0001209191-21-040803.txt : 20210615 0001209191-21-040803.hdr.sgml : 20210615 20210615215949 ACCESSION NUMBER: 0001209191-21-040803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reijn Barend CENTRAL INDEX KEY: 0001789124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34198 FILM NUMBER: 211020386 MAIL ADDRESS: STREET 1: 100 ENTERPRISE WAY STREET 2: SUITE B 101 CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunOpta Inc. CENTRAL INDEX KEY: 0000351834 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 7301 OHMS LANE STREET 2: SUITE 600 CITY: EDINA STATE: MN ZIP: 55439 BUSINESS PHONE: 952-820-2518 MAIL ADDRESS: STREET 1: 7301 OHMS LANE STREET 2: SUITE 600 CITY: EDINA STATE: MN ZIP: 55439 FORMER COMPANY: FORMER CONFORMED NAME: SUNOPTA INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD DATE OF NAME CHANGE: 19940901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-11 0 0000351834 SunOpta Inc. STKL 0001789124 Reijn Barend 100 ENTERPRISE WAY SUITE B 101 SCOTTS VALLEY CA 95066 0 1 0 0 General Manager of CPG Fruit Common Shares 2021-06-11 4 M 0 800 7.36 A 65489 D Common Shares 2021-06-11 4 M 0 4000 11.30 A 69489 D Common Shares 2021-06-11 4 M 0 5000 10.08 A 74489 D Common Shares 2021-06-11 4 M 0 3333 3.27 A 77822 D Common Shares 2021-06-11 4 M 0 9465 9.50 A 87287 D Common Shares 2021-06-11 4 M 0 2586 9.50 A 89873 D Common Shares 2021-06-11 4 S 0 17532 13.2146 D 72341 D Common Shares 2021-06-14 4 S 0 15000 13.1015 D 57341 D Stock Option (Right to Buy) 7.36 2021-06-11 4 M 0 800 0.00 D 2018-05-07 2023-05-07 Common Shares 800 0 D Stock Option (Right to Buy) 11.30 2021-06-11 4 M 0 4000 0.00 D 2024-05-13 Common Shares 4000 0 D Stock Option (Right to Buy) 10.08 2021-06-11 4 M 0 5000 0.00 D 2025-05-12 Common Shares 5000 0 D Stock Option (Right to Buy) 3.27 2021-06-11 4 M 0 3333 0.00 D 2019-05-24 2026-05-24 Common Shares 3333 0 D Stock Option (Right to Buy) 9.50 2021-06-11 4 M 0 9465 0.00 D 2020-05-24 2027-05-24 Common Shares 9465 0 D Stock Option (Right to Buy) 9.50 2021-06-11 4 M 0 2586 0.00 D 2020-05-24 2027-05-24 Common Shares 2586 0 D The reporting person elected to exercise his stock options and use the disposition of shares to pay for his right to buy the options. The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $13.16 to $14.1599, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.10 to $13.115, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. The option representing a right to purchase a total of 4,000 shares, became exercisable in five equal annual installments beginning on May 13, 2015, which was the first anniversary of the date on which the option was granted. The option representing a right to purchase a total of 5,000 shares, became exercisable in five equal annual installments beginning on May 12, 2016, which was the first anniversary of the date on which the option was granted. /s/ Jill Barnett, attorney-in-fact 2021-06-15