0001127602-16-043205.txt : 20160224 0001127602-16-043205.hdr.sgml : 20160224 20160224172851 ACCESSION NUMBER: 0001127602-16-043205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160222 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FERRO CORP CENTRAL INDEX KEY: 0000035214 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 340217820 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 216-875-5458 MAIL ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Peter T CENTRAL INDEX KEY: 0001358620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00584 FILM NUMBER: 161453066 MAIL ADDRESS: STREET 1: 1000 LAKESIDE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-22 0000035214 FERRO CORP FOE 0001358620 Thomas Peter T C/O FERRO CORPORATION 6060 PARKLAND BOULEVARD MAYFIELD HEIGHTS OH 44124 1 1 Chairman, President and CEO Common Stock 2016-02-22 4 M 0 141052 A 280870 D Common Stock 1174.6326 I Investment Savings Plan Performance Share Unit 0 2016-02-22 4 M 0 141052 D 2015-12-31 Common Stock 141052 0 D Performance Share Unit 0 2016-12-31 Common Stock 115100 115100 D Performance Share Unit 0 2017-12-31 Common Stock 124200 124200 D Performance Share Unit 0 2018-12-31 Common Stock 158200 158200 D Phantom Shares Common Stock 93828.4774 93828.4774 D Restricted Share Unit 0 2016-04-24 2016-04-24 Common Stock 17480 17480 D Restricted Share Unit 0 2017-02-20 2017-02-20 Common Stock 46100 46100 D Restricted Share Unit 0 2017-12-29 2017-12-29 Common Stock 100000 100000 D Restricted Share Unit 0 2015-02-23 2015-02-23 Common Stock 21200 21200 D Restricted Share Unit 0 2016-02-23 2016-02-23 Common Stock 32800 32800 D Restricted Share Unit 0 2018-02-18 2018-02-18 Common Stock 49700 49700 D Restricted Share Unit 0 2019-02-17 2026-02-17 Common Stock 63300 63300 D Stock Options (Right to Buy) 21.99 2008-02-06 2017-02-06 Common Stock 25000 25000 D Stock Options (Right to Buy) 17.26 2009-02-28 2018-02-28 Common Stock 25000 25000 D Stock Options (Right to Buy) 8.25 2011-02-25 2020-02-25 Common Stock 45000 45000 D Stock Options (Right to Buy) 7.02 2014-04-24 2023-04-24 Common Stock 98800 98800 D Stock Options (Right to Buy) 1.37 2010-02-25 2019-02-25 Common Stock 20033 20033 D Stock Options (Right to Buy) 15.16 2012-02-24 2021-02-24 Common Stock 38000 38000 D Stock Options (Right to Buy) 6.84 2013-02-23 2022-02-23 Common Stock 45500 45500 D Stock Options (Right to Buy) 5.29 2014-02-21 2023-02-21 Common Stock 68800 68800 D Stock Options (Right to Buy) 13.09 2015-02-20 2024-02-20 Common Stock 95300 95300 D Stock Options (Right to Buy) 12.33 2016-02-18 2025-02-18 Common Stock 107300 107300 D Stock Options (Right to Buy) 9.60 2017-02-17 2026-02-17 Common Stock 185700 185700 D Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. The remaining 59,078 Performance Share Units of the original grants were forfeited. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. /s/ John T. Bingle, Treasurer, by Power of Attorney 2016-02-24