15 Common Stock 21600 21600 D Restricted Share Unit 0 2017-02-15 4 A 0 7200 0 A 2020-02-15 2020-02-15 Common Stock 7200 7200 D Performance Share Unit 0 2017-02-15 4 A 0 18100 0 A 2019-12-31 Common Stock 18100 18100 D Performance Share Unit 0 2016-12-31 Common Stock 20100 20100 D Performance Share Unit 0 2017-12-31 Common Stock 21700 21700 D Performance Share Unit 0 2018-12-31 Common Stock 27700 27700 D Phantom Shares Common Stock 28178.1836 28178.1836 D Restricted Share Unit 0 2017-02-20 2017-02-20 Common Stock 8100 8100 D Restricted Share Unit 0 2019-02-17 2019-02-17 Common Stock 11100 11100 D Restricted Share Unit 0 2015-02-23 2015-02-23 Common Stock 16800 16800 D Restricted Share Unit 0 2016-02-23 2016-02-23 Common Stock 27300 27300 D Restricted Share Unit 0 2018-02-18 2018-02-18 Common Stock 8700 8700 D Stock Options (Right to Buy) 21.28 2009-09-17 2018-09-17 Common Stock 25000 25000 D Stock Options (Right to Buy) 8.25 2011-02-25 2020-02-25 Common Stock 35000 35000 D Stock Options (Right to Buy) 1.37 2010-02-25 2019-02-25 Common Stock 35000 35000 D Stock Options (Right to Buy) 15.16 2012-02-24 2021-02-24 Common Stock 32300 32300 D Stock Options (Right to Buy) 6.84 2013-02-23 2022-02-23 Common Stock 36100 36100 D Stock Options (Right to Buy) 5.29 2014-02-21 2023-02-21 Common Stock 57300 57300 D Stock Options (Right to Buy) 13.09 2015-02-20 2024-02-20 Common Stock 16700 16700 D Stock Options (Right to Buy) 12.33 2016-02-18 2025-02-18 Common Stock 18800 18800 D Stock Options (Right to Buy) 9.60 2017-02-17 2026-02-17 Common Stock 32500 32500 D The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. /s/ John T. Bingle, Treasurer, by Power of Attorney 2017-02-17