0001209191-21-024316.txt : 20210401 0001209191-21-024316.hdr.sgml : 20210401 20210401212809 ACCESSION NUMBER: 0001209191-21-024316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buick Mike CENTRAL INDEX KEY: 0001730712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34198 FILM NUMBER: 21800386 MAIL ADDRESS: STREET 1: 7301 OHMS LANE SUITE 600 CITY: EDINA STATE: MN ZIP: 55439 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunOpta Inc. CENTRAL INDEX KEY: 0000351834 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 2233 ARGENTIA ROAD STREET 2: SUITE 401 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 2X7 BUSINESS PHONE: (905) 455-1990 MAIL ADDRESS: STREET 1: 2233 ARGENTIA ROAD STREET 2: SUITE 401 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 2X7 FORMER COMPANY: FORMER CONFORMED NAME: SUNOPTA INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD DATE OF NAME CHANGE: 19940901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-30 0 0000351834 SunOpta Inc. STKL 0001730712 Buick Mike 7301 OHMS LANE SUITE 600 EDINA MN 55439 0 1 0 0 SVP and GM Performance Stock Units 2021-03-30 4 A 0 16775 0.00 A Common Shares 16775 16775 D Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. The Performance Stock Units ("PSUs") vest on March 30, 2022 based upon the Company's gross Adjusted EBITDA (the "Performance Measure") for its 2021 fiscal year. If the Performance Measure is less than $65.65 million, none of the PSUs will vest and the PSUs will expire. If the Performance Measure is at or greater than $65.65 million, a percentage of the PSUs, ranging from 50% to 100%, will vest in accordance with a vesting table and the remaining PSUs will expire. The vested amount increases by one percentage point for each level of Adjusted EBITDA achieved, as specified in the vesting table. If the Performance Measure is greater than or equal to $75.65 million, all of the PSUs will vest. Vesting is also subject to individual performance and continued employment of the reporting person through the vesting date. The Performance Stock Units do not have an expiration date. /s/ Jill Barnett, attorney-in-fact 2021-04-01