0001209191-21-010408.txt : 20210212
0001209191-21-010408.hdr.sgml : 20210212
20210212185116
ACCESSION NUMBER: 0001209191-21-010408
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210210
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huckins Scott E.
CENTRAL INDEX KEY: 0001787240
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34198
FILM NUMBER: 21631013
MAIL ADDRESS:
STREET 1: 7301 OHMS LANE
STREET 2: SUITE 600
CITY: EDINA
STATE: MN
ZIP: 55439
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SunOpta Inc.
CENTRAL INDEX KEY: 0000351834
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150]
IRS NUMBER: 000000000
STATE OF INCORPORATION: Z4
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 2233 ARGENTIA ROAD
STREET 2: SUITE 401
CITY: MISSISSAUGA
STATE: A6
ZIP: L5N 2X7
BUSINESS PHONE: (905) 455-1990
MAIL ADDRESS:
STREET 1: 2233 ARGENTIA ROAD
STREET 2: SUITE 401
CITY: MISSISSAUGA
STATE: A6
ZIP: L5N 2X7
FORMER COMPANY:
FORMER CONFORMED NAME: SUNOPTA INC
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD
DATE OF NAME CHANGE: 19940901
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-10
0
0000351834
SunOpta Inc.
STKL
0001787240
Huckins Scott E.
7301 OHMS LANE
SUITE 600
EDINA
MN
55439
0
1
0
0
CFO
Common Shares
2021-02-10
4
M
0
57773
A
357801
D
Common Shares
2021-02-10
4
F
0
28708
16.47
D
329093
D
Performance Stock Units
2021-02-10
4
M
0
57773
0.00
D
Common Shares
57773
0
D
Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs.
The reporting person was granted 173,319 performance stock units (the "Special Performance Units") as of September 3, 2019. The vesting of the Special Performance Units was subject to (i) the satisfaction of certain stock price performance conditions and (ii) the reporting person's continued employment with the Company through the applicable vesting date. For the stock price performance conditions, 57,773 of the Special Performance Units vested upon achieving a volume weighted average trading stock price of $14.00 per share for 20 consecutive trading days.
The Performance Stock Units do not have an expiration date.
/s/ Jill Barnett, attorney-in-fact
2021-02-12