EX-99.(H-12) 9 d792805dex99h12.htm AMENDMENT TO TRANSFER AGENCY AGREEMENT Amendment to Transfer Agency Agreement

AMENDMENT AGREEMENT

THIS AMENDMENT AGREEMENT (this “Amendment”) is made by The Alger Funds, The Alger Institutional Fund, The Alger Portfolios, The Alger Funds II, and Alger Global Focus Fund (collectively, the “Trusts”); Fred Alger Management, LLC (“Adviser”); UMB Fund Services, Inc. (“UMBFS”); and UMB Distribution Services, LLC (“UMBDS”).

WHEREAS, the Trusts and UMBFS entered into a Transfer Agency Agreement dated October 5, 2019 and a Blue Sky Filing Services Agreement dated November 1, 2019 (together, the “UMBFS Agreements”).

WHEREAS, the Trusts and UMBDS entered into an Inbound Call Management and Fulfilment Services Agreement dated October 5, 2019 (the “UMBDS Agreement”).

WHEREAS, Adviser and UMBDS entered into an Adviser Agreement dated October 5, 2019 (together with the UMBFS Agreements and the UMBDS Agreement, the “Agreements”).

WHEREAS, the parties hereto wish to amend the Agreements as set forth herein by entering into this Amendment.

NOW THEREFORE, for and in consideration of the mutual promises hereinafter set forth, and such other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:

1. Schedule A to each of the Agreements is replaced by Schedule A attached hereto.

2. This Amendment may be executed in any number of counterparts, each of which shall constitute an original but which together shall constitute one instrument.

3. This Amendment shall be governed by and construed in accordance with the laws of the State of Wisconsin, excluding the laws on conflicts of laws.

In witness whereof, the undersigned have executed this Amendment, effective as of March 28, 2024.

 

The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, The Alger Funds II, and Alger Global Focus Fund, each severally and not jointly        Fred Alger Management, LLC
By:  

/s/ Tina Payne

    By:  

/s/ Tina Payne

  Tina Payne, Secretary       Tina Payne, General Counsel
Date:     Date:
UMB Fund Services, Inc.     UMB Distribution Services, LLC
By:  

/s/ Maureen A. Quill

    By:  

/s/ Scott Schulenburg

  Maureen A. Quill, Executive Vice President       Scott Schulenburg, President
Date:     Date:


Amended and Restated

Schedule A

 

Trust

  

Fund Name

Alger Global Focus Fund   
The Alger Funds    Alger Growth & Income Fund
   Alger Capital Appreciation Fund
   Alger Small Cap Focus Fund
   Alger Health Sciences Fund
   Alger International Focus Fund
   Alger Mid Cap Growth Fund
   Alger Small Cap Growth Fund
   Alger 35 Fund
   Alger Mid Cap Focus Fund
   Alger Weatherbie Specialized Growth Fund
   Alger Concentrated Equity Fund
   Alger AI Enablers & Adopters Fund
The Alger Funds II    Alger Emerging Markets Fund
   Alger Dynamic Opportunities Fund
   Alger Responsible Investing Fund
   Alger Spectra Fund
The Alger Institutional Funds    Alger Capital Appreciation Institutional Fund
   Alger Focus Equity Fund
   Alger Mid Cap Growth Institutional Fund
   Alger Small Cap Growth Institutional Fund
The Alger Portfolios    Alger Balanced Portfolio
   Alger Capital Appreciation Portfolio
   Alger Growth & Income Portfolio
   Alger Large Cap Growth Portfolio
   Alger Mid Cap Growth Portfolio
   Alger Small Cap Growth Portfolio