-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1+FuKq/Wqbs/Gu0UgN3RFekFSECNiz9bvPDIhKQjbSyLGIHgFcVdhOf/DTEIxPE iizxWWCWyzhaxI9v7B8uIw== 0000930413-07-007967.txt : 20071016 0000930413-07-007967.hdr.sgml : 20071016 20071016144945 ACCESSION NUMBER: 0000930413-07-007967 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071011 FILED AS OF DATE: 20071016 DATE AS OF CHANGE: 20071016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRARO JOHN F CENTRAL INDEX KEY: 0000924116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10707 FILM NUMBER: 071174044 BUSINESS ADDRESS: BUSINESS PHONE: 8606832005 MAIL ADDRESS: STREET 1: C/O THERMODYNETICS STREET 2: 651 DAY HILL ROAD CITY: WINDSOR STATE: CT ZIP: 06095 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMODYNETICS INC CENTRAL INDEX KEY: 0000351902 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 061042505 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 651 DAY HILL RD STREET 2: . CITY: WINDSOR STATE: CT ZIP: 06095 BUSINESS PHONE: 2036832005 MAIL ADDRESS: STREET 1: 651 DAY HILL ROAD STREET 2: . CITY: WINDSOR STATE: CT ZIP: 06095 FORMER COMPANY: FORMER CONFORMED NAME: THERMO KINETICS INC DATE OF NAME CHANGE: 19810607 4 1 c50697_ex.xml X0202 4 2007-10-11 0 0000351902 THERMODYNETICS INC TDYT 0000924116 FERRARO JOHN F C/O THERMODYNETICS, INC. 651 DAY HILL ROAD WINDSOR CT 06095 1 1 1 1 Chairman & Secretary Trustee-401(k) Plan of Issuer Common Stock, $.01 par value 2007-10-11 4 J 0 25000 0.75 A 94296 I By Trust Common Stock, $.01 par value 2007-10-11 4 J 0 10727 0.75 A 34734 I By Trust Common Stock, $.01 par value 831341 D The Reporting Person is a trustee of the Thermodynetics, Inc. 401(k) Employee Retirement Savings Plan. The acquired shares (25,000 shares) for the Issuer's 401(k) Plan aggregate account reported herein have been issued to the Issuer's 401(k) Employee Retirement Savings Plan as a matching contribution made by the Issuer and are being held in trust for all qualified plan participants by the trustees of the Plan. The information in the corresponding row of Table I relates solely to the aggregate 401(k) Plan holdings. The acquired shares (10,727 shares) for the Reporting Person's personal 401(k) account reported herein have been issued to the Issuer's 401(k) Plan as a matching contribution made by the Issuer and are being held in trust by the trustees of the Plan; the Reporting Person is a Trustee of the Plan. The information in the corresponding row of Table I relates solely to the Reporting Person's personal 401(k) account. The information in the corresponding row of Table I reflects Reporting Person's aggregate holdings of the Issuer: Includes the shares held in trust under the 401(k) Plan for the Reporting Person's personal 401(k) account only. /s/ John F. Ferraro 2007-10-11 -----END PRIVACY-ENHANCED MESSAGE-----