0001127602-16-043205.txt : 20160224
0001127602-16-043205.hdr.sgml : 20160224
20160224172851
ACCESSION NUMBER: 0001127602-16-043205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160222
FILED AS OF DATE: 20160224
DATE AS OF CHANGE: 20160224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FERRO CORP
CENTRAL INDEX KEY: 0000035214
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 340217820
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
BUSINESS PHONE: 216-875-5458
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Peter T
CENTRAL INDEX KEY: 0001358620
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00584
FILM NUMBER: 161453066
MAIL ADDRESS:
STREET 1: 1000 LAKESIDE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-02-22
0000035214
FERRO CORP
FOE
0001358620
Thomas Peter T
C/O FERRO CORPORATION
6060 PARKLAND BOULEVARD
MAYFIELD HEIGHTS
OH
44124
1
1
Chairman, President and CEO
Common Stock
2016-02-22
4
M
0
141052
A
280870
D
Common Stock
1174.6326
I
Investment Savings Plan
Performance Share Unit
0
2016-02-22
4
M
0
141052
D
2015-12-31
Common Stock
141052
0
D
Performance Share Unit
0
2016-12-31
Common Stock
115100
115100
D
Performance Share Unit
0
2017-12-31
Common Stock
124200
124200
D
Performance Share Unit
0
2018-12-31
Common Stock
158200
158200
D
Phantom Shares
Common Stock
93828.4774
93828.4774
D
Restricted Share Unit
0
2016-04-24
2016-04-24
Common Stock
17480
17480
D
Restricted Share Unit
0
2017-02-20
2017-02-20
Common Stock
46100
46100
D
Restricted Share Unit
0
2017-12-29
2017-12-29
Common Stock
100000
100000
D
Restricted Share Unit
0
2015-02-23
2015-02-23
Common Stock
21200
21200
D
Restricted Share Unit
0
2016-02-23
2016-02-23
Common Stock
32800
32800
D
Restricted Share Unit
0
2018-02-18
2018-02-18
Common Stock
49700
49700
D
Restricted Share Unit
0
2019-02-17
2026-02-17
Common Stock
63300
63300
D
Stock Options (Right to Buy)
21.99
2008-02-06
2017-02-06
Common Stock
25000
25000
D
Stock Options (Right to Buy)
17.26
2009-02-28
2018-02-28
Common Stock
25000
25000
D
Stock Options (Right to Buy)
8.25
2011-02-25
2020-02-25
Common Stock
45000
45000
D
Stock Options (Right to Buy)
7.02
2014-04-24
2023-04-24
Common Stock
98800
98800
D
Stock Options (Right to Buy)
1.37
2010-02-25
2019-02-25
Common Stock
20033
20033
D
Stock Options (Right to Buy)
15.16
2012-02-24
2021-02-24
Common Stock
38000
38000
D
Stock Options (Right to Buy)
6.84
2013-02-23
2022-02-23
Common Stock
45500
45500
D
Stock Options (Right to Buy)
5.29
2014-02-21
2023-02-21
Common Stock
68800
68800
D
Stock Options (Right to Buy)
13.09
2015-02-20
2024-02-20
Common Stock
95300
95300
D
Stock Options (Right to Buy)
12.33
2016-02-18
2025-02-18
Common Stock
107300
107300
D
Stock Options (Right to Buy)
9.60
2017-02-17
2026-02-17
Common Stock
185700
185700
D
Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
The remaining 59,078 Performance Share Units of the original grants were forfeited.
Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
/s/ John T. Bingle, Treasurer, by Power of Attorney
2016-02-24