0000921895-20-001681.txt : 20200602 0000921895-20-001681.hdr.sgml : 20200602 20200602172057 ACCESSION NUMBER: 0000921895-20-001681 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200602 FILED AS OF DATE: 20200602 DATE AS OF CHANGE: 20200602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leonetti/O'Connell Family Foundation CENTRAL INDEX KEY: 0001556241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 20938123 BUSINESS ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 225-5303 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M2O, Inc. CENTRAL INDEX KEY: 0001556221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 20938124 BUSINESS ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 225-5303 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IRS Partners No. 19, L.P. CENTRAL INDEX KEY: 0001556235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 20938125 BUSINESS ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 225-5303 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER NAME: FORMER CONFORMED NAME: IRS Partnership No. 19, L.P. DATE OF NAME CHANGE: 20120814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEST FINANCIAL CORPORATION CENTRAL INDEX KEY: 0000351952 STATE OF INCORPORATION: PA FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 20938126 BUSINESS ADDRESS: STREET 1: 1600 BENEDUM-TREES BUILDING STREET 2: 223 FOURTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-391-1466 MAIL ADDRESS: STREET 1: 1600 BENEDUM-TREES BUILDING STREET 2: 223 FOURTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER NAME: FORMER CONFORMED NAME: HARVEST FINANCIAL CORP /BD DATE OF NAME CHANGE: 20020429 FORMER NAME: FORMER CONFORMED NAME: APPALACHIAN INVESTMENT CORP DATE OF NAME CHANGE: 19860908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'CONNELL MICHAEL CENTRAL INDEX KEY: 0001539145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 20938127 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michael F. O'Connell & Margo L. O'Connell Revocable Trust CENTRAL INDEX KEY: 0001556184 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 20938128 BUSINESS ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 225-5303 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vizi Bradley CENTRAL INDEX KEY: 0001556313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 20938129 MAIL ADDRESS: STREET 1: 10390 WILSHIRE BLVD STREET 2: SUITE 406 CITY: LOS ANGELES STATE: CA ZIP: 90024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RCM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000700841 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 951480559 STATE OF INCORPORATION: NV FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 2500 MCCLELLAN AVENUE STREET 2: STE 350 CITY: PENNSAUKEN STATE: NJ ZIP: 08109-4613 BUSINESS PHONE: 8563564500 MAIL ADDRESS: STREET 1: 2500 MCCLELLAN AVENUE STREET 2: STE 350 CITY: PENNSAUKEN STATE: NJ ZIP: 08109-4613 4 1 form412254002_06022020.xml OWNERSHIP DOCUMENT X0306 4 2020-06-02 0 0000700841 RCM TECHNOLOGIES INC RCMT 0001556313 Vizi Bradley C/O RCM TECHNOLOGIES, INC. 2500 MCCLELLAN AVENUE, SUITE 350 PENNSAUKEN NJ 08109 1 1 0 1 Executive Chairman & President See Explanation of Responses 0001556184 Michael F. O'Connell & Margo L. O'Connell Revocable Trust 515 S. FIGUEROA STREET, SUITE 1050 LOS ANGELES CA 90071 0 0 0 1 See Explanation of Responses 0001539145 O'CONNELL MICHAEL 515 S. FIGUEROA STREET SUITE 1050 LOS ANGELES CA 90071 0 0 0 1 See Explanation of Responses 0000351952 HARVEST FINANCIAL CORPORATION 1600 BENEDUM-TREES BUILDING 223 FOURTH AVENUE PITTSBURGH PA 15222 0 0 0 1 See Explanation of Responses 0001556235 IRS Partners No. 19, L.P. 515 S. FIGUEROA STREET, SUITE 1050 LOS ANGELES CA 90071 0 0 0 1 See Explanation of Responses 0001556221 M2O, Inc. 515 S. FIGUEROA STREET, SUITE 1050 LOS ANGELES CA 90071 0 0 0 1 See Explanation of Responses 0001556241 Leonetti/O'Connell Family Foundation 515 S. FIGUEROA STREET, SUITE 1050 LOS ANGELES CA 90071 0 0 0 1 See Explanation of Responses Common Stock 2020-06-02 4 S 0 2692065 1.2000 D 0 I See Footnote Common Stock 2020-06-02 4 S 0 266074 1.2000 D 0 I See Footnote Common Stock 2020-06-02 4 P 0 850000 1.2000 A 1162526 D This Form 4 is being filed jointly by IRS Partners No. 19, L.P. ("IRS 19"), M2O, Inc., The Michael F. O'Connell and Margo L. O'Connell Revocable Trust, The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), Michael O'Connell, Harvest Financial Corporation and Bradley Vizi (each a "Reporting Person" and collectively, the "Reporting Persons"). Effective June 2, 2020, the Reporting Persons ceased to be members of a Section 13(d) group. Mr. Vizi will continue to file Form 4s independently. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Securities of the Issuer previously owned by IRS 19. Securities of the Issuer previously owned by the Foundation. Includes 150,000 shares of Common Stock underlying certain restricted stock units, which will vest annually in three equal installments beginning on January 15, 2021. Bradley S. Vizi 2020-06-02 /s/ Frank D. Ruscetti as Executive Chairman of Harvest Financial Corporation 2020-06-02 /s/ Bradley S. Vizi s Attorney-in-Fact for Michael O'Connell 2020-06-02 The Michael F. O'Connell & Margo L. O'Connell Revocable Trust; By: /s/ Bradley S. Vizi as Attorney-in-Fact for Michael O'Connell, Trustee 2020-06-02 M2O, Inc.; By: /s/ Bradley S. Vizi as Attorney-in-Fact for Michael O'Connell, Chief Executive Officer 2020-06-02 IRS Partners No. 19, L.P.; By: M2O, Inc., its General Partner; By: /s/Bradley S. Vizi as Attorney-in-Fact for Michael O'Connell, Chief Executive Officer 2020-06-02 The Leonetti/O'Connell Family Foundation; By: /s/ Bradley S. Vizi as Attorney-in-Fact for Michael O'Connell, Secretary, Chief Financial Officer and Director 2020-06-02