0001209191-21-040803.txt : 20210615
0001209191-21-040803.hdr.sgml : 20210615
20210615215949
ACCESSION NUMBER: 0001209191-21-040803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210611
FILED AS OF DATE: 20210615
DATE AS OF CHANGE: 20210615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reijn Barend
CENTRAL INDEX KEY: 0001789124
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34198
FILM NUMBER: 211020386
MAIL ADDRESS:
STREET 1: 100 ENTERPRISE WAY
STREET 2: SUITE B 101
CITY: SCOTTS VALLEY
STATE: CA
ZIP: 95066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SunOpta Inc.
CENTRAL INDEX KEY: 0000351834
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150]
IRS NUMBER: 000000000
STATE OF INCORPORATION: Z4
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 7301 OHMS LANE
STREET 2: SUITE 600
CITY: EDINA
STATE: MN
ZIP: 55439
BUSINESS PHONE: 952-820-2518
MAIL ADDRESS:
STREET 1: 7301 OHMS LANE
STREET 2: SUITE 600
CITY: EDINA
STATE: MN
ZIP: 55439
FORMER COMPANY:
FORMER CONFORMED NAME: SUNOPTA INC
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD
DATE OF NAME CHANGE: 19940901
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-11
0
0000351834
SunOpta Inc.
STKL
0001789124
Reijn Barend
100 ENTERPRISE WAY
SUITE B 101
SCOTTS VALLEY
CA
95066
0
1
0
0
General Manager of CPG Fruit
Common Shares
2021-06-11
4
M
0
800
7.36
A
65489
D
Common Shares
2021-06-11
4
M
0
4000
11.30
A
69489
D
Common Shares
2021-06-11
4
M
0
5000
10.08
A
74489
D
Common Shares
2021-06-11
4
M
0
3333
3.27
A
77822
D
Common Shares
2021-06-11
4
M
0
9465
9.50
A
87287
D
Common Shares
2021-06-11
4
M
0
2586
9.50
A
89873
D
Common Shares
2021-06-11
4
S
0
17532
13.2146
D
72341
D
Common Shares
2021-06-14
4
S
0
15000
13.1015
D
57341
D
Stock Option (Right to Buy)
7.36
2021-06-11
4
M
0
800
0.00
D
2018-05-07
2023-05-07
Common Shares
800
0
D
Stock Option (Right to Buy)
11.30
2021-06-11
4
M
0
4000
0.00
D
2024-05-13
Common Shares
4000
0
D
Stock Option (Right to Buy)
10.08
2021-06-11
4
M
0
5000
0.00
D
2025-05-12
Common Shares
5000
0
D
Stock Option (Right to Buy)
3.27
2021-06-11
4
M
0
3333
0.00
D
2019-05-24
2026-05-24
Common Shares
3333
0
D
Stock Option (Right to Buy)
9.50
2021-06-11
4
M
0
9465
0.00
D
2020-05-24
2027-05-24
Common Shares
9465
0
D
Stock Option (Right to Buy)
9.50
2021-06-11
4
M
0
2586
0.00
D
2020-05-24
2027-05-24
Common Shares
2586
0
D
The reporting person elected to exercise his stock options and use the disposition of shares to pay for his right to buy the options.
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $13.16 to $14.1599, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.10 to $13.115, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
The option representing a right to purchase a total of 4,000 shares, became exercisable in five equal annual installments beginning on May 13, 2015, which was the first anniversary of the date on which the option was granted.
The option representing a right to purchase a total of 5,000 shares, became exercisable in five equal annual installments beginning on May 12, 2016, which was the first anniversary of the date on which the option was granted.
/s/ Jill Barnett, attorney-in-fact
2021-06-15