-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AuvXtcGbSjvVbgqUPcWCp3cOmrOFraPFjypFeDDYmrwspWkkTMW4Detq+y0qU4hL hubVJVJ3bOqqjff3KJp9yQ== 0000930413-06-007368.txt : 20061020 0000930413-06-007368.hdr.sgml : 20061020 20061020123848 ACCESSION NUMBER: 0000930413-06-007368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061018 FILED AS OF DATE: 20061020 DATE AS OF CHANGE: 20061020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMODYNETICS INC CENTRAL INDEX KEY: 0000351902 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 061042505 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 651 DAY HILL RD STREET 2: . CITY: WINDSOR STATE: CT ZIP: 06095 BUSINESS PHONE: 2036832005 MAIL ADDRESS: STREET 1: 651 DAY HILL ROAD STREET 2: . CITY: WINDSOR STATE: CT ZIP: 06095 FORMER COMPANY: FORMER CONFORMED NAME: THERMO KINETICS INC DATE OF NAME CHANGE: 19810607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LERMAN ROBERT A CENTRAL INDEX KEY: 0000924119 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10707 FILM NUMBER: 061154873 BUSINESS ADDRESS: BUSINESS PHONE: 8606832005 MAIL ADDRESS: STREET 1: C/O THERMODYNETICS INC STREET 2: 651 DAY HILL ROAD CITY: WINDSOR STATE: CT ZIP: 06095 4 1 c44831_ex.xml X0202 4 2006-10-18 0 0000351902 THERMODYNETICS INC TDYT 0000924119 LERMAN ROBERT A C/O THERMODYNETICS INC 651 DAY HILL ROAD WINDSOR CT 06095 1 1 1 1 President Trustee of 401k Plan of Issuer Common Stock, $.01 par value 2006-10-18 4 S 0 8000 2.80 D 996267 D Common Stock, $.01 par value 2006-10-18 4 S 0 7500 2.90 D 988767 D Common Stock, $.01 par value 40905 I By Wife Common Stock, $.01 par value 45289 I By Wife Reporting Person sold all of the shares reported on this Form pursuant to that certain Agreement to Establish a Rule 10b5-1 Selling Plan dated July 5, 2006. Reporting Person disclaims any beneficial ownership in such shares and this filing is not an admission of any claim of ownership or of any pecuniary interest in such shares. Shares held in trust under the 401(k) Plan for the Reporting Person's personal 401(k) account. Excludes the aggregate 401,551 shares held in trust by the trustees of the 401(k) Plan for all of the participating employees of the issuer. /s/ Robert A. Lerman 2006-10-18 -----END PRIVACY-ENHANCED MESSAGE-----