-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WZ2gJUExdjZYih1xh6uv4Nd56D96JocMlhY5/8RVGDBsTkUHmDLtQcdPn9HamNiu uRvVsskM9JU67ADwtVch0g== 0000930413-06-007343.txt : 20061018 0000930413-06-007343.hdr.sgml : 20061018 20061018161114 ACCESSION NUMBER: 0000930413-06-007343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061013 FILED AS OF DATE: 20061018 DATE AS OF CHANGE: 20061018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMODYNETICS INC CENTRAL INDEX KEY: 0000351902 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 061042505 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 651 DAY HILL RD STREET 2: . CITY: WINDSOR STATE: CT ZIP: 06095 BUSINESS PHONE: 2036832005 MAIL ADDRESS: STREET 1: 651 DAY HILL ROAD STREET 2: . CITY: WINDSOR STATE: CT ZIP: 06095 FORMER COMPANY: FORMER CONFORMED NAME: THERMO KINETICS INC DATE OF NAME CHANGE: 19810607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LERMAN ROBERT A CENTRAL INDEX KEY: 0000924119 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10707 FILM NUMBER: 061151023 BUSINESS ADDRESS: BUSINESS PHONE: 8606832005 MAIL ADDRESS: STREET 1: C/O THERMODYNETICS INC STREET 2: 651 DAY HILL ROAD CITY: WINDSOR STATE: CT ZIP: 06095 4 1 c44784_ex.xml X0202 4 2006-10-13 0 0000351902 THERMODYNETICS INC TDYT 0000924119 LERMAN ROBERT A C/O THERMODYNETICS INC 651 DAY HILL ROAD WINDSOR CT 06095 1 1 1 1 President Trustee, 401(k) Plan of Issuer Common Stock, $.01 par value 2006-10-13 4 S 0 1500 2.50 D 1018267 D Common Stock, $.01 par value 2006-10-16 4 S 0 6000 2.50 D 1002267 D Common Stock, $.01 par value 2006-10-16 4 S 0 7500 2.70 D 1004767 D Common Stock, $.01 par value 2006-10-16 4 S 0 500 2.90 D 1004267 D Common Stock, $.01 par value 40905 I By Wife Common Stock, $.01 par value 45289 I By Trust Reporting Person sold all of the shares reported on this Form pursuant to that certain Agreement to Establish a Rule 10b5-1 Selling Plan dated July 5, 2006. Person disclaims any beneficial ownership in such shares and this filing is not an admission of any claim of ownership or of any pecuniary interest in such shares. Shares held in trust under the 401(k) Plan for the Reporting Person's personal 401(k) account. Excludes the aggregate 401,551 shares held in trust by the trustees of the 401(k) Plan for all of the participating employees of the issuer. /s/ Robert A. Lerman 2006-10-17 -----END PRIVACY-ENHANCED MESSAGE-----