0001209191-22-023398.txt : 20220405 0001209191-22-023398.hdr.sgml : 20220405 20220405215950 ACCESSION NUMBER: 0001209191-22-023398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220405 DATE AS OF CHANGE: 20220405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reijn Barend CENTRAL INDEX KEY: 0001789124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34198 FILM NUMBER: 22809286 MAIL ADDRESS: STREET 1: 7301 OHMS LANE STREET 2: SUITE 600 CITY: EDINA STATE: MN ZIP: 55439 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunOpta Inc. CENTRAL INDEX KEY: 0000351834 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 7078 SHADY OAK ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 952-820-2518 MAIL ADDRESS: STREET 1: 7078 SHADY OAK ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: SUNOPTA INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD DATE OF NAME CHANGE: 19940901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-04-01 0 0000351834 SunOpta Inc. STKL 0001789124 Reijn Barend 7078 SHADY OAK RAOD EDEN PRAIRIE MN 55344 0 1 0 0 SVP Global Sourcing Common Shares 2022-04-01 4 M 0 6836 A 67759 D Common Shares 2022-04-01 4 F 0 3691 5.14 D 64068 D Performance Stock Units 2022-04-01 4 M 0 6836 0.00 D Common Shares 6836 6835 D Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs. The reporting person was granted performance stock units (the "Performance Units") on July 10, 2020. The vesting of the Performance Units is subject to the satisfaction of certain fiscal year EBITDA achieved during the period commencing on the grant date and ending on December 31, 2022 (the "Performance Period"). The vesting of this 1/3 of the Performance Units is due to the company achieving annual EBITDA of $58,000,000 (as modified by the Board of Directors, at its sole discretion, from $100,000,000) during the Performance Period, and subject to continued employment through the end of the fiscal year the EBITDA performance condition is achieved. The Performance Stock Units do not have an expiration date. /s/ Jill Barnett, attorney-in-fact 2022-04-05